First Trust Special FinancFGB
13F holders, Q3 2024 (September 30)38holders +7
7new positions
1sold out
$4.07avg. 13F price*
At the end of Q3 2024, 38 institutions reported holding First Trust Special Financ (FGB) in their 13F filings, up 7 from Q2 2024. 7 opened new positions and 1 sold out. The largest holders were LPL Financial LLC ($4.3M), Saba Capital Management, L.P. ($3.0M) and Morgan Stanley ($2.3M).
- Company
- First Trust Special Financ
- CUSIP
- 33733G109
- Latest filing quarter
- Q2 2025
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 7 | $2.0M |
| Exits | 1 | $313K |
All 13F filers, Q2 2024 → Q3 2024: 803,568 shares bought and 650,748 shares sold, net +152,820 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders
| LPL Financial LLC | 0.00% | Reduce -4.1% | 1,067,057 | $4.3M |
| Saba Capital Management, L.P. | 0.07% | Reduce -32.5% | 747,940 | $3.0M |
| Morgan Stanley | 0.00% | Add +0.5% | 570,129 | $2.3M |
| Rivernorth Capital Management, LLC | 0.08% | Add +86.3% | 393,429 | $1.6M |
| Sit Investment Associates Inc. | 0.03% | New | 284,696 | $1.2M |
| Almitas Capital LLC | 0.26% | New | 179,486 | $731K |
| Commonwealth Equity Services, LLC | 0.00% | Add +2.7% | 178,100 | $725K |
| Alpine Global Management, LLC | 0.17% | Reduce -0.3% | 159,500 | $649K |
| Consolidated Portfolio Review Corp | 0.13% | Reduce -33.8% | 144,443 | $588K |
| Private Advisor Group, LLC | 0.00% | Reduce -25.7% | 126,958 | $517K |
| Flagship Harbor Advisors, LLC | 0.02% | Reduce -7.5% | 110,874 | $451K |
| Compound Planning, Inc. | 0.03% | Add +13.0% | 107,998 | $440K |
| Good Life Advisors, LLC | 0.03% | Add +102.8% | 107,026 | $436K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Reduce -8.8% | 102,533 | $417K |
| Uhlmann Price Securities, LLC | 0.20% | — | 62,016 | $252K |
| NWF Advisory Services Inc. | 0.03% | Add +25.5% | 56,550 | $230K |
| Wells Fargo & Company | 0.00% | Add +0.0% | 49,216 | $200K |
| SYM FINANCIAL Corp | 0.02% | No change | 41,994 | $171K |
| Shaker Financial Services, LLC | 0.06% | Add +212.2% | 41,538 | $169K |
| Osaic Holdings, Inc. | 0.00% | Reduce -25.9% | 39,025 | $159K |
| Susquehanna International Group, LLP | 0.00% | Reduce -25.5% | 26,489 | $108K |
| Csenge Advisory Group | 0.01% | Reduce -19.5% | 24,641 | $101K |
| Mendel Capital Management LLC | 0.05% | No change | 19,940 | $81K |
| Advisory Services Network, LLC | 0.00% | No change | 17,478 | $68K |
| Blue Bell Private Wealth Management, LLC | 0.01% | Add +28.8% | 15,011 | $61K |
| KPP Advisory Services LLC | 0.01% | No change | 13,500 | $55K |
| Cetera Investment Advisers | 0.00% | No change | 13,290 | $54K |
| CSS LLC | 0.01% | New | 12,697 | $52K |
| L.M. Kohn & Company | 0.01% | New | 11,800 | $48K |
| Jane Street Group, LLC | 0.00% | New | 11,687 | $48K |
| Belpointe Asset Management LLC | 0.00% | Add +0.9% | 11,655 | $47K |
| Wedbush Securities Inc. | 0.00% | No change | 11,522 | $47K |
| Equitable Holdings, Inc. | 0.00% | No change | 10,000 | $41K |
| IFP Advisors, Inc | 0.00% | Add +14.3% | 6,824 | $28K |
| Lanark Financial, Inc. | 0.00% | No change | 6,323 | $25K |
| US Bancorp \de | 0.00% | No change | 2,900 | $12K |
| Bank of America Corp. | 0.00% | New | 1,840 | $7K |
| UBS Group AG | 0.00% | New | 728 | $3K |
"% of holder's portfolio" is FGB's weight in each manager's 13F, not the share of First Trust Special Financ the manager owns.