SWK HoldingsSWKH
13F holders, Q3 2025 (September 30)60holders +7
11new positions
4sold out
3famous investors
$14.55avg. 13F price*
At the end of Q3 2025, 60 institutions reported holding SWK Holdings Corp. (SWKH) in their 13F filings, up 7 from Q2 2025. 11 opened new positions and 4 sold out. The largest holders were Carlson Capital, L.P. ($123.6M), M3F, Inc. ($10.7M) and Cannell Capital LLC ($3.5M). 3 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- SWK Holdings Corp.
- Filed as
- SWK HLDGS CORP (Q3 2025)
- CUSIP
- 78501P203
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 11 | $748K |
| Exits | 4 | $182K |
All 13F filers, Q2 2025 → Q3 2025: 133,844 shares bought and 116,483 shares sold, net +17,361 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 60 holders
| Carlson Capital, L.P. | 70.03% | No change | 8,493,088 | $123.6M |
| M3F, Inc. | 3.02% | Add +5.0% | 733,155 | $10.7M |
| Cannell Capital LLC | 0.92% | Reduce -23.3% | 241,322 | $3.5M |
| Vanguard Group Inc. | 0.00% | Reduce -2.2% | 196,709 | $2.9M |
| BlackRock, Inc. | 0.00% | Reduce -0.9% | 143,232 | $2.1M |
| Bridgeway Capital Management, LLC | 0.04% | Add +0.4% | 114,757 | $1.7M |
| Raymond James Financial Inc. | 0.00% | Add +5.3% | 78,609 | $1.1M |
| Geode Capital Management, LLC | 0.00% | Add +0.7% | 75,818 | $1.1M |
| Empowered Funds, LLC | 0.01% | Add +0.8% | 57,552 | $837K |
| Dimensional Fund Advisors LP | 0.00% | Add +1.6% | 49,359 | $718K |
| State Street Corp. | 0.00% | Reduce -1.4% | 48,940 | $712K |
| Rangeley Capital, LLC | 0.57% | No change | 41,000 | $597K |
| Renaissance Technologies | 0.00% | Add +1.6% | 37,800 | $550K |
| Acadian Asset Management LLC | 0.00% | Add +89.6% | 34,464 | $499K |
| Northern Trust Corp. | 0.00% | Reduce -7.0% | 31,042 | $452K |
| Morgan Stanley | 0.00% | Add +6.2% | 30,657 | $446K |
| Millennium Management | 0.00% | Reduce -12.0% | 25,763 | $375K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -2.4% | 21,988 | $320K |
| AQR Capital Management | 0.00% | New | 19,420 | $283K |
| Grace & White Inc. | 0.05% | No change | 18,721 | $272K |
| NewEdge Advisors, LLC | 0.00% | Add +5440.8% | 17,509 | $255K |
| Goldman Sachs Group Inc. | 0.00% | New | 15,854 | $231K |
| Bailard, Inc. | 0.00% | New | 13,974 | $203K |
| Gsa Capital Partners LLP | 0.02% | Add +6.5% | 13,458 | $196K |
| JPMorgan Chase & Co. | 0.00% | Add +40.5% | 5,298 | $77K |
| Bank of America Corp. | 0.00% | Reduce -6.3% | 5,244 | $76K |
| Rhumbline Advisers | 0.00% | Reduce -2.8% | 4,620 | $67K |
| State of Wyoming | 0.01% | Reduce -25.3% | 4,409 | $64K |
| Barclays PLC | 0.00% | Reduce -20.4% | 4,305 | $63K |
| Russell Investments Group, Ltd. | 0.00% | Add +41.2% | 3,795 | $55K |
| Wells Fargo & Company | 0.00% | Add +19.5% | 2,331 | $34K |
| New York State Common Retirement Fund | 0.00% | No change | 2,131 | $31K |
| UBS Group AG | 0.00% | Reduce -16.9% | 1,919 | $28K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0.00% | Reduce -13.1% | 1,676 | $24K |
| Cwm, LLC | 0.00% | Add +222.8% | 1,527 | $22K |
| Police & Firemen's Retirement System of New Jersey | 0.00% | No change | 1,369 | $20K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | New | 1,105 | $16K |
| Nisa Investment Advisors, LLC | 0.00% | No change | 1,000 | $15K |
| Arax Advisory Partners | 0.00% | New | 898 | $13K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -55.1% | 760 | $11K |
| BNP Paribas Financial Markets | 0.00% | Add +16.7% | 658 | $10K |
| FMR LLC | 0.00% | Add +33.0% | 597 | $9K |
| Harbor Capital Advisors, Inc. | 0.00% | Add +73.4% | 345 | $5K |
| Legal & General Group Plc | 0.00% | No change | 315 | $5K |
| Ameritas Investment Partners, Inc. | 0.00% | No change | 267 | $4K |
| California State Teachers Retirement System | 0.00% | Add +0.4% | 240 | $3K |
| Sterling Capital Management LLC | 0.00% | Add +89.2% | 210 | $3K |
| Essential Partners LLC | 0.00% | Add +1221.4% | 185 | $3K |
| Citigroup Inc. | 0.00% | Reduce -84.0% | 180 | $3K |
| Covestor Ltd | 0.00% | New | 150 | $2K |
| Amalgamated Bank | 0.00% | No change | 122 | $2K |
| Royal Bank of Canada | 0.00% | Reduce -99.3% | 87 | $1K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +152.4% | 53 | $772 |
| IFP Advisors, Inc | 0.00% | Add +57.6% | 52 | $757 |
| Allworth Financial LP | 0.00% | Add +550.0% | 39 | $568 |
| Optiver Holding B.V. | 0.00% | New | 36 | $524 |
| Clearstead Advisors, LLC | 0.00% | New | 6 | $88 |
| Rothschild Investment LLC | 0.00% | New | 5 | $73 |
| True Wealth Design, LLC | 0.00% | New | 4 | $59 |
| SBI Securities Co., Ltd. | 0.00% | New | 1 | $15 |
"% of holder's portfolio" is SWKH's weight in each manager's 13F, not the share of SWK Holdings Corp. the manager owns.