Pgim S&P 500 Buffer 12-FebFEBPETF

13F holders, Q1 2026 (March 31)
12holders +2
4new positions
2sold out
$31.28avg. 13F price*

At the end of Q1 2026, 12 institutions reported holding Pgim S&P 500 Buffer 12-Feb (FEBP) in their 13F filings, up 2 from Q4 2025. 4 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($11.3M), Old Mission Capital LLC ($1.2M) and Commonwealth Equity Services, LLC ($852K).

Company
Pgim S&P 500 Buffer 12-Feb
Filed as
PGIM ROCK ETF TR (Q1 2026)
CUSIP
69420N304
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 6Q4 2024Q1 2025: 9Q1 2025Q2 2025: 9Q2 2025Q3 2025: 9Q3 2025Q4 2025: 10Q4 2025Q1 2026: 12Q1 2026Q2 2026: 12Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions4$1.3M
Exits2$35K

All 13F filers, Q4 2025 → Q1 2026: 186,021 shares bought and 1,140 shares sold, net +184,881 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 12 holders

Prudential Financial Inc. 0.01% Add +37.3% 360,530 $11.3M
Old Mission Capital LLC 0.03% Add +416.2% 38,601 $1.2M
Commonwealth Equity Services, LLC 0.00% Add +51.4% 27,230 $852K
Cypress Financial Planning LLC 0.22% New 24,697 $773K
DHJJ Financial Advisors, Ltd. 0.18% Add +8.0% 17,021 $532K
Cetera Investment Advisers 0.00% New 14,278 $447K
Kestra Advisory Services, LLC 0.00% Add +113.8% 8,068 $252K
Harbour Investments, Inc. 0.00% Add +130.0% 2,300 $72K
Steward Partners Investment Advisory, LLC 0.00% New 1,559 $49K
Parallel Advisors, LLC 0.00% No change 700 $22K
EverSource Wealth Advisors, LLC 0.00% Reduce -5.0% 473 $15K
PNC Financial Services Group, Inc. 0.00% New 316 $10K

"% of holder's portfolio" is FEBP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Feb the manager owns.