Ocean Pa Diversified in ETFDUKZETF

13F holders, Q3 2025 (September 30)
6holders +1
1new positions
0sold out
$25.52avg. 13F price*

At the end of Q3 2025, 6 institutions reported holding Ocean Pa Diversified in ETF (DUKZ) in their 13F filings, up 1 from Q2 2025. 1 opened new positions and 0 sold out. The largest holders were Cambridge Investment Research Advisors, Inc. ($806K), Commonwealth Equity Services, LLC ($445K) and Mutual Advisors, LLC ($223K).

Company
Ocean Pa Diversified in ETF
Filed as
NORTHERN LIGHTS FD TR (Q3 2025)
CUSIP
66538J282
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q3 2024: 4Q3 2024Q4 2024: 3Q4 2024Q1 2025: 6Q1 2025Q2 2025: 5Q2 2025Q3 2025: 6Q3 2025Q4 2025: 10Q4 2025Q1 2026: 14Q1 2026Q2 2026: 17Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions1$223K
Exits0$0

All 13F filers, Q2 2025 → Q3 2025: 8,680 shares bought and 4,229 shares sold, net +4,451 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 6 holders

Cambridge Investment Research Advisors, Inc. 0.00% Reduce -9.0% 31,613 $806K
Commonwealth Equity Services, LLC 0.00% Reduce -5.6% 17,455 $445K
Mutual Advisors, LLC 0.00% New 8,680 $223K
Harbour Investments, Inc. 0.00% No change 597 $15K
UBS Group AG 0.00% Reduce -37.9% 126 $3K
Osaic Holdings, Inc. 0.00% No change 3 $75

"% of holder's portfolio" is DUKZ's weight in each manager's 13F, not the share of Ocean Pa Diversified in ETF the manager owns.