Ocean Pa Diversified in ETFDUKZETF
13F holders, Q1 2026 (March 31)14holders +4
5new positions
2sold out
$25.07avg. 13F price*
At the end of Q1 2026, 14 institutions reported holding Ocean Pa Diversified in ETF (DUKZ) in their 13F filings, up 4 from Q4 2025. 5 opened new positions and 2 sold out. The largest holders were Spartan Wealth Advisory Services LLC ($10.1M), VestGen Advisors, LLC ($8.1M) and Envestnet Asset Management Inc. ($4.8M).
- Company
- Ocean Pa Diversified in ETF
- Filed as
- NORTHERN LIGHTS FD TR (Q1 2026)
- CUSIP
- 66538J282
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $8.8M |
| Exits | 2 | $456K |
All 13F filers, Q4 2025 → Q1 2026: 411,409 shares bought and 18,576 shares sold, net +392,833 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Spartan Wealth Advisory Services LLC | 0.88% | — | 404,521 | $10.1M |
| VestGen Advisors, LLC | 0.23% | New | 317,534 | $8.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +16.0% | 193,640 | $4.8M |
| Independent Financial Group, LLC | 0.03% | Add +149.2% | 49,363 | $1.2M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +2.7% | 30,425 | $758K |
| Mutual Advisors, LLC | 0.01% | Add +39.9% | 22,261 | $555K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.0% | 17,134 | $427K |
| Signature Estate & Investment Advisors LLC | 0.01% | New | 15,568 | $388K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +8.6% | 10,078 | $251K |
| Park Avenue Securities LLC | 0.00% | New | 9,647 | $240K |
| Ocean Park Asset Management, LLC | 0.01% | Add +0.1% | 8,631 | $215K |
| Farther Finance Advisors, LLC | 0.00% | New | 4,201 | $105K |
| Harbour Investments, Inc. | 0.00% | No change | 597 | $15K |
| UBS Group AG | 0.00% | New | 210 | $5K |
"% of holder's portfolio" is DUKZ's weight in each manager's 13F, not the share of Ocean Pa Diversified in ETF the manager owns.