Hennessy Capital Inv A -CW27HCVIWPreferred / convertible

13F holders, Q1 2025 (March 31)
24holders +2
4new positions
1sold out
1famous investor
$0.15avg. 13F price*

At the end of Q1 2025, 24 institutions reported holding Hennessy Capital Inv A -CW27 (HCVIW) in their 13F filings, up 2 from Q4 2024. 4 opened new positions and 1 sold out. The largest holders were D. E. Shaw & Co. ($149K), Apollo Management Holdings, L.P. ($124K) and Aristeia Capital, L.L.C. ($123K). One famous investor held it David E. Shaw ( of D. E. Shaw & Co.'s portfolio).

Company
Hennessy Capital Inv A -CW27
CUSIP
42600H116
Latest filing quarter
Q2 2025

History

Number of 13F holders

0102030 Q1 2024: 29Q1 2024Q2 2024: 24Q2 2024Q3 2024: 23Q3 2024Q4 2024: 22Q4 2024Q1 2025: 24Q1 2025Q2 2025: 1Q2 2025

Total Exit/New Position Q4 2024 → Q1 2025

InstitutionsTotal Value
New Positions4$20K
Exits1$30K

All 13F filers, Q4 2024 → Q1 2025: 565,823 shares bought and 390,445 shares sold, net +175,378 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 24 holders
D. E. Shaw & Co. — No change 990,000 $149K
Apollo Management Holdings, L.P. — No change 823,332 $124K
Aristeia Capital, L.L.C. — Reduce -1.8% 787,885 $123K
Gritstone Asset Management LLC — No change 675,512 $101K
AQR Arbitrage LLC — No change 558,924 $84K
Shaolin Capital Management LLC — Add +15.8% 550,000 $83K
Polar Asset Management Partners Inc. — No change 534,087 $80K
Clear Street LLC — Add +0.2% 528,150 $79K
Rivernorth Capital Management, LLC — No change 456,085 $68K
Harraden Circle Investments, LLC — Add +2233.3% 371,000 $56K
Q Global Advisors, LLC — No change 358,060 $54K
Periscope Capital Inc. — Reduce -10.0% 225,000 $34K
Hudson Bay Capital Management LP — Reduce -27.9% 213,061 $32K
Parallax Volatility Advisers, L.P. — No change 143,759 $22K
Alberta Investment Management Corp — No change 141,065 $21K
Meteora Capital, LLC — New 102,830 $15K
Clear Street Derivatives LLC — No change 98,090 $15K
Saba Capital Management, L.P. — No change 83,480 $13K
Schechter Investment Advisors, LLC — Reduce -3.1% 32,757 $5K
Two Sigma Securities, LLC — New 15,930 $2K
Alpine Global Management, LLC — New 13,500 $2K
Flow Traders U.S. LLC — Reduce -8.4% 16,115 $2K
UBS Group AG — New 2,190 $329
Longfellow Investment Management Co. LLC — No change 146 $22

"% of holder's portfolio" is HCVIW's weight in each manager's 13F, not the share of Hennessy Capital Inv A -CW27 the manager owns.