Atria Wealth Solutions, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Atria Wealth Solutions, Inc. reported 1,936 stock positions worth $8.8 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 3.0% of the portfolio, followed by Nvidia (NVDA, 2.6%) and Apple (AAPL, 2.6%). Compared with Q4 2023, it opened 161 new positions, sold out of 132, added to 926 and reduced 761. The biggest buy was a new position in Ishrs US E F R A ETF-Usd (DYNF) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −52%).
- Most Recent 13F
- Q2 2025
- Location
- NEW YORK, NY
- CIK
- 0001927543
- Portfolio Value
- $8.8B (Q1 2024)
- SEC Filing
- 0001420506-24-000768 ↗ filed May 13, 2024
Holdings Value
Holdings 1,936 stocks · $8.8B
| IVV iShares Core S&P 500 ETF | 2.99% | 503,096 | $264.5M | Reduce -5.2% |
| NVDA Nvidia Corp. | 2.64% | 258,761 | $233.8M | Reduce -0.5% |
| AAPL Apple Inc. | 2.63% | 1,357,978 | $232.9M | Reduce -0.6% |
| MSFT Microsoft Corp. | 2.37% | 498,248 | $209.6M | Add +13.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.78% | 354,037 | $157.3M | Add +4.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.54% | 259,820 | $136.1M | Add +8.2% |
| VOO Vanguard S&P 500 ETF | 1.54% | 283,099 | $136.1M | Add +3.5% |
| AMZN Amazon.com Inc. | 1.45% | 709,683 | $128.0M | Add +1.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.24% | 319,220 | $109.9M | Reduce -1.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.17% | 638,312 | $104.0M | Add +0.7% |
| VEA Vanguard Ftse Developed ETF | 1.08% | 1,908,858 | $95.8M | Add +2.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.97% | 1,886,465 | $86.0M | Add +26.1% |
| VIG Vanguard Dividend Apprec ETF | 0.86% | 418,131 | $76.4M | Add +7.6% |
| QUAL iShares MSCI USA Quality Fac | 0.84% | 454,084 | $74.6M | Add +0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 156,124 | $65.7M | Add +6.0% |
| GOOGL Alphabet Inc. Class A | 0.74% | 433,041 | $65.4M | Reduce -1.2% |
| META Meta Platforms Inc. Class A | 0.64% | 115,777 | $56.2M | Reduce -6.7% |
| BND Vanguard Total Bond Market | 0.60% | 733,835 | $53.3M | Add +6.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.59% | 202,498 | $52.6M | Add +9.9% |
| BSV Vanguard Short-Term Bond ETF | 0.59% | 683,796 | $52.4M | Add +6.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.59% | 569,120 | $52.2M | Reduce -52.0% |
| IJR iShares Core S&P Small-Cap E | 0.58% | 467,795 | $51.7M | Reduce -1.2% |
| IEF iShares 7-10 Year Treasury B | 0.58% | 544,124 | $51.5M | Add +48.3% |
| GOOG Alphabet Inc. Class C | 0.57% | 330,186 | $50.3M | Reduce -1.4% |
| IVW iShares S&P 500 Growth ETF | 0.56% | 591,293 | $49.9M | Add +30.4% |
| TLT iShares 20+ Year Treasury BD | 0.55% | 509,824 | $48.2M | Add +18.3% |
| BNDX Vanguard Total Intl Bond ETF | 0.54% | 977,029 | $48.1M | Add +6.5% |
| JEPI JPMorgan Equity Premium Inco | 0.54% | 828,719 | $47.9M | Add +19.0% |
| XLK SS Technology Select Sector | 0.52% | 220,529 | $45.9M | Add +6.1% |
| AGG iShares Core U.S. Aggregate | 0.50% | 454,020 | $44.5M | Add +3.3% |
| COST Costco Wholesale Corp. | 0.50% | 60,617 | $44.4M | Add +5.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.48% | 738,501 | $42.9M | Add +10.7% |
| VYM Vanguard High DVD Yield ETF | 0.45% | 331,623 | $40.1M | Add +4.0% |
| JPM JPMorgan Chase & Co. | 0.43% | 190,249 | $38.1M | Add +7.0% |
| IJH iShares Core S&P Midcap ETF | 0.43% | 626,015 | $38.0M | Add +4.8% |
| APUE Activepassive US Equity ETF | 0.42% | 1,164,399 | $37.6M | Add +4.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.42% | 505,764 | $37.5M | Add +6.3% |
| IVE iShares S&P 500 Value ETF | 0.41% | 192,563 | $36.0M | Add +166.8% |
| TSLA Tesla Inc. | 0.40% | 200,905 | $35.3M | Reduce -7.4% |
| SCHD Schwab US DVD Equity ETF | 0.40% | 436,428 | $35.2M | Reduce -10.7% |
| RDVY First Trust Rising Dividend | 0.40% | 625,083 | $35.1M | Add +26.4% |
| VWO Vanguard Ftse Emerging Marke | 0.39% | 825,416 | $34.5M | Add +7.0% |
| LLY Eli Lilly & Co. | 0.38% | 43,302 | $33.7M | Reduce -2.2% |
| V Visa Inc. Class A | 0.37% | 118,642 | $33.1M | Add +1.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.35% | 1,114,410 | $31.2M | Add +13.5% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.35% | 282,524 | $30.8M | Reduce -12.5% |
| ABBV Abbvie Inc. | 0.35% | 168,446 | $30.7M | Add +14.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.34% | 132,398 | $30.3M | Add +2.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.34% | 672,346 | $29.9M | New |
| CVX Chevron Corp. | 0.33% | 186,821 | $29.5M | Add +5.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.33% | 116,572 | $29.1M | Add +3.1% |
| MBB iShares MBS ETF | 0.33% | 314,778 | $29.1M | Add +0.7% |
| MA Mastercard Inc. Class A | 0.33% | 59,983 | $28.9M | Reduce -1.9% |
| HD Home Depot Inc. | 0.33% | 75,153 | $28.8M | Reduce -0.1% |
| PEP Pepsico Inc. | 0.32% | 163,284 | $28.7M | Add +4.6% |
| AMD Advanced Micro Devices | 0.32% | 157,080 | $28.4M | Add +15.5% |
| IUSV iShares Core S&P U.S. Value | 0.32% | 310,119 | $28.0M | Reduce -2.4% |
| XOM Exxon Mobil Corp. | 0.32% | 240,237 | $27.9M | Reduce -1.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.31% | 327,508 | $27.4M | Reduce -9.8% |
| GLD SPDR Gold Shares | 0.31% | 133,038 | $27.4M | Reduce -2.2% |
| EFG iShares MSCI Eafe Growth ETF | 0.30% | 259,906 | $27.0M | Add +8.0% |
| JNJ Johnson & Johnson | 0.30% | 168,207 | $26.6M | Add +3.3% |
| PG The Procter & Gamble Co. | 0.30% | 163,144 | $26.5M | Add +4.9% |
| MRK Merck & Co. Inc. | 0.30% | 198,202 | $26.3M | Add +0.5% |
| PDI PIMCO Dynamic Income Fund | 0.30% | 1,358,765 | $26.2M | Add +23.3% |
| VGT Vanguard Info Tech ETF | 0.30% | 49,949 | $26.2M | Add +23.3% |
| FTCS First Trust Capital Strength | 0.29% | 302,399 | $25.9M | Reduce -4.2% |
| FVD First Trust Value Line DVD | 0.29% | 607,427 | $25.7M | Reduce -17.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.28% | 409,118 | $25.2M | Add +2.4% |
| VNQ Vanguard Real Estate ETF | 0.28% | 290,982 | $25.2M | Add +24.8% |
| VONE Vanguard Russell 1000 | 0.28% | 104,401 | $24.9M | Reduce -1.4% |
| XLV SS Health Care Select Sector | 0.28% | 166,378 | $24.6M | Add +10.4% |
| HDV iShares Core High Dividend E | 0.28% | 221,612 | $24.4M | Reduce -1.7% |
| EFV iShares MSCI Eafe Value ETF | 0.27% | 437,526 | $23.8M | Reduce -26.0% |
| JPST JPMorgan Ultra-Short Income | 0.27% | 469,099 | $23.7M | Add +13.2% |
| GSY Invesco Ultra Short Duration | 0.27% | 473,385 | $23.6M | Reduce -41.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.27% | 322,232 | $23.6M | Add +4.3% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.26% | 360,088 | $23.2M | Reduce -7.4% |
| BIV Vanguard Intermediate-Term B | 0.26% | 304,147 | $22.9M | Reduce -11.2% |
| IWM iShares Russell 2000 ETF | 0.26% | 108,748 | $22.9M | Add +6.3% |
| XLF SS Financial Select Sector | 0.26% | 541,675 | $22.8M | Add +91.0% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.26% | 292,267 | $22.7M | Reduce -9.3% |
| AVGO Broadcom Inc. | 0.26% | 17,071 | $22.7M | Reduce -3.1% |
| SGOV iShares 0-3 Month Treasury B | 0.25% | 219,925 | $22.1M | Add +16.3% |
| VZ Verizon Communications Inc. | 0.25% | 523,634 | $22.0M | Add +3.0% |
| ADBE Adobe Inc. | 0.25% | 43,453 | $21.9M | Add +4.3% |
| SCHG Schwab US Large-Cap Growth | 0.25% | 235,957 | $21.9M | Add +17.9% |
| IYW iShares Ustechnology ETF | 0.25% | 161,427 | $21.8M | Add +4.3% |
| UNH Unitedhealth Group Inc. | 0.25% | 43,865 | $21.7M | Reduce -5.0% |
| MUB iShares National Muni Bond E | 0.24% | 200,662 | $21.6M | Add +9.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.24% | 660,014 | $21.5M | Add +7.8% |
| DGRO iShares Core Dividend Growth | 0.24% | 368,126 | $21.4M | Add +1.3% |
| IWF iShares Russell 1000 Growth | 0.24% | 62,333 | $21.0M | Reduce -1.9% |
| ITOT iShares Core S&P Total U.S. | 0.24% | 181,575 | $20.9M | Add +1.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.23% | 167,264 | $20.5M | Reduce -4.6% |
| VMBS Vanguard Mortgage-Backed Sec | 0.22% | 434,458 | $19.8M | Add +10.6% |
| LGOV First TR Long Duration O-ETF | 0.22% | 921,413 | $19.7M | Add +78.4% |
| VHT Vanguard Health Care ETF | 0.22% | 70,603 | $19.1M | Add +103.0% |
| FBND Fidelity Total Bond ETF | 0.21% | 409,035 | $18.6M | Add +2.4% |
| PTLC Pacer Trendpilot US Large Ca | 0.21% | 388,927 | $18.6M | Add +9.4% |
Options reported separately and not counted above: SPY puts ($8.8M), QQQ puts ($7.4M), GLD calls ($1.3M), AMZN calls ($902K), GDX calls ($854K), ANET calls ($493K), NVDA puts ($361K), AAPL calls ($360K), SHOP calls ($286K), GOOG calls ($259K), ADBE calls ($252K), UNH calls ($247K), and 2 more.
Other holdings (4): bonds, preferreds, convertibles and warrants · $1.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 10,825 | $556K | Add +2.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 195 | $233K | No change |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 9,967 | $214K | Reduce -45.4% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 113,790 | $8K | No change |
Total filed on the 13F, all lines: $8.8B.
Portfolio Sells Q4 2023 → Q1 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -52.0% | 0.59% | −0.77 |
| AAPL Apple Inc. | Reduce -0.6% | 2.63% | −0.68 |
| TSLA Tesla Inc. | Reduce -7.4% | 0.40% | −0.28 |
| GSY Invesco Ultra Short Duration | Reduce -41.8% | 0.27% | −0.24 |
| TFLO iShares Treasury Floating Ra | Reduce -45.9% | 0.21% | −0.22 |
| IVV iShares Core S&P 500 ETF | Reduce -5.2% | 2.99% | −0.20 |
| ESGU iShares ESG Aware MSCI USA | Reduce -51.1% | 0.12% | −0.13 |
| EFV iShares MSCI Eafe Value ETF | Reduce -26.0% | 0.27% | −0.12 |
| OEF iShares S&P 100 ETF | Reduce -70.5% | 0.05% | −0.12 |
| INTC Intel Corp. | Reduce -39.5% | 0.11% | −0.12 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -12.5% | 0.35% | −0.10 |
| BA The Boeing Co. | Reduce -3.9% | 0.18% | −0.10 |
| IEMG iShares Core MSCI Emerging | Reduce -35.7% | 0.14% | −0.10 |
| ROSC Hartford Multifact Small Cap | Sold out | 0.00% | −0.08 |
| FVD First Trust Value Line DVD | Reduce -17.1% | 0.29% | −0.08 |
| FTSM First Trust Enh Short Mat FD | Reduce -24.9% | 0.17% | −0.08 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -45.8% | 0.07% | −0.08 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -32.0% | 0.14% | −0.07 |
| SCHD Schwab US DVD Equity ETF | Reduce -10.7% | 0.40% | −0.07 |
| BIV Vanguard Intermediate-Term B | Reduce -11.2% | 0.26% | −0.07 |
| VTIP Vanguard Short-Term Tips | Reduce -19.1% | 0.18% | −0.07 |
| BLV Vanguard Long-Term Bond ETF | Reduce -12.7% | 0.20% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -5.0% | 0.25% | −0.06 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.2% | 0.58% | −0.06 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -9.3% | 0.26% | −0.06 |
| PDD PDD Holdings Inc. | Sold out | 0.00% | −0.05 |
| EDV Vanguard Extended Dur Treas | Reduce -30.4% | 0.08% | −0.05 |
| SCHW Schwab (charles) Corp. | Reduce -53.3% | 0.04% | −0.05 |
| DFAX Dimensional World Ex US Core | Sold out | 0.00% | −0.05 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -9.8% | 0.31% | −0.05 |
| GCOR Goldman Sachs Access US Agg | Reduce -27.5% | 0.07% | −0.04 |
| ZS Zscaler Inc. | Reduce -58.6% | 0.02% | −0.04 |
| SPEM State Street SP PTF Em ETF | Reduce -28.8% | 0.07% | −0.04 |
| ANGL Vaneck Fallen Angel High YLD | Reduce -51.5% | 0.03% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -12.0% | 0.14% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -31.3% | 0.13% | −0.04 |
| FIXD First Trust Smith Opportunis | Reduce -10.2% | 0.13% | −0.03 |
| QCLN First Trust Nasdaq Clean Edg | Reduce -82.6% | 0.01% | −0.03 |
| PAYC Paycom Software Inc. | Reduce -52.3% | 0.02% | −0.03 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -90.7% | 0.00% | −0.03 |
| FALN iShares Fallen Angels ETF | Reduce -52.9% | 0.02% | −0.03 |
| NOC Northrop Grumman Corp. | Reduce -20.6% | 0.09% | −0.03 |
| BUYW Main Buywrite ETF | Reduce -65.6% | 0.01% | −0.03 |
| IWD iShares Russell 1000 Value E | Reduce -11.2% | 0.20% | −0.03 |
| LGLV SPDR US LC Low Vol Idx | Sold out | 0.00% | −0.03 |
| SCHO Schwab Short-Term US Treas | Reduce -63.3% | 0.02% | −0.03 |
| GOOGL Alphabet Inc. Class A | Reduce -1.2% | 0.74% | −0.03 |
| HBAN Huntington Bancshares Inc. | Reduce -91.1% | 0.00% | −0.03 |
| ONEQ Fidelity Nasdaq Comp Indx | Reduce -7.4% | 0.26% | −0.03 |
| LNG Cheniere Energy Inc. | Reduce -43.6% | 0.03% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.34% | +0.34 |
| MSFT Microsoft Corp. | Add +13.5% | 2.37% | +0.29 |
| IVE iShares S&P 500 Value ETF | Add +166.8% | 0.41% | +0.25 |
| IEF iShares 7-10 Year Treasury B | Add +48.3% | 0.58% | +0.14 |
| IVW iShares S&P 500 Growth ETF | Add +30.4% | 0.56% | +0.14 |
| VDC Vanguard Consumer Staple ETF | Add +248.0% | 0.18% | +0.13 |
| XLF SS Financial Select Sector | Add +91.0% | 0.26% | +0.12 |
| AMZN Amazon.com Inc. | Add +1.8% | 1.45% | +0.11 |
| NEAR iShares SH Dba ETF Usd Inc. | Add +1276.3% | 0.12% | +0.11 |
| VHT Vanguard Health Care ETF | Add +103.0% | 0.22% | +0.11 |
| DYFI Idx Dynamic Fixed Income ETF | New | 0.11% | +0.11 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +26.1% | 0.97% | +0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +8.2% | 1.54% | +0.10 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +230.5% | 0.14% | +0.10 |
| VPU Vanguard Utilities ETF | Add +143.7% | 0.17% | +0.09 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +3362.3% | 0.09% | +0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +6.0% | 0.74% | +0.08 |
| LGOV First TR Long Duration O-ETF | Add +78.4% | 0.22% | +0.08 |
| SMH Vaneck Semiconductor ETF | Add +75.8% | 0.15% | +0.08 |
| RDVY First Trust Rising Dividend | Add +26.4% | 0.40% | +0.08 |
| AMD Advanced Micro Devices | Add +15.5% | 0.32% | +0.07 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +61.7% | 0.21% | +0.07 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +63.9% | 0.14% | +0.06 |
| ETF OPPORTUNITIES TRUST | New | 0.06% | +0.06 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +92.1% | 0.14% | +0.06 |
| VIS Vanguard Industrials ETF | Add +75.0% | 0.14% | +0.06 |
| VAW Vanguard Materials ETF | Add +90.2% | 0.13% | +0.06 |
| ABBV Abbvie Inc. | Add +14.3% | 0.35% | +0.06 |
| JEPI JPMorgan Equity Premium Inco | Add +19.0% | 0.54% | +0.06 |
| VOX Vanguard Communication Servi | Add +81.7% | 0.13% | +0.06 |
| VCR Vanguard Consumer Discre ETF | Add +73.0% | 0.15% | +0.06 |
| VFH Vanguard Financials ETF | Add +54.2% | 0.16% | +0.06 |
| IWY iShares Russell Top 200 Grow | Add +43.8% | 0.17% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +7.0% | 0.43% | +0.05 |
| VGT Vanguard Info Tech ETF | Add +23.3% | 0.30% | +0.05 |
| SPMO Invesco S&P 500 Momentum ETF | New | 0.05% | +0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Add +10.7% | 0.48% | +0.05 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Add +489.0% | 0.06% | +0.05 |
| PDI PIMCO Dynamic Income Fund | Add +23.3% | 0.30% | +0.05 |
| FLRT Pacer Aristotle Pacific Floa | Add +142.8% | 0.08% | +0.05 |
| VTI VG Morningstar TS MKT ETF-US | Add +9.9% | 0.59% | +0.05 |
| MOAT Vaneck Morningstar Wide Moat | Add +39.7% | 0.18% | +0.04 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +253.8% | 0.06% | +0.04 |
| SMCI Super Micro Computer Inc. | Add +239.7% | 0.05% | +0.04 |
| RSP Invesco S&P 500 Equal Weight | Add +28.9% | 0.21% | +0.04 |
| SCHG Schwab US Large-Cap Growth | Add +17.9% | 0.25% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +47.9% | 0.09% | +0.04 |
| JEPQ JPM Nasdaq Equity Premium | Add +25.9% | 0.20% | +0.04 |
| MTUM iShares MSCI USA Momentum Fa | Add +51.1% | 0.09% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +3.5% | 1.54% | +0.04 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -64.1% | 16,900 | $8.8M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +76.6% | 16,600 | $7.4M |
| AAPL Apple Inc. | put | Sold out | 15,500 | $3.0Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 6,200 | $2.5Mbefore exit |
| GLD SPDR Gold Shares | call | Reduce -51.5% | 6,300 | $1.3M |
| AMZN Amazon.com Inc. | call | New | 5,000 | $902K |
| GDX Vaneck Gold Miners ETF | call | Add +9.3% | 27,000 | $854K |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 7,000 | $692Kbefore exit |
| ANET Arista Networks Inc. | call | Reduce -54.0% | 1,700 | $493K |
| IEF iShares 7-10 Year Treasury B | put | Sold out | 5,000 | $482Kbefore exit |
| NVDA Nvidia Corp. | put | Reduce -85.7% | 400 | $361K |
| AAPL Apple Inc. | call | Reduce -44.7% | 2,100 | $360K |
| SHOP Shopify Inc. Class A | call | New | 3,700 | $286K |
| GDXJ Vaneck Junior Gold Miners | call | Sold out | 7,400 | $281Kbefore exit |
| GOOG Alphabet Inc. Class C | call | New | 1,700 | $259K |
| ADBE Adobe Inc. | call | New | 500 | $252K |
| UNH Unitedhealth Group Inc. | call | New | 500 | $247K |
| DKS Dick's Sporting Goods Inc. | put | New | 1,000 | $225K |
| COST Costco Wholesale Corp. | put | New | 300 | $220K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | Add +2.9% | 10,825 | $556K |
| AES CORP/THE (AES 6.875 02/15/24) | UNIT 02/15/2024 | Sold out | 5,895 | $449Kbefore exit |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Reduce -45.4% | 9,967 | $214K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Sold out | 5,122 | $213Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2025 | 1,461 | $4.4B | IVV, NVDA, QQQ, AAPL, MSFT |
| Q1 2025 | 1,839 | $8.3B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 1,931 | $9.1B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 1,891 | $9.2B | IVV, NVDA, AAPL, MSFT, QQQ |
| Q2 2024 | 1,890 | $9.0B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2024 | 1,936 | $8.8B | IVV, NVDA, AAPL, MSFT, QQQ |