Atria Wealth Solutions, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 8, 2024), Atria Wealth Solutions, Inc. reported 1,891 stock positions worth $9.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.9% of the portfolio, followed by Nvidia (NVDA, 2.9%) and Apple (AAPL, 2.9%). Compared with Q2 2024, it opened 144 new positions, sold out of 144, added to 701 and reduced 949. The biggest buy was iShares MSCI Eafe Value ETF (EFV, shares +129%) and the biggest sale Nvidia (NVDA, shares −13%).
- Most Recent 13F
- Q2 2025
- Location
- NEW YORK, NY
- CIK
- 0001927543
- Portfolio Value
- $9.2B (Q3 2024)
- SEC Filing
- 0001420506-24-002255 ↗ filed Nov 8, 2024
Holdings Value
Holdings 1,891 stocks · $9.2B
| IVV iShares Core S&P 500 ETF | 2.95% | 470,168 | $271.2M | Reduce -2.2% |
| NVDA Nvidia Corp. | 2.94% | 2,230,570 | $270.9M | Reduce -13.3% |
| AAPL Apple Inc. | 2.90% | 1,145,114 | $266.8M | Reduce -10.4% |
| MSFT Microsoft Corp. | 2.10% | 448,902 | $193.2M | Reduce -7.9% |
| QQQ Invesco QQQ Trust Series 1 | 1.60% | 301,581 | $147.3M | Reduce -8.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.45% | 232,220 | $133.5M | Reduce -13.2% |
| VOO Vanguard S&P 500 ETF | 1.38% | 240,525 | $127.2M | Reduce -7.3% |
| AMZN Amazon.com Inc. | 1.34% | 662,861 | $123.5M | Reduce -7.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.18% | 2,301,192 | $108.4M | Add +15.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.15% | 274,365 | $105.3M | Reduce -10.9% |
| VEA Vanguard Ftse Developed ETF | 1.11% | 1,928,347 | $101.8M | Add +0.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.05% | 554,445 | $96.8M | Reduce -11.7% |
| QUAL iShares MSCI USA Quality Fac | 0.97% | 495,262 | $88.8M | Add +0.2% |
| VIG Vanguard Dividend Apprec ETF | 0.82% | 382,331 | $75.9M | Reduce -6.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.78% | 155,086 | $71.4M | Add +0.5% |
| IVW iShares S&P 500 Growth ETF | 0.76% | 734,306 | $70.3M | Reduce -13.1% |
| META Meta Platforms Inc. Class A | 0.74% | 119,505 | $68.4M | Reduce -4.2% |
| JEPI JPMorgan Equity Premium Inco | 0.74% | 1,142,963 | $68.0M | Add +1.9% |
| IEF iShares 7-10 Year Treasury B | 0.69% | 646,364 | $63.4M | Add +15.9% |
| IJR iShares Core S&P Small-Cap E | 0.68% | 532,708 | $62.3M | Add +5.3% |
| GOOGL Alphabet Inc. Class A | 0.66% | 368,819 | $61.2M | Reduce -11.8% |
| BND Vanguard Total Bond Market | 0.63% | 772,747 | $58.0M | Add +4.1% |
| TLT iShares 20+ Year Treasury BD | 0.61% | 574,781 | $56.4M | Add +4.2% |
| BSV Vanguard Short-Term Bond ETF | 0.60% | 696,036 | $54.8M | Add +1.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.59% | 192,261 | $54.6M | Reduce -1.7% |
| AGG iShares Core U.S. Aggregate | 0.57% | 516,385 | $52.3M | Add +8.7% |
| BNDX Vanguard Total Intl Bond ETF | 0.56% | 1,027,371 | $51.7M | Add +1.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.54% | 863,901 | $50.1M | Add +1.8% |
| GOOG Alphabet Inc. Class C | 0.53% | 292,873 | $49.0M | Reduce -6.8% |
| COST Costco Wholesale Corp. | 0.53% | 55,125 | $48.9M | Reduce -4.0% |
| GLD SPDR Gold Shares | 0.52% | 195,384 | $47.5M | Add +9.0% |
| VYM Vanguard High DVD Yield ETF | 0.51% | 368,466 | $47.2M | Add +0.7% |
| TSLA Tesla Inc. | 0.49% | 173,224 | $45.3M | Reduce -8.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.47% | 882,785 | $43.7M | Add +7.1% |
| IJH iShares Core S&P Midcap ETF | 0.45% | 667,298 | $41.6M | Add +0.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.43% | 369,321 | $39.8M | Reduce -2.5% |
| APUE Activepassive US Equity ETF | 0.43% | 1,116,063 | $39.3M | Reduce -5.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.43% | 1,315,140 | $39.3M | Add +8.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.42% | 424,283 | $39.0M | Reduce -11.7% |
| XLK SS Technology Select Sector | 0.42% | 170,559 | $38.5M | Reduce -11.0% |
| IVE iShares S&P 500 Value ETF | 0.42% | 194,321 | $38.3M | Add +0.9% |
| SCHD Schwab US DVD Equity ETF | 0.42% | 452,896 | $38.3M | Add +0.7% |
| LLY Eli Lilly & Co. | 0.41% | 42,508 | $37.7M | Reduce -2.0% |
| EFV iShares MSCI Eafe Value ETF | 0.40% | 646,926 | $37.2M | Add +128.6% |
| JPM JPMorgan Chase & Co. | 0.40% | 174,675 | $36.8M | Reduce -3.8% |
| RDVY First Trust Rising Dividend | 0.40% | 617,220 | $36.5M | Reduce -0.3% |
| VWO Vanguard Ftse Emerging Marke | 0.39% | 759,090 | $36.3M | Reduce -7.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 146,971 | $34.9M | Add +9.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.36% | 423,617 | $33.1M | Reduce -13.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.36% | 894,935 | $32.7M | Add +11.8% |
| HDV iShares Core High Dividend E | 0.34% | 264,642 | $31.1M | Add +17.5% |
| ABBV Abbvie Inc. | 0.34% | 156,396 | $30.9M | Reduce -1.0% |
| IUSV iShares Core S&P U.S. Value | 0.33% | 314,494 | $30.0M | Reduce -0.5% |
| MBB iShares MBS ETF | 0.32% | 311,829 | $29.9M | Add +2.8% |
| PDI PIMCO Dynamic Income Fund | 0.32% | 1,458,740 | $29.6M | Reduce -0.3% |
| AVGO Broadcom Inc. | 0.32% | 171,207 | $29.5M | Reduce -3.0% |
| XOM Exxon Mobil Corp. | 0.32% | 251,376 | $29.5M | Reduce -3.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.31% | 314,813 | $28.7M | Reduce -0.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.31% | 252,333 | $28.5M | Reduce -5.5% |
| DGRO iShares Core Dividend Growth | 0.31% | 454,501 | $28.5M | Add +4.6% |
| V Visa Inc. Class A | 0.31% | 103,452 | $28.4M | Reduce -8.5% |
| MUB iShares National Muni Bond E | 0.31% | 261,454 | $28.4M | Add +12.9% |
| XLV SS Health Care Select Sector | 0.30% | 181,367 | $27.9M | Add +0.2% |
| SPHQ Invesco S&P 500 Quality ETF | 0.30% | 409,548 | $27.6M | Add +93.3% |
| BIV Vanguard Intermediate-Term B | 0.30% | 351,513 | $27.5M | Add +11.3% |
| VGT Vanguard Info Tech ETF | 0.30% | 46,909 | $27.5M | Reduce -6.3% |
| MA Mastercard Inc. Class A | 0.30% | 55,567 | $27.4M | Reduce -3.9% |
| FTCS First Trust Capital Strength | 0.29% | 297,911 | $27.1M | Reduce -1.1% |
| VNQ Vanguard Real Estate ETF | 0.29% | 272,249 | $26.7M | Reduce -1.3% |
| PG The Procter & Gamble Co. | 0.29% | 151,503 | $26.2M | Reduce -1.3% |
| HD Home Depot Inc. | 0.28% | 64,621 | $26.2M | Reduce -11.7% |
| JNJ Johnson & Johnson | 0.28% | 159,998 | $25.9M | Add +2.6% |
| CGGR Cap Group Growth Equity | 0.28% | 738,456 | $25.7M | Add +31.8% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.28% | 356,056 | $25.5M | Reduce -0.9% |
| JPST JPMorgan Ultra-Short Income | 0.27% | 497,250 | $25.2M | Reduce -7.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.27% | 373,523 | $25.2M | Reduce -8.9% |
| IWF iShares Russell 1000 Growth | 0.27% | 67,072 | $25.2M | Add +5.2% |
| SCHG Schwab US Large-Cap Growth | 0.27% | 237,643 | $24.8M | Reduce -8.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.27% | 296,700 | $24.6M | Reduce -32.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.26% | 91,573 | $24.2M | Reduce -1.7% |
| IYW iShares Ustechnology ETF | 0.26% | 159,233 | $24.1M | Reduce -2.5% |
| LGOV First TR Long Duration O-ETF | 0.26% | 1,070,962 | $24.0M | Add +1.5% |
| FVD First Trust Value Line DVD | 0.26% | 516,592 | $23.5M | Reduce -2.1% |
| AMD Advanced Micro Devices | 0.25% | 141,392 | $23.2M | Reduce -6.1% |
| CVX Chevron Corp. | 0.25% | 157,351 | $23.2M | Reduce -7.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.25% | 421,544 | $23.2M | Add +19.3% |
| VONE Vanguard Russell 1000 | 0.25% | 87,981 | $22.9M | Reduce -4.0% |
| WMT Walmart Inc. | 0.25% | 280,932 | $22.7M | Reduce -1.3% |
| IWM iShares Russell 2000 ETF | 0.25% | 102,410 | $22.6M | Reduce -0.9% |
| UNH Unitedhealth Group Inc. | 0.24% | 37,621 | $22.0M | Reduce -9.1% |
| LMT Lockheed Martin Corp. | 0.24% | 37,592 | $22.0M | Reduce -5.8% |
| ITOT iShares Core S&P Total U.S. | 0.24% | 173,545 | $21.8M | Add +2.2% |
| BLV Vanguard Long-Term Bond ETF | 0.23% | 281,509 | $21.2M | Add +15.6% |
| VMBS Vanguard Mortgage-Backed Sec | 0.23% | 446,081 | $21.1M | Add +0.6% |
| XLF SS Financial Select Sector | 0.23% | 463,350 | $21.0M | Add +11.7% |
| SMH Vaneck Semiconductor ETF | 0.22% | 82,532 | $20.3M | Reduce -3.7% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.22% | 330,691 | $20.2M | Add +39.1% |
| APCB Activepassive Core Bond ETF | 0.21% | 646,539 | $19.6M | Add +11.7% |
| VZ Verizon Communications Inc. | 0.21% | 434,676 | $19.5M | Reduce -12.3% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.21% | 415,312 | $19.4M | Reduce -3.2% |
Options reported separately and not counted above: SPY puts ($8.4M), QQQ puts ($7.7M), QQQ calls ($2.6M), GDX calls ($1.6M), IVV calls ($1.4M), SPY calls ($1.2M), NVDA puts ($1.1M), SLV calls ($739K), AMZN calls ($447K), UNH calls ($409K), MSFT calls ($387K), AAPL calls ($303K), and 6 more.
Other holdings (4): bonds, preferreds, convertibles and warrants · $604K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 6,575 | $351K | Reduce -18.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 195 | $248K | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 123,655 | $3K | Add +11.2% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 29,580 | $976 | Reduce -72.4% |
Total filed on the 13F, all lines: $9.2B.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -13.3% | 2.94% | −0.58 |
| MSFT Microsoft Corp. | Reduce -7.9% | 2.10% | −0.31 |
| AMZN Amazon.com Inc. | Reduce -7.3% | 1.34% | −0.19 |
| GOOGL Alphabet Inc. Class A | Reduce -11.8% | 0.66% | −0.18 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -13.2% | 1.45% | −0.17 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -8.7% | 1.60% | −0.15 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -10.9% | 1.15% | −0.13 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -32.8% | 0.27% | −0.12 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -94.5% | 0.01% | −0.11 |
| GOOG Alphabet Inc. Class C | Reduce -6.8% | 0.53% | −0.11 |
| IVW iShares S&P 500 Growth ETF | Reduce -13.1% | 0.76% | −0.10 |
| APG Api Group Corp. | Sold out | 0.00% | −0.10 |
| IWY iShares Russell Top 200 Grow | Reduce -55.1% | 0.07% | −0.09 |
| PEP Pepsico Inc. | Reduce -29.9% | 0.21% | −0.09 |
| AAPL Apple Inc. | Reduce -10.4% | 2.90% | −0.08 |
| LRCX Lam Research Corp. | Reduce -77.2% | 0.02% | −0.08 |
| QCOM Qualcomm Inc. | Reduce -24.3% | 0.14% | −0.08 |
| FNX First Trust Mid Cap Core Alp | Reduce -96.0% | 0.00% | −0.07 |
| IVOG Vanguard S&P Mid-Cap 400 Gro | Reduce -97.1% | 0.00% | −0.07 |
| IFN Aberdeen India Fund Inc. | Sold out | 0.00% | −0.07 |
| SGOV iShares 0-3 Month Treasury B | Reduce -28.5% | 0.17% | −0.07 |
| BLK BlackRock Finance Inc. | Reduce -90.1% | 0.01% | −0.07 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -21.1% | 0.09% | −0.07 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -11.7% | 1.05% | −0.07 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -11.7% | 0.42% | −0.07 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -44.8% | 0.09% | −0.06 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -50.0% | 0.06% | −0.06 |
| XLK SS Technology Select Sector | Reduce -11.0% | 0.42% | −0.06 |
| ADBE Adobe Inc. | Reduce -24.9% | 0.13% | −0.06 |
| VDE Vanguard Energy ETF | Reduce -35.6% | 0.09% | −0.06 |
| IEMG iShares Core MSCI Emerging | Reduce -30.1% | 0.16% | −0.06 |
| VOO Vanguard S&P 500 ETF | Reduce -7.3% | 1.38% | −0.06 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.06 |
| YUM Yum! Brands Inc. | Reduce -70.3% | 0.02% | −0.06 |
| MRK Merck & Co. Inc. | Reduce -14.0% | 0.18% | −0.05 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -43.1% | 0.08% | −0.05 |
| HHH Howard Hughes Holdings Inc. | Sold out | 0.00% | −0.04 |
| CVX Chevron Corp. | Reduce -7.2% | 0.25% | −0.04 |
| MPWR Monolithic Power Systems Inc. | Reduce -34.4% | 0.10% | −0.04 |
| BA The Boeing Co. | Reduce -12.8% | 0.10% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -23.8% | 0.12% | −0.04 |
| KKR KKR & Co. Inc. | Reduce -43.4% | 0.08% | −0.04 |
| ABERDEEN ASIA PACIFIC INCOM | Sold out | 0.00% | −0.04 |
| GSY Invesco Ultra Short Duration | Reduce -14.2% | 0.20% | −0.04 |
| ISCG iShares Morningstar Small-Ca | Sold out | 0.00% | −0.04 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -13.9% | 0.36% | −0.04 |
| DLN Wisdomtree US Largecap Divid | Reduce -49.9% | 0.04% | −0.04 |
| CDNS Cadence Design SYS Inc. | Reduce -12.6% | 0.10% | −0.03 |
| ADI Analog Devices Inc. | Reduce -49.8% | 0.03% | −0.03 |
| PAR Par Technology Corp. | Sold out | 0.00% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| EFV iShares MSCI Eafe Value ETF | Add +128.6% | 0.40% | +0.24 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +15.6% | 1.18% | +0.18 |
| SPHQ Invesco S&P 500 Quality ETF | Add +93.3% | 0.30% | +0.15 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +396.9% | 0.14% | +0.12 |
| IEF iShares 7-10 Year Treasury B | Add +15.9% | 0.69% | +0.11 |
| QQQM Invesco Nasdaq 100 ETF | Add +119.9% | 0.20% | +0.11 |
| GLD SPDR Gold Shares | Add +9.0% | 0.52% | +0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.5% | 0.78% | +0.08 |
| IJR iShares Core S&P Small-Cap E | Add +5.3% | 0.68% | +0.08 |
| CGGR Cap Group Growth Equity | Add +31.8% | 0.28% | +0.07 |
| FTGS First Trust Grwth Strgth ETF | Add +552.9% | 0.09% | +0.07 |
| IWX iShares Russell Top 200 Valu | New | 0.07% | +0.07 |
| HDV iShares Core High Dividend E | Add +17.5% | 0.34% | +0.07 |
| VTWO Vanguard Russell 2000 ETF | Add +50.1% | 0.17% | +0.07 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +39.1% | 0.22% | +0.06 |
| CGDV Cap Group Dividend Value | Add +11.8% | 0.36% | +0.06 |
| IQLT iShares MSCI International Q | Add +88.9% | 0.13% | +0.06 |
| AGG iShares Core U.S. Aggregate | Add +8.7% | 0.57% | +0.06 |
| KDP Keurig Dr Pepper Inc. | Add +163.5% | 0.09% | +0.06 |
| CGMS Cap Group US Multi-Sect Bond | Add +79.7% | 0.13% | +0.06 |
| ADP Automatic Data Processing | Add +68.8% | 0.12% | +0.06 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +9.2% | 0.38% | +0.05 |
| CTAS Cintas Corp. | Add +129.4% | 0.08% | +0.05 |
| TLT iShares 20+ Year Treasury BD | Add +4.2% | 0.61% | +0.05 |
| VEA Vanguard Ftse Developed ETF | Add +0.1% | 1.11% | +0.05 |
| VOOG Vanguard S&P 500 Growth ETF | Add +124.0% | 0.09% | +0.05 |
| RWL Invesco S&P 500 Revenue ETF | Add +43.7% | 0.15% | +0.05 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Add +1665.0% | 0.05% | +0.05 |
| CCEP Coca-Cola Europacific Partne | New | 0.05% | +0.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +7.1% | 0.47% | +0.05 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +43.6% | 0.15% | +0.05 |
| VONG Vanguard Russell 1000 Growth | Add +37.2% | 0.15% | +0.04 |
| CGMU Cap Group Municipal Income | Add +272.9% | 0.06% | +0.04 |
| BLV Vanguard Long-Term Bond ETF | Add +15.6% | 0.23% | +0.04 |
| SPLV Invesco S&P 500 Low Volatili | Add +29.0% | 0.14% | +0.04 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +8.7% | 0.43% | +0.04 |
| XLF SS Financial Select Sector | Add +11.7% | 0.23% | +0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +15.0% | 0.15% | +0.04 |
| BND Vanguard Total Bond Market | Add +4.1% | 0.63% | +0.04 |
| BIV Vanguard Intermediate-Term B | Add +11.3% | 0.30% | +0.04 |
| MUB iShares National Muni Bond E | Add +12.9% | 0.31% | +0.04 |
| JEPI JPMorgan Equity Premium Inco | Add +1.9% | 0.74% | +0.03 |
| JEPQ JPM Nasdaq Equity Premium | Add +19.3% | 0.25% | +0.03 |
| FTSM First Trust Enh Short Mat FD | Add +23.3% | 0.18% | +0.03 |
| DGRO iShares Core Dividend Growth | Add +4.6% | 0.31% | +0.03 |
| VYM Vanguard High DVD Yield ETF | Add +0.7% | 0.51% | +0.03 |
| UTF Cohen & Steers Infrastructur | Add +203.2% | 0.05% | +0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Add +32.8% | 0.14% | +0.03 |
| COWZ Pacer US Cash Cows 100 ETF | Add +1.8% | 0.54% | +0.03 |
| PGR Progressive Corp. | Add +34.2% | 0.08% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -58.1% | 14,700 | $8.4M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +44.0% | 15,700 | $7.7M |
| QQQ Invesco QQQ Trust Series 1 | call | New | 5,400 | $2.6M |
| DJT Trump Media & Technology Gro | call | Sold out | 50,000 | $1.6Mbefore exit |
| GDX Vaneck Gold Miners ETF | call | Add +163.3% | 39,500 | $1.6M |
| IVV iShares Core S&P 500 ETF | call | Add +25.0% | 2,500 | $1.4M |
| AAPL Apple Inc. | put | Sold out | 6,000 | $1.3Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -44.7% | 2,100 | $1.2M |
| NVDA Nvidia Corp. | put | Add +2.2% | 9,200 | $1.1M |
| SLV iShares Silver Trust | call | New | 26,000 | $739K |
| ANET Arista Networks Inc. | call | Sold out | 1,700 | $596Kbefore exit |
| TSLA Tesla Inc. | put | Sold out | 3,000 | $594Kbefore exit |
| NEM Newmont Corp. | call | Sold out | 12,000 | $502Kbefore exit |
| AMZN Amazon.com Inc. | call | Reduce -46.7% | 2,400 | $447K |
| MSFT Microsoft Corp. | call | Add +12.5% | 900 | $387K |
| NVDA Nvidia Corp. | call | Sold out | 2,500 | $309Kbefore exit |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 3,000 | $275Kbefore exit |
| SHOP Shopify Inc. Class A | call | Sold out | 3,700 | $244Kbefore exit |
| RTX RTX Corp. | put | New | 2,000 | $242K |
| GOOGL Alphabet Inc. Class A | put | Sold out | 1,300 | $237Kbefore exit |
| TSLA Tesla Inc. | call | New | 900 | $235K |
| TSM Taiwan Semiconductor-SP ADR | put | Reduce -27.8% | 1,300 | $226K |
| MU Micron Technology Inc. | put | Sold out | 1,600 | $210Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | Reduce -18.1% | 6,575 | $351K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Add +11.2% | 123,655 | $3K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Reduce -72.4% | 29,580 | $976 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2025 | 1,461 | $4.4B | IVV, NVDA, QQQ, AAPL, MSFT |
| Q1 2025 | 1,839 | $8.3B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 1,931 | $9.1B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 1,891 | $9.2B | IVV, NVDA, AAPL, MSFT, QQQ |
| Q2 2024 | 1,890 | $9.0B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2024 | 1,936 | $8.8B | IVV, NVDA, AAPL, MSFT, QQQ |