First Trust Smid Capital STRFSCSETF
13F holders, Q1 2026 (March 31)31holders +1
4new positions
2sold out
$35.22avg. 13F price*
At the end of Q1 2026, 31 institutions reported holding First Trust Smid Capital STR (FSCS) in their 13F filings, up 1 from Q4 2025. 4 opened new positions and 2 sold out. The largest holders were LPL Financial LLC ($18.3M), NewEdge Advisors, LLC ($14.7M) and Cambridge Investment Research Advisors, Inc. ($3.4M).
- Company
- First Trust Smid Capital STR
- CUSIP
- 33738R753
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $1.1M |
| Exits | 2 | $12K |
All 13F filers, Q4 2025 → Q1 2026: 107,016 shares bought and 1,427 shares sold, net +105,589 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 31 holders
| LPL Financial LLC | 0.00% | Add +2.3% | 521,239 | $18.3M |
| NewEdge Advisors, LLC | 0.05% | Add +11.7% | 416,606 | $14.7M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +0.6% | 97,641 | $3.4M |
| Osaic Holdings, Inc. | 0.00% | Add +2.3% | 53,181 | $1.9M |
| Equitable Holdings, Inc. | 0.01% | Add +39.7% | 29,556 | $1.1M |
| Susquehanna International Group, LLP | 0.00% | New | 25,616 | $902K |
| Kestra Advisory Services, LLC | 0.00% | Add +20.4% | 18,122 | $638K |
| FSB Premier Wealth Management, Inc. | 0.20% | Reduce -2.5% | 17,864 | $629K |
| Two Sigma Investments, LP | 0.00% | No change | 15,500 | $546K |
| Sanctuary Advisors, LLC | 0.00% | Add +4.7% | 14,635 | $515K |
| Cetera Investment Advisers | 0.00% | Add +57.9% | 13,552 | $477K |
| PFG Investments, LLC | 0.02% | No change | 10,307 | $363K |
| Envestnet Asset Management Inc. | 0.00% | Add +4.8% | 8,830 | $311K |
| Independent Advisor Alliance | 0.00% | New | 6,498 | $229K |
| International Assets Investment Management, LLC | 0.02% | No change | 6,390 | $226K |
| Private Advisor Group, LLC | 0.00% | Add +3.2% | 6,364 | $224K |
| Harbour Investments, Inc. | 0.00% | Add +3.3% | 4,828 | $170K |
| Aptus Capital Advisors, LLC | 0.00% | Add +0.3% | 2,726 | $96K |
| Lanark Financial, Inc. | 0.00% | No change | 1,375 | $48K |
| MPWM Advisory Solutions, LLC | 0.03% | Reduce -16.9% | 1,359 | $48K |
| Rockefeller Capital Management L.P. | 0.00% | No change | 1,300 | $46K |
| Allworth Financial LP | 0.00% | No change | 873 | $31K |
| Pinnacle Bancorp, Inc. | 0.01% | No change | 873 | $31K |
| Cwm, LLC | 0.00% | Reduce -28.4% | 869 | $31K |
| Farther Finance Advisors, LLC | 0.00% | No change | 380 | $13K |
| Royal Bank of Canada | 0.00% | Reduce -6.4% | 294 | $10K |
| Assetmark, Inc. | 0.00% | New | 63 | $2K |
| Golden State Wealth Management, LLC | 0.00% | No change | 53 | $2K |
| UBS Group AG | 0.00% | New | 36 | $1K |
| Morgan Stanley | 0.00% | Reduce -33.3% | 2 | $90 |
| Wells Fargo & Company | 0.00% | No change | 1 | $40 |
"% of holder's portfolio" is FSCS's weight in each manager's 13F, not the share of First Trust Smid Capital STR the manager owns.