Pgim S&P 500 Buffer 12-FebFEBPETF

13F holders, Q3 2025 (September 30)
9holders
1new positions
1sold out
$30.96avg. 13F price*

At the end of Q3 2025, 9 institutions reported holding Pgim S&P 500 Buffer 12-Feb (FEBP) in their 13F filings, unchanged from Q2 2025. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.4M), Old Mission Capital LLC ($626K) and DHJJ Financial Advisors, Ltd. ($488K).

Company
Pgim S&P 500 Buffer 12-Feb
Filed as
PGIM ROCK ETF TR (Q3 2025)
CUSIP
69420N304
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 6Q4 2024Q1 2025: 9Q1 2025Q2 2025: 9Q2 2025Q3 2025: 9Q3 2025Q4 2025: 10Q4 2025Q1 2026: 12Q1 2026Q2 2026: 12Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions1$626K
Exits1$216K

All 13F filers, Q2 2025 → Q3 2025: 74,121 shares bought and 10,567 shares sold, net +63,554 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 9 holders

Prudential Financial Inc. 0.01% Add +39.9% 175,183 $5.4M
Old Mission Capital LLC 0.02% New 20,232 $626K
DHJJ Financial Advisors, Ltd. 0.17% No change 15,760 $488K
Commonwealth Equity Services, LLC 0.00% Reduce -6.6% 15,248 $472K
Royal Bank of Canada 0.00% Add +5205.3% 3,979 $123K
Harbour Investments, Inc. 0.00% Reduce -66.7% 1,000 $31K
Parallel Advisors, LLC 0.00% No change 700 $22K
EverSource Wealth Advisors, LLC 0.00% Reduce -18.4% 653 $20K
UBS Group AG 0.00% Reduce -22.6% 41 $1K

"% of holder's portfolio" is FEBP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Feb the manager owns.