Ocean Pa Diversified in ETFDUKZETF
13F holders, Q4 2025 (December 31)10holders +4
5new positions
1sold out
$25.28avg. 13F price*
At the end of Q4 2025, 10 institutions reported holding Ocean Pa Diversified in ETF (DUKZ) in their 13F filings, up 4 from Q3 2025. 5 opened new positions and 1 sold out. The largest holders were Envestnet Asset Management Inc. ($4.2M), Cambridge Investment Research Advisors, Inc. ($749K) and Independent Financial Group, LLC ($501K).
- Company
- Ocean Pa Diversified in ETF
- Filed as
- NORTHERN LIGHTS FD TR (Q4 2025)
- CUSIP
- 66538J282
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $5.2M |
| Exits | 1 | $3K |
All 13F filers, Q3 2025 → Q4 2025: 230,105 shares bought and 2,123 shares sold, net +227,982 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Envestnet Asset Management Inc. | 0.00% | New | 166,905 | $4.2M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -6.3% | 29,616 | $749K |
| Independent Financial Group, LLC | 0.01% | New | 19,810 | $501K |
| Commonwealth Equity Services, LLC | 0.00% | Add +1.2% | 17,657 | $446K |
| Osaic Holdings, Inc. | 0.00% | Add +533233.3% | 16,000 | $404K |
| Mutual Advisors, LLC | 0.01% | Add +83.4% | 15,917 | $402K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | New | 9,277 | $235K |
| Ocean Park Asset Management, LLC | 0.01% | New | 8,624 | $218K |
| Kestra Advisory Services, LLC | 0.00% | New | 2,053 | $52K |
| Harbour Investments, Inc. | 0.00% | No change | 597 | $15K |
"% of holder's portfolio" is DUKZ's weight in each manager's 13F, not the share of Ocean Pa Diversified in ETF the manager owns.