Hennessy Capital Inv A -CW27HCVIWPreferred / convertible

13F holders, Q4 2024 (December 31)
22holders −1
1new positions
3sold out
1famous investor
$0.12avg. 13F price*

At the end of Q4 2024, 22 institutions reported holding Hennessy Capital Inv A -CW27 (HCVIW) in their 13F filings, down 1 from Q3 2024. 1 opened new positions and 3 sold out. The largest holders were D. E. Shaw & Co. ($120K), Aristeia Capital, L.L.C. ($105K) and Apollo Management Holdings, L.P. ($100K). One famous investor held it David E. Shaw ( of D. E. Shaw & Co.'s portfolio).

Company
Hennessy Capital Inv A -CW27
CUSIP
42600H116
Latest filing quarter
Q2 2025

History

Number of 13F holders

0102030 Q1 2024: 29Q1 2024Q2 2024: 24Q2 2024Q3 2024: 23Q3 2024Q4 2024: 22Q4 2024Q1 2025: 24Q1 2025Q2 2025: 1Q2 2025

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions1$36K
Exits3$22K

All 13F filers, Q3 2024 → Q4 2024: 480,139 shares bought and 668,264 shares sold, net −188,125 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 22 holders
D. E. Shaw & Co. — No change 990,000 $120K
Aristeia Capital, L.L.C. — No change 801,900 $105K
Apollo Management Holdings, L.P. — No change 823,332 $100K
Gritstone Asset Management LLC — — 675,512 $82K
AQR Arbitrage LLC — No change 558,924 $68K
Polar Asset Management Partners Inc. — No change 534,087 $65K
Clear Street LLC — Reduce -39.9% 526,877 $64K
Shaolin Capital Management LLC — Add +14.8% 475,000 $58K
Rivernorth Capital Management, LLC — No change 456,085 $55K
Q Global Advisors, LLC — No change 358,060 $43K
Hudson Bay Capital Management LP — New 295,297 $36K
Periscope Capital Inc. — Add +16.2% 250,000 $30K
Weiss Asset Management LP — No change 266,666 $30K
Parallax Volatility Advisers, L.P. — Add +160.9% 143,759 $17K
Alberta Investment Management Corp — No change 141,065 $17K
Clear Street Derivatives LLC — No change 98,090 $12K
Saba Capital Management, L.P. — No change 83,480 $11K
Schechter Investment Advisors, LLC — No change 33,807 $4K
Flow Traders U.S. LLC — Reduce -15.9% 17,593 $2K
Harraden Circle Investments, LLC — — 15,900 $2K
Spartan Fund Management Inc. — No change 3,040 $368
Longfellow Investment Management Co. LLC — No change 146 $18

"% of holder's portfolio" is HCVIW's weight in each manager's 13F, not the share of Hennessy Capital Inv A -CW27 the manager owns.