Pgim S&P 500 Buffer 12-FebFEBPETF

13F holders, Q4 2025 (December 31)
10holders +1
1new positions
0sold out
$31.85avg. 13F price*

At the end of Q4 2025, 10 institutions reported holding Pgim S&P 500 Buffer 12-Feb (FEBP) in their 13F filings, up 1 from Q3 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($8.4M), Commonwealth Equity Services, LLC ($573K) and DHJJ Financial Advisors, Ltd. ($502K).

Company
Pgim S&P 500 Buffer 12-Feb
Filed as
PGIM ROCK ETF TR (Q4 2025)
CUSIP
69420N304
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 6Q4 2024Q1 2025: 9Q1 2025Q2 2025: 9Q2 2025Q3 2025: 9Q3 2025Q4 2025: 10Q4 2025Q1 2026: 12Q1 2026Q2 2026: 12Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions1$120K
Exits0$0

All 13F filers, Q3 2025 → Q4 2025: 93,910 shares bought and 15,814 shares sold, net +78,096 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 10 holders

Prudential Financial Inc. 0.01% Add +49.9% 262,581 $8.4M
Commonwealth Equity Services, LLC 0.00% Add +18.0% 17,987 $573K
DHJJ Financial Advisors, Ltd. 0.17% No change 15,760 $502K
Old Mission Capital LLC 0.01% Reduce -63.0% 7,478 $238K
Kestra Advisory Services, LLC 0.00% New 3,773 $120K
Royal Bank of Canada 0.00% Reduce -72.3% 1,101 $35K
Harbour Investments, Inc. 0.00% No change 1,000 $32K
Parallel Advisors, LLC 0.00% No change 700 $22K
EverSource Wealth Advisors, LLC 0.00% Reduce -23.7% 498 $16K
UBS Group AG 0.00% Reduce -65.8% 14 $446

"% of holder's portfolio" is FEBP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Feb the manager owns.