SWK HoldingsSWKH
13F holders, Q4 2025 (December 31)59holders −1
9new positions
10sold out
2famous investors
$17.20avg. 13F price*
At the end of Q4 2025, 59 institutions reported holding SWK Holdings Corp. (SWKH) in their 13F filings, down 1 from Q3 2025. 9 opened new positions and 10 sold out. The largest holders were Carlson Capital, L.P. ($146.1M), M3F, Inc. ($14.7M) and Vanguard Group Inc. ($3.7M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- SWK Holdings Corp.
- Filed as
- SWK HLDGS CORP (Q4 2025)
- CUSIP
- 78501P203
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $2.3M |
| Exits | 10 | $3.6M |
All 13F filers, Q3 2025 → Q4 2025: 349,277 shares bought and 450,692 shares sold, net −101,415 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 59 holders
| Carlson Capital, L.P. | 70.63% | No change | 8,493,088 | $146.1M |
| M3F, Inc. | 4.03% | Add +16.4% | 853,454 | $14.7M |
| Vanguard Group Inc. | 0.00% | Add +8.6% | 213,544 | $3.7M |
| BlackRock, Inc. | 0.00% | Add +9.1% | 156,214 | $2.7M |
| Credit Industriel Et Commercial | 0.49% | New | 125,000 | $2.1M |
| Geode Capital Management, LLC | 0.00% | Add +0.2% | 75,939 | $1.3M |
| Raymond James Financial Inc. | 0.00% | Reduce -9.8% | 70,934 | $1.2M |
| Cannell Capital LLC | 0.69% | Reduce -73.9% | 63,069 | $1.1M |
| Rangeley Capital, LLC | 0.95% | Add +53.7% | 63,000 | $1.1M |
| Dimensional Fund Advisors LP | 0.00% | No change | 49,359 | $849K |
| State Street Corp. | 0.00% | Reduce -2.5% | 47,737 | $821K |
| Morgan Stanley | 0.00% | Add +29.4% | 39,662 | $682K |
| Goldman Sachs Group Inc. | 0.00% | Add +142.2% | 38,400 | $660K |
| Acadian Asset Management LLC | 0.00% | Reduce -2.8% | 33,490 | $572K |
| Renaissance Technologies | 0.00% | Reduce -15.9% | 31,800 | $547K |
| Northern Trust Corp. | 0.00% | Reduce -3.0% | 30,120 | $518K |
| AQR Capital Management | 0.00% | Add +31.8% | 25,603 | $440K |
| Grace & White Inc. | 0.06% | No change | 18,721 | $322K |
| NewEdge Advisors, LLC | 0.00% | Reduce -3.5% | 16,892 | $291K |
| Prelude Capital Management, LLC | 0.01% | New | 10,000 | $172K |
| Barclays PLC | 0.00% | Add +11.4% | 4,794 | $82K |
| Russell Investments Group, Ltd. | 0.00% | Add +23.3% | 4,679 | $80K |
| Bank of America Corp. | 0.00% | Reduce -11.6% | 4,638 | $80K |
| State of Wyoming | 0.01% | Reduce -5.1% | 4,186 | $72K |
| Rhumbline Advisers | 0.00% | Reduce -19.6% | 3,712 | $64K |
| JPMorgan Chase & Co. | 0.00% | Reduce -31.5% | 3,631 | $62K |
| Wells Fargo & Company | 0.00% | Add +46.2% | 3,408 | $59K |
| New York State Common Retirement Fund | 0.00% | No change | 2,131 | $37K |
| Cwm, LLC | 0.00% | Add +25.1% | 1,910 | $33K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0.00% | Reduce -13.7% | 1,447 | $25K |
| Police & Firemen's Retirement System of New Jersey | 0.00% | No change | 1,369 | $24K |
| FMR LLC | 0.00% | Add +85.8% | 1,109 | $19K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | No change | 1,105 | $19K |
| BNP Paribas Financial Markets | 0.00% | Add +59.0% | 1,046 | $18K |
| UBS Group AG | 0.00% | Reduce -71.5% | 547 | $9K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -53.8% | 351 | $6K |
| Harbor Capital Advisors, Inc. | 0.00% | Reduce -1.7% | 339 | $6K |
| Legal & General Group Plc | 0.00% | No change | 315 | $5K |
| Ameritas Investment Partners, Inc. | 0.00% | No change | 267 | $5K |
| Sterling Capital Management LLC | 0.00% | No change | 210 | $4K |
| Essential Partners LLC | 0.00% | Add +5.4% | 195 | $3K |
| Marquette Asset Management, LLC | 0.00% | New | 188 | $3K |
| California State Teachers Retirement System | 0.00% | Reduce -22.5% | 186 | $3K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | New | 156 | $3K |
| Covestor Ltd | 0.00% | Reduce -26.7% | 110 | $2K |
| Amalgamated Bank | 0.00% | Reduce -21.3% | 96 | $2K |
| Royal Bank of Canada | 0.00% | Add +35.6% | 118 | $2K |
| IFP Advisors, Inc | 0.00% | Add +69.2% | 88 | $2K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +35.9% | 72 | $1K |
| Citigroup Inc. | 0.00% | Reduce -61.7% | 69 | $1K |
| Private Wealth Management Group, LLC | 0.00% | New | 68 | $1K |
| Allworth Financial LP | 0.00% | Add +7.7% | 42 | $723 |
| Cornerstone Planning Group LLC | 0.00% | New | 41 | $711 |
| Optiver Holding B.V. | 0.00% | No change | 36 | $619 |
| Farther Finance Advisors, LLC | 0.00% | New | 12 | $206 |
| Rothschild Investment LLC | 0.00% | Add +40.0% | 7 | $120 |
| PNC Financial Services Group, Inc. | 0.00% | New | 5 | $86 |
| True Wealth Design, LLC | 0.00% | Add +25.0% | 5 | $86 |
| MAI Capital Management | 0.00% | New | 1 | $18 |
"% of holder's portfolio" is SWKH's weight in each manager's 13F, not the share of SWK Holdings Corp. the manager owns.