Barclays PLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed March 24, 2026), Barclays PLC reported 4,030 stock positions worth $221.1 billion. Its top holding was Microsoft (MSFT) at 6.2% of the portfolio, followed by Apple (AAPL, 5.6%) and Nvidia (NVDA, 3.6%). Compared with Q4 2023, it opened 119 new positions, sold out of 151, added to 1,033 and reduced 2,539. The biggest buy was Nvidia (NVDA, shares +16%) and the biggest sale SS Consumer Disc Select Sect (XLY, shares −94%).
- Most Recent 13F
- Q2 2026
- Location
- LONDON, X0
- CIK
- 0000312069
- Portfolio Value
- $221.1B (Q1 2024)
- SEC Filing
- 0000312069-26-000083 ↗ filed Mar 24, 2026
Holdings Value
Holdings 4,030 stocks · $221.1B
| MSFT Microsoft Corp. | 6.21% | 32,648,018 | $13.7B | Add +7.9% |
| AAPL Apple Inc. | 5.56% | 71,700,213 | $12.3B | Add +31.4% |
| NVDA Nvidia Corp. | 3.61% | 8,841,754 | $8.0B | Add +16.2% |
| AMZN Amazon.com Inc. | 3.44% | 42,196,661 | $7.6B | Add +19.1% |
| META Meta Platforms Inc. Class A | 2.19% | 9,975,427 | $4.8B | Reduce -0.7% |
| GOOGL Alphabet Inc. Class A | 2.13% | 31,230,868 | $4.7B | Add +6.7% |
| GOOG Alphabet Inc. Class C | 1.50% | 21,767,445 | $3.3B | Add +9.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.32% | 6,932,091 | $2.9B | Add +12.6% |
| AVGO Broadcom Inc. | 1.31% | 2,178,640 | $2.9B | Add +0.8% |
| V Visa Inc. Class A | 1.21% | 9,599,454 | $2.7B | Add +12.3% |
| JPM JPMorgan Chase & Co. | 1.00% | 11,023,915 | $2.2B | Add +27.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.96% | 4,061,479 | $2.1B | Add +27.6% |
| AMD Advanced Micro Devices | 0.93% | 11,438,079 | $2.1B | Add +11.4% |
| TSLA Tesla Inc. | 0.88% | 11,120,311 | $2.0B | Add +21.3% |
| UNH Unitedhealth Group Inc. | 0.87% | 3,892,315 | $1.9B | Add +13.1% |
| PG The Procter & Gamble Co. | 0.83% | 11,249,178 | $1.8B | Add +75.3% |
| INTC Intel Corp. | 0.82% | 40,992,203 | $1.8B | Add +72.2% |
| MA Mastercard Inc. Class A | 0.75% | 3,456,455 | $1.7B | Add +17.5% |
| LLY Eli Lilly & Co. | 0.74% | 2,106,897 | $1.6B | Reduce -18.7% |
| HD Home Depot Inc. | 0.68% | 3,902,144 | $1.5B | Reduce -1.4% |
| CRM Salesforce Inc. | 0.67% | 4,905,091 | $1.5B | Add +72.5% |
| JNJ Johnson & Johnson | 0.59% | 8,307,302 | $1.3B | Reduce -7.1% |
| XOM Exxon Mobil Corp. | 0.57% | 10,879,909 | $1.3B | Reduce -18.9% |
| AMGN Amgen Inc. | 0.56% | 4,342,661 | $1.2B | Add +48.9% |
| LIN Linde PLC | 0.56% | 2,643,061 | $1.2B | Add +12.9% |
| COST Costco Wholesale Corp. | 0.54% | 1,623,977 | $1.2B | Add +13.8% |
| IYR iShares US Real Estate ETF | 0.53% | 13,072,623 | $1.2B | Add +5.7% |
| PSX Phillips 66 | 0.53% | 7,150,133 | $1.2B | Reduce -33.0% |
| MRK Merck & Co. Inc. | 0.52% | 8,671,807 | $1.1B | Add +58.4% |
| ADBE Adobe Inc. | 0.51% | 2,235,000 | $1.1B | Reduce -6.8% |
| CVX Chevron Corp. | 0.50% | 7,077,312 | $1.1B | Add +19.3% |
| GS Goldman Sachs Group Inc. | 0.49% | 2,610,375 | $1.1B | Add +65.6% |
| QCOM Qualcomm Inc. | 0.49% | 6,343,950 | $1.1B | Reduce -36.5% |
| INTU Intuit Inc. | 0.46% | 1,573,490 | $1.0B | Add +7.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.46% | 26,843,305 | $1.0B | Add +33.1% |
| PEP Pepsico Inc. | 0.46% | 5,797,708 | $1.0B | Add +7.3% |
| MCD McDonald's Corp. | 0.46% | 3,597,078 | $1.0B | Reduce -2.4% |
| WMT Walmart Inc. | 0.44% | 16,217,694 | $975.8M | Add +18.8% |
| NFLX Netflix Inc. | 0.44% | 1,606,508 | $975.7M | Add +1.9% |
| KO The Coca-Cola Co. | 0.42% | 15,226,429 | $931.6M | Reduce -16.0% |
| NOW ServiceNow Inc. | 0.42% | 1,215,272 | $926.5M | Add +21.9% |
| XLP SS Consumer Staples Sel Sect | 0.41% | 11,954,974 | $912.9M | Add +467.4% |
| TMO Thermo Fisher Scientific Inc. | 0.40% | 1,521,471 | $884.3M | Reduce -0.8% |
| CSCO Cisco Systems Inc. | 0.40% | 17,585,146 | $877.7M | Add +9.5% |
| TXN Texas Instruments Inc. | 0.40% | 5,028,511 | $876.0M | Add +24.7% |
| AMAT Applied Materials Inc. | 0.38% | 4,108,426 | $847.3M | Reduce -12.0% |
| CAT Caterpillar Inc. | 0.38% | 2,309,109 | $846.1M | Add +62.4% |
| AXP American Express Co. | 0.38% | 3,680,266 | $838.0M | Add +37.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.38% | 6,112,494 | $831.6M | Add +7.9% |
| MS Morgan Stanley | 0.37% | 8,718,762 | $821.0M | Add +31.2% |
| SBUX Starbucks Corp. | 0.37% | 8,909,687 | $814.3M | Add +5.0% |
| WFC Wells Fargo & Co. | 0.36% | 13,904,723 | $805.9M | Add +15.4% |
| LRCX Lam Research Corp. | 0.36% | 825,430 | $802.0M | Add +4.4% |
| NKE Nike Inc. Class B | 0.36% | 8,530,513 | $801.7M | Add +8.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.36% | 1,780,480 | $790.6M | Reduce -16.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 6,364,750 | $778.8M | Add +18.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 3,934,192 | $751.3M | Add +8.3% |
| C Citigroup Inc. | 0.34% | 11,712,319 | $740.7M | Reduce -0.7% |
| MU Micron Technology Inc. | 0.33% | 6,262,980 | $738.3M | Add +12.8% |
| DHR Danaher Corp. | 0.33% | 2,915,400 | $728.0M | Add +8.0% |
| HON Honeywell International Inc. | 0.33% | 3,546,428 | $727.9M | Reduce -19.4% |
| CMCSA Comcast Corp. Class A | 0.32% | 16,514,383 | $715.9M | Add +2.7% |
| XLF SS Financial Select Sector | 0.32% | 16,618,836 | $700.0M | Add +36.1% |
| ABBV Abbvie Inc. | 0.31% | 3,795,259 | $691.1M | Add +16.3% |
| VLO Valero Energy Corp. | 0.31% | 4,001,129 | $683.0M | Add +70.3% |
| XLC SS Comm Select Sector SPDR | 0.31% | 8,335,983 | $680.7M | Reduce -22.9% |
| ALC Alcon Inc. filed as ALCON AG | 0.30% | 8,078,281 | $672.8M | Add +132.7% |
| VZ Verizon Communications Inc. | 0.30% | 15,926,941 | $668.3M | Add +35.0% |
| ADI Analog Devices Inc. | 0.29% | 3,199,652 | $632.9M | Add +3.6% |
| ACN Accenture PLC Class A | 0.28% | 1,817,330 | $629.9M | Add +12.9% |
| UBER Uber Technologies Inc. | 0.28% | 8,065,795 | $621.0M | Add +66.0% |
| KLAC KLA Corp. | 0.27% | 863,613 | $603.3M | Reduce -13.4% |
| PFE Pfizer Inc. | 0.27% | 21,565,306 | $598.4M | Add +85.5% |
| BKNG Booking Holdings Inc. | 0.27% | 164,635 | $597.3M | Add +25.1% |
| BA The Boeing Co. | 0.27% | 3,082,075 | $594.8M | Reduce -1.3% |
| ORCL Oracle Corp. | 0.27% | 4,696,365 | $589.9M | Add +48.5% |
| ISRG Intuitive Surgical Inc. | 0.27% | 1,473,310 | $588.0M | Add +8.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 5,745,856 | $582.7M | Add +15.8% |
| COP Conocophillips | 0.25% | 4,396,221 | $559.6M | Reduce -32.4% |
| CDNS Cadence Design SYS Inc. | 0.24% | 1,730,991 | $538.8M | Reduce -16.0% |
| ELV Elevance Health Inc. | 0.24% | 1,025,088 | $531.5M | Reduce -17.0% |
| PINS Pinterest Inc. Class A | 0.24% | 15,135,470 | $524.7M | Reduce -0.3% |
| SHW The Sherwin-Williams Co. | 0.24% | 1,510,509 | $524.6M | Reduce -19.9% |
| ADP Automatic Data Processing | 0.23% | 2,070,042 | $517.0M | Add +15.6% |
| PANW Palo Alto Networks Inc. | 0.23% | 1,800,296 | $511.5M | Reduce -37.1% |
| PYPL PayPal Holdings Inc. | 0.23% | 7,584,538 | $508.1M | Add +30.1% |
| CCI Crown Castle Inc. | 0.23% | 4,787,787 | $506.7M | Reduce -12.4% |
| GE General Electric | 0.23% | 2,869,736 | $503.7M | Reduce -0.6% |
| GILD Gilead Sciences Inc. | 0.23% | 6,807,399 | $498.6M | Add +19.9% |
| MRSH Marsh & McLennan Cos | 0.22% | 2,376,331 | $489.5M | Add +43.3% |
| UNP Union Pacific Corp. | 0.22% | 1,976,386 | $486.1M | Add +6.8% |
| MNST Monster Beverage Corp. | 0.22% | 8,045,121 | $476.9M | Add +13.5% |
| TRV The Travelers Cos Inc. | 0.21% | 2,062,942 | $474.8M | Add +81.8% |
| PM Philip Morris International | 0.21% | 5,137,872 | $470.7M | Add +9.9% |
| BLK BlackRock Finance Inc. | 0.21% | 562,613 | $469.1M | Reduce -7.4% |
| BMRN Biomarin Pharmaceutical Inc. | 0.21% | 5,254,520 | $458.9M | Reduce -0.7% |
| PGR Progressive Corp. | 0.21% | 2,196,863 | $454.4M | Add +18.6% |
| T AT&T Inc. | 0.20% | 25,674,454 | $451.9M | Add +49.4% |
| USB US Bancorp | 0.20% | 10,036,382 | $448.6M | Add +24.9% |
| CB Chubb Ltd. | 0.20% | 1,721,682 | $446.1M | Reduce -0.6% |
Options reported separately and not counted above: QQQ puts ($13.3B), IWM puts ($8.9B), SPY puts ($6.0B), QQQ calls ($5.4B), IWM calls ($4.4B), SPY calls ($3.8B), HYG puts ($1.2B), TSLA puts ($847.7M), HYG calls ($838.1M), EEM puts ($707.6M), MSFT puts ($605.0M), TSLA calls ($558.8M), and 799 more.
Other holdings (198): bonds, preferreds, convertibles and warrants · $345.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | 4,453,216 | $29.3M | Add +1.4% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 333,941 | $21.4M | Add +73.4% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 178,530 | $11.6M | Add +5.6% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 12,138,000 | $11.2M | Add +90.2% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 169,986 | $10.0M | New |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 7,858,000 | $9.9M | Reduce -36.1% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 9,444,000 | $9.9M | Reduce -13.2% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 6,513,000 | $9.6M | Reduce -0.7% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 9,680,000 | $9.1M | Add +0.9% |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | 7,482,000 | $8.4M | Reduce -13.4% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 5,696,000 | $8.3M | Add +109.3% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 4,242,000 | $8.2M | Reduce -55.5% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 8,191,000 | $8.0M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 5,258,000 | $6.2M | Reduce -7.1% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 5,891,000 | $6.1M | Add +2.3% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 5,794,000 | $6.0M | Add +6.3% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 4,829,000 | $5.8M | Reduce -6.2% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 5,779,000 | $5.3M | Add +0.7% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 6,022,000 | $5.2M | Reduce -9.3% |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 238,399 | $5.2M | Add +13.4% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 5,786,000 | $5.2M | Reduce -10.7% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 4,099,000 | $4.6M | Reduce -36.4% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 4,568,000 | $4.4M | Add +1.6% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 4,500,000 | $4.3M | Reduce -8.4% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 140,500 | $4.2M | Add +3.1% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 3,302,000 | $4.1M | Reduce -53.1% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 4,383,000 | $3.9M | Reduce -8.4% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 3,285,000 | $3.3M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 3,528,000 | $3.2M | Add +63.2% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 3,212,000 | $3.0M | Add +46.3% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 2,793,000 | $3.0M | Reduce -28.8% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 2,598,000 | $3.0M | Add +12271.4% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 2,389,000 | $2.9M | New |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 250,000 | $2.8M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,631,000 | $2.8M | Add +48.4% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 2,804,000 | $2.8M | Reduce -15.3% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 964,000 | $2.7M | Reduce -36.0% |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 250,000 | $2.7M | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,846,000 | $2.6M | Add +12.9% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 2,615,000 | $2.6M | Reduce -39.3% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 2,304,000 | $2.5M | Reduce -46.8% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 2,267,000 | $2.1M | Reduce -13.3% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1,935,000 | $2.1M | Add +29.3% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 2,375,000 | $2.1M | Reduce -76.1% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 2,252,000 | $1.9M | Reduce -1.7% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 1,998,000 | $1.9M | Reduce -3.9% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 1,782,000 | $1.9M | Reduce -50.0% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 2,041,000 | $1.7M | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 1,655,000 | $1.6M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 1,708,000 | $1.6M | Reduce -52.3% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 1,976,000 | $1.6M | Add +418.6% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 35,000 | $1.6M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 1,412,000 | $1.5M | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 1,467,000 | $1.5M | Reduce -23.8% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 1,501,000 | $1.4M | Reduce -12.2% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 825,000 | $1.4M | Reduce -75.9% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 964,000 | $1.4M | Add +263.8% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 1,418,000 | $1.3M | Reduce -12.1% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 1,463,000 | $1.3M | Add +31.8% |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 1,269,000 | $1.2M | Add +10.6% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 28,751 | $1.2M | No change |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | 680,000 | $1.2M | Add +21.0% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 1,397,000 | $1.2M | Add +187.4% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 937,000 | $1.2M | Add +48.0% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 1,291,000 | $1.2M | Add +9.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 1,541,000 | $1.2M | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 1,166,000 | $1.2M | Add +1666.7% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 1,261,000 | $1.2M | Add +29.3% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 1,164,000 | $1.1M | Reduce -44.3% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 1,357,000 | $1.1M | Add +154.1% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1,177,000 | $1.1M | Add +13.8% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 1,177,000 | $1.0M | Add +178.9% |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 1,032,000 | $1.0M | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 1,092,000 | $990K | Add +3.2% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 1,427,000 | $983K | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 812,000 | $943K | New |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 1,073,000 | $919K | Reduce -13.3% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 1,025,000 | $916K | Add +87.4% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 985,000 | $910K | Add +127.5% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 199,000 | $869K | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 958,000 | $867K | Reduce -81.3% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 936,000 | $866K | Reduce -82.3% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 865,000 | $813K | Add +179.0% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 256,000 | $787K | No change |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 54,694 | $753K | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 767,000 | $746K | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 867,000 | $726K | Reduce -72.6% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 745,000 | $687K | Reduce -88.2% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 893,000 | $679K | Reduce -82.3% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 713,000 | $672K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 598,000 | $644K | Add +228.6% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 489,000 | $644K | Reduce -85.8% |
| VERADIGM INC (MDRX 0.875 01/01/27) | NOTE 0.875% 1/0 · principal | 584,000 | $606K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 500 | $596K | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 641,000 | $590K | Reduce -15.7% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 593,000 | $561K | Reduce -44.3% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 556,000 | $558K | Reduce -59.6% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 220,000 | $536K | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 616,000 | $534K | New |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 631,000 | $529K | Reduce -37.3% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 514,000 | $471K | Reduce -49.9% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 208,000 | $463K | Reduce -8.8% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 390,000 | $460K | Reduce -42.9% |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 496,000 | $459K | Reduce -2.4% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 294,000 | $422K | Add +74.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 388,000 | $415K | New |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 683,000 | $383K | Reduce -13.4% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 460,000 | $382K | Add +120.1% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 344,000 | $351K | Reduce -75.1% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 400,000 | $348K | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 252,000 | $347K | New |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 348,000 | $343K | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 367,000 | $343K | Add +1165.5% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 298,000 | $315K | Add +50.5% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 167,000 | $309K | New |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 320,000 | $302K | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 345,000 | $291K | Reduce -26.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 176,000 | $279K | Reduce -84.9% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 291,000 | $279K | Add +246.4% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 287,000 | $275K | Add +21.6% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 247,000 | $273K | New |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 292,000 | $269K | Add +147.5% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 277,000 | $269K | Reduce -91.0% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 448,000 | $259K | Add +29.5% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 290,000 | $247K | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 252,000 | $243K | Reduce -94.7% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 187,000 | $235K | Reduce -34.8% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 255,000 | $235K | Reduce -46.0% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 236,000 | $234K | Reduce -32.0% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 175,000 | $231K | New |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 215,000 | $226K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 579,000 | $226K | Reduce -6.5% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 221,000 | $226K | Add +413.9% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 961,000 | $223K | Add +11.6% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 233,000 | $193K | Add +703.5% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 50,000 | $177K | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 144,000 | $176K | Reduce -48.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 172,000 | $174K | New |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 231,000 | $173K | New |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 40,987 | $165K | Reduce -3.0% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 172,000 | $163K | Add +330.0% |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 458,333 | $160K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 405,000 | $158K | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 119,000 | $157K | Reduce -76.8% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 134,000 | $148K | Reduce -93.8% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 79,000 | $144K | Add +154.8% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 141,000 | $142K | No change |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 97,000 | $134K | Reduce -87.5% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 106,000 | $123K | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 129,000 | $120K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 121,000 | $117K | Reduce -21.4% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 106,000 | $116K | Reduce -92.6% |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 39,000 | $112K | Reduce -63.9% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 102,000 | $103K | Add +5000.0% |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 92,000 | $93K | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 88,000 | $93K | Add +17.3% |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 100,000 | $90K | Add +400.0% |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 32,000 | $76K | No change |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 59,000 | $72K | New |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 59,000 | $68K | Reduce -98.5% |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 65,000 | $64K | Add +2066.7% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 49,000 | $64K | Reduce -98.5% |
| ALTERYX INC (AYX 1 08/01/26) | NOTE 1.000% 8/0 · principal | 57,000 | $56K | Reduce -92.4% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 57,000 | $53K | Reduce -95.8% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 50,000 | $50K | New |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 28,000 | $50K | New |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 375,000 | $39K | New |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 73,000 | $35K | Reduce -90.6% |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 55,000 | $35K | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 17,000 | $29K | Reduce -99.6% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 36,000 | $26K | Add +89.5% |
| PETWQ Wag! Group Co. | *W EXP 07/30/202 | 170,372 | $26K | Reduce -10.4% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 14,000 | $25K | New |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 26,000 | $25K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 5,310 | $24K | No change |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 26,000 | $23K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 1,616 | $21K | No change |
| NANOSTRING TECHNOLOGIES (NSTG 2.625 03/01/25) | NOTE 2.625% 3/0 · principal | 26,000 | $19K | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 16,000 | $15K | Add +1500.0% |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 16,000 | $15K | No change |
| ALTERYX INC (AYX 0.5 08/01/24) | NOTE 0.500% 8/0 · principal | 15,000 | $15K | New |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 116,666 | $14K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 15,000 | $14K | No change |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 15,000 | $12K | New |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 350,000 | $11K | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 6,000 | $6K | New |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 5,000 | $6K | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 2,000 | $3K | New |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 62,809 | $3K | No change |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 331 | $2K | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 3,000 | $2K | New |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 19,548 | $1K | No change |
| NUVB.WS Nuvation Bio Inc. -CW27 | *W EXP 02/10/202 | 1,638 | $495 | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 250 | $54 | No change |
| PORTW Southport Acquisition -CW23 | *W EXP 99/99/999 | 5,866 | $33 | New |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 500 | $26 | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 500 | $25 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 238 | $4 | No change |
Total filed on the 13F, all lines: $221.4B.
Portfolio Sells Q4 2023 → Q1 2024
| XLY SS Consumer Disc Select Sect | Reduce -93.8% | 0.02% | −0.29 |
| QCOM Qualcomm Inc. | Reduce -36.5% | 0.49% | −0.26 |
| ADBE Adobe Inc. | Reduce -6.8% | 0.51% | −0.23 |
| PSX Phillips 66 | Reduce -33.0% | 0.53% | −0.21 |
| PANW Palo Alto Networks Inc. | Reduce -37.1% | 0.23% | −0.20 |
| HES Hess Corp. | Reduce -58.2% | 0.11% | −0.17 |
| BA The Boeing Co. | Reduce -1.3% | 0.27% | −0.15 |
| IWM iShares Russell 2000 ETF | Reduce -45.4% | 0.15% | −0.15 |
| HON Honeywell International Inc. | Reduce -19.4% | 0.33% | −0.15 |
| COP Conocophillips | Reduce -32.4% | 0.25% | −0.14 |
| KO The Coca-Cola Co. | Reduce -16.0% | 0.42% | −0.13 |
| JNJ Johnson & Johnson | Reduce -7.1% | 0.59% | −0.13 |
| NOC Northrop Grumman Corp. | Reduce -52.5% | 0.10% | −0.13 |
| XOM Exxon Mobil Corp. | Reduce -18.9% | 0.57% | −0.12 |
| NEM Newmont Corp. | Reduce -55.2% | 0.06% | −0.11 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.11 |
| CNH CNH Industrial NV | Reduce -86.8% | 0.02% | −0.11 |
| MCD McDonald's Corp. | Reduce -2.4% | 0.46% | −0.11 |
| PLD Prologis Inc. | Reduce -30.0% | 0.16% | −0.11 |
| GLD SPDR Gold Shares | Reduce -52.7% | 0.08% | −0.10 |
| XLC SS Comm Select Sector SPDR | Reduce -22.9% | 0.31% | −0.10 |
| CCI Crown Castle Inc. | Reduce -12.4% | 0.23% | −0.10 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -16.9% | 0.36% | −0.10 |
| FXI iShares China Large-Cap ETF | Reduce -85.3% | 0.01% | −0.09 |
| F Ford Motor Co. | Reduce -52.4% | 0.07% | −0.09 |
| CRH CRH PLC | Reduce -43.0% | 0.13% | −0.08 |
| NEE Nextera Energy Inc. | Reduce -28.0% | 0.16% | −0.08 |
| LULU Lululemon Athletica Inc. | Reduce -17.5% | 0.09% | −0.07 |
| SHOP Shopify Inc. Class A | Reduce -37.4% | 0.08% | −0.07 |
| ADSK Autodesk Inc. | Reduce -34.2% | 0.11% | −0.07 |
| SHW The Sherwin-Williams Co. | Reduce -19.9% | 0.24% | −0.07 |
| LBRDK Liberty Broadband-C | Reduce -9.5% | 0.09% | −0.07 |
| CHTR Charter Communications Inc. Class A | Reduce -7.1% | 0.10% | −0.07 |
| EMR Emerson Electric Co. | Reduce -44.0% | 0.08% | −0.06 |
| PAYX Paychex Inc. | Reduce -44.1% | 0.06% | −0.06 |
| ELV Elevance Health Inc. | Reduce -17.0% | 0.24% | −0.06 |
| PSA Public Storage | Reduce -49.2% | 0.04% | −0.06 |
| ROST Ross Stores Inc. | Reduce -29.6% | 0.11% | −0.06 |
| DHI D.R. Horton Inc. | Reduce -40.0% | 0.08% | −0.06 |
| BMRN Biomarin Pharmaceutical Inc. | Reduce -0.7% | 0.21% | −0.06 |
| UPS United Parcel Service Class B | Reduce -16.0% | 0.13% | −0.06 |
| DOW Dow Inc. | Reduce -38.9% | 0.07% | −0.06 |
| DUK Duke Energy Corp. | Reduce -27.0% | 0.10% | −0.06 |
| PINS Pinterest Inc. Class A | Reduce -0.3% | 0.24% | −0.05 |
| MUB iShares National Muni Bond E | Reduce -99.9% | 0.00% | −0.05 |
| XLI SS Industrial Select Sector | Reduce -22.8% | 0.15% | −0.05 |
| ODFL Old Dominion Freight Line | Reduce -41.6% | 0.06% | −0.05 |
| MCHP Microchip Technology Inc. | Reduce -8.9% | 0.19% | −0.05 |
| SWKS Skyworks Solutions Inc. | Reduce -38.1% | 0.05% | −0.05 |
| STLA Stellantis NV | Reduce -33.5% | 0.12% | −0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +16.2% | 3.61% | +1.66 |
| AMZN Amazon.com Inc. | Add +19.1% | 3.44% | +0.66 |
| PG The Procter & Gamble Co. | Add +75.3% | 0.83% | +0.34 |
| XLP SS Consumer Staples Sel Sect | Add +467.4% | 0.41% | +0.33 |
| MSFT Microsoft Corp. | Add +7.9% | 6.21% | +0.33 |
| CRM Salesforce Inc. | Add +72.5% | 0.67% | +0.28 |
| JPM JPMorgan Chase & Co. | Add +27.7% | 1.00% | +0.24 |
| MRK Merck & Co. Inc. | Add +58.4% | 0.52% | +0.21 |
| INTC Intel Corp. | Add +72.2% | 0.82% | +0.20 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +12.6% | 1.32% | +0.18 |
| GS Goldman Sachs Group Inc. | Add +65.6% | 0.49% | +0.18 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +27.6% | 0.96% | +0.18 |
| CAT Caterpillar Inc. | Add +62.4% | 0.38% | +0.17 |
| ALC Alcon Inc. | Add +132.7% | 0.30% | +0.16 |
| AMD Advanced Micro Devices | Add +11.4% | 0.93% | +0.15 |
| VLO Valero Energy Corp. | Add +70.3% | 0.31% | +0.15 |
| HPE Hewlett Packard Enterprise | Add +457.5% | 0.16% | +0.13 |
| UBER Uber Technologies Inc. | Add +66.0% | 0.28% | +0.13 |
| AAPL Apple Inc. | Add +31.4% | 5.56% | +0.13 |
| AMGN Amgen Inc. | Add +48.9% | 0.56% | +0.12 |
| AXP American Express Co. | Add +37.0% | 0.38% | +0.12 |
| BAC Bank of America Corp. | Add +33.1% | 0.46% | +0.11 |
| MA Mastercard Inc. Class A | Add +17.5% | 0.75% | +0.10 |
| TRV The Travelers Cos Inc. | Add +81.8% | 0.21% | +0.10 |
| DIS The Walt Disney Co. | Add +18.1% | 0.35% | +0.10 |
| FLUT Flutter Entertainment PLC-Di | New | 0.10% | +0.10 |
| PFE Pfizer Inc. | Add +85.5% | 0.27% | +0.10 |
| IVV iShares Core S&P 500 ETF | Add +743.5% | 0.11% | +0.10 |
| ORCL Oracle Corp. | Add +48.5% | 0.27% | +0.09 |
| PNC PNC Financial Services Group | Add +129.6% | 0.17% | +0.09 |
| MU Micron Technology Inc. | Add +12.8% | 0.33% | +0.09 |
| XLF SS Financial Select Sector | Add +36.1% | 0.32% | +0.08 |
| FTNT Fortinet Inc. | Add +69.9% | 0.19% | +0.08 |
| VZ Verizon Communications Inc. | Add +35.0% | 0.30% | +0.07 |
| XLK SS Technology Select Sector | Add +164.9% | 0.12% | +0.07 |
| TSM Taiwan Semiconductor-SP ADR | Add +7.9% | 0.38% | +0.07 |
| WMT Walmart Inc. | Add +18.8% | 0.44% | +0.07 |
| LLYVK Liberty Media Corp.-Liberty-C | Add +112.8% | 0.12% | +0.07 |
| V Visa Inc. Class A | Add +12.3% | 1.21% | +0.06 |
| MRSH Marsh & McLennan Cos | Add +43.3% | 0.22% | +0.06 |
| AVGO Broadcom Inc. | Add +0.8% | 1.31% | +0.06 |
| WFC Wells Fargo & Co. | Add +15.4% | 0.36% | +0.06 |
| LIN Linde PLC | Add +12.9% | 0.56% | +0.06 |
| GD General Dynamics Corp. | Add +92.6% | 0.13% | +0.06 |
| T AT&T Inc. | Add +49.4% | 0.20% | +0.06 |
| NOW ServiceNow Inc. | Add +21.9% | 0.42% | +0.05 |
| SMCI Super Micro Computer Inc. | Add +0.5% | 0.08% | +0.05 |
| GOOG Alphabet Inc. Class C | Add +9.8% | 1.50% | +0.05 |
| PGR Progressive Corp. | Add +18.6% | 0.21% | +0.05 |
| MMM 3M Co. | Add +80.8% | 0.15% | +0.05 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | Add +13.8% | 29,963,200 | $13.3B |
| IWM iShares Russell 2000 ETF | put | Add +21.3% | 42,328,500 | $8.9B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -40.6% | 11,467,400 | $6.0B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -15.3% | 12,056,000 | $5.4B |
| IWM iShares Russell 2000 ETF | call | Reduce -8.2% | 20,966,100 | $4.4B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -24.4% | 7,170,300 | $3.8B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -63.1% | 14,895,000 | $1.2B |
| TSLA Tesla Inc. | put | Add +24.3% | 4,822,400 | $847.7M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +15.4% | 10,782,500 | $838.1M |
| EEM iShares MSCI Emerging Market | put | Add +9.5% | 17,224,100 | $707.6M |
| MSFT Microsoft Corp. | put | Reduce -18.4% | 1,438,100 | $605.0M |
| TSLA Tesla Inc. | call | Reduce -30.1% | 3,178,511 | $558.8M |
| GOOGL Alphabet Inc. Class A | call | Add +5.0% | 3,548,900 | $535.6M |
| GOOGL Alphabet Inc. Class A | put | Add +341.1% | 3,327,100 | $502.2M |
| MSFT Microsoft Corp. | call | Add +26.1% | 1,062,700 | $447.1M |
| NVDA Nvidia Corp. | call | Reduce -50.4% | 438,614 | $396.3M |
| EFA iShares MSCI Eafe ETF | put | Reduce -42.3% | 4,296,800 | $343.1M |
| EFA iShares MSCI Eafe ETF | call | Reduce -30.4% | 4,119,800 | $329.0M |
| META Meta Platforms Inc. Class A | call | Add +155.8% | 638,300 | $309.9M |
| V Visa Inc. Class A | call | Reduce -27.9% | 1,071,202 | $299.0M |
| FXI iShares China Large-Cap ETF | call | Reduce -17.2% | 12,075,000 | $290.6M |
| HD Home Depot Inc. | call | Add +554.7% | 726,100 | $278.5M |
| GLD SPDR Gold Shares | call | Add +307.3% | 1,301,200 | $267.7M |
| XLF SS Financial Select Sector | put | Reduce -24.6% | 6,345,400 | $267.3M |
| EEM iShares MSCI Emerging Market | call | Reduce -13.1% | 6,412,500 | $263.4M |
| XHB SS SPDR S&P Homebldrs ETF | put | Sold out | 2,725,000 | $260.7Mbefore exit |
| XLF SS Financial Select Sector | call | Add +170.7% | 5,865,000 | $247.0M |
| XLE SS Energy Select Sector | put | Reduce -25.4% | 2,602,000 | $245.7M |
| AMZN Amazon.com Inc. | put | Reduce -43.4% | 1,221,900 | $220.4M |
| AAPL Apple Inc. | put | Reduce -19.1% | 1,245,800 | $213.6M |
| VNQ Vanguard Real Estate ETF | put | Sold out | 1,975,000 | $174.5Mbefore exit |
| AMD Advanced Micro Devices | put | Reduce -62.0% | 952,500 | $171.9M |
| NVDA Nvidia Corp. | put | Reduce -67.9% | 166,000 | $150.0M |
| COST Costco Wholesale Corp. | call | Add +609.4% | 196,500 | $144.0M |
| ACWI iShares MSCI Acwi ETF | call | New | 1,200,000 | $132.2M |
| JPM JPMorgan Chase & Co. | put | Reduce -30.9% | 633,000 | $126.8M |
| GS Goldman Sachs Group Inc. | call | Reduce -1.9% | 303,100 | $126.6M |
| GLD SPDR Gold Shares | put | Reduce -8.3% | 614,100 | $126.3M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -41.5% | 1,150,000 | $125.3M |
| AMGN Amgen Inc. | put | Add +65.3% | 432,400 | $122.9M |
| BKNG Booking Holdings Inc. | put | Sold out | 33,700 | $119.5Mbefore exit |
| CRM Salesforce Inc. | put | Reduce -30.7% | 388,400 | $117.0M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -78.3% | 1,209,900 | $114.5M |
| DIS The Walt Disney Co. | call | Reduce -19.3% | 911,900 | $111.6M |
| GDX Vaneck Gold Miners ETF | put | Add +136.0% | 3,464,400 | $109.5M |
| AAPL Apple Inc. | call | Reduce -41.7% | 633,221 | $108.6M |
| AMD Advanced Micro Devices | call | Reduce -66.3% | 600,576 | $108.4M |
| XLK SS Technology Select Sector | call | Sold out | 560,000 | $107.8Mbefore exit |
| AAL American Airlines Group Inc. | put | Reduce -32.0% | 6,921,500 | $106.2M |
| NFLX Netflix Inc. | put | Reduce -71.2% | 171,600 | $104.2M |
Showing the first 50 of 1,077.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | Add +1.4% | 4,453,216 | $29.3M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +73.4% | 333,941 | $21.4M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +5.6% | 178,530 | $11.6M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +90.2% | 12,138,000 | $11.2M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 169,986 | $10.0M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -36.1% | 7,858,000 | $9.9M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Reduce -13.2% | 9,444,000 | $9.9M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Reduce -0.7% | 6,513,000 | $9.6M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 3,491,000 | $9.3Mbefore exit |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +0.9% | 9,680,000 | $9.1M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Reduce -13.4% | 7,482,000 | $8.4M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +109.3% | 5,696,000 | $8.3M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -55.5% | 4,242,000 | $8.2M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 8,191,000 | $8.0M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Reduce -7.1% | 5,258,000 | $6.2M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +2.3% | 5,891,000 | $6.1M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Add +6.3% | 5,794,000 | $6.0M |
| VEECO INSTRUMENTS INC (VECO 3.75 06/01/27) | NOTE 3.750% 6/0 · principal | Sold out | 2,600,000 | $5.9Mbefore exit |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Reduce -6.2% | 4,829,000 | $5.8M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Add +0.7% | 5,779,000 | $5.3M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Reduce -9.3% | 6,022,000 | $5.2M |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Add +13.4% | 238,399 | $5.2M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Reduce -10.7% | 5,786,000 | $5.2M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -36.4% | 4,099,000 | $4.6M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +1.6% | 4,568,000 | $4.4M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -8.4% | 4,500,000 | $4.3M |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | Add +3.1% | 140,500 | $4.2M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -53.1% | 3,302,000 | $4.1M |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Reduce -8.4% | 4,383,000 | $3.9M |
| CARNIVAL CORP (CCL 5.75 10/01/24) | BOND · principal | Sold out | 1,945,000 | $3.7Mbefore exit |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | Sold out | 2,853,000 | $3.7Mbefore exit |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Sold out | 2,318,000 | $3.5Mbefore exit |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Sold out | 3,356,000 | $3.4Mbefore exit |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | New | 3,285,000 | $3.3M |
| SPLUNK INC (SPLK 1.125 09/15/25) | NOTE 1.125% 9/1 · principal | Sold out | 2,891,000 | $3.2Mbefore exit |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +63.2% | 3,528,000 | $3.2M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +46.3% | 3,212,000 | $3.0M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -28.8% | 2,793,000 | $3.0M |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | Add +12271.4% | 2,598,000 | $3.0M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 2,389,000 | $2.9M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +48.4% | 2,631,000 | $2.8M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -15.3% | 2,804,000 | $2.8M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -36.0% | 964,000 | $2.7M |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +12.9% | 2,846,000 | $2.6M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Reduce -39.3% | 2,615,000 | $2.6M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -46.8% | 2,304,000 | $2.5M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Sold out | 2,229,000 | $2.5Mbefore exit |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Reduce -13.3% | 2,267,000 | $2.1M |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | Add +29.3% | 1,935,000 | $2.1M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Reduce -76.1% | 2,375,000 | $2.1M |
Showing the first 50 of 210.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,520 | $316.5B | EEM, NVDA, AAPL, MSFT, MU |
| Q1 2026 | 4,198 | $279.6B | EEM, NVDA, MSFT, AAPL, AMZN |
| Q4 2025 | 4,173 | $248.7B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q3 2025Amended | 4,401 | $267.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q2 2025Amended | 4,260 | $247.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q1 2025Amended | 4,307 | $219.7B | MSFT, AAPL, NVDA, AMZN, SPY |
| Q4 2024Amended | 4,239 | $201.9B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q3 2024Amended | 4,226 | $226.5B | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q2 2024Amended | 4,059 | $217.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024Amended | 4,030 | $221.1B | MSFT, AAPL, NVDA, AMZN, META |