Atria Wealth Solutions, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 31, 2025), Atria Wealth Solutions, Inc. reported 1,931 stock positions worth $9.1 billion. Its top holding was Apple (AAPL) at 2.8% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.8%) and Nvidia (NVDA, 2.2%). Compared with Q3 2024, it opened 197 new positions, sold out of 157, added to 831 and reduced 800. The biggest buy was Tesla (TSLA, shares +1%) and the biggest sale Nvidia (NVDA, shares −32%).
- Most Recent 13F
- Q2 2025
- Location
- NEW YORK, NY
- CIK
- 0001927543
- Portfolio Value
- $9.1B (Q4 2024)
- SEC Filing
- 0001420506-25-000086 ↗ filed Jan 31, 2025
Holdings Value
Holdings 1,931 stocks · $9.1B
| AAPL Apple Inc. | 2.85% | 1,035,895 | $259.4M | Reduce -9.5% |
| IVV iShares Core S&P 500 ETF | 2.84% | 439,058 | $258.5M | Reduce -6.6% |
| NVDA Nvidia Corp. | 2.24% | 1,519,050 | $204.0M | Reduce -31.9% |
| MSFT Microsoft Corp. | 1.90% | 409,856 | $172.8M | Reduce -8.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.70% | 303,806 | $155.3M | Add +0.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.61% | 249,855 | $146.7M | Add +7.6% |
| AMZN Amazon.com Inc. | 1.45% | 601,241 | $131.9M | Reduce -9.3% |
| VOO Vanguard S&P 500 ETF | 1.39% | 234,456 | $126.3M | Reduce -2.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.22% | 270,235 | $110.9M | Reduce -1.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.06% | 2,136,638 | $96.6M | Reduce -7.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.05% | 563,959 | $95.5M | Add +1.7% |
| VEA Vanguard Ftse Developed ETF | 1.03% | 1,964,116 | $93.9M | Add +1.9% |
| QUAL iShares MSCI USA Quality Fac | 0.96% | 490,165 | $87.3M | Reduce -1.0% |
| JEPI JPMorgan Equity Premium Inco | 0.80% | 1,261,157 | $72.7M | Add +10.3% |
| IVW iShares S&P 500 Growth ETF | 0.79% | 709,612 | $72.0M | Reduce -3.4% |
| TSLA Tesla Inc. | 0.78% | 175,348 | $70.8M | Add +1.2% |
| VIG Vanguard Dividend Apprec ETF | 0.76% | 354,077 | $69.3M | Reduce -7.4% |
| META Meta Platforms Inc. Class A | 0.73% | 113,371 | $66.4M | Reduce -5.1% |
| BSV Vanguard Short-Term Bond ETF | 0.72% | 852,531 | $65.9M | Add +22.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.71% | 142,450 | $64.6M | Reduce -8.2% |
| GOOGL Alphabet Inc. Class A | 0.63% | 305,363 | $57.8M | Reduce -17.2% |
| TLT iShares 20+ Year Treasury BD | 0.63% | 658,973 | $57.5M | Add +14.7% |
| BND Vanguard Total Bond Market | 0.62% | 787,508 | $56.6M | Add +1.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.60% | 189,058 | $54.8M | Reduce -1.7% |
| COWZ Pacer US Cash Cows 100 ETF | 0.59% | 946,571 | $53.6M | Add +9.6% |
| BNDX Vanguard Total Intl Bond ETF | 0.58% | 1,079,057 | $52.9M | Add +5.0% |
| IJR iShares Core S&P Small-Cap E | 0.54% | 424,965 | $49.0M | Reduce -20.2% |
| VYM Vanguard High DVD Yield ETF | 0.53% | 381,177 | $48.6M | Add +3.5% |
| GOOG Alphabet Inc. Class C | 0.52% | 249,696 | $47.6M | Reduce -14.7% |
| COST Costco Wholesale Corp. | 0.51% | 50,762 | $46.5M | Reduce -7.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.50% | 890,303 | $45.6M | Add +0.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.48% | 474,238 | $43.4M | Add +11.8% |
| RDVY First Trust Rising Dividend | 0.47% | 723,783 | $42.8M | Add +17.3% |
| IJH iShares Core S&P Midcap ETF | 0.46% | 679,945 | $42.4M | Add +1.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.46% | 436,568 | $42.3M | Add +18.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.46% | 1,374,696 | $41.9M | Add +4.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.46% | 197,771 | $41.6M | Add +120.0% |
| JPM JPMorgan Chase & Co. | 0.45% | 169,167 | $40.6M | Reduce -3.1% |
| GSY Invesco Ultra Short Duration | 0.43% | 784,425 | $39.3M | Add +112.6% |
| XLK SS Technology Select Sector | 0.43% | 167,684 | $39.0M | Reduce -1.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.43% | 443,096 | $38.9M | Add +49.3% |
| SCHD Schwab US DVD Equity ETF | 0.41% | 1,364,911 | $37.3M | Add +0.5% |
| IVE iShares S&P 500 Value ETF | 0.41% | 195,339 | $37.3M | Add +0.5% |
| EFV iShares MSCI Eafe Value ETF | 0.40% | 698,975 | $36.7M | Add +8.1% |
| GLD SPDR Gold Shares | 0.39% | 147,846 | $35.8M | Reduce -24.3% |
| AVGO Broadcom Inc. | 0.39% | 152,217 | $35.3M | Reduce -11.1% |
| VWO Vanguard Ftse Emerging Marke | 0.38% | 794,222 | $35.0M | Add +4.6% |
| APUE Activepassive US Equity ETF | 0.38% | 975,983 | $34.9M | Reduce -12.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.38% | 490,137 | $34.4M | Add +15.7% |
| VNQ Vanguard Real Estate ETF | 0.37% | 378,468 | $33.7M | Add +39.0% |
| PDI PIMCO Dynamic Income Fund | 0.36% | 1,796,829 | $33.0M | Add +23.2% |
| MUB iShares National Muni Bond E | 0.35% | 300,232 | $32.0M | Add +14.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.35% | 132,339 | $31.8M | Reduce -10.0% |
| MBB iShares MBS ETF | 0.35% | 344,878 | $31.6M | Add +10.6% |
| IEF iShares 7-10 Year Treasury B | 0.34% | 339,675 | $31.4M | Reduce -47.5% |
| AGG iShares Core U.S. Aggregate | 0.34% | 321,104 | $31.1M | Reduce -37.8% |
| V Visa Inc. Class A | 0.34% | 97,375 | $30.8M | Reduce -5.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.33% | 854,594 | $30.1M | Reduce -4.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.33% | 433,695 | $29.9M | Add +16.1% |
| LLY Eli Lilly & Co. | 0.32% | 38,297 | $29.6M | Reduce -9.9% |
| BIV Vanguard Intermediate-Term B | 0.32% | 395,106 | $29.5M | Add +12.4% |
| IWF iShares Russell 1000 Growth | 0.32% | 72,310 | $29.0M | Add +7.8% |
| SPHQ Invesco S&P 500 Quality ETF | 0.32% | 431,305 | $28.9M | Add +5.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.32% | 323,572 | $28.7M | Add +2.8% |
| VGT Vanguard Info Tech ETF | 0.31% | 45,996 | $28.6M | Reduce -1.9% |
| XOM Exxon Mobil Corp. | 0.31% | 265,084 | $28.5M | Add +5.5% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.30% | 480,014 | $27.1M | Add +13.9% |
| SCHG Schwab US Large-Cap Growth | 0.30% | 968,201 | $27.0M | Add +1.9% |
| MA Mastercard Inc. Class A | 0.30% | 51,092 | $26.9M | Reduce -8.1% |
| HD Home Depot Inc. | 0.29% | 68,407 | $26.6M | Add +5.9% |
| WMT Walmart Inc. | 0.29% | 290,726 | $26.3M | Add +3.5% |
| DGRO iShares Core Dividend Growth | 0.29% | 425,713 | $26.1M | Reduce -6.3% |
| ABBV Abbvie Inc. | 0.28% | 144,474 | $25.7M | Reduce -7.6% |
| PG The Procter & Gamble Co. | 0.27% | 149,344 | $25.0M | Reduce -1.4% |
| VONG Vanguard Russell 1000 Growth | 0.27% | 242,012 | $25.0M | Add +64.1% |
| FTCS First Trust Capital Strength | 0.27% | 281,075 | $24.7M | Reduce -5.7% |
| CVX Chevron Corp. | 0.27% | 169,636 | $24.6M | Add +7.8% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.27% | 309,832 | $24.4M | Add +35.5% |
| IYW iShares Ustechnology ETF | 0.27% | 151,613 | $24.2M | Reduce -4.8% |
| CGGR Cap Group Growth Equity | 0.26% | 636,553 | $23.7M | Reduce -13.8% |
| XLF SS Financial Select Sector | 0.26% | 488,983 | $23.6M | Add +5.5% |
| JNJ Johnson & Johnson | 0.26% | 162,782 | $23.5M | Add +1.7% |
| XLV SS Health Care Select Sector | 0.25% | 163,821 | $22.5M | Reduce -9.7% |
| SMH Vaneck Semiconductor ETF | 0.25% | 92,811 | $22.5M | Add +12.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 85,048 | $22.5M | Reduce -7.1% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.25% | 52,527 | $22.4M | Add +60.0% |
| SECT Main Sector Rotation ETF | 0.24% | 402,019 | $22.1M | Add +14.4% |
| VONE Vanguard Russell 1000 | 0.24% | 82,340 | $22.0M | Reduce -6.4% |
| IWM iShares Russell 2000 ETF | 0.24% | 99,185 | $21.9M | Reduce -3.1% |
| ITOT iShares Core S&P Total U.S. | 0.24% | 169,226 | $21.8M | Reduce -2.5% |
| VMBS Vanguard Mortgage-Backed Sec | 0.24% | 474,983 | $21.5M | Add +6.5% |
| LGOV First TR Long Duration O-ETF | 0.24% | 1,031,467 | $21.5M | Reduce -3.7% |
| JPST JPMorgan Ultra-Short Income | 0.23% | 422,153 | $21.3M | Reduce -15.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.22% | 187,591 | $20.0M | Reduce -25.7% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.22% | 354,657 | $19.7M | Add +7.3% |
| FVD First Trust Value Line DVD | 0.21% | 447,755 | $19.5M | Reduce -13.3% |
| IAU iShares Gold Trust | 0.21% | 394,533 | $19.5M | Add +6.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.21% | 94,142 | $19.5M | Add +200.5% |
| FLOT iShares Floating Rate Bond E | 0.20% | 366,751 | $18.7M | Reduce -0.9% |
| PLTR Palantir Technologies Inc. Class A | 0.20% | 241,907 | $18.3M | Add +2.4% |
Options reported separately and not counted above: SPY puts ($7.6M), QQQ puts ($6.4M), QQQ calls ($2.6M), IVV calls ($1.4M), AAPL puts ($1.3M), SPY calls ($1.2M), MSFT calls ($1.0M), NVDA puts ($833K), LLY calls ($772K), SLV calls ($658K), AMAT calls ($569K), UPS calls ($567K), and 17 more.
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 8,975 | $475K | Add +36.5% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 27,645 | $380K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 195 | $238K | No change |
Total filed on the 13F, all lines: $9.1B.
Portfolio Sells Q3 2024 → Q4 2024
| NVDA Nvidia Corp. | Reduce -31.9% | 2.24% | −0.71 |
| IEF iShares 7-10 Year Treasury B | Reduce -47.5% | 0.34% | −0.34 |
| HDV iShares Core High Dividend E | Reduce -70.3% | 0.10% | −0.24 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -85.5% | 0.04% | −0.23 |
| AGG iShares Core U.S. Aggregate | Reduce -37.8% | 0.34% | −0.23 |
| IUSV iShares Core S&P U.S. Value | Reduce -63.7% | 0.12% | −0.21 |
| MSFT Microsoft Corp. | Reduce -8.7% | 1.90% | −0.20 |
| IJR iShares Core S&P Small-Cap E | Reduce -20.2% | 0.54% | −0.14 |
| GLD SPDR Gold Shares | Reduce -24.3% | 0.39% | −0.12 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -7.2% | 1.06% | −0.12 |
| BSCO Invesco Bulletshares 2024 CB | Sold out | 0.00% | −0.12 |
| IVV iShares Core S&P 500 ETF | Reduce -6.6% | 2.84% | −0.11 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.10 |
| FSTA Fidelity MSCI Cons Stap Indx | Reduce -82.8% | 0.02% | −0.10 |
| MPWR Monolithic Power Systems Inc. | Reduce -82.6% | 0.01% | −0.09 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -59.1% | 0.06% | −0.09 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -25.7% | 0.22% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -9.9% | 0.32% | −0.08 |
| MINT PIMCO Enhanced Short Maturit | Reduce -51.6% | 0.08% | −0.08 |
| AMD Advanced Micro Devices | Reduce -6.8% | 0.17% | −0.08 |
| IWX iShares Russell Top 200 Valu | Sold out | 0.00% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -8.2% | 0.71% | −0.07 |
| VHT Vanguard Health Care ETF | Reduce -24.8% | 0.14% | −0.07 |
| VIG Vanguard Dividend Apprec ETF | Reduce -7.4% | 0.76% | −0.06 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.06 |
| FIXD First Trust Smith Opportunis | Reduce -39.7% | 0.08% | −0.06 |
| VAW Vanguard Materials ETF | Reduce -42.0% | 0.06% | −0.06 |
| XLV SS Health Care Select Sector | Reduce -9.7% | 0.25% | −0.06 |
| FTSM First Trust Enh Short Mat FD | Reduce -30.4% | 0.13% | −0.06 |
| ABBV Abbvie Inc. | Reduce -7.6% | 0.28% | −0.05 |
| AAPL Apple Inc. | Reduce -9.5% | 2.85% | −0.05 |
| PEP Pepsico Inc. | Reduce -17.4% | 0.16% | −0.05 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Reduce -95.0% | 0.00% | −0.05 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -31.4% | 0.08% | −0.05 |
| CCEP Coca-Cola Europacific Partne | Sold out | 0.00% | −0.05 |
| DHI D.R. Horton Inc. | Reduce -67.4% | 0.01% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -7.0% | 0.19% | −0.04 |
| KDP Keurig Dr Pepper Inc. | Reduce -43.5% | 0.04% | −0.04 |
| APUE Activepassive US Equity ETF | Reduce -12.6% | 0.38% | −0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -29.1% | 0.10% | −0.04 |
| MRK Merck & Co. Inc. | Reduce -13.3% | 0.14% | −0.04 |
| ADP Automatic Data Processing | Reduce -40.0% | 0.08% | −0.04 |
| CTAS Cintas Corp. | Reduce -44.6% | 0.04% | −0.04 |
| LMT Lockheed Martin Corp. | Reduce -1.5% | 0.20% | −0.04 |
| FVD First Trust Value Line DVD | Reduce -13.3% | 0.21% | −0.04 |
| JPST JPMorgan Ultra-Short Income | Reduce -15.1% | 0.23% | −0.04 |
| SLV iShares Silver Trust | Reduce -29.7% | 0.08% | −0.04 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Reduce -81.1% | 0.01% | −0.04 |
| BLV Vanguard Long-Term Bond ETF | Reduce -10.1% | 0.19% | −0.04 |
| ADBE Adobe Inc. | Reduce -18.4% | 0.09% | −0.04 |
Portfolio Buys Q3 2024 → Q4 2024
| TSLA Tesla Inc. | Add +1.2% | 0.78% | +0.28 |
| QQQM Invesco Nasdaq 100 ETF | Add +120.0% | 0.46% | +0.26 |
| GSY Invesco Ultra Short Duration | Add +112.6% | 0.43% | +0.23 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +49.3% | 0.43% | +0.16 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +7.6% | 1.61% | +0.16 |
| MTUM iShares MSCI USA Momentum Fa | Add +200.5% | 0.21% | +0.14 |
| BSV Vanguard Short-Term Bond ETF | Add +22.5% | 0.72% | +0.13 |
| VONG Vanguard Russell 1000 Growth | Add +64.1% | 0.27% | +0.12 |
| PLTR Palantir Technologies Inc. Class A | Add +2.4% | 0.20% | +0.11 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.7% | 1.70% | +0.10 |
| XMMO Invesco S&P Midcap Momentum | Add +394.1% | 0.13% | +0.10 |
| DIA SS SPDR Dow Jones Indus Avg | Add +60.0% | 0.25% | +0.09 |
| BLK BlackRock Inc. | Add +903.0% | 0.10% | +0.09 |
| IWY iShares Russell Top 200 Grow | Add +103.6% | 0.16% | +0.09 |
| CWB SS SPDR BB Conv Sec ETF | Add +243.5% | 0.12% | +0.09 |
| FDIG Fidelity Crypto Indu & DGTL | Add +1914.8% | 0.09% | +0.08 |
| VNQ Vanguard Real Estate ETF | Add +39.0% | 0.37% | +0.08 |
| QTUM Defiance Quantum ETF | New | 0.07% | +0.07 |
| RDVY First Trust Rising Dividend | Add +17.3% | 0.47% | +0.07 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +35.5% | 0.27% | +0.07 |
| ET Energy Transfer LP | Add +44.0% | 0.15% | +0.06 |
| VOOG Vanguard S&P 500 Growth ETF | Add +53.9% | 0.15% | +0.06 |
| JEPI JPMorgan Equity Premium Inco | Add +10.3% | 0.80% | +0.06 |
| DDOG Datadog Inc. Class A | Add +450.8% | 0.07% | +0.06 |
| DASH DoorDash Inc. Class A | Add +1833.0% | 0.06% | +0.06 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +16.1% | 0.33% | +0.05 |
| TEAM Atlassian Corp. Class A | New | 0.05% | +0.05 |
| IETC iShares U.S. Tech Independen | Add +405.0% | 0.07% | +0.05 |
| JPIE JPMorgan Income ETF | Add +172.1% | 0.08% | +0.05 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +11.8% | 0.48% | +0.05 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +207.1% | 0.07% | +0.05 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +31.9% | 0.16% | +0.05 |
| JEPQ JPM Nasdaq Equity Premium | Add +13.9% | 0.30% | +0.05 |
| IWF iShares Russell 1000 Growth | Add +7.8% | 0.32% | +0.04 |
| PYLD PIMCO Multisector Bond Actv | Add +287.2% | 0.06% | +0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Add +9.6% | 0.59% | +0.04 |
| EDGF 3EDGE Dynamic Fixed Incm ETF | New | 0.04% | +0.04 |
| MUB iShares National Muni Bond E | Add +14.8% | 0.35% | +0.04 |
| WMT Walmart Inc. | Add +3.5% | 0.29% | +0.04 |
| IAI iShares U.S. Broker-Dealers | Add +167.4% | 0.06% | +0.04 |
| SPHY SS SPDR P High Yield ETF | Add +82.1% | 0.09% | +0.04 |
| PDI PIMCO Dynamic Income Fund | Add +23.2% | 0.36% | +0.04 |
| ILCG iShares Morningstar Growth E | Add +123.3% | 0.07% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +14.9% | 0.13% | +0.04 |
| HCMT Direxion HCM Tactic US ETF | Add +283.7% | 0.05% | +0.04 |
| SECT Main Sector Rotation ETF | Add +14.4% | 0.24% | +0.04 |
| HYGH iShares Int Rate Hedg HY ETF | Add +70.5% | 0.09% | +0.04 |
| LRCX Lam Research Corp. | Add +261.8% | 0.05% | +0.04 |
| HELO JPMorgan Hedged Equity ETF | New | 0.03% | +0.03 |
| NBOS Neuberger Option Strategy Et | New | 0.03% | +0.03 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -11.6% | 13,000 | $7.6M |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -19.8% | 12,600 | $6.4M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -7.4% | 5,000 | $2.6M |
| IVV iShares Core S&P 500 ETF | call | Reduce -8.0% | 2,300 | $1.4M |
| AAPL Apple Inc. | put | New | 5,100 | $1.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -4.8% | 2,000 | $1.2M |
| MSFT Microsoft Corp. | call | Add +166.7% | 2,400 | $1.0M |
| NVDA Nvidia Corp. | put | Reduce -32.6% | 6,200 | $833K |
| LLY Eli Lilly & Co. | call | New | 1,000 | $772K |
| SLV iShares Silver Trust | call | Reduce -3.9% | 25,000 | $658K |
| AMAT Applied Materials Inc. | call | New | 3,500 | $569K |
| UPS United Parcel Service Class B | call | New | 4,500 | $567K |
| TXN Texas Instruments Inc. | call | New | 3,000 | $563K |
| XYZ Block Inc. | call | New | 6,400 | $544K |
| NVDA Nvidia Corp. | call | New | 4,000 | $537K |
| ABNB Airbnb Inc. Class A | call | New | 4,000 | $526K |
| GDX Vaneck Gold Miners ETF | call | Reduce -62.0% | 15,000 | $509K |
| AMZN Amazon.com Inc. | call | Reduce -12.5% | 2,100 | $461K |
| VRT Vertiv Holdings Co. Class A | call | New | 4,000 | $454K |
| UNH Unitedhealth Group Inc. | call | Add +14.3% | 800 | $405K |
| NEM Newmont Corp. | call | New | 10,000 | $372K |
| UBER Uber Technologies Inc. | call | New | 5,000 | $302K |
| AAPL Apple Inc. | call | Reduce -7.7% | 1,200 | $301K |
| META Meta Platforms Inc. Class A | call | New | 500 | $293K |
| AMG Affiliated Managers Group | put | New | 1,500 | $277K |
| COST Costco Wholesale Corp. | put | Sold out | 300 | $266Kbefore exit |
| TSLA Tesla Inc. | call | Reduce -33.3% | 600 | $242K |
| PINS Pinterest Inc. Class A | call | New | 8,000 | $232K |
| TSM Taiwan Semiconductor-SP ADR | put | Sold out | 1,300 | $226Kbefore exit |
| ADBE Adobe Inc. | call | Sold out | 400 | $207Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | Add +36.5% | 8,975 | $475K |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | New | 27,645 | $380K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 123,655 | $3Kbefore exit |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Sold out | 29,580 | $976before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2025 | 1,461 | $4.4B | IVV, NVDA, QQQ, AAPL, MSFT |
| Q1 2025 | 1,839 | $8.3B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 1,931 | $9.1B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 1,891 | $9.2B | IVV, NVDA, AAPL, MSFT, QQQ |
| Q2 2024 | 1,890 | $9.0B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2024 | 1,936 | $8.8B | IVV, NVDA, AAPL, MSFT, QQQ |