SWK HoldingsSWKH
13F holders, Q1 2026 (March 31)60holders +1
5new positions
7sold out
2famous investors
$17.01avg. 13F price*
At the end of Q1 2026, 60 institutions reported holding SWK Holdings Corp. (SWKH) in their 13F filings, up 1 from Q4 2025. 5 opened new positions and 7 sold out. The largest holders were Carlson Capital, L.P. ($144.5M), M3F, Inc. ($16.9M) and Credit Industriel Et Commercial ($3.8M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- SWK Holdings Corp.
- Filed as
- SWK HLDGS CORP (Q1 2026)
- CUSIP
- 78501P203
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $935 |
| Exits | 7 | $1.8M |
All 13F filers, Q4 2025 → Q1 2026: 248,077 shares bought and 176,380 shares sold, net +71,697 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 60 holders
| Carlson Capital, L.P. | 57.08% | No change | 8,493,088 | $144.5M |
| M3F, Inc. | 4.20% | Add +16.6% | 995,256 | $16.9M |
| Credit Industriel Et Commercial | 0.67% | Add +80.0% | 225,000 | $3.8M |
| Vanguard Capital Management LLC | 0.00% | — | 175,307 | $3.0M |
| BlackRock, Inc. | 0.00% | Reduce -1.5% | 153,811 | $2.6M |
| Geode Capital Management, LLC | 0.00% | Reduce -4.0% | 72,886 | $1.2M |
| Rangeley Capital, LLC | 1.16% | No change | 63,000 | $1.1M |
| Dimensional Fund Advisors LP | 0.00% | Add +0.2% | 49,449 | $841K |
| State Street Corp. | 0.00% | Add +0.7% | 48,067 | $818K |
| Raymond James Financial Inc. | 0.00% | Reduce -33.1% | 47,442 | $807K |
| Morgan Stanley | 0.00% | Reduce -10.0% | 35,683 | $607K |
| Acadian Asset Management LLC | 0.00% | Reduce -5.3% | 31,720 | $536K |
| Northern Trust Corp. | 0.00% | Reduce -0.3% | 30,018 | $511K |
| AQR Capital Management | 0.00% | Reduce -0.4% | 25,490 | $434K |
| Renaissance Technologies | 0.00% | Reduce -27.4% | 23,100 | $393K |
| Vanguard Fiduciary Trust Co. | 0.00% | — | 19,863 | $338K |
| Grace & White Inc. | 0.06% | No change | 18,721 | $318K |
| Vanguard Portfolio Management LLC | 0.00% | — | 17,038 | $290K |
| Prelude Capital Management, LLC | 0.01% | No change | 10,000 | $170K |
| Russell Investments Group, Ltd. | 0.00% | Add +54.0% | 7,205 | $122K |
| Rhumbline Advisers | 0.00% | Add +19.6% | 4,441 | $76K |
| State of Wyoming | 0.01% | Reduce -34.0% | 2,761 | $47K |
| New York State Common Retirement Fund | 0.00% | No change | 2,131 | $36K |
| Cwm, LLC | 0.00% | Add +0.2% | 1,914 | $33K |
| NewEdge Advisors, LLC | 0.00% | Reduce -89.3% | 1,803 | $31K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +328.8% | 1,505 | $26K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0.00% | Add +2.4% | 1,481 | $25K |
| Vanguard Global Advisers, LLC | 0.00% | — | 1,397 | $24K |
| Police & Firemen's Retirement System of New Jersey | 0.00% | No change | 1,369 | $23K |
| JPMorgan Chase & Co. | 0.00% | Reduce -63.1% | 1,340 | $23K |
| Wells Fargo & Company | 0.00% | Reduce -66.8% | 1,132 | $19K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | No change | 1,105 | $19K |
| BNP Paribas Financial Markets | 0.00% | Reduce -7.8% | 964 | $16K |
| UBS Group AG | 0.00% | Add +57.4% | 861 | $15K |
| Barclays PLC | 0.00% | Reduce -82.8% | 824 | $14K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | Add +416.7% | 806 | $14K |
| Royal Bank of Canada | 0.00% | Add +216.9% | 374 | $7K |
| Harbor Capital Advisors, Inc. | 0.00% | Reduce -0.9% | 336 | $6K |
| Legal & General Group Plc | 0.00% | No change | 315 | $5K |
| Ameritas Investment Partners, Inc. | 0.00% | No change | 267 | $5K |
| Essential Partners LLC | 0.00% | Reduce -0.5% | 194 | $3K |
| Marquette Asset Management, LLC | 0.00% | No change | 188 | $3K |
| California State Teachers Retirement System | 0.00% | Reduce -11.3% | 165 | $3K |
| Citigroup Inc. | 0.00% | Add +101.5% | 139 | $2K |
| Sterling Capital Management LLC | 0.00% | Reduce -51.9% | 101 | $2K |
| IFP Advisors, Inc | 0.00% | No change | 88 | $1K |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -2.8% | 70 | $1K |
| PNC Financial Services Group, Inc. | 0.00% | Add +1140.0% | 62 | $1K |
| Covestor Ltd | 0.00% | Reduce -70.9% | 32 | $1K |
| Allworth Financial LP | 0.00% | Add +7.1% | 45 | $766 |
| Optiver Holding B.V. | 0.00% | No change | 36 | $612 |
| Nisa Investment Advisors, LLC | 0.00% | New | 21 | $357 |
| GAMMA Investing LLC | 0.00% | New | 20 | $340 |
| Arax Advisory Partners | 0.00% | New | 12 | $204 |
| Farther Finance Advisors, LLC | 0.00% | No change | 12 | $201 |
| Rothschild Investment LLC | 0.00% | No change | 7 | $119 |
| True Wealth Design, LLC | 0.00% | No change | 5 | $86 |
| MAI Capital Management | 0.00% | Add +300.0% | 4 | $69 |
| Root Financial Partners, LLC | 0.00% | New | 1 | $17 |
| Basecamp Wealth Advisors LLC | 0.00% | New | 1 | $17 |
"% of holder's portfolio" is SWKH's weight in each manager's 13F, not the share of SWK Holdings Corp. the manager owns.