Atria Wealth Solutions, Inc.
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 9, 2025), Atria Wealth Solutions, Inc. reported 1,839 stock positions worth $8.3 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.9% of the portfolio, followed by Apple (AAPL, 2.3%) and Nvidia (NVDA, 1.8%). Compared with Q4 2024, it opened 153 new positions, sold out of 246, added to 633 and reduced 971. The biggest buy was Invesco Ultra Short Duration (GSY, shares +32%) and the biggest sale Apple (AAPL, shares −16%).
- Most Recent 13F
- Q2 2025
- Location
- NEW YORK, NY
- CIK
- 0001927543
- Portfolio Value
- $8.3B (Q1 2025)
- SEC Filing
- 0001420506-25-000956 ↗ filed May 9, 2025
Holdings Value
Holdings 1,839 stocks · $8.3B
| IVV iShares Core S&P 500 ETF | 2.90% | 427,459 | $240.2M | Reduce -2.6% |
| AAPL Apple Inc. | 2.32% | 865,871 | $192.3M | Reduce -16.4% |
| NVDA Nvidia Corp. | 1.80% | 1,375,240 | $149.1M | Reduce -9.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.54% | 272,963 | $128.1M | Reduce -10.2% |
| MSFT Microsoft Corp. | 1.46% | 322,488 | $121.1M | Reduce -21.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.43% | 212,355 | $119.0M | Reduce -15.0% |
| AMZN Amazon.com Inc. | 1.24% | 540,702 | $102.9M | Reduce -10.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.16% | 2,089,408 | $96.3M | Reduce -2.2% |
| VOO Vanguard S&P 500 ETF | 1.15% | 185,727 | $95.4M | Reduce -20.8% |
| VEA Vanguard Ftse Developed ETF | 1.12% | 1,827,627 | $92.9M | Reduce -7.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.10% | 245,942 | $91.2M | Reduce -9.0% |
| QUAL iShares MSCI USA Quality Fac | 1.04% | 503,325 | $86.0M | Add +2.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.98% | 472,675 | $81.6M | Reduce -16.2% |
| JEPI JPMorgan Equity Premium Inco | 0.94% | 1,360,779 | $77.8M | Add +7.9% |
| BND Vanguard Total Bond Market | 0.81% | 916,193 | $67.3M | Add +16.3% |
| IVW iShares S&P 500 Growth ETF | 0.80% | 718,261 | $66.7M | Add +1.2% |
| VIG Vanguard Dividend Apprec ETF | 0.80% | 340,714 | $66.1M | Reduce -3.8% |
| TLT iShares 20+ Year Treasury BD | 0.79% | 722,210 | $65.7M | Add +9.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.78% | 121,124 | $64.5M | Reduce -15.0% |
| META Meta Platforms Inc. Class A | 0.75% | 107,662 | $62.1M | Reduce -5.0% |
| BSV Vanguard Short-Term Bond ETF | 0.75% | 792,651 | $62.0M | Reduce -7.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.66% | 1,006,091 | $55.1M | Add +6.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.62% | 188,383 | $51.8M | Reduce -0.4% |
| GSY Invesco Ultra Short Duration | 0.62% | 1,031,682 | $51.7M | Add +31.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.62% | 1,055,097 | $51.5M | Reduce -2.2% |
| IVE iShares S&P 500 Value ETF | 0.57% | 246,581 | $47.0M | Add +26.2% |
| VYM Vanguard High DVD Yield ETF | 0.54% | 349,851 | $45.1M | Reduce -8.2% |
| GOOGL Alphabet Inc. Class A | 0.52% | 280,875 | $43.4M | Reduce -8.0% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.52% | 887,155 | $43.3M | Reduce -0.3% |
| GLD SPDR Gold Shares | 0.52% | 149,499 | $43.1M | Add +1.1% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.52% | 467,402 | $42.9M | Reduce -1.4% |
| COST Costco Wholesale Corp. | 0.51% | 44,841 | $42.4M | Reduce -11.7% |
| TSLA Tesla Inc. | 0.49% | 157,633 | $40.9M | Reduce -10.1% |
| IJR iShares Core S&P Small-Cap E | 0.47% | 376,554 | $39.4M | Reduce -11.4% |
| IJH iShares Core S&P Midcap ETF | 0.47% | 674,437 | $39.4M | Reduce -0.8% |
| SCHD Schwab US DVD Equity ETF | 0.46% | 1,362,043 | $38.1M | Reduce -0.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.46% | 1,057,501 | $37.8M | Add +23.7% |
| GOOG Alphabet Inc. Class C | 0.45% | 237,736 | $37.1M | Reduce -4.8% |
| JPM JPMorgan Chase & Co. | 0.44% | 149,525 | $36.7M | Reduce -11.6% |
| VWO Vanguard Ftse Emerging Marke | 0.44% | 801,616 | $36.3M | Add +0.9% |
| APUE Activepassive US Equity ETF | 0.41% | 995,207 | $33.8M | Add +2.0% |
| RDVY First Trust Rising Dividend | 0.40% | 572,070 | $33.5M | Reduce -21.0% |
| V Visa Inc. Class A | 0.40% | 94,844 | $33.2M | Reduce -2.6% |
| EFV iShares MSCI Eafe Value ETF | 0.39% | 548,074 | $32.3M | Reduce -21.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.38% | 1,072,982 | $31.9M | Reduce -21.9% |
| LLY Eli Lilly & Co. | 0.38% | 38,273 | $31.6M | Reduce -0.1% |
| BIV Vanguard Intermediate-Term B | 0.38% | 412,421 | $31.6M | Add +4.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.38% | 608,159 | $31.5M | Add +26.7% |
| XLK SS Technology Select Sector | 0.37% | 149,769 | $30.9M | Reduce -10.7% |
| PDI PIMCO Dynamic Income Fund | 0.36% | 1,517,204 | $30.1M | Reduce -15.6% |
| SPHQ Invesco S&P 500 Quality ETF | 0.36% | 446,532 | $29.6M | Add +3.5% |
| MBB iShares MBS ETF | 0.35% | 311,325 | $29.2M | Reduce -9.7% |
| ABBV Abbvie Inc. | 0.35% | 137,705 | $28.9M | Reduce -4.7% |
| XLF SS Financial Select Sector | 0.34% | 574,404 | $28.6M | Add +17.5% |
| MUB iShares National Muni Bond E | 0.34% | 270,274 | $28.5M | Reduce -10.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.34% | 369,344 | $27.9M | Reduce -24.6% |
| AGG iShares Core U.S. Aggregate | 0.33% | 277,775 | $27.5M | Reduce -13.5% |
| IAU iShares Gold Trust | 0.33% | 463,034 | $27.3M | Add +17.4% |
| IWF iShares Russell 1000 Growth | 0.33% | 75,446 | $27.2M | Add +4.3% |
| XOM Exxon Mobil Corp. | 0.32% | 226,062 | $26.9M | Reduce -14.7% |
| FLOT iShares Floating Rate Bond E | 0.32% | 525,021 | $26.8M | Add +43.1% |
| EFG iShares MSCI Eafe Growth ETF | 0.32% | 263,736 | $26.4M | Reduce -39.6% |
| JPST JPMorgan Ultra-Short Income | 0.32% | 519,371 | $26.3M | Add +23.0% |
| CGGR Cap Group Growth Equity | 0.32% | 765,355 | $26.2M | Add +20.2% |
| JNJ Johnson & Johnson | 0.31% | 157,358 | $26.1M | Reduce -3.3% |
| MA Mastercard Inc. Class A | 0.31% | 47,545 | $26.1M | Reduce -6.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 117,321 | $26.0M | Reduce -11.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.30% | 374,819 | $24.6M | Reduce -13.6% |
| AVGO Broadcom Inc. | 0.29% | 146,101 | $24.5M | Reduce -4.0% |
| VNQ Vanguard Real Estate ETF | 0.29% | 263,278 | $23.8M | Reduce -30.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.29% | 253,886 | $23.8M | Reduce -21.5% |
| WMT Walmart Inc. | 0.29% | 270,144 | $23.7M | Reduce -7.1% |
| CVX Chevron Corp. | 0.28% | 140,222 | $23.5M | Reduce -17.3% |
| DGRO iShares Core Dividend Growth | 0.28% | 371,177 | $22.9M | Reduce -12.8% |
| PG The Procter & Gamble Co. | 0.28% | 134,326 | $22.9M | Reduce -10.1% |
| SECT Main Sector Rotation ETF | 0.28% | 446,881 | $22.8M | Add +11.2% |
| SCHG Schwab US Large-Cap Growth | 0.27% | 909,537 | $22.8M | Reduce -6.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.27% | 279,994 | $22.5M | Reduce -36.8% |
| VGT Vanguard Info Tech ETF | 0.27% | 40,648 | $22.0M | Reduce -11.6% |
| HD Home Depot Inc. | 0.27% | 60,118 | $22.0M | Reduce -12.1% |
| XLV SS Health Care Select Sector | 0.27% | 150,557 | $22.0M | Reduce -8.1% |
| VXUS Vanguard Total Intl Stock | 0.26% | 352,267 | $21.9M | Add +17.9% |
| VMBS Vanguard Mortgage-Backed Sec | 0.26% | 468,971 | $21.7M | Reduce -1.3% |
| IEMG iShares Core MSCI Emerging | 0.26% | 394,425 | $21.3M | Add +16.0% |
| VONG Vanguard Russell 1000 Growth | 0.25% | 222,629 | $20.7M | Reduce -8.0% |
| IYW iShares Ustechnology ETF | 0.25% | 145,440 | $20.4M | Reduce -4.1% |
| TLH iShares 10-20 Year Treasury | 0.24% | 195,019 | $20.2M | Add +127.7% |
| JAAA Janus Henderson Aaa Clo ETF | 0.24% | 394,008 | $20.0M | Add +40.0% |
| USFR Wisdomtree Floating Rate Tre | 0.23% | 380,317 | $19.1M | Add +98.0% |
| VTIP Vanguard Short-Term Tips | 0.23% | 382,937 | $19.1M | Add +13.4% |
| FVD First Trust Value Line DVD | 0.23% | 425,908 | $19.0M | Reduce -4.9% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.23% | 361,959 | $19.0M | Add +127.4% |
| IWD iShares Russell 1000 Value E | 0.23% | 100,624 | $18.9M | Add +2.4% |
| PLTR Palantir Technologies Inc. Class A | 0.23% | 222,294 | $18.8M | Reduce -8.1% |
| VONE Vanguard Russell 1000 | 0.22% | 73,076 | $18.6M | Reduce -11.3% |
| SMH Vaneck Semiconductor ETF | 0.22% | 84,545 | $17.9M | Reduce -8.9% |
| MTUM iShares MSCI USA Momentum Fa | 0.21% | 88,045 | $17.8M | Reduce -6.5% |
| PTLC Pacer Trendpilot US Large Ca | 0.21% | 344,764 | $17.7M | Add +4.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.21% | 71,311 | $17.7M | Reduce -11.4% |
| BLV Vanguard Long-Term Bond ETF | 0.21% | 250,192 | $17.6M | Reduce -1.2% |
Options reported separately and not counted above: AAPL puts ($4.2M), SPY puts ($4.1M), QQQ puts ($3.0M), SPY calls ($2.2M), QQQ calls ($2.1M), CRM puts ($1.7M), SLV calls ($883K), NVDA puts ($564K), AVGO calls ($335K).
Other holdings (3): bonds, preferreds, convertibles and warrants · $946K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 9,125 | $462K | Add +1.7% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 7,400 | $264K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 178 | $220K | Reduce -8.7% |
Total filed on the 13F, all lines: $8.3B.
Portfolio Sells Q4 2024 → Q1 2025
| AAPL Apple Inc. | Reduce -16.4% | 2.32% | −0.53 |
| NVDA Nvidia Corp. | Reduce -9.5% | 1.80% | −0.44 |
| MSFT Microsoft Corp. | Reduce -21.3% | 1.46% | −0.44 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -66.0% | 0.16% | −0.30 |
| TSLA Tesla Inc. | Reduce -10.1% | 0.49% | −0.28 |
| VOO Vanguard S&P 500 ETF | Reduce -20.8% | 1.15% | −0.24 |
| IEF iShares 7-10 Year Treasury B | Reduce -65.5% | 0.13% | −0.21 |
| AMZN Amazon.com Inc. | Reduce -10.1% | 1.24% | −0.21 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -15.0% | 1.43% | −0.18 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -10.2% | 1.54% | −0.16 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -36.8% | 0.27% | −0.16 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -39.6% | 0.32% | −0.15 |
| TFLO iShares Treasury Floating Ra | Reduce -75.5% | 0.05% | −0.12 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -9.0% | 1.10% | −0.12 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -47.0% | 0.16% | −0.11 |
| GOOGL Alphabet Inc. Class A | Reduce -8.0% | 0.52% | −0.11 |
| IWY iShares Russell Top 200 Grow | Reduce -62.1% | 0.06% | −0.10 |
| AVGO Broadcom Inc. | Reduce -4.0% | 0.29% | −0.09 |
| LGOV First TR Long Duration O-ETF | Reduce -44.1% | 0.15% | −0.09 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -56.8% | 0.07% | −0.09 |
| VNQ Vanguard Real Estate ETF | Reduce -30.4% | 0.29% | −0.08 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -21.9% | 0.38% | −0.08 |
| VCR Vanguard Consumer Discre ETF | Reduce -46.4% | 0.08% | −0.07 |
| FTCS First Trust Capital Strength | Reduce -35.5% | 0.20% | −0.07 |
| GOOG Alphabet Inc. Class C | Reduce -4.8% | 0.45% | −0.07 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -34.6% | 0.17% | −0.07 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -51.4% | 0.08% | −0.07 |
| ET Energy Transfer LP | Reduce -50.3% | 0.08% | −0.07 |
| FTGS First Trust Grwth Strgth ETF | Reduce -76.3% | 0.02% | −0.07 |
| MDY State Street SPDR S&P Midcap | Reduce -39.2% | 0.11% | −0.07 |
| RDVY First Trust Rising Dividend | Reduce -21.0% | 0.40% | −0.07 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -16.2% | 0.98% | −0.06 |
| IJR iShares Core S&P Small-Cap E | Reduce -11.4% | 0.47% | −0.06 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -57.3% | 0.06% | −0.06 |
| IWM iShares Russell 2000 ETF | Reduce -22.8% | 0.18% | −0.06 |
| XLK SS Technology Select Sector | Reduce -10.7% | 0.37% | −0.06 |
| DDOG Datadog Inc. Class A | Reduce -76.4% | 0.01% | −0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -27.3% | 0.19% | −0.05 |
| DASH DoorDash Inc. Class A | Reduce -91.4% | 0.01% | −0.05 |
| EFA iShares MSCI Eafe ETF | Reduce -42.9% | 0.11% | −0.05 |
| TEAM Atlassian Corp. Class A | Reduce -95.1% | 0.00% | −0.05 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -31.3% | 0.17% | −0.05 |
| VGSH Vanguard Short-Term Treasury | Reduce -48.0% | 0.07% | −0.05 |
| VGT Vanguard Info Tech ETF | Reduce -11.6% | 0.27% | −0.05 |
| IFRA iShares US Infrastructure | Reduce -73.7% | 0.02% | −0.05 |
| XMMO Invesco S&P Midcap Momentum | Reduce -35.4% | 0.08% | −0.04 |
| IXN iShares Global Tech ETF | Reduce -62.4% | 0.02% | −0.04 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -24.6% | 0.34% | −0.04 |
| SCHX Schwab US Large-Cap ETF | Reduce -49.3% | 0.05% | −0.04 |
| ITOT iShares Core S&P Total U.S. | Reduce -20.3% | 0.20% | −0.04 |
Portfolio Buys Q4 2024 → Q1 2025
| GSY Invesco Ultra Short Duration | Add +31.5% | 0.62% | +0.19 |
| BND Vanguard Total Bond Market | Add +16.3% | 0.81% | +0.19 |
| SPTS SS SPDR P St Term TSY ETF | Add +648.0% | 0.19% | +0.17 |
| TLT iShares 20+ Year Treasury BD | Add +9.6% | 0.79% | +0.16 |
| IVE iShares S&P 500 Value ETF | Add +26.2% | 0.57% | +0.16 |
| TLH iShares 10-20 Year Treasury | Add +127.7% | 0.24% | +0.15 |
| JEPI JPMorgan Equity Premium Inco | Add +7.9% | 0.94% | +0.14 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +127.4% | 0.23% | +0.14 |
| OEF iShares S&P 100 ETF | Add +179.0% | 0.20% | +0.13 |
| PYLD PIMCO Multisector Bond Actv | Add +177.1% | 0.19% | +0.13 |
| GLD SPDR Gold Shares | Add +1.1% | 0.52% | +0.13 |
| CGDV Cap Group Dividend Value | Add +23.7% | 0.46% | +0.12 |
| USFR Wisdomtree Floating Rate Tre | Add +98.0% | 0.23% | +0.12 |
| FLOT iShares Floating Rate Bond E | Add +43.1% | 0.32% | +0.12 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Add +1506.5% | 0.12% | +0.12 |
| IAUM iShares Gold Trust Micro | New | 0.12% | +0.12 |
| IAU iShares Gold Trust | Add +17.4% | 0.33% | +0.11 |
| MINT PIMCO Enhanced Short Maturit | Add +120.2% | 0.19% | +0.11 |
| XLF SS Financial Select Sector | Add +17.5% | 0.34% | +0.09 |
| JAAA Janus Henderson Aaa Clo ETF | Add +40.0% | 0.24% | +0.08 |
| JPST JPMorgan Ultra-Short Income | Add +23.0% | 0.32% | +0.08 |
| JPIE JPMorgan Income ETF | Add +79.2% | 0.17% | +0.08 |
| JEPQ JPM Nasdaq Equity Premium | Add +26.7% | 0.38% | +0.08 |
| QUAL iShares MSCI USA Quality Fac | Add +2.7% | 1.04% | +0.08 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +107.7% | 0.13% | +0.08 |
| COWZ Pacer US Cash Cows 100 ETF | Add +6.3% | 0.66% | +0.08 |
| CGCV Cap Group Conservative Eq | Add +912.7% | 0.08% | +0.07 |
| VXUS Vanguard Total Intl Stock | Add +17.9% | 0.26% | +0.07 |
| IEMG iShares Core MSCI Emerging | Add +16.0% | 0.26% | +0.06 |
| FDL First Trust Morn DVD Lead Inc. | Add +101.3% | 0.10% | +0.06 |
| BIV Vanguard Intermediate-Term B | Add +4.4% | 0.38% | +0.06 |
| CGGR Cap Group Growth Equity | Add +20.2% | 0.32% | +0.06 |
| VWO Vanguard Ftse Emerging Marke | Add +0.9% | 0.44% | +0.05 |
| IWX iShares Russell Top 200 Valu | New | 0.05% | +0.05 |
| VTIP Vanguard Short-Term Tips | Add +13.4% | 0.23% | +0.05 |
| WTV Wisdomtree U.S. Value Fund | Add +1618.4% | 0.05% | +0.05 |
| KR Kroger Co. | Add +303.0% | 0.06% | +0.05 |
| IQLT iShares MSCI International Q | Add +18.5% | 0.17% | +0.05 |
| CGCB Cap Group Core Bond | Add +74.0% | 0.10% | +0.05 |
| CGCP Cap Group Core Plus Income | Add +68.0% | 0.10% | +0.04 |
| FMDE Fidelity Enhanced Mid Cap Co. | New | 0.04% | +0.04 |
| FBND Fidelity Total Bond ETF | Add +12.3% | 0.21% | +0.04 |
| FTEC Fidelity MSCI Info Tech Indx | Add +31.3% | 0.20% | +0.04 |
| SGOL Abrdn Physical Gold Shares | Add +31.3% | 0.10% | +0.04 |
| LIN Linde PLC | Add +37.9% | 0.10% | +0.04 |
| SPHQ Invesco S&P 500 Quality ETF | Add +3.5% | 0.36% | +0.04 |
| BSCR Invesco Bulletshares 2027 CB | Add +124.0% | 0.07% | +0.04 |
| SLV iShares Silver Trust | Add +16.0% | 0.12% | +0.04 |
| APIE Activepassive Intl Eqty ETF | Add +4.0% | 0.21% | +0.04 |
| PAYX Paychex Inc. | Add +112.5% | 0.06% | +0.04 |
Options Activity Q4 2024 → Q1 2025
| AAPL Apple Inc. | put | Add +270.6% | 18,900 | $4.2M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -43.1% | 7,400 | $4.1M |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -48.4% | 6,500 | $3.0M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +100.0% | 4,000 | $2.2M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -12.0% | 4,400 | $2.1M |
| CRM Salesforce Inc. | put | New | 6,500 | $1.7M |
| IVV iShares Core S&P 500 ETF | call | Sold out | 2,300 | $1.4Mbefore exit |
| MSFT Microsoft Corp. | call | Sold out | 2,400 | $1.0Mbefore exit |
| SLV iShares Silver Trust | call | Add +14.0% | 28,500 | $883K |
| LLY Eli Lilly & Co. | call | Sold out | 1,000 | $772Kbefore exit |
| AMAT Applied Materials Inc. | call | Sold out | 3,500 | $569Kbefore exit |
| UPS United Parcel Service Class B | call | Sold out | 4,500 | $567Kbefore exit |
| NVDA Nvidia Corp. | put | Reduce -16.1% | 5,200 | $564K |
| TXN Texas Instruments Inc. | call | Sold out | 3,000 | $563Kbefore exit |
| XYZ Block Inc. | call | Sold out | 6,400 | $544Kbefore exit |
| NVDA Nvidia Corp. | call | Sold out | 4,000 | $537Kbefore exit |
| ABNB Airbnb Inc. Class A | call | Sold out | 4,000 | $526Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | Sold out | 15,000 | $509Kbefore exit |
| AMZN Amazon.com Inc. | call | Sold out | 2,100 | $461Kbefore exit |
| VRT Vertiv Holdings Co. Class A | call | Sold out | 4,000 | $454Kbefore exit |
| UNH Unitedhealth Group Inc. | call | Sold out | 800 | $405Kbefore exit |
| NEM Newmont Corp. | call | Sold out | 10,000 | $372Kbefore exit |
| AVGO Broadcom Inc. | call | New | 2,000 | $335K |
| GOOG Alphabet Inc. Class C | call | Sold out | 1,700 | $324Kbefore exit |
| UBER Uber Technologies Inc. | call | Sold out | 5,000 | $302Kbefore exit |
| AAPL Apple Inc. | call | Sold out | 1,200 | $301Kbefore exit |
| META Meta Platforms Inc. Class A | call | Sold out | 500 | $293Kbefore exit |
| AMG Affiliated Managers Group | put | Sold out | 1,500 | $277Kbefore exit |
| TSLA Tesla Inc. | call | Sold out | 600 | $242Kbefore exit |
| PINS Pinterest Inc. Class A | call | Sold out | 8,000 | $232Kbefore exit |
| RTX RTX Corp. | put | Sold out | 2,000 | $231Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | Add +1.7% | 9,125 | $462K |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | Sold out | 27,645 | $380Kbefore exit |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 7,400 | $264K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -8.7% | 178 | $220K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2025 | 1,461 | $4.4B | IVV, NVDA, QQQ, AAPL, MSFT |
| Q1 2025 | 1,839 | $8.3B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 1,931 | $9.1B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q3 2024 | 1,891 | $9.2B | IVV, NVDA, AAPL, MSFT, QQQ |
| Q2 2024 | 1,890 | $9.0B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2024 | 1,936 | $8.8B | IVV, NVDA, AAPL, MSFT, QQQ |