Barclays PLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Barclays PLC reported 4,198 stock positions worth $279.6 billion. Its top holding was iShares MSCI Emerging Market (EEM) at 14.7% of the portfolio, followed by Nvidia (NVDA, 5.2%) and Microsoft (MSFT, 3.3%). Compared with Q4 2025, it opened 247 new positions, sold out of 221, added to 1,051 and reduced 2,740. The biggest buy was iShares MSCI Emerging Market (EEM, shares +44967%) and the biggest sale Tesla (TSLA, shares −23%).
- Most Recent 13F
- Q2 2026
- Location
- LONDON, X0
- CIK
- 0000312069
- Portfolio Value
- $279.6B (Q1 2026)
- SEC Filing
- 0000312069-26-000139 ↗ filed May 15, 2026
Holdings Value
Holdings 4,198 stocks · $279.6B
| EEM iShares MSCI Emerging Market | 14.71% | 724,315,551 | $41.1B | Add +44966.7% |
| NVDA Nvidia Corp. | 5.18% | 83,050,662 | $14.5B | Add +18.6% |
| MSFT Microsoft Corp. | 3.31% | 24,964,429 | $9.2B | Add +3.5% |
| AAPL Apple Inc. | 3.29% | 36,270,766 | $9.2B | Add +4.3% |
| AMZN Amazon.com Inc. | 2.31% | 31,000,069 | $6.5B | Reduce -11.0% |
| GOOGL Alphabet Inc. Class A | 2.11% | 20,476,578 | $5.9B | Reduce -8.0% |
| AVGO Broadcom Inc. | 1.80% | 16,274,836 | $5.0B | Reduce -6.7% |
| META Meta Platforms Inc. Class A | 1.56% | 7,630,294 | $4.4B | Reduce -4.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.52% | 6,532,151 | $4.2B | Add +32.3% |
| TSLA Tesla Inc. | 1.40% | 10,505,233 | $3.9B | Reduce -22.6% |
| GOOG Alphabet Inc. Class C | 1.38% | 13,485,774 | $3.9B | Add +6.6% |
| JPM JPMorgan Chase & Co. | 1.31% | 12,411,127 | $3.7B | Add +27.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.06% | 6,181,244 | $3.0B | Reduce -11.0% |
| MU Micron Technology Inc. | 0.94% | 7,774,892 | $2.6B | Reduce -10.4% |
| V Visa Inc. Class A | 0.92% | 8,505,889 | $2.6B | Reduce -8.4% |
| AMD Advanced Micro Devices | 0.83% | 11,465,537 | $2.3B | Reduce -10.1% |
| WMT Walmart Inc. | 0.74% | 16,599,102 | $2.1B | Add +135.0% |
| JNJ Johnson & Johnson | 0.59% | 6,786,107 | $1.7B | Add +52.3% |
| NFLX Netflix Inc. | 0.58% | 16,809,651 | $1.6B | Reduce -27.1% |
| AMAT Applied Materials Inc. | 0.53% | 4,339,735 | $1.5B | Reduce -14.1% |
| LLY Eli Lilly & Co. | 0.51% | 1,563,625 | $1.4B | Add +11.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.50% | 28,705,101 | $1.4B | Add +35.3% |
| TMUS T-Mobile US Inc. | 0.50% | 6,610,449 | $1.4B | Add +111.7% |
| INTC Intel Corp. | 0.50% | 31,364,093 | $1.4B | Add +3.2% |
| AEP American Electric Power | 0.49% | 10,367,590 | $1.4B | Reduce -2.4% |
| MA Mastercard Inc. Class A | 0.46% | 2,587,418 | $1.3B | Reduce -7.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.46% | 3,794,287 | $1.3B | Add +21.5% |
| CAT Caterpillar Inc. | 0.44% | 1,747,581 | $1.2B | Add +52.3% |
| PLTR Palantir Technologies Inc. Class A | 0.44% | 8,456,497 | $1.2B | Reduce -30.9% |
| XOM Exxon Mobil Corp. | 0.44% | 7,215,980 | $1.2B | Add +8.3% |
| ABBV Abbvie Inc. | 0.43% | 5,571,610 | $1.2B | Add +15.1% |
| LRCX Lam Research Corp. | 0.43% | 5,665,732 | $1.2B | Reduce -18.8% |
| ORCL Oracle Corp. | 0.43% | 8,131,987 | $1.2B | Add +28.5% |
| IWM iShares Russell 2000 ETF | 0.41% | 4,676,775 | $1.2B | Add +32.4% |
| HON Honeywell International Inc. | 0.41% | 5,107,552 | $1.2B | Reduce -14.4% |
| GS Goldman Sachs Group Inc. | 0.40% | 1,314,773 | $1.1B | Reduce -11.0% |
| AZN Astrazeneca PLC | 0.39% | 5,491,992 | $1.1B | Add +300.1% |
| COST Costco Wholesale Corp. | 0.38% | 1,067,012 | $1.1B | Reduce -25.1% |
| QCOM Qualcomm Inc. | 0.34% | 7,483,790 | $963.8M | Add +31.0% |
| LIN Linde PLC | 0.34% | 1,906,650 | $945.2M | Reduce -8.8% |
| ADI Analog Devices Inc. | 0.33% | 2,935,203 | $933.8M | Reduce -20.5% |
| MRK Merck & Co. Inc. | 0.33% | 7,557,518 | $909.1M | Add +58.3% |
| TMO Thermo Fisher Scientific Inc. | 0.32% | 1,844,083 | $906.4M | Add +10.4% |
| VLO Valero Energy Corp. | 0.31% | 3,561,387 | $879.9M | Reduce -4.7% |
| MS Morgan Stanley | 0.31% | 5,213,854 | $858.0M | Add +44.9% |
| GLD SPDR Gold Shares | 0.30% | 1,970,473 | $847.9M | Add +108.8% |
| CSCO Cisco Systems Inc. | 0.30% | 10,917,805 | $847.1M | Reduce -24.3% |
| KO The Coca-Cola Co. | 0.29% | 10,739,550 | $816.7M | Add +58.1% |
| HD Home Depot Inc. | 0.29% | 2,481,540 | $816.2M | Reduce -26.1% |
| KLAC KLA Corp. | 0.29% | 553,215 | $814.6M | Reduce -19.4% |
| COP Conocophillips | 0.28% | 5,887,582 | $777.2M | Add +85.8% |
| PEP Pepsico Inc. | 0.28% | 4,995,316 | $775.7M | Add +31.4% |
| UNH Unitedhealth Group Inc. | 0.27% | 2,817,725 | $762.4M | Reduce -13.9% |
| PM Philip Morris International | 0.27% | 4,607,041 | $761.7M | Add +25.4% |
| WBD Warner Bros Discovery Inc. | 0.27% | 27,580,875 | $757.4M | Add +95.4% |
| VOO Vanguard S&P 500 ETF | 0.27% | 1,258,559 | $752.1M | Add +2169.8% |
| CVX Chevron Corp. | 0.27% | 3,622,624 | $749.5M | Add +20.9% |
| TXN Texas Instruments Inc. | 0.27% | 3,843,468 | $746.2M | Reduce -25.5% |
| GILD Gilead Sciences Inc. | 0.26% | 5,282,196 | $736.2M | Reduce -42.0% |
| ISRG Intuitive Surgical Inc. | 0.26% | 1,592,310 | $734.0M | Reduce -28.8% |
| AXP American Express Co. | 0.25% | 2,321,698 | $702.3M | Add +16.1% |
| MCD McDonald's Corp. | 0.25% | 2,254,342 | $700.6M | Reduce -30.1% |
| NOW ServiceNow Inc. | 0.25% | 6,666,504 | $697.0M | Add +25.6% |
| INTU Intuit Inc. | 0.25% | 1,606,315 | $694.5M | Add +3.8% |
| PG The Procter & Gamble Co. | 0.25% | 4,787,039 | $691.4M | Add +22.3% |
| GE General Electric filed as GE AEROSPACE | 0.25% | 2,414,649 | $685.2M | Reduce -10.2% |
| GEV GE Vernova Inc. | 0.23% | 733,132 | $640.0M | Add +51.6% |
| APH Amphenol Corp. Class A | 0.23% | 5,027,734 | $635.3M | Reduce -1.6% |
| MCHP Microchip Technology Inc. | 0.23% | 9,807,670 | $633.7M | Reduce -29.9% |
| WM Waste Management Inc. | 0.22% | 2,723,198 | $625.8M | Add +34.0% |
| MCK McKesson Corp. | 0.22% | 712,800 | $616.8M | Add +159.1% |
| CRM Salesforce Inc. | 0.22% | 3,293,293 | $614.8M | Add +9.3% |
| PANW Palo Alto Networks Inc. | 0.22% | 3,819,286 | $612.3M | Reduce -6.8% |
| WFC Wells Fargo & Co. | 0.22% | 7,679,353 | $611.4M | Add +0.7% |
| MPWR Monolithic Power Systems Inc. | 0.22% | 555,808 | $607.7M | Reduce -8.1% |
| HCA HCA Healthcare Inc. | 0.21% | 1,248,315 | $590.8M | Reduce -5.6% |
| CRH CRH PLC | 0.21% | 5,561,189 | $584.6M | Reduce -3.2% |
| COF Capital One Financial Corp. | 0.20% | 3,140,379 | $572.9M | Add +95.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.20% | 2,341,254 | $567.5M | Reduce -15.4% |
| RTX RTX Corp. | 0.20% | 2,909,292 | $561.2M | Reduce -2.3% |
| PGR Progressive Corp. | 0.20% | 2,828,624 | $560.7M | Add +50.8% |
| MRVL Marvell Technology Inc. | 0.19% | 5,491,657 | $543.9M | Add +7.3% |
| ADBE Adobe Inc. | 0.19% | 2,217,574 | $539.0M | Reduce -7.9% |
| AMGN Amgen Inc. | 0.19% | 1,529,613 | $538.2M | Reduce -20.4% |
| C Citigroup Inc. | 0.19% | 4,705,855 | $533.7M | Add +6.7% |
| BKNG Booking Holdings Inc. | 0.19% | 126,294 | $531.7M | Add +15.9% |
| SNPS Synopsys Inc. | 0.19% | 1,316,661 | $522.0M | Add +50.9% |
| BLK BlackRock Inc. | 0.19% | 540,701 | $520.0M | Add +43.5% |
| SU Suncor Energy Inc. | 0.19% | 7,832,170 | $517.8M | Reduce -0.9% |
| PPL PPL Corp. | 0.18% | 13,385,498 | $511.3M | Add +174.6% |
| VZ Verizon Communications Inc. | 0.18% | 10,044,871 | $504.3M | Reduce -9.1% |
| ADP Automatic Data Processing | 0.18% | 2,423,330 | $492.4M | Add +8.7% |
| MASI Masimo Corp. | 0.17% | 2,743,985 | $488.1M | Add +4602.0% |
| PH Parker Hannifin Corp. | 0.17% | 541,342 | $484.6M | Reduce -17.3% |
| SHW The Sherwin-Williams Co. | 0.16% | 1,429,270 | $458.2M | Reduce -7.5% |
| LMT Lockheed Martin Corp. | 0.16% | 756,093 | $457.0M | Add +97.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.16% | 788,975 | $455.4M | Reduce -33.8% |
| NWSA News Corp. Class A | 0.16% | 18,169,442 | $453.0M | Add +96.9% |
| FER Ferrovial NV | 0.16% | 6,908,756 | $449.4M | Reduce -11.5% |
| T AT&T Inc. | 0.16% | 15,330,679 | $444.4M | Add +0.3% |
Options reported separately and not counted above: SPY puts ($25.2B), MSFT calls ($23.1B), QQQ calls ($8.7B), IWM puts ($7.7B), QQQ puts ($7.4B), SPY calls ($3.4B), HYG puts ($3.4B), IWM calls ($2.8B), RSP calls ($1.9B), RSP puts ($1.7B), AMZN calls ($1.6B), NVDA puts ($1.6B), and 670 more.
Other holdings (128): bonds, preferreds, convertibles and warrants · $232.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 551,138 | $24.8M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 361,148 | $23.3M | Add +139.4% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 326,989 | $21.2M | Reduce -25.9% |
| NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) | NOTE 3.000% 3/0 · principal | 9,234,000 | $12.8M | Add +275.5% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 9,997,000 | $12.0M | Reduce -12.6% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 4,476,000 | $10.8M | Reduce -7.2% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 146,198 | $10.5M | Add +31.6% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 109,108 | $6.4M | Add +26.4% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 107,366 | $6.0M | Add +17.1% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 6,219,000 | $5.9M | Reduce -10.1% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 5,959,000 | $5.8M | Add +25.0% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 3,690,000 | $5.5M | Add +1632.4% |
| LYFT INC (LYFT 0.625 03/01/29) | NOTE 0.625% 3/0 · principal | 5,167,000 | $5.2M | Reduce -14.8% |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 85,315 | $4.7M | Add +205.8% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 3,702,000 | $4.5M | Add +7304.0% |
| RACE Ferrari NV | COM · principal | 1,200,000 | $4.1M | New |
| NEXTERA ENERGY INC (NEE 7.375 02/15/29) | UNIT 02/15/2029 | 76,695 | $3.9M | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 3,683,000 | $3.8M | Reduce -29.1% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 3,560,000 | $3.7M | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 3,574,000 | $3.6M | Reduce -68.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 2,822,000 | $3.2M | Add +1385.3% |
| PPL CORPORATION (PPL 7 02/15/29) | UNIT 02/15/2029 | 61,324 | $3.1M | New |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 1,942,000 | $2.7M | New |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 1,829,000 | $2.7M | Add +34.8% |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | 1,608,000 | $2.7M | New |
| BABA Alibaba Group Holding-SP ADR | SPONSORED ADS · principal | 2,000,000 | $2.5M | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 1,558,000 | $2.4M | Add +0.1% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 44,579 | $2.3M | Reduce -33.8% |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 1,928,000 | $2.1M | Reduce -74.6% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 1,939,000 | $1.9M | Add +190.3% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 32,419 | $1.8M | Add +3584.0% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 1,091,000 | $1.7M | Reduce -65.2% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 989,000 | $1.3M | Add +12.6% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 281,000 | $1.3M | Reduce -80.6% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 1,178,000 | $1.1M | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 975 | $1.1M | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1,115,000 | $1.1M | Reduce -91.2% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 25,499 | $1.1M | Add +0.4% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 860,000 | $1.0M | Reduce -71.0% |
| GUARDANT HEALTH INC (GH 1.25 02/15/31) | DEBT 1.250% 2/1 · principal | 546,000 | $893K | No change |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 690,000 | $890K | Reduce -85.5% |
| BRUKER CORP (BRKR 6.375 09/01/28) | 6.375 PREF SER A | 3,045 | $859K | New |
| SNAP INC (SNAP 0.5 05/01/30) | NOTE 0.500% 5/0 · principal | 1,048,000 | $836K | New |
| VERTEX INC (VERX 0.75 05/01/29) | NOTE 0.750% 5/0 · principal | 932,000 | $809K | Reduce -53.8% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 144,000 | $772K | Reduce -62.2% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 571,000 | $771K | Reduce -72.8% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 12,700,000 | $762K | Reduce -7.3% |
| SVIAW Procap Financial Inc. | *W EXP 12/05/203 | 2,718,015 | $761K | Add +23.4% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 602,000 | $564K | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 486,000 | $537K | Add +358.5% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 467,000 | $453K | Add +9.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 353,000 | $410K | Reduce -73.9% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 220,000 | $386K | Add +83.3% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 375,000 | $374K | New |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 373,000 | $371K | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 86,692 | $335K | Reduce -0.0% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 186,000 | $320K | Add +1966.7% |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | 391,000 | $314K | New |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 250,000 | $314K | Add +61.3% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 7,028 | $283K | Reduce -89.3% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 287,000 | $277K | Add +403.5% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 214,000 | $252K | Add +54.0% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 86,000 | $226K | No change |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 09/25/203 | 200,000 | $216K | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 233,000 | $211K | Reduce -3.7% |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 215,000 | $209K | Add +1553.8% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 221,000 | $209K | Add +784.0% |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 600,000 | $198K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 202,000 | $197K | Add +4950.0% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 202,000 | $186K | Add +42.3% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 193,000 | $183K | Add +2657.1% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 181,000 | $180K | No change |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 191,000 | $178K | Reduce -80.7% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 178,000 | $167K | Reduce -96.0% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 170,000 | $153K | No change |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 160,000 | $153K | Reduce -55.1% |
| STRATEGY INC (MSTR 0 12/01/29) | NOTE 12/0 · principal | 180,000 | $150K | Reduce -20.0% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 147,000 | $144K | Reduce -93.3% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 1,000 | $142K | Reduce -97.0% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 94,000 | $137K | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 126,000 | $135K | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 106,000 | $96K | New |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 73,000 | $95K | Add +170.4% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 76,000 | $82K | Reduce -98.4% |
| PAGERDUTY INC. (PD 1.5 10/15/28 *) | NOTE 1.500%10/1 · principal | 80,000 | $72K | Add +19.4% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 73,000 | $66K | Reduce -98.9% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 53,000 | $62K | Add +231.3% |
| KOSMOS ENERGY LTD (KOS 3.125 03/15/30) | NOTE 3.125% 3/1 · principal | 56,000 | $56K | Reduce -24.3% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 48,000 | $56K | New |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 55,000 | $51K | New |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 42,000 | $38K | Reduce -44.7% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 32,000 | $38K | Reduce -91.8% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 27,000 | $31K | Add +17.4% |
| FIVE9 INC (FIVN 1 03/15/29) | NOTE 1.000% 3/1 · principal | 32,000 | $28K | Add +220.0% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 1,605 | $26K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 405,000 | $24K | Reduce -90.9% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 614 | $22K | Reduce -98.2% |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 244,323 | $22K | Add +37.2% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 21,000 | $20K | No change |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 15,000 | $18K | Reduce -82.8% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 17,000 | $17K | Add +6.3% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 17,000 | $14K | Reduce -91.4% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 13,000 | $13K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 5,311 | $12K | Add +0.0% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 10,000 | $12K | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 10,000 | $9K | No change |
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | 1,000 | $6K | Reduce -99.9% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 1,000 | $4K | No change |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 4,000 | $4K | Reduce -69.2% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 4,000 | $4K | Reduce -97.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 4,000 | $3K | New |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 2,000 | $3K | Reduce -97.8% |
| PSNYW Polestar Auto Class C-1 ADS | ADS CL C-1 | 520 | $3K | No change |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 711 | $3K | Reduce -99.8% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 2,000 | $2K | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,000 | $1K | Reduce -50.0% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 541 | $327 | Add +2.7% |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 02/14/203 | 8,750 | $145 | Reduce -97.5% |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 541 | $133 | Reduce -24.6% |
| TGE.WS Generation Essentials - 30 | *W EXP 02/15/202 | 685 | $130 | No change |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 541 | $127 | Add +2.7% |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | 390 | $61 | No change |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 24,900 | $50 | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 500 | $36 | No change |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | 8,333 | $17 | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 500 | $6 | No change |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 6 | $3 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 238 | $1 | No change |
Total filed on the 13F, all lines: $279.8B.
Portfolio Sells Q4 2025 → Q1 2026
| TSLA Tesla Inc. | Reduce -22.6% | 1.40% | −1.06 |
| AMZN Amazon.com Inc. | Reduce -11.0% | 2.31% | −0.92 |
| GOOGL Alphabet Inc. Class A | Reduce -8.0% | 2.11% | −0.69 |
| AVGO Broadcom Inc. | Reduce -6.7% | 1.80% | −0.63 |
| META Meta Platforms Inc. Class A | Reduce -4.4% | 1.56% | −0.56 |
| PLTR Palantir Technologies Inc. Class A | Reduce -30.9% | 0.44% | −0.43 |
| V Visa Inc. Class A | Reduce -8.4% | 0.92% | −0.39 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -11.0% | 1.06% | −0.34 |
| NFLX Netflix Inc. | Reduce -27.1% | 0.58% | −0.29 |
| GPN Global Payments Inc. | Reduce -90.8% | 0.02% | −0.27 |
| AMD Advanced Micro Devices | Reduce -10.1% | 0.83% | −0.26 |
| XEL Xcel Energy Inc. | Reduce -86.1% | 0.04% | −0.26 |
| ISRG Intuitive Surgical Inc. | Reduce -28.8% | 0.26% | −0.25 |
| KVUE Kenvue Inc. | Reduce -88.3% | 0.02% | −0.20 |
| GILD Gilead Sciences Inc. | Reduce -42.0% | 0.26% | −0.19 |
| GPC Genuine Parts Co. | Reduce -93.3% | 0.01% | −0.18 |
| MA Mastercard Inc. Class A | Reduce -7.9% | 0.46% | −0.18 |
| APP AppLovin Corp. Class A | Reduce -20.4% | 0.13% | −0.18 |
| XLP SS Consumer Staples Sel Sect | Reduce -60.8% | 0.10% | −0.17 |
| HD Home Depot Inc. | Reduce -26.1% | 0.29% | −0.17 |
| TLT iShares 20+ Year Treasury BD | Reduce -52.7% | 0.12% | −0.17 |
| UNH Unitedhealth Group Inc. | Reduce -13.9% | 0.27% | −0.16 |
| WDAY Workday Inc. Class A | Reduce -51.6% | 0.05% | −0.15 |
| ADBE Adobe Inc. | Reduce -7.9% | 0.19% | −0.15 |
| MCD McDonald's Corp. | Reduce -30.1% | 0.25% | −0.15 |
| CSCO Cisco Systems Inc. | Reduce -24.3% | 0.30% | −0.14 |
| SPOT Spotify Technology SA | Reduce -49.6% | 0.08% | −0.14 |
| MCHP Microchip Technology Inc. | Reduce -29.9% | 0.23% | −0.13 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -33.8% | 0.16% | −0.13 |
| IBM Intl Business Machines Corp. | Reduce -15.4% | 0.20% | −0.13 |
| MCO Moody's Corp. | Reduce -38.3% | 0.11% | −0.13 |
| ABNB Airbnb Inc. Class A | Reduce -59.4% | 0.06% | −0.12 |
| GS Goldman Sachs Group Inc. | Reduce -11.0% | 0.40% | −0.12 |
| HOOD Robinhood Markets Inc. Class A | Reduce -23.4% | 0.09% | −0.12 |
| XLC SS Comm Select Sector SPDR | Reduce -47.6% | 0.09% | −0.12 |
| COST Costco Wholesale Corp. | Reduce -25.1% | 0.38% | −0.11 |
| STLA Stellantis NV | Reduce -54.7% | 0.04% | −0.11 |
| MBB iShares MBS ETF | Reduce -56.5% | 0.07% | −0.10 |
| RSP Invesco S&P 500 Equal Weight | Reduce -77.0% | 0.02% | −0.09 |
| CYBR Cyberark Software Ltd./Israel | Sold out | 0.00% | −0.09 |
| TXN Texas Instruments Inc. | Reduce -25.5% | 0.27% | −0.09 |
| USB US Bancorp | Reduce -32.6% | 0.13% | −0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -18.2% | 0.14% | −0.09 |
| GE General Electric | Reduce -10.2% | 0.25% | −0.09 |
| IYR iShares US Real Estate ETF | Reduce -29.7% | 0.15% | −0.09 |
| XLY SS Consumer Disc Select Sect | Reduce -34.8% | 0.10% | −0.09 |
| PANW Palo Alto Networks Inc. | Reduce -6.8% | 0.22% | −0.08 |
| DASH DoorDash Inc. Class A | Reduce -35.8% | 0.05% | −0.08 |
| FISV Fiserv Inc. | Reduce -65.8% | 0.03% | −0.08 |
| BDX Becton Dickinson and Co. | Reduce -50.4% | 0.04% | −0.08 |
Portfolio Buys Q4 2025 → Q1 2026
| EEM iShares MSCI Emerging Market | Add +44966.7% | 14.71% | +14.68 |
| WMT Walmart Inc. | Add +135.0% | 0.74% | +0.42 |
| AZN Astrazeneca PLC | Add +300.1% | 0.39% | +0.29 |
| VOO Vanguard S&P 500 ETF | Add +2169.8% | 0.27% | +0.26 |
| TMUS T-Mobile US Inc. | Add +111.7% | 0.50% | +0.24 |
| JNJ Johnson & Johnson | Add +52.3% | 0.59% | +0.22 |
| CAT Caterpillar Inc. | Add +52.3% | 0.44% | +0.18 |
| MASI Masimo Corp. | Add +4602.0% | 0.17% | +0.17 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +32.3% | 1.52% | +0.17 |
| COP Conocophillips | Add +85.8% | 0.28% | +0.16 |
| GLD SPDR Gold Shares | Add +108.8% | 0.30% | +0.15 |
| MCK McKesson Corp. | Add +159.1% | 0.22% | +0.13 |
| MRK Merck & Co. Inc. | Add +58.3% | 0.33% | +0.12 |
| XOM Exxon Mobil Corp. | Add +8.3% | 0.44% | +0.12 |
| PPL PPL Corp. | Add +174.6% | 0.18% | +0.11 |
| WBD Warner Bros Discovery Inc. | Add +95.4% | 0.27% | +0.11 |
| GEV GE Vernova Inc. | Add +51.6% | 0.23% | +0.10 |
| NRG NRG Energy Inc. | Add +434.2% | 0.13% | +0.10 |
| KO The Coca-Cola Co. | Add +58.1% | 0.29% | +0.10 |
| BNS Bank of Nova Scotia | Add +406.3% | 0.12% | +0.09 |
| LITE Lumentum Holdings Inc. | Add +80.6% | 0.14% | +0.09 |
| LMT Lockheed Martin Corp. | Add +97.2% | 0.16% | +0.09 |
| NCLH Norwegian Cruise Line Holdin | Add +861.1% | 0.10% | +0.09 |
| CVX Chevron Corp. | Add +20.9% | 0.27% | +0.08 |
| TSM Taiwan Semiconductor-SP ADR | Add +21.5% | 0.46% | +0.08 |
| BMO Bank of Montreal | Add +5376.4% | 0.08% | +0.07 |
| SNDK Sandisk Corp. | Add +50.0% | 0.10% | +0.07 |
| GLW Corning Inc. | Add +73.7% | 0.12% | +0.07 |
| VXX Ipath Series B S&P 500 Vix | Add +345.2% | 0.08% | +0.07 |
| FCX Freeport-McMoran Inc. | Add +91.7% | 0.13% | +0.07 |
| CMS CMS Energy Corp. | Add +368.8% | 0.08% | +0.07 |
| IWM iShares Russell 2000 ETF | Add +32.4% | 0.41% | +0.07 |
| NWSA News Corp. Class A | Add +96.9% | 0.16% | +0.07 |
| PEP Pepsico Inc. | Add +31.4% | 0.28% | +0.06 |
| EFA iShares MSCI Eafe ETF | Add +339.0% | 0.08% | +0.06 |
| IAG Iamgold Corp. | Add +2096.7% | 0.06% | +0.06 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +165.0% | 0.10% | +0.05 |
| AAUC Allied Gold Corp. | Add +4387.5% | 0.05% | +0.05 |
| ET Energy Transfer LP | Add +301.4% | 0.07% | +0.05 |
| MS Morgan Stanley | Add +44.9% | 0.31% | +0.05 |
| COF Capital One Financial Corp. | Add +95.7% | 0.20% | +0.05 |
| DTE DTE Energy Company | Add +99.9% | 0.09% | +0.05 |
| OXY Occidental Petroleum Corp. | Add +49.6% | 0.09% | +0.05 |
| INTC Intel Corp. | Add +3.2% | 0.50% | +0.04 |
| WM Waste Management Inc. | Add +34.0% | 0.22% | +0.04 |
| ECHO Echostar Corp. Class A | Add +188.9% | 0.07% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +27.3% | 1.31% | +0.04 |
| XLV SS Health Care Select Sector | Add +102.9% | 0.10% | +0.04 |
| SHOP Shopify Inc. Class A | Add +108.0% | 0.15% | +0.04 |
| AL Sumisho Air Lease Corp. | Add +4077.7% | 0.04% | +0.04 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -57.8% | 38,701,500 | $25.2B |
| MSFT Microsoft Corp. | call | Add +1765.2% | 62,300,800 | $23.1B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +32.6% | 15,132,800 | $8.7B |
| IWM iShares Russell 2000 ETF | put | Add +4.2% | 30,980,000 | $7.7B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -33.3% | 12,904,100 | $7.4B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -50.3% | 5,201,500 | $3.4B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -16.5% | 42,186,200 | $3.4B |
| IWM iShares Russell 2000 ETF | call | Reduce -14.9% | 11,475,100 | $2.8B |
| RSP Invesco S&P 500 Equal Weight | call | Add +1050.4% | 10,017,500 | $1.9B |
| RSP Invesco S&P 500 Equal Weight | put | Add +2214.7% | 8,814,300 | $1.7B |
| AMZN Amazon.com Inc. | call | Add +182.2% | 7,864,100 | $1.6B |
| NVDA Nvidia Corp. | put | Reduce -33.8% | 9,331,200 | $1.6B |
| META Meta Platforms Inc. Class A | put | Add +11.4% | 2,459,300 | $1.4B |
| META Meta Platforms Inc. Class A | call | Add +59.6% | 2,327,900 | $1.3B |
| MSFT Microsoft Corp. | put | Add +6.3% | 3,452,900 | $1.3B |
| TLT iShares 20+ Year Treasury BD | put | Add +42.3% | 13,000,700 | $1.1B |
| GOOGL Alphabet Inc. Class A | put | Reduce -56.0% | 3,820,500 | $1.1B |
| XLE SS Energy Select Sector | put | Reduce -17.3% | 17,660,000 | $1.1B |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Add +485.2% | 9,450,000 | $1.0B |
| NVDA Nvidia Corp. | call | Reduce -5.2% | 5,827,900 | $1.0B |
| GOOGL Alphabet Inc. Class A | call | Reduce -35.4% | 3,431,500 | $986.8M |
| AVGO Broadcom Inc. | put | Add +49.7% | 3,081,200 | $953.7M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -6.7% | 10,326,900 | $895.2M |
| FEZ State Street SPDR Euro Stoxx | call | New | 13,950,000 | $866.0M |
| AAPL Apple Inc. | put | Reduce -30.4% | 3,207,500 | $814.0M |
| TSLA Tesla Inc. | put | Reduce -67.0% | 2,101,300 | $781.2M |
| MU Micron Technology Inc. | put | Add +99.6% | 2,016,800 | $681.4M |
| AMD Advanced Micro Devices | put | Reduce -13.4% | 3,248,400 | $660.8M |
| JPM JPMorgan Chase & Co. | put | Add +53.4% | 2,245,100 | $660.4M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +495.0% | 8,280,000 | $658.8M |
| PEP Pepsico Inc. | call | Add +624.6% | 4,174,700 | $648.3M |
| AMZN Amazon.com Inc. | put | Reduce -40.1% | 3,101,200 | $645.9M |
| EEM iShares MSCI Emerging Market | call | Add +109.3% | 11,302,400 | $641.9M |
| EEM iShares MSCI Emerging Market | put | Add +146.4% | 10,918,000 | $620.0M |
| ARM Arm Holdings PLC-ADR | put | Reduce -2.8% | 3,769,900 | $570.3M |
| LLY Eli Lilly & Co. | put | Add +22.7% | 584,100 | $537.2M |
| TSM Taiwan Semiconductor-SP ADR | put | Reduce -60.2% | 1,582,600 | $534.8M |
| AAPL Apple Inc. | call | Reduce -29.2% | 2,105,800 | $534.4M |
| MRK Merck & Co. Inc. | call | Sold out | 4,722,100 | $497.0Mbefore exit |
| EWY iShares MSCI South Korea ETF | call | New | 3,900,000 | $479.7M |
| WMT Walmart Inc. | call | Add +3552000.0% | 3,552,100 | $441.5M |
| TSLA Tesla Inc. | call | Add +165.8% | 1,156,200 | $429.8M |
| XLF SS Financial Select Sector | put | Add +33.9% | 8,372,800 | $413.4M |
| FXI iShares China Large-Cap ETF | call | Add +79.8% | 10,567,500 | $379.4M |
| CAT Caterpillar Inc. | put | Add +205.3% | 531,600 | $376.6M |
| GDX Vaneck Gold Miners ETF | put | Reduce -36.2% | 3,843,500 | $352.7M |
| ORCL Oracle Corp. | call | Add +4.7% | 2,372,300 | $349.0M |
| BABA Alibaba Group Holding-SP ADR | put | Add +138.7% | 2,675,800 | $335.7M |
| CDNS Cadence Design SYS Inc. | call | Add +423.5% | 1,206,600 | $335.3M |
| WMT Walmart Inc. | put | Add +112.6% | 2,509,200 | $311.8M |
Showing the first 50 of 965.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 12,202,000 | $25.3Mbefore exit |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 551,138 | $24.8M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +139.4% | 361,148 | $23.3M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Reduce -25.9% | 326,989 | $21.2M |
| NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) | NOTE 3.000% 3/0 · principal | Add +275.5% | 9,234,000 | $12.8M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | Reduce -12.6% | 9,997,000 | $12.0M |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | Reduce -7.2% | 4,476,000 | $10.8M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +31.6% | 146,198 | $10.5M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 6,183,000 | $6.4Mbefore exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +26.4% | 109,108 | $6.4M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Sold out | 5,360,000 | $6.1Mbefore exit |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +17.1% | 107,366 | $6.0M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Reduce -10.1% | 6,219,000 | $5.9M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +25.0% | 5,959,000 | $5.8M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +1632.4% | 3,690,000 | $5.5M |
| LYFT INC (LYFT 0.625 03/01/29) | NOTE 0.625% 3/0 · principal | Reduce -14.8% | 5,167,000 | $5.2M |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | Add +205.8% | 85,315 | $4.7M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | Sold out | 1,013,000 | $4.6Mbefore exit |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +7304.0% | 3,702,000 | $4.5M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | Sold out | 781,000 | $4.2Mbefore exit |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | Sold out | 50,947 | $4.1Mbefore exit |
| RACE Ferrari NV | COM · principal | New | 1,200,000 | $4.1M |
| NEXTERA ENERGY INC (NEE 7.375 02/15/29) | UNIT 02/15/2029 | New | 76,695 | $3.9M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -29.1% | 3,683,000 | $3.8M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 3,750,000 | $3.7Mbefore exit |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | New | 3,560,000 | $3.7M |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | Reduce -68.8% | 3,574,000 | $3.6M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Add +1385.3% | 2,822,000 | $3.2M |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Sold out | 3,256,000 | $3.2Mbefore exit |
| PPL CORPORATION (PPL 7 02/15/29) | UNIT 02/15/2029 | New | 61,324 | $3.1M |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | New | 1,942,000 | $2.7M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Add +34.8% | 1,829,000 | $2.7M |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | New | 1,608,000 | $2.7M |
| BABA Alibaba Group Holding-SP ADR | SPONSORED ADS · principal | New | 2,000,000 | $2.5M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Add +0.1% | 1,558,000 | $2.4M |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | Reduce -33.8% | 44,579 | $2.3M |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | Reduce -74.6% | 1,928,000 | $2.1M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Add +190.3% | 1,939,000 | $1.9M |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Add +3584.0% | 32,419 | $1.8M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -65.2% | 1,091,000 | $1.7M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Sold out | 1,592,000 | $1.7Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 1,199,000 | $1.6Mbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Sold out | 401,000 | $1.5Mbefore exit |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | Add +12.6% | 989,000 | $1.3M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -80.6% | 281,000 | $1.3M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | New | 1,178,000 | $1.1M |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | Sold out | 1,046,000 | $1.1Mbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Sold out | 1,006,000 | $1.1Mbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 975 | $1.1M |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | Reduce -91.2% | 1,115,000 | $1.1M |
Showing the first 50 of 147.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,520 | $316.5B | EEM, NVDA, AAPL, MSFT, MU |
| Q1 2026 | 4,198 | $279.6B | EEM, NVDA, MSFT, AAPL, AMZN |
| Q4 2025 | 4,173 | $248.7B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q3 2025Amended | 4,401 | $267.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q2 2025Amended | 4,260 | $247.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q1 2025Amended | 4,307 | $219.7B | MSFT, AAPL, NVDA, AMZN, SPY |
| Q4 2024Amended | 4,239 | $201.9B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q3 2024Amended | 4,226 | $226.5B | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q2 2024Amended | 4,059 | $217.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024Amended | 4,030 | $221.1B | MSFT, AAPL, NVDA, AMZN, META |