Hennessy Capital Inv A -CW27HCVIWPreferred / convertible

13F holders, Q3 2024 (September 30)
23holders −1
3new positions
3sold out
1famous investor
$0.07avg. 13F price*

At the end of Q3 2024, 23 institutions reported holding Hennessy Capital Inv A -CW27 (HCVIW) in their 13F filings, down 1 from Q2 2024. 3 opened new positions and 3 sold out. The largest holders were D. E. Shaw & Co. ($69K), Clear Street LLC ($61K) and Aristeia Capital, L.L.C. ($60K). One famous investor held it David E. Shaw ( of D. E. Shaw & Co.'s portfolio).

Company
Hennessy Capital Inv A -CW27
CUSIP
42600H116
Latest filing quarter
Q2 2025

History

Number of 13F holders

0102030 Q1 2024: 29Q1 2024Q2 2024: 24Q2 2024Q3 2024: 23Q3 2024Q4 2024: 22Q4 2024Q1 2025: 24Q1 2025Q2 2025: 1Q2 2025

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions3$62K
Exits3$185K

All 13F filers, Q2 2024 → Q3 2024: 1,706,484 shares bought and 1,563,563 shares sold, net +142,921 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 23 holders
D. E. Shaw & Co. — No change 990,000 $69K
Clear Street LLC — Add +13163.9% 876,877 $61K
Aristeia Capital, L.L.C. — New 801,900 $60K
Apollo Management Holdings, L.P. — No change 823,332 $58K
Cowen and Company, LLC — Reduce -14.4% 776,333 $54K
AQR Arbitrage LLC — No change 558,924 $39K
Polar Asset Management Partners Inc. — No change 534,087 $37K
Rivernorth Capital Management, LLC — No change 456,085 $32K
Shaolin Capital Management LLC — Reduce -17.3% 413,600 $29K
Q Global Advisors, LLC — No change 358,060 $25K
Weiss Asset Management LP — No change 266,666 $18K
Periscope Capital Inc. — Reduce -30.0% 215,208 $15K
Walleye Capital LLC — No change 193,035 $14K
Alberta Investment Management Corp — No change 141,065 $10K
Walleye Trading LLC — No change 108,504 $8K
Clear Street Derivatives LLC — No change 98,090 $7K
Saba Capital Management, L.P. — No change 83,480 $6K
Parallax Volatility Advisers, L.P. — Reduce -26.8% 55,109 $4K
Schechter Investment Advisors, LLC — No change 33,807 $2K
Flow Traders U.S. LLC — New 20,918 $1K
StoneX Group Inc. — New 13,400 $938
Spartan Fund Management Inc. — No change 3,040 $213
Longfellow Investment Management Co. LLC — No change 146 $10

"% of holder's portfolio" is HCVIW's weight in each manager's 13F, not the share of Hennessy Capital Inv A -CW27 the manager owns.