First Trust Smid Capital STRFSCSETF

13F holders, Q4 2024 (December 31)
24holders +7
5new positions
1sold out
$35.42avg. 13F price*

At the end of Q4 2024, 24 institutions reported holding First Trust Smid Capital STR (FSCS) in their 13F filings, up 7 from Q3 2024. 5 opened new positions and 1 sold out. The largest holders were LPL Financial LLC ($10.4M), Susquehanna International Group, LLP ($734K) and Bullseye Investment Management, LLC ($686K).

Company
First Trust Smid Capital STR
CUSIP
33738R753
Latest filing quarter
Q2 2026

History

Number of 13F holders

010203040 Q1 2024: 13Q1 2024Q2 2024: 14Q2 2024Q3 2024: 17Q3 2024Q4 2024: 24Q4 2024Q1 2025: 22Q1 2025Q2 2025: 28Q2 2025Q3 2025: 32Q3 2025Q4 2025: 30Q4 2025Q1 2026: 31Q1 2026Q2 2026: 27Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions5$1.2M
Exits1$1.5M

All 13F filers, Q3 2024 → Q4 2024: 84,593 shares bought and 64,162 shares sold, net +20,431 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 24 holders
LPL Financial LLC 0.00% Add +14.6% 293,883 $10.4M
Susquehanna International Group, LLP 0.00% Reduce -49.4% 20,740 $734K
Bullseye Investment Management, LLC 0.48% New 19,437 $686K
FSB Premier Wealth Management, Inc. 0.26% Add +0.0% 18,640 $660K
NewEdge Advisors, LLC 0.00% Add +73.0% 17,588 $623K
Envestnet Asset Management Inc. 0.00% Reduce -1.7% 7,542 $267K
Cambridge Investment Research Advisors, Inc. 0.00% No change 6,300 $223K
Osaic Holdings, Inc. 0.00% Add +340.5% 5,810 $206K
International Assets Investment Management, LLC 0.02% New 5,787 $204K
Independent Advisor Alliance 0.00% New 5,662 $200K
Concourse Financial Group Securities, Inc. 0.01% Reduce -0.5% 4,664 $170K
Aptus Capital Advisors, LLC 0.00% New 2,707 $96K
UBS Group AG 0.00% New 1,660 $59K
MPWM Advisory Solutions, LLC 0.04% — 1,636 $58K
Royal Bank of Canada 0.00% Reduce -29.0% 1,309 $46K
Geneos Wealth Management Inc. 0.00% No change 1,100 $39K
Global Retirement Partners, LLC 0.00% Reduce -25.5% 1,000 $35K
Allworth Financial LP 0.00% No change 873 $32K
Pinnacle Bancorp, Inc. 0.01% No change 873 $31K
Harbour Investments, Inc. 0.00% No change 243 $9K
Golden State Wealth Management, LLC 0.00% — 52 $2K
Lanark Financial, Inc. 0.00% — 1 $48
Morgan Stanley 0.00% No change 1 $44
Wells Fargo & Company 0.00% No change 1 $18

"% of holder's portfolio" is FSCS's weight in each manager's 13F, not the share of First Trust Smid Capital STR the manager owns.