Balboa Wealth Partners

Name: Balboa Wealth Partners 13F holdings, Q4 2024
Creator: Balboa Wealth Partners
Published: 2025-02-10

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 10, 2025), Balboa Wealth Partners reported 292 stock positions worth $436.7 million. Its top holding was Tesla (TSLA) at 11.7% of the portfolio, followed by Nvidia (NVDA, 9.0%) and Microsoft (MSFT, 5.3%). Compared with Q3 2024, it opened 63 new positions, sold out of 56, added to 114 and reduced 99. The biggest buy was a new position in Dillards Class A (DDS) and the biggest sale Microsoft (MSFT, shares −2%).

Most Recent 13F: Q2 2026
Location: SCOTTSDALE, AZ
CIK: 0001929008
Portfolio Value: $436.7M (Q4 2024)
SEC Filing: 0001951757-25-000212 ↗ filed Feb 10, 2025

Holdings Value

Holdings 292 stocks · $436.7M


TSLA Tesla Inc.	11.68%	126,361	$51.0M	Reduce -10.3%
NVDA Nvidia Corp.	9.01%	293,056	$39.4M	Reduce -7.9%
MSFT Microsoft Corp.	5.31%	55,011	$23.2M	Reduce -1.6%
AAPL Apple Inc.	4.06%	70,735	$17.7M	Reduce -2.5%
AMZN Amazon.com Inc.	3.19%	63,545	$13.9M	Reduce -5.9%
SPY SS SPDR S&P 500 ETF Trust-US	3.07%	22,879	$13.4M	Add +7.4%
AMD Advanced Micro Devices	2.25%	81,198	$9.8M	Add +0.4%
META Meta Platforms Inc. Class A	2.06%	15,400	$9.0M	Reduce -5.9%
GOOG Alphabet Inc. Class C	1.97%	45,069	$8.6M	Reduce -5.2%
TSM Taiwan Semiconductor-SP ADR	1.37%	30,220	$6.0M	Add +3.6%
GLD SPDR Gold Shares	1.25%	22,470	$5.4M	Reduce -7.3%
ZECP Zacks Earnings Consistent Po	1.21%	174,176	$5.3M	Add +52.2%
MDY State Street SPDR S&P Midcap	1.19%	9,112	$5.2M	No change
MAXJ iShares LG Cap Max Buff Jun	1.16%	193,937	$5.1M	Reduce -4.3%
APP AppLovin Corp. Class A	1.14%	15,372	$5.0M	Reduce -8.6%
QQQ Invesco QQQ Trust Series 1	1.08%	9,231	$4.7M	Reduce -28.0%
PLTR Palantir Technologies Inc. Class A	1.08%	62,210	$4.7M	Reduce -19.1%
COST Costco Wholesale Corp.	1.01%	4,824	$4.4M	Add +4.4%
BRK.B Berkshire Hathaway Inc. Class B	1.01%	9,735	$4.4M	Add +10.3%
BIL SS SPDR BB 1-3M T-Bill ETF	0.93%	44,535	$4.1M	Add +30.0%
DDS Dillards Inc. Class A	0.92%	9,332	$4.0M	New
ASML ASML Holding NV-NY Reg SHS	0.90%	5,699	$4.0M	Add +58.2%
VTI VG Morningstar TS MKT ETF-US	0.85%	12,830	$3.7M	Add +829.7%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.78%	7,961	$3.4M	Add +84.9%
GOOGL Alphabet Inc. Class A	0.71%	16,331	$3.1M	Add +4.0%
MA Mastercard Inc. Class A	0.63%	5,246	$2.8M	Reduce -3.1%
AVGO Broadcom Inc.	0.60%	11,263	$2.6M	Reduce -12.7%
JPM JPMorgan Chase & Co.	0.58%	10,629	$2.5M	Add +0.6%
TGT Target Corp.	0.58%	18,828	$2.5M	Add +923.8%
BA The Boeing Co.	0.58%	14,242	$2.5M	Reduce -6.5%
IYF iShares US Financials ETF	0.57%	22,666	$2.5M	Reduce -21.8%
IYZ iShares US Telecommunication	0.57%	92,288	$2.5M	New
VTV Vanguard Mrngstr Val ETF-Aui	0.56%	14,374	$2.4M	Add +396.5%
ADBE Adobe Inc.	0.54%	5,321	$2.4M	Add +8.3%
XLK SS Technology Select Sector	0.53%	9,925	$2.3M	Reduce -2.2%
IYC iShares US Consumer Discreti	0.52%	23,551	$2.3M	New
IVW iShares S&P 500 Growth ETF	0.51%	22,150	$2.2M	Add +49.6%
IDU iShares US Utilities ETF	0.51%	23,266	$2.2M	Reduce -23.5%
SMIZ Zacks Small/Mid Cap ETF	0.46%	60,814	$2.0M	Add +43.4%
VRT Vertiv Holdings Co. Class A	0.45%	17,407	$2.0M	Add +20.5%
V Visa Inc. Class A	0.45%	6,243	$2.0M	Reduce -5.7%
CRWD CrowdStrike Holdings Inc. Class A	0.43%	5,495	$1.9M	Add +15.4%
STRL Sterling Infrastructure Inc.	0.43%	11,024	$1.9M	Add +5.0%
FISR SS Fi Sector Rotation	0.42%	72,978	$1.9M	Reduce -11.6%
IVE iShares S&P 500 Value ETF	0.42%	9,600	$1.8M	Add +718.4%
VGSH Vanguard Short-Term Treasury	0.41%	30,771	$1.8M	Add +92.6%
GS Goldman Sachs Group Inc.	0.40%	3,076	$1.8M	Add +89.4%
NOW ServiceNow Inc.	0.40%	1,656	$1.8M	Reduce -1.4%
MU Micron Technology Inc.	0.39%	20,393	$1.7M	Add +35.4%
IYR iShares US Real Estate ETF	0.39%	18,420	$1.7M	Reduce -38.2%
AXP American Express Co.	0.39%	5,693	$1.7M	Add +99.3%
DFAT Dimensional US Target Value	0.38%	29,709	$1.7M	Reduce -5.9%
VOO Vanguard S&P 500 ETF	0.37%	2,986	$1.6M	Add +5.7%
XLSR SS US Sector Rotation	0.35%	28,725	$1.5M	Reduce -5.7%
VEA Vanguard Ftse Developed ETF	0.35%	31,832	$1.5M	Add +289.9%
HD Home Depot Inc.	0.34%	3,783	$1.5M	Reduce -7.8%
VCSH Vanguard S/T Corp. Bond ETF	0.32%	17,764	$1.4M	Add +70.2%
IEFA iShares Core MSCI Eafe ETF	0.32%	19,705	$1.4M	Add +20.8%
XLE SS Energy Select Sector	0.30%	15,181	$1.3M	Add +31.2%
AGG iShares Core U.S. Aggregate	0.30%	13,376	$1.3M	Add +9.0%
ABBV Abbvie Inc.	0.29%	7,193	$1.3M	Add +4.5%
AMAT Applied Materials Inc.	0.29%	7,847	$1.3M	Add +47.0%
RCS PIMCO Strategic Income Fund	0.29%	166,226	$1.3M	Add +4.6%
RTX RTX Corp.	0.29%	10,856	$1.3M	Add +0.6%
NFLX Netflix Inc.	0.28%	1,382	$1.2M	Reduce -37.1%
SPEM State Street SP PTF Em ETF	0.28%	32,054	$1.2M	Reduce -12.5%
LLY Eli Lilly & Co.	0.27%	1,545	$1.2M	Reduce -11.3%
RDVI FT Vest Rising Dividend Achi	0.27%	48,715	$1.2M	New
AER Aercap Holdings NV	0.26%	12,025	$1.2M	Reduce -5.3%
JNJ Johnson & Johnson	0.26%	7,711	$1.1M	Add +2.1%
ORCL Oracle Corp.	0.25%	6,615	$1.1M	Add +19.4%
VZ Verizon Communications Inc.	0.25%	26,929	$1.1M	Add +2.5%
ARCC Ares Capital Corp.	0.24%	48,215	$1.1M	Reduce -3.7%
CCJ Cameco Corp.	0.24%	20,240	$1.0M	Add +335.3%
REGN Regeneron Pharmaceuticals	0.24%	1,452	$1.0M	Reduce -3.1%
JNK SS SPDR BB High Yield Bond	0.23%	10,683	$1.0M	Add +144.0%
XOM Exxon Mobil Corp.	0.23%	9,396	$1.0M	Add +13.7%
VWO Vanguard Ftse Emerging Marke	0.23%	22,383	$986K	Add +336.8%
SO The Southern Co.	0.22%	11,915	$981K	Add +5.7%
DUK Duke Energy Corp.	0.22%	8,891	$958K	Add +7.4%
SMBC Southern Missouri Bancorp	0.21%	16,342	$938K	Add +0.3%
PH Parker Hannifin Corp.	0.21%	1,472	$936K	Add +3.1%
T AT&T Inc.	0.21%	41,062	$935K	Reduce -27.7%
NVO Novo-Nordisk A/S-Spons ADR	0.21%	10,745	$924K	Add +442.4%
PG The Procter & Gamble Co.	0.21%	5,507	$923K	Reduce -4.0%
MRVL Marvell Technology Inc.	0.21%	8,180	$903K	Add +39.5%
UPS United Parcel Service Class B	0.21%	7,145	$901K	Add +3.1%
SPIB SS SPDR P Int C Corp. ETF	0.20%	27,324	$895K	Add +92.1%
PANW Palo Alto Networks Inc.	0.20%	4,779	$870K	Reduce -15.7%
DFUV Dimensional US Marketwide Va	0.20%	21,219	$868K	Reduce -0.1%
IVV iShares Core S&P 500 ETF	0.20%	1,457	$858K	Add +12.8%
ECC Eagle Point Credit Co.	0.19%	94,508	$839K	New
UCON First Trust Smith Unconstrai	0.19%	33,644	$829K	New
WMT Walmart Inc.	0.19%	9,056	$818K	Add +4.8%
PFE Pfizer Inc.	0.19%	30,678	$814K	Add +1.6%
XLF SS Financial Select Sector	0.18%	16,554	$800K	Reduce -2.2%
MELI MercadoLibre Inc.	0.18%	468	$796K	Add +38.0%
ABT Abbott Laboratories	0.18%	6,831	$773K	Add +1.3%
LNG Cheniere Energy Inc.	0.18%	3,595	$772K	Add +5.3%
OKE Oneok Inc.	0.18%	7,653	$768K	Add +0.1%
MCD McDonald's Corp.	0.17%	2,576	$747K	Reduce -3.5%
URA Global X Uranium ETF	0.17%	27,625	$740K	New
BX Blackstone Inc.	0.17%	4,208	$726K	Add +20.2%
AGM Federal Agric MTG Corp. Class C	0.17%	3,675	$724K	Reduce -5.2%
BUFR FT Vest Lad Buffervetf-Usd I	0.16%	23,458	$715K	New
SPDW Ste STR SPDR PT DW Eu ETF	0.16%	20,664	$705K	Add +6.3%
YOU Clear Secure Inc. Class A	0.16%	26,321	$701K	New
QCOM Qualcomm Inc.	0.16%	4,518	$694K	Reduce -34.6%
IWM iShares Russell 2000 ETF	0.16%	3,106	$686K	No change
LMT Lockheed Martin Corp.	0.15%	1,353	$658K	Reduce -13.1%
ISRG Intuitive Surgical Inc.	0.15%	1,260	$657K	Reduce -38.1%
XAR SS SPDR S&P Aerospace Def	0.15%	3,879	$643K	No change
GUT Gabelli Utility Trust	0.15%	127,356	$641K	Reduce -1.0%
XLV SS Health Care Select Sector	0.15%	4,654	$640K	Reduce -6.3%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO	0.15%	2,250	$639K	Add +3.8%
ON On Semiconductor	0.15%	10,102	$637K	Add +0.8%
SPGI S&P Global Inc.	0.14%	1,269	$632K	Reduce -12.8%
VYM Vanguard High DVD Yield ETF	0.14%	4,918	$628K	Reduce -0.8%
DVYE iShares Emerging Markets Div	0.14%	24,191	$625K	Reduce -28.8%
MCK McKesson Corp.	0.14%	1,077	$614K	Add +71.5%
BTC Grayscale Bitcoin Mini ETF	0.14%	14,468	$606K	New
SCHW Schwab (charles) Corp.	0.14%	8,121	$601K	Reduce -37.5%
MAIN Main Street Capital Corp.	0.13%	9,942	$582K	Reduce -7.1%
CRM Salesforce Inc.	0.13%	1,733	$579K	Add +31.0%
SCHE Schwab Emrg Mrkts Eqty ETF	0.13%	21,747	$579K	Add +25.0%
BP BP PLC-Spons ADR	0.13%	19,401	$573K	Reduce -5.3%
JPST JPMorgan Ultra-Short Income	0.13%	11,377	$573K	Reduce -66.8%
HTGC Hercules Capital Inc.	0.13%	28,449	$572K	Add +5.8%
JEPI JPMorgan Equity Premium Inco	0.13%	9,902	$570K	Reduce -80.9%
VONV Vanguard Russell 1000 Value	0.13%	6,974	$567K	New
IJH iShares Core S&P Midcap ETF	0.13%	8,969	$559K	Add +152.1%
ETN Eaton Corp. PLC	0.13%	1,675	$556K	Reduce -11.8%
WMB Williams Cos Inc.	0.13%	10,208	$552K	Add +66.5%
SPSM SS SPDR P S&P 600 Small Cap	0.13%	12,265	$551K	Add +3.3%
CSCO Cisco Systems Inc.	0.13%	9,280	$549K	Add +25.7%
KMI Kinder Morgan Inc.	0.13%	20,003	$548K	New
DFAC Dimensional US Core Equity 2	0.13%	15,841	$548K	Reduce -3.2%
OKLO Oklo Inc.	0.13%	25,800	$548K	New
CVX Chevron Corp.	0.12%	3,659	$530K	Reduce -42.2%
VMBS Vanguard Mortgage-Backed Sec	0.12%	11,659	$529K	Add +8.9%
SSO Proshares Ultra S&P500	0.12%	5,577	$516K	New
MRK Merck & Co. Inc.	0.12%	5,180	$515K	Add +5.4%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.12%	4,579	$510K	Reduce -56.2%
FTLS First Trust Long/Short Eqty	0.11%	7,620	$501K	New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.11%	2,261	$497K	Reduce -7.0%
MS Morgan Stanley	0.11%	3,801	$478K	New
XLG Invesco S&P 500 Top 50 ETF	0.11%	9,450	$472K	No change
SNOW Snowflake Inc.	0.11%	3,039	$469K	Reduce -40.2%
ARM Arm Holdings PLC-ADR	0.11%	3,775	$466K	Reduce -1.8%
ALB Albemarle Corp.	0.11%	5,337	$459K	No change
GLW Corning Inc.	0.10%	9,515	$452K	Add +62.3%
CAT Caterpillar Inc.	0.10%	1,246	$452K	Add +27.8%
SSD Simpson Manufacturing Co. Inc.	0.10%	2,712	$450K	No change
PM Philip Morris International	0.10%	3,712	$447K	Add +2.0%
TFLO iShares Treasury Floating Ra	0.10%	8,850	$447K	No change
UNH Unitedhealth Group Inc.	0.10%	879	$445K	Reduce -19.2%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.10%	7,639	$431K	Reduce -70.0%
GE General Electric filed as GE AEROSPACE	0.10%	2,580	$430K	Reduce -10.3%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL	0.10%	4,031	$424K	Add +92.0%
KO The Coca-Cola Co.	0.10%	6,737	$419K	Add +19.1%
HBAN Huntington Bancshares Inc.	0.10%	25,570	$416K	Add +0.3%
SDVY First Trust Smid Cap Rising	0.09%	11,473	$411K	New
HODL Vaneck Bitcoin ETF	0.09%	3,864	$408K	New
TT Trane Technologies PLC	0.09%	1,098	$406K	Add +18.7%
PJUN Innovator U.S. Equity Power	0.09%	10,654	$400K	Reduce -2.7%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.09%	3,306	$399K	Add +18.8%
PEP Pepsico Inc.	0.09%	2,585	$393K	Reduce -1.0%
EBND State Street SPDR Bloomberg	0.09%	20,088	$392K	Add +7.0%
CMG Chipotle Mexican Grill Inc.	0.09%	6,473	$390K	New
MCO Moody's Corp.	0.09%	806	$382K	Add +0.4%
ODFL Old Dominion Freight Line	0.09%	2,158	$381K	New
AVUV Avantis US Small Cap Value	0.09%	3,870	$374K	Reduce -33.0%
BWEB Bitwise WEB3 ETF	0.09%	6,726	$373K	New
DLR Digital Realty Trust Inc.	0.09%	2,097	$372K	Add +53.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.08%	8,419	$370K	New
NOC Northrop Grumman Corp.	0.08%	780	$366K	Reduce -23.8%
DGRO iShares Core Dividend Growth	0.08%	5,954	$365K	Reduce -76.0%
IYW iShares Ustechnology ETF	0.08%	2,279	$364K	Reduce -89.0%
ETHE Grayscale Ethereum Staking E	0.08%	12,930	$362K	Reduce -3.0%
HON Honeywell International Inc.	0.08%	1,604	$362K	Add +25.0%
IWF iShares Russell 1000 Growth	0.08%	901	$362K	New
MSI Motorola Solutions Inc.	0.08%	779	$360K	New
ITW Illinois Tool Works	0.08%	1,409	$357K	Add +0.1%
QQQI Neos Nasdaq-100 High Inc. ETF	0.08%	6,798	$356K	Add +37.1%
CLOI Vaneck Clo ETF	0.08%	6,682	$353K	Add +5.6%
FTHY First Trust Hi YLD Opp 2027	0.08%	24,211	$351K	New
TMUS T-Mobile US Inc.	0.08%	1,583	$349K	Add +33.1%
ANET Arista Networks Inc.	0.08%	3,150	$348K	Reduce -26.2%
DEM Wisdomtree Emerging Markets	0.08%	8,463	$343K	Reduce -11.6%
FVD First Trust Value Line DVD	0.08%	7,822	$341K	New
TIPX SS SPDR BB 1-10YR Tips ETF	0.08%	18,239	$337K	Add +3.5%
EME Emcor Group Inc.	0.08%	739	$335K	Add +1.4%
EPD Enterprise Products Partners	0.08%	10,691	$335K	Add +42.3%
IJR iShares Core S&P Small-Cap E	0.08%	2,901	$334K	New
CIBR First Trust Nasdaq Cybersecu	0.08%	5,183	$329K	Add +43.6%
XLY SS Consumer Disc Select Sect	0.08%	1,463	$328K	Reduce -14.4%
BKNG Booking Holdings Inc.	0.08%	66	$328K	Add +10.0%
DKNG Draftkings Inc. Class A	0.07%	8,647	$322K	Reduce -8.5%
XBI SS SPDR S&P Biotech ETF	0.07%	3,550	$320K	Reduce -3.4%
WELL Welltower Inc.	0.07%	2,523	$318K	Reduce -32.9%
RCL Royal Caribbean Cruises Ltd.	0.07%	1,376	$317K	New
IXN iShares Global Tech ETF	0.07%	3,740	$317K	Add +50.1%
BKR Baker Hughes Co.	0.07%	7,660	$314K	New
SBUX Starbucks Corp.	0.07%	3,387	$309K	Reduce -12.0%
NTAP Netapp Inc.	0.07%	2,646	$307K	Reduce -21.5%
CMI Cummins Inc.	0.07%	880	$307K	Reduce -15.4%
UTG Reaves Utility Income Fund	0.07%	9,581	$304K	Reduce -8.4%
UAL United Airlines Holdings Inc.	0.07%	3,120	$303K	New
WFC Wells Fargo & Co.	0.07%	4,290	$301K	New
HWM Howmet Aerospace Inc.	0.07%	2,748	$301K	New
EMR Emerson Electric Co.	0.07%	2,395	$297K	Reduce -1.3%
GBTC Grayscale Bitcoin Trust ETF	0.07%	3,990	$295K	New
HALO Halozyme Therapeutics Inc.	0.07%	6,175	$295K	Reduce -34.2%
FTCS First Trust Capital Strength	0.07%	3,332	$293K	Add +38.4%
AXON Axon Enterprise Inc.	0.07%	492	$292K	New
SRLN SS Blackstone Sr Loan ETF	0.07%	6,998	$292K	Add +2.3%
MWA Mueller Water Products Inc. Class A	0.07%	12,975	$292K	New
SPMD SS SPDR P S&P 400 Midcap ETF	0.07%	5,319	$291K	Reduce -6.7%
XLP SS Consumer Staples Sel Sect	0.07%	3,696	$291K	Reduce -24.6%
CCL Carnival Corp.	0.07%	11,628	$290K	New
ACWI iShares MSCI Acwi ETF	0.07%	2,446	$287K	Add +13.1%
IFRA iShares US Infrastructure	0.07%	6,163	$285K	Add +0.4%
AMLP Alerian MLP ETF	0.06%	5,756	$277K	New
SOFI Sofi Technologies Inc.	0.06%	17,997	$277K	Add +72.2%
TRGP Targa Resources Corp.	0.06%	1,532	$273K	New
ULTA Ulta Beauty Inc.	0.06%	625	$272K	No change
WM Waste Management Inc.	0.06%	1,343	$271K	Add +8.9%
DAPP Vaneck Digital Transformatio	0.06%	18,822	$270K	New
PFF iShares Preferred & Income S	0.06%	8,586	$270K	Reduce -5.5%
CBRE CBRE Group Inc. Class A	0.06%	2,030	$267K	New
BLK BlackRock Inc.	0.06%	259	$266K	New
CERY SS SPDR BBG En RY CM St N-Ui	0.06%	10,169	$263K	New
FIX Comfort Systems USA Inc.	0.06%	612	$260K	New
FANG Diamondback Energy Inc.	0.06%	1,584	$260K	New
FDN First Trust DJ Internet Ind	0.06%	1,065	$259K	Reduce -6.3%
SPAB SS SPDR P Agg Bond ETF	0.06%	10,361	$259K	Reduce -62.6%
ADP Automatic Data Processing	0.06%	881	$258K	Add +4.9%
C Citigroup Inc.	0.06%	3,626	$255K	New
FTSM First Trust Enh Short Mat FD	0.06%	4,198	$251K	No change
VST Vistra Corp.	0.06%	1,804	$249K	Add +1.0%
ATR Aptargroup Inc.	0.06%	1,575	$248K	No change
AMGN Amgen Inc.	0.06%	949	$247K	Reduce -47.2%
EAT Brinker International Inc.	0.06%	1,844	$244K	New
ETHW Bitwise Ethereum ETF	0.06%	10,156	$243K	New
MO Altria Group Inc.	0.05%	4,583	$240K	Reduce -1.7%
AUGT Allianzim US Eq BFFR10 AG-US	0.05%	7,706	$240K	No change
SIXF Allian US Equ 6 Mon BU10-Usd	0.05%	8,471	$239K	No change
VB Vanguard Most SM-Cap ETF-Usd	0.05%	988	$237K	Reduce -2.8%
FTNT Fortinet Inc.	0.05%	2,482	$234K	New
SCCO Southern Copper Corp.	0.05%	2,558	$233K	Add +9.8%
CEG Constellation Energy	0.05%	1,039	$232K	New
JAAA Janus Henderson Aaa Clo ETF	0.05%	4,581	$232K	New
TFC Truist Financial Corp.	0.05%	5,324	$231K	New
SPG Simon Property Group Inc.	0.05%	1,339	$231K	Add +9.9%
MMM 3M Co.	0.05%	1,784	$230K	Reduce -22.3%
EMHC SS SPDR BB Em Usd Bond ETF	0.05%	9,570	$228K	Add +5.0%
CI The Cigna Group	0.05%	814	$225K	Reduce -1.4%
GWX State Street SPDR S&P Intern	0.05%	7,239	$224K	Add +5.5%
AIT Applied Industrial Tech Inc.	0.05%	933	$223K	New
GROZ Zacks Focus Growth ETF	0.05%	8,996	$223K	New
SYF Synchrony Financial	0.05%	3,419	$222K	New
INTC Intel Corp.	0.05%	11,000	$221K	Reduce -55.8%
SCHD Schwab US DVD Equity ETF	0.05%	7,992	$218K	Reduce -76.6%
EXLS Exlservice Holdings Inc.	0.05%	4,896	$217K	New
TRMB Trimble Inc.	0.05%	3,060	$216K	New
STZ Constellation Brands Inc. Class A	0.05%	975	$216K	Reduce -0.9%
TXN Texas Instruments Inc.	0.05%	1,137	$213K	New
SPLV Invesco S&P 500 Low Volatili	0.05%	3,000	$210K	Reduce -9.1%
GCT Gigacloud Technology Inc. Class A	0.05%	11,320	$210K	Add +22.4%
NCLH Norwegian Cruise Line Holdin	0.05%	8,134	$209K	New
KMB Kimberly-Clark Corp.	0.05%	1,597	$209K	Reduce -5.9%
GD General Dynamics Corp.	0.05%	793	$209K	Add +13.0%
AVPT Avepoint Inc.	0.05%	12,641	$209K	Add +19.1%
TMO Thermo Fisher Scientific Inc.	0.05%	401	$209K	Reduce -54.6%
MDT Medtronic PLC	0.05%	2,567	$205K	Reduce -3.3%
CDW CDW Corp.	0.05%	1,158	$202K	No change
ED Consolidated Edison Inc.	0.05%	2,253	$201K	Add +0.1%
CORT Corcept Therapeutics Inc.	0.05%	3,983	$201K	New
MEDP Medpace Holdings Inc.	0.05%	604	$201K	New
EXCHANGE TRADED CONCEPTS TRU	0.04%	11,245	$190K	Reduce -0.3%
RITM Rithm Capital Corp.	0.04%	17,292	$187K	Add +1.4%
LAC Lithium Americas Corp.	0.03%	51,118	$152K	Add +15.9%
SERV Serve Robotics Inc.	0.03%	11,145	$150K	New
ARLO Arlo Technologies Inc.	0.03%	11,552	$129K	New
LAR Lithium Americas Argentina C	0.03%	42,650	$112K	No change
YEXT Yext Inc.	0.02%	17,072	$109K	Add +4.0%
LOOP Loop Industries Inc.	0.02%	76,124	$91K	Add +50.5%
CRBU Caribou Biosciences Inc.	0.02%	55,277	$88K	Add +9.2%
VVR Invesco Senior Income Trust	0.01%	10,500	$41K	No change
INVZ Innoviz Technologies Ltd.	0.00%	12,267	$21K	New
BW Babcock & Wilcox Enterpr	0.00%	12,260	$20K	Reduce -27.7%
IMUX Immunic Inc.	0.00%	12,000	$12K	No change

Options reported separately and not counted above: TESLA INC calls ($189K).

Other holdings (45): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)

Security	Class	Shares / Principal	Value	Change
PATRICK INDUSTRIES INC (PATK 1.75 12/01/28)	NOTE 1.750%12/0 · principal	37,000	$50K	Reduce -2.6%
NICE LTD (NICEIT 0 09/15/25)	NOTE 9/1 · principal	49,000	$47K	Reduce -3.9%
LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29)	NOTE 3.125% 1/1 · principal	30,000	$41K	No change
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25)	NOTE 12/1 · principal	29,000	$39K	No change
CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28)	NOTE 2.375%12/1 · principal	30,000	$38K	Reduce -3.2%
INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28)	NOTE 2.125% 2/1 · principal	24,000	$38K	Reduce -7.7%
NRG ENERGY INC (NRG 2.75 06/01/48)	DBCV 2.750% 6/0 · principal	17,000	$37K	Reduce -5.6%
ZSCALER INC. (ZS 0.125 07/01/25)	NOTE 0.125% 7/0 · principal	30,000	$37K	No change
DATADOG INC (DDOG 0.125 06/15/25)	NOTE 0.125% 6/1 · principal	24,000	$37K	Reduce -4.0%
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27)	NOTE 2.250% 8/1 · principal	30,000	$37K	Reduce -6.3%
DROPBOX INC (DBX 0 03/01/26)	NOTE 3/0 · principal	37,000	$37K	No change
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26)	NOTE 0.375% 6/1 · principal	37,000	$36K	No change
VAIL RESORTS INC (MTN 0 01/01/26)	NOTE 1/0 · principal	38,000	$36K	No change
FORD MOTOR COMPANY (F 0 03/15/26)	NOTE 3/1 · principal	37,000	$36K	No change
HAEMONETICS CORP (HAE 0 03/01/26)	NOTE 3/0 · principal	38,000	$36K	No change
UBER TECHNOLOGIES INC (UBER 0 12/15/25)	NOTE 12/1 · principal	35,000	$35K	Add +2.9%
POST HOLDINGS INC (POST 2.5 08/15/27)	NOTE 2.500% 8/1 · principal	30,000	$35K	Reduce -3.2%
BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27)	NOTE 1.250% 5/1 · principal	38,000	$35K	No change
NUTANIX INC (NTNX 0.25 10/01/27)	NOTE 0.250%10/0 · principal	29,000	$35K	No change
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29)	NOTE 0.500% 3/0 · principal	37,000	$35K	No change
NCL CORPORATION LTD (NCLH 5.375 08/01/25)	NOTE 5.375% 8/0 · principal	24,000	$34K	Reduce -4.0%
PG&E CORP (PCG 4.25 12/01/27)	NOTE 4.250%12/0 · principal	31,000	$34K	New
LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27)	NOTE 2.625%12/1 · principal	25,000	$33K	Reduce -3.9%
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26)	NOTE 0.500%12/1 · principal	30,000	$33K	Reduce -6.3%
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25)	NOTE 1.250% 5/0 · principal	32,000	$33K	No change
DEXCOM INC (DXCM 0.25 11/15/25)	NOTE 0.250%11/1 · principal	34,000	$33K	Reduce -2.9%
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28)	NOTE 1.000% 8/1 · principal	30,000	$32K	Reduce -3.2%
TETRA TECH INC (TTEK 2.25 08/15/28)	DBCV 2.250% 8/1 · principal	25,000	$29K	Reduce -3.9%
PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26)	NOTE 1.750%12/1 · principal	31,000	$29K	No change
CONMED CORP (CNMD 2.25 06/15/27)	NOTE 2.250% 6/1 · principal	31,000	$29K	No change
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29)	NOTE 3.625% 4/1 · principal	24,000	$28K	Reduce -4.0%
MGP INGREDIENTS INC (MGPI 1.875 11/15/41)	NOTE 1.875%11/1 · principal	24,000	$22K	Reduce -4.0%
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25)	NOTE 0.125% 5/0 · principal	20,000	$21K	Reduce -9.1%
EXACT SCIENCES CORP (EXAS 0.375 03/01/28)	NOTE 0.375% 3/0 · principal	24,000	$21K	Reduce -4.0%
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29)	NOTE 1.875%12/0 · principal	50,000	$20K	New
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27)	NOTE 1.000% 9/1 · principal	17,000	$18K	No change
RIVIAN AUTO INC (RIVN 4.625 03/15/29)	NOTE 4.625% 3/1 · principal	17,000	$18K	No change
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28)	NOTE 1.000%12/0 · principal	24,000	$18K	Reduce -4.0%
ETSY INC (ETSY 0.125 10/01/26)	NOTE 0.125%10/0 · principal	18,000	$17K	No change
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29)	NOTE 4.000% 5/0 · principal	11,000	$17K	No change
BLOCK INC (XYZ 0.125 03/01/25)	NOTE 0.125% 3/0 · principal	17,000	$17K	No change
IONIS PHARMACEUTICALS IN (IONS 0 04/01/26)	NOTE 4/0 · principal	17,000	$16K	No change
AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29)	NOTE 2.000% 3/1 · principal	17,000	$16K	No change
TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28)	NOTE 1.500% 6/0 · principal	11,000	$11K	Reduce -42.1%
TPI COMPOSITES INC (TPIC 5.25 03/15/28)	NOTE 5.250% 3/1 · principal	30,000	$8K	Add +50.0%

Total filed on the 13F, all lines: $438.1M.

Portfolio Sells Q3 2024 → Q4 2024


MSFT Microsoft Corp.	Reduce -1.6%	5.31%	−0.71
IYW iShares Ustechnology ETF	Reduce -89.0%	0.08%	−0.70
NVDA Nvidia Corp.	Reduce -7.9%	9.01%	−0.65
JEPI JPMorgan Equity Premium Inco	Reduce -80.9%	0.13%	−0.64
QQQ Invesco QQQ Trust Series 1	Reduce -28.0%	1.08%	−0.48
XHIEX Miller/Howard High Income Eq	Sold out	0.00%	−0.48
IYR iShares US Real Estate ETF	Reduce -38.2%	0.39%	−0.37
EFA iShares MSCI Eafe ETF	Sold out	0.00%	−0.34
DFUS Dimensional US Eq MKT ETF	Sold out	0.00%	−0.34
IJK iShares S&P Mid-Cap 400 Grow	Sold out	0.00%	−0.32
DGRO iShares Core Dividend Growth	Reduce -76.0%	0.08%	−0.30
JPST JPMorgan Ultra-Short Income	Reduce -66.8%	0.13%	−0.30
META Meta Platforms Inc. Class A	Reduce -5.9%	2.06%	−0.28
AFRM Affirm Holdings Inc.	Sold out	0.00%	−0.27
IDU iShares US Utilities ETF	Reduce -23.5%	0.51%	−0.26
JEPQ JPM Nasdaq Equity Premium	Reduce -70.0%	0.10%	−0.25
GLD SPDR Gold Shares	Reduce -7.3%	1.25%	−0.23
BABA Alibaba Group Holding-SP ADR	Sold out	0.00%	−0.21
MOAT Vaneck Morningstar Wide Moat	Sold out	0.00%	−0.20
SCHD Schwab US DVD Equity ETF	Reduce -76.6%	0.05%	−0.19
NEE Nextera Energy Inc.	Sold out	0.00%	−0.18
IYF iShares US Financials ETF	Reduce -21.8%	0.57%	−0.18
BND Vanguard Total Bond Market	Sold out	0.00%	−0.17
AAPL Apple Inc.	Reduce -2.5%	4.06%	−0.17
IBIT iShares Bitcoin Trust ETF	Sold out	0.00%	−0.17
REGN Regeneron Pharmaceuticals	Reduce -3.1%	0.24%	−0.16
MAXJ iShares LG Cap Max Buff Jun	Reduce -4.3%	1.16%	−0.16
SPHY SS SPDR P High Yield ETF	Sold out	0.00%	−0.15
QCOM Qualcomm Inc.	Reduce -34.6%	0.16%	−0.13
DIS The Walt Disney Co.	Reduce -56.2%	0.12%	−0.13
FISR SS Fi Sector Rotation	Reduce -11.6%	0.42%	−0.13
SCMB Schwab Municipal Bond ETF	Sold out	0.00%	−0.12
VTR Ventas Inc.	Sold out	0.00%	−0.12
SPAB SS SPDR P Agg Bond ETF	Reduce -62.6%	0.06%	−0.12
LLY Eli Lilly & Co.	Reduce -11.3%	0.27%	−0.11
CVX Chevron Corp.	Reduce -42.2%	0.12%	−0.11
NFLX Netflix Inc.	Reduce -37.1%	0.28%	−0.11
DVYE iShares Emerging Markets Div	Reduce -28.8%	0.14%	−0.10
ISRG Intuitive Surgical Inc.	Reduce -38.1%	0.15%	−0.10
T AT&T Inc.	Reduce -27.7%	0.21%	−0.10
SPEM State Street SP PTF Em ETF	Reduce -12.5%	0.28%	−0.10
INTC Intel Corp.	Reduce -55.8%	0.05%	−0.10
IAU iShares Gold Trust	Sold out	0.00%	−0.09
TMO Thermo Fisher Scientific Inc.	Reduce -54.6%	0.05%	−0.09
AMGN Amgen Inc.	Reduce -47.2%	0.06%	−0.09
MPC Marathon Petroleum Corp.	Sold out	0.00%	−0.08
HD Home Depot Inc.	Reduce -7.8%	0.34%	−0.08
AEP American Electric Power	Sold out	0.00%	−0.08
PDD PDD Holdings Inc.	Sold out	0.00%	−0.08
LMT Lockheed Martin Corp.	Reduce -13.1%	0.15%	−0.08

Portfolio Buys Q3 2024 → Q4 2024


DDS Dillards Inc. Class A	New	0.92%	+0.92
VTI VG Morningstar TS MKT ETF-US	Add +829.7%	0.85%	+0.75
IYZ iShares US Telecommunication	New	0.57%	+0.57
IYC iShares US Consumer Discreti	New	0.52%	+0.52
TGT Target Corp.	Add +923.8%	0.58%	+0.51
VTV Vanguard Mrngstr Val ETF-Aui	Add +396.5%	0.56%	+0.43
IVE iShares S&P 500 Value ETF	Add +718.4%	0.42%	+0.36
ZECP Zacks Earnings Consistent Po	Add +52.2%	1.21%	+0.33
DIA SS SPDR Dow Jones Indus Avg	Add +84.9%	0.78%	+0.32
RDVI FT Vest Rising Dividend Achi	New	0.27%	+0.27
VEA Vanguard Ftse Developed ETF	Add +289.9%	0.35%	+0.24
GS Goldman Sachs Group Inc.	Add +89.4%	0.40%	+0.20
AXP American Express Co.	Add +99.3%	0.39%	+0.19
ECC Eagle Point Credit Co.	New	0.19%	+0.19
UCON First Trust Smith Unconstrai	New	0.19%	+0.19
CCJ Cameco Corp.	Add +335.3%	0.24%	+0.18
VGSH Vanguard Short-Term Treasury	Add +92.6%	0.41%	+0.17
URA Global X Uranium ETF	New	0.17%	+0.17
VWO Vanguard Ftse Emerging Marke	Add +336.8%	0.23%	+0.16
BUFR FT Vest Lad Buffervetf-Usd I	New	0.16%	+0.16
YOU Clear Secure Inc. Class A	New	0.16%	+0.16
IVW iShares S&P 500 Growth ETF	Add +49.6%	0.51%	+0.16
ASML ASML Holding NV-NY Reg SHS	Add +58.2%	0.90%	+0.15
NVO Novo-Nordisk A/S-Spons ADR	Add +442.4%	0.21%	+0.15
BIL SS SPDR BB 1-3M T-Bill ETF	Add +30.0%	0.93%	+0.15
BTC Grayscale Bitcoin Mini ETF	New	0.14%	+0.14
VONV Vanguard Russell 1000 Value	New	0.13%	+0.13
JNK SS SPDR BB High Yield Bond	Add +144.0%	0.23%	+0.13
KMI Kinder Morgan Inc.	New	0.13%	+0.13
OKLO Oklo Inc.	New	0.13%	+0.13
SSO Proshares Ultra S&P500	New	0.12%	+0.12
FTLS First Trust Long/Short Eqty	New	0.11%	+0.11
SMIZ Zacks Small/Mid Cap ETF	Add +43.4%	0.46%	+0.11
VCSH Vanguard S/T Corp. Bond ETF	Add +70.2%	0.32%	+0.11
MS Morgan Stanley	New	0.11%	+0.11
MRVL Marvell Technology Inc.	Add +39.5%	0.21%	+0.10
TSM Taiwan Semiconductor-SP ADR	Add +3.6%	1.37%	+0.10
CRWD CrowdStrike Holdings Inc. Class A	Add +15.4%	0.43%	+0.10
SDVY First Trust Smid Cap Rising	New	0.09%	+0.09
HODL Vaneck Bitcoin ETF	New	0.09%	+0.09
VRT Vertiv Holdings Co. Class A	Add +20.5%	0.45%	+0.09
CMG Chipotle Mexican Grill Inc.	New	0.09%	+0.09
ODFL Old Dominion Freight Line	New	0.09%	+0.09
BWEB Bitwise WEB3 ETF	New	0.09%	+0.09
SPIB SS SPDR P Int C Corp. ETF	Add +92.1%	0.20%	+0.09
BAC Bank of America Corp.	New	0.08%	+0.08
IWF iShares Russell 1000 Growth	New	0.08%	+0.08
MSI Motorola Solutions Inc.	New	0.08%	+0.08
FTHY First Trust Hi YLD Opp 2027	New	0.08%	+0.08
FVD First Trust Value Line DVD	New	0.08%	+0.08

Notes & Other Activity Q3 2024 → Q4 2024


PATRICK INDUSTRIES INC (PATK 1.75 12/01/28)	NOTE 1.750%12/0 · principal	Reduce -2.6%	37,000	$50K
NICE LTD (NICEIT 0 09/15/25)	NOTE 9/1 · principal	Reduce -3.9%	49,000	$47K
CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28)	NOTE 2.375%12/1 · principal	Reduce -3.2%	30,000	$38K
INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28)	NOTE 2.125% 2/1 · principal	Reduce -7.7%	24,000	$38K
NRG ENERGY INC (NRG 2.75 06/01/48)	DBCV 2.750% 6/0 · principal	Reduce -5.6%	17,000	$37K
DATADOG INC (DDOG 0.125 06/15/25)	NOTE 0.125% 6/1 · principal	Reduce -4.0%	24,000	$37K
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27)	NOTE 2.250% 8/1 · principal	Reduce -6.3%	30,000	$37K
UBER TECHNOLOGIES INC (UBER 0 12/15/25)	NOTE 12/1 · principal	Add +2.9%	35,000	$35K
POST HOLDINGS INC (POST 2.5 08/15/27)	NOTE 2.500% 8/1 · principal	Reduce -3.2%	30,000	$35K
NCL CORPORATION LTD (NCLH 5.375 08/01/25)	NOTE 5.375% 8/0 · principal	Reduce -4.0%	24,000	$34K
ZILLOW GROUP INC (Z 1.375 09/01/26)	NOTE 1.375% 9/0 · principal	Sold out	23,000	$34Kbefore exit
PG&E CORP (PCG 4.25 12/01/27)	NOTE 4.250%12/0 · principal	New	31,000	$34K
LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27)	NOTE 2.625%12/1 · principal	Reduce -3.9%	25,000	$33K
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26)	NOTE 0.500%12/1 · principal	Reduce -6.3%	30,000	$33K
DEXCOM INC (DXCM 0.25 11/15/25)	NOTE 0.250%11/1 · principal	Reduce -2.9%	34,000	$33K
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28)	NOTE 1.000% 8/1 · principal	Reduce -3.2%	30,000	$32K
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24)	NOTE 0.125%11/1 · principal	Sold out	32,000	$32Kbefore exit
ENPHASE ENERGY INC (ENPH 0 03/01/26)	NOTE 3/0 · principal	Sold out	32,000	$30Kbefore exit
TETRA TECH INC (TTEK 2.25 08/15/28)	DBCV 2.250% 8/1 · principal	Reduce -3.9%	25,000	$29K
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29)	NOTE 3.625% 4/1 · principal	Reduce -4.0%	24,000	$28K
MGP INGREDIENTS INC (MGPI 1.875 11/15/41)	NOTE 1.875%11/1 · principal	Reduce -4.0%	24,000	$22K
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25)	NOTE 0.125% 5/0 · principal	Reduce -9.1%	20,000	$21K
EXACT SCIENCES CORP (EXAS 0.375 03/01/28)	NOTE 0.375% 3/0 · principal	Reduce -4.0%	24,000	$21K
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29)	NOTE 1.875%12/0 · principal	New	50,000	$20K
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28)	NOTE 1.000%12/0 · principal	Reduce -4.0%	24,000	$18K
TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28)	NOTE 1.500% 6/0 · principal	Reduce -42.1%	11,000	$11K
TPI COMPOSITES INC (TPIC 5.25 03/15/28)	NOTE 5.250% 3/1 · principal	Add +50.0%	30,000	$8K
GABELLI UTILITY TRUST/THE	RIGHT 10/21/2024	Sold out	127,695	$4Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	458	$734.2M	TSLA, NVDA, AMD, MSFT, AAPL
Q1 2026	414	$594.9M	NVDA, TSLA, MSFT, FTSM, AAPL
Q4 2025	392	$603.4M	TSLA, NVDA, MSFT, AAPL, AMD
Q3 2025	363	$578.3M	TSLA, NVDA, MSFT, AAPL, SPY
Q2 2025	334	$497.5M	NVDA, TSLA, MSFT, AAPL, AMZN
Q1 2025	284	$412.9M	TSLA, NVDA, BIL, MSFT, AAPL
Q4 2024	292	$436.7M	TSLA, NVDA, MSFT, AAPL, AMZN
Q3 2024	285	$400.0M	NVDA, TSLA, MSFT, AAPL, AMD
Q2 2024	264	$377.4M	NVDA, TSLA, MSFT, AAPL, AMZN
Q1 2024	247	$313.5M	NVDA, MSFT, AMD, AMZN, AAPL