Barclays PLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed March 19, 2026), Barclays PLC reported 4,239 stock positions worth $201.9 billion. Its top holding was Nvidia (NVDA) at 5.4% of the portfolio, followed by Microsoft (MSFT, 5.4%) and Apple (AAPL, 4.8%). Compared with Q3 2024, it opened 185 new positions, sold out of 174, added to 2,484 and reduced 1,302. The biggest buy was Honeywell International (HON, shares +461%) and the biggest sale Apple (AAPL, shares −33%).
- Most Recent 13F
- Q2 2026
- Location
- LONDON, X0
- CIK
- 0000312069
- Portfolio Value
- $201.9B (Q4 2024)
- SEC Filing
- 0000312069-26-000080 ↗ filed Mar 19, 2026
Holdings Value
Holdings 4,239 stocks · $201.9B
| NVDA Nvidia Corp. | 5.43% | 81,637,019 | $11.0B | Reduce -16.9% |
| MSFT Microsoft Corp. | 5.40% | 25,860,181 | $10.9B | Reduce -15.5% |
| AAPL Apple Inc. | 4.80% | 38,666,511 | $9.7B | Reduce -32.6% |
| AMZN Amazon.com Inc. | 3.87% | 35,648,487 | $7.8B | Add +5.0% |
| TSLA Tesla Inc. | 2.64% | 13,205,963 | $5.3B | Reduce -8.8% |
| HON Honeywell International Inc. | 2.41% | 21,562,047 | $4.9B | Add +461.4% |
| GOOGL Alphabet Inc. Class A | 1.80% | 19,248,896 | $3.6B | Reduce -35.3% |
| META Meta Platforms Inc. Class A | 1.79% | 6,176,988 | $3.6B | Reduce -6.6% |
| V Visa Inc. Class A | 1.71% | 10,931,480 | $3.5B | Add +20.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.60% | 7,123,987 | $3.2B | Reduce -7.6% |
| AVGO Broadcom Inc. | 1.48% | 12,924,525 | $3.0B | Reduce -26.0% |
| GOOG Alphabet Inc. Class C | 1.10% | 11,623,668 | $2.2B | Reduce -25.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.04% | 3,598,159 | $2.1B | Reduce -27.0% |
| UNH Unitedhealth Group Inc. | 0.98% | 3,907,791 | $2.0B | Add +21.7% |
| JPM JPMorgan Chase & Co. | 0.95% | 8,007,741 | $1.9B | Reduce -12.0% |
| AMD Advanced Micro Devices | 0.73% | 12,248,817 | $1.5B | Add +25.9% |
| ADBE Adobe Inc. | 0.66% | 2,995,330 | $1.3B | Add +10.4% |
| NFLX Netflix Inc. | 0.66% | 1,489,510 | $1.3B | Reduce -1.3% |
| COST Costco Wholesale Corp. | 0.65% | 1,435,813 | $1.3B | Add +15.7% |
| LIN Linde PLC | 0.60% | 2,909,009 | $1.2B | Add +8.5% |
| LLY Eli Lilly & Co. | 0.60% | 1,569,211 | $1.2B | Add +0.5% |
| NOW ServiceNow Inc. | 0.58% | 1,111,578 | $1.2B | Reduce -13.5% |
| CRM Salesforce Inc. | 0.56% | 3,388,361 | $1.1B | Reduce -4.6% |
| HD Home Depot Inc. | 0.54% | 2,796,089 | $1.1B | Add +19.3% |
| GS Goldman Sachs Group Inc. | 0.54% | 1,895,391 | $1.1B | Reduce -24.4% |
| MA Mastercard Inc. Class A | 0.52% | 2,001,081 | $1.1B | Reduce -27.6% |
| PG The Procter & Gamble Co. | 0.52% | 6,233,653 | $1.0B | Reduce -11.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.49% | 4,966,581 | $980.9M | Add +4.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.48% | 22,140,841 | $973.1M | Reduce -13.3% |
| MCD McDonald's Corp. | 0.47% | 3,266,097 | $946.8M | Reduce -18.3% |
| TXN Texas Instruments Inc. | 0.46% | 4,990,422 | $935.8M | Add +7.1% |
| INTU Intuit Inc. | 0.44% | 1,410,220 | $886.3M | Add +8.6% |
| CSCO Cisco Systems Inc. | 0.44% | 14,883,175 | $881.1M | Reduce -2.3% |
| PSX Phillips 66 | 0.42% | 7,380,915 | $840.9M | Add +5.5% |
| WMT Walmart Inc. | 0.40% | 8,847,929 | $799.4M | Reduce -27.3% |
| ISRG Intuitive Surgical Inc. | 0.39% | 1,499,462 | $782.7M | Add +8.3% |
| QCOM Qualcomm Inc. | 0.38% | 5,038,919 | $774.1M | Reduce -7.9% |
| IYR iShares US Real Estate ETF | 0.37% | 7,963,559 | $741.1M | Reduce -20.3% |
| XOM Exxon Mobil Corp. | 0.36% | 6,715,814 | $722.4M | Reduce -45.0% |
| SHW The Sherwin-Williams Co. | 0.35% | 2,073,533 | $704.9M | Add +41.5% |
| INTC Intel Corp. | 0.34% | 33,803,035 | $677.8M | Add +21.2% |
| TMUS T-Mobile US Inc. | 0.34% | 3,066,730 | $676.9M | Reduce -3.1% |
| TMO Thermo Fisher Scientific Inc. | 0.34% | 1,300,233 | $676.4M | Reduce -23.9% |
| JNJ Johnson & Johnson | 0.33% | 4,637,341 | $670.7M | Reduce -19.0% |
| PEP Pepsico Inc. | 0.33% | 4,387,445 | $667.2M | Reduce -7.7% |
| AXP American Express Co. | 0.33% | 2,236,814 | $663.9M | Add +3.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 3,007,513 | $661.1M | Reduce -34.5% |
| MRK Merck & Co. Inc. | 0.32% | 6,466,011 | $643.2M | Reduce -6.1% |
| XLP SS Consumer Staples Sel Sect | 0.30% | 7,761,735 | $610.1M | Reduce -24.5% |
| KO The Coca-Cola Co. | 0.30% | 9,720,712 | $605.2M | Reduce -8.1% |
| VLO Valero Energy Corp. | 0.29% | 4,700,072 | $576.2M | Add +7.4% |
| WFC Wells Fargo & Co. | 0.29% | 8,193,701 | $575.5M | Reduce -30.1% |
| KLAC KLA Corp. | 0.28% | 890,660 | $561.2M | Add +5.2% |
| FTNT Fortinet Inc. | 0.28% | 5,933,258 | $560.6M | Reduce -13.0% |
| SBUX Starbucks Corp. | 0.28% | 6,137,575 | $560.1M | Reduce -13.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.28% | 1,091,396 | $558.0M | Reduce -19.3% |
| FXI iShares China Large-Cap ETF | 0.28% | 18,296,999 | $557.0M | Add +113.4% |
| PANW Palo Alto Networks Inc. | 0.28% | 3,057,934 | $556.4M | Reduce -2.4% |
| DHR Danaher Corp. | 0.28% | 2,422,621 | $556.1M | Reduce -22.4% |
| AZO AutoZone Inc. | 0.27% | 170,216 | $545.0M | Add +81.5% |
| ADI Analog Devices Inc. | 0.26% | 2,512,694 | $533.8M | Reduce -21.1% |
| MRSH Marsh & McLennan Cos | 0.26% | 2,502,691 | $531.6M | Add +11.8% |
| IWM iShares Russell 2000 ETF | 0.26% | 2,367,668 | $523.2M | Add +167.0% |
| PLTR Palantir Technologies Inc. Class A | 0.26% | 6,869,473 | $519.5M | Add +19.5% |
| AMGN Amgen Inc. | 0.26% | 1,982,965 | $516.8M | Reduce -14.6% |
| ACN Accenture PLC Class A | 0.26% | 1,467,527 | $516.3M | Reduce -48.9% |
| SNPS Synopsys Inc. | 0.25% | 1,056,962 | $513.0M | Reduce -12.8% |
| ABBV Abbvie Inc. | 0.25% | 2,860,199 | $508.3M | Reduce -40.9% |
| CHTR Charter Communications Inc. Class A | 0.25% | 1,472,365 | $504.7M | Add +34.9% |
| AMAT Applied Materials Inc. | 0.25% | 3,086,620 | $502.0M | Reduce -6.7% |
| LRCX Lam Research Corp. | 0.25% | 6,942,222 | $501.4M | Add +4.7% |
| MU Micron Technology Inc. | 0.25% | 5,878,944 | $494.8M | Add +0.9% |
| XLC SS Comm Select Sector SPDR | 0.24% | 5,025,829 | $486.6M | Reduce -38.7% |
| BA The Boeing Co. | 0.24% | 2,746,363 | $486.1M | Reduce -24.1% |
| LBRDK Liberty Broadband-C | 0.24% | 6,475,977 | $484.1M | Reduce -6.1% |
| ADP Automatic Data Processing | 0.24% | 1,651,597 | $483.5M | Reduce -26.7% |
| BKNG Booking Holdings Inc. | 0.24% | 96,255 | $478.2M | Reduce -23.4% |
| CAT Caterpillar Inc. | 0.24% | 1,310,763 | $475.5M | Reduce -30.0% |
| CCI Crown Castle Inc. | 0.23% | 5,194,490 | $471.5M | Add +0.4% |
| CVX Chevron Corp. | 0.23% | 3,246,824 | $470.3M | Reduce -24.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.23% | 4,216,630 | $469.5M | Reduce -43.6% |
| COP Conocophillips | 0.23% | 4,725,170 | $468.6M | Add +4.0% |
| FERG Ferguson Enterprises Inc. | 0.23% | 2,678,880 | $465.0M | Add +208.8% |
| NEE Nextera Energy Inc. | 0.23% | 6,431,928 | $461.1M | Add +12.0% |
| XLF SS Financial Select Sector | 0.23% | 9,501,933 | $459.2M | Reduce -40.0% |
| LOGI Logitech International-Reg | 0.22% | 5,445,157 | $448.4M | Add +8.2% |
| PFE Pfizer Inc. | 0.22% | 16,880,409 | $447.8M | Reduce -37.7% |
| STLA Stellantis NV | 0.21% | 33,145,159 | $432.5M | Add +105.8% |
| CL Colgate-Palmolive Co. | 0.21% | 4,735,721 | $430.5M | Reduce -38.0% |
| CB Chubb Ltd. | 0.21% | 1,546,755 | $427.4M | Reduce -12.8% |
| XLB SS Materials Select Sector | 0.21% | 5,031,533 | $423.4M | Add +683.8% |
| GILD Gilead Sciences Inc. | 0.20% | 4,400,087 | $406.4M | Add +4.0% |
| MNST Monster Beverage Corp. | 0.20% | 7,627,338 | $400.9M | Reduce -9.1% |
| ORCL Oracle Corp. | 0.20% | 2,396,678 | $399.4M | Reduce -40.5% |
| CMCSA Comcast Corp. Class A | 0.20% | 10,640,558 | $399.3M | Reduce -22.3% |
| SPGI S&P Global Inc. | 0.20% | 795,978 | $396.4M | Reduce -9.1% |
| BSX Boston Scientific Corp. | 0.20% | 4,414,304 | $394.3M | Add +8.3% |
| ROP Roper Technologies Inc. | 0.19% | 746,734 | $388.2M | Reduce -1.9% |
| NRG NRG Energy Inc. | 0.19% | 4,261,845 | $384.5M | Add +250.3% |
| WM Waste Management Inc. | 0.19% | 1,904,924 | $384.4M | Reduce -21.7% |
Options reported separately and not counted above: SPY puts ($72.3B), QQQ puts ($10.7B), SPY calls ($7.7B), IWM puts ($7.2B), QQQ calls ($5.3B), IWM calls ($3.1B), TSLA puts ($2.7B), V puts ($2.2B), HYG puts ($2.2B), MSFT calls ($2.2B), GOOGL puts ($1.3B), AAPL puts ($1.0B), and 801 more.
Other holdings (201): bonds, preferreds, convertibles and warrants · $354.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 11,359,000 | $18.2M | Add +63.9% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 253,405 | $15.9M | Reduce -11.6% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 5,599,000 | $14.7M | Reduce -35.5% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 226,839 | $13.8M | New |
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | 2,366,067 | $13.6M | Reduce -51.2% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 130,376 | $11.3M | Reduce -58.6% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 9,031,000 | $10.9M | Reduce -2.0% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 9,253,000 | $9.6M | Add +1732.3% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 6,709,000 | $8.8M | Reduce -6.5% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 9,413,000 | $8.4M | Add +56.3% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 7,637,000 | $7.8M | Add +731.0% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 6,904,000 | $6.5M | Reduce -8.3% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 131,111 | $6.4M | Reduce -55.3% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 84,837 | $6.0M | Reduce -43.8% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 6,152,000 | $5.7M | Reduce -14.6% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 4,242,000 | $5.7M | Reduce -18.4% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 5,536,000 | $5.7M | Add +73.2% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 5,344,000 | $5.6M | Add +235.3% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 5,371,000 | $5.3M | Reduce -21.5% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 2,405,000 | $5.3M | Reduce -25.8% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 5,420,000 | $5.2M | Reduce -10.6% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 102,992 | $5.1M | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 4,135,000 | $4.9M | Add +23.3% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 4,759,000 | $4.6M | Add +3.3% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 3,666,000 | $4.4M | New |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 3,496,000 | $4.1M | Reduce -22.6% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 3,411,000 | $4.1M | Add +83.6% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 3,465,000 | $4.1M | Add +83.2% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 4,931,000 | $4.0M | Add +12.7% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 3,682,000 | $4.0M | Add +147.6% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 997,000 | $3.6M | Add +10977.8% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 3,044,000 | $3.5M | Add +17.5% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 2,819,000 | $3.4M | Reduce -68.1% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 3,087,675 | $3.3M | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 79,409 | $3.2M | Reduce -35.1% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 2,995,000 | $3.2M | Reduce -62.6% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 3,224,000 | $3.1M | Add +13333.3% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 68,001 | $3.1M | New |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 2,720,000 | $3.0M | Add +70.0% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 2,713,000 | $3.0M | New |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 1,276,000 | $2.8M | Reduce -33.2% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 1,817,000 | $2.5M | Add +700.4% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 1,812,000 | $2.4M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 2,138,000 | $2.2M | Add +134.9% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 1,736,000 | $2.2M | Add +4.3% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 1,855,000 | $2.2M | Add +1206.3% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 1,772,000 | $2.1M | Add +13530.8% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 1,947,000 | $2.1M | Reduce -62.1% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 33,015 | $2.1M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 1,998,000 | $2.0M | Add +277.0% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 2,008,000 | $2.0M | Add +0.3% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 972,000 | $2.0M | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 2,290,000 | $2.0M | Reduce -53.6% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 2,040,000 | $1.9M | Add +64.3% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 1,893,000 | $1.8M | Add +361.7% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 1,291,000 | $1.8M | Add +59.8% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 1,918,000 | $1.8M | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 1,822,000 | $1.7M | Reduce -40.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 1,773,000 | $1.7M | Add +890.5% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 1,707,000 | $1.7M | Add +115.5% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 1,866,000 | $1.7M | Add +614.9% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 1,604,000 | $1.6M | Reduce -57.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 1,555,000 | $1.6M | Reduce -54.0% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 984,000 | $1.5M | Reduce -37.0% |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 1,417,000 | $1.4M | New |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 24,618 | $1.4M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 1,206,000 | $1.3M | Add +39.6% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 646,000 | $1.3M | Add +6.6% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 2,015,000 | $1.2M | Reduce -59.8% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 1,297,000 | $1.2M | Add +14.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 1,108,000 | $1.1M | New |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 897,000 | $1.1M | Reduce -20.6% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 516,000 | $1.1M | Add +288.0% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 1,015,000 | $1.1M | Add +651.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 1,034,000 | $1.0M | Add +9.7% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 1,178,000 | $1.0M | Add +1194.5% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 1,049,000 | $1.0M | Add +196.3% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 909,000 | $1.0M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 834,000 | $976K | Reduce -52.4% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 993,000 | $954K | Reduce -41.9% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 327,000 | $952K | Add +5.1% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 867,000 | $916K | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 855,000 | $848K | Reduce -77.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 28,751 | $792K | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 872,000 | $784K | Add +305.6% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 889,000 | $778K | Reduce -61.9% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 1,000,000 | $765K | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 756,000 | $744K | New |
| SPIRIT AEROSYSTEMS INC (SPR 3.25 11/01/28) | NOTE 3.250%11/0 · principal | 545,000 | $741K | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 594,000 | $737K | Reduce -16.9% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 674,000 | $729K | Reduce -44.0% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 325,000 | $719K | Add +65.0% |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 62,809 | $718K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 756,000 | $707K | Add +182.1% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 863,000 | $706K | Add +241.1% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 504,000 | $673K | Add +1580.0% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 663,000 | $633K | Reduce -39.5% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 618,000 | $630K | Reduce -89.2% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 488,000 | $608K | Reduce -73.9% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 508 | $607K | New |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 211,000 | $541K | Add +145.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 581,000 | $540K | Reduce -69.2% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 503,000 | $537K | Add +31.7% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 514,000 | $537K | Reduce -64.1% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 306,000 | $478K | Reduce -88.9% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 491,000 | $472K | Add +41.9% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 482,000 | $418K | Add +1.7% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 373,000 | $396K | Reduce -66.5% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 50,000 | $396K | New |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | 328,000 | $336K | Add +6.2% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 362,000 | $326K | Reduce -80.6% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 291,000 | $325K | Reduce -84.8% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 366,000 | $316K | Reduce -90.1% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 268,000 | $264K | Reduce -42.6% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 292,000 | $263K | Add +126.4% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 273,000 | $253K | New |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 243,000 | $234K | Add +8.5% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 236,000 | $230K | New |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 166,000 | $224K | Add +24.8% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 240,000 | $221K | Add +158.1% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 699,000 | $217K | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 224,000 | $215K | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 219,000 | $212K | Reduce -94.2% |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 207,000 | $190K | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 180,000 | $178K | Reduce -41.4% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 175,000 | $162K | Reduce -91.4% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 174,000 | $162K | Reduce -68.3% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 33,000 | $153K | Reduce -94.9% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 961,000 | $148K | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 161,000 | $145K | Reduce -83.7% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 153,000 | $144K | Add +2960.0% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 111,000 | $137K | Add +98.2% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 138,000 | $137K | Reduce -72.4% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 141,000 | $134K | Add +7.6% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 286,000 | $133K | Reduce -61.7% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 153,000 | $133K | Reduce -96.6% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 75,000 | $132K | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 128,000 | $129K | Reduce -94.6% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 405,000 | $129K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 161,000 | $119K | New |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 141,000 | $116K | Add +93.2% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 104,000 | $106K | New |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 107,000 | $102K | No change |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 94,000 | $93K | Add +327.3% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 88,000 | $92K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 92,000 | $90K | Reduce -89.9% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 54,000 | $86K | Reduce -96.0% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 56,000 | $83K | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 63,000 | $80K | New |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 45,000 | $68K | Add +136.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 66,000 | $66K | Reduce -92.0% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 23,000 | $66K | No change |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 63,000 | $62K | Reduce -94.6% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 59,000 | $59K | Reduce -97.6% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 50,000 | $50K | No change |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 45,000 | $44K | No change |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 46,000 | $43K | New |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 32,000 | $40K | Reduce -77.5% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 36,000 | $34K | No change |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 34,000 | $33K | Add +6.3% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 29,000 | $29K | Add +222.2% |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 30,000 | $28K | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 21,000 | $25K | Reduce -97.3% |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 26,000 | $24K | No change |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 24,000 | $22K | No change |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 23,000 | $20K | Reduce -88.1% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 20,000 | $19K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 350,000 | $17K | No change |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | 250,012 | $16K | New |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 12,000 | $15K | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 15,000 | $15K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 42,000 | $13K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 5,310 | $11K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 1,616 | $11K | No change |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 7,000 | $10K | New |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 10,000 | $10K | No change |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 24,900 | $9K | New |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 250,000 | $9K | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 3,000 | $8K | Reduce -87.5% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 7,000 | $7K | Reduce -99.6% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 5,000 | $5K | Reduce -99.6% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 5,000 | $5K | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 4,000 | $4K | Reduce -99.9% |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 5,000 | $4K | No change |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | 390 | $4K | New |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 356 | $4K | Add +7.5% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,000 | $3K | No change |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 200,000 | $3K | No change |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 1,000 | $2K | Reduce -99.9% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 3,000 | $2K | No change |
| PETWQ Wag! Group Co. | *W EXP 07/30/202 | 170,301 | $2K | No change |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 1,000 | $2K | New |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 2,000 | $2K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 19,548 | $2K | No change |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 38,200 | $764 | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 500 | $383 | No change |
| NUVB.WS Nuvation Bio Inc. -CW27 | *W EXP 02/10/202 | 1,638 | $377 | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 500 | $20 | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 250 | $6 | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 100 | $5 | No change |
Largest 200 of 201 shown.
Total filed on the 13F, all lines: $202.2B.
Portfolio Sells Q3 2024 → Q4 2024
| AAPL Apple Inc. | Reduce -32.6% | 4.80% | −1.10 |
| MSFT Microsoft Corp. | Reduce -15.5% | 5.40% | −0.41 |
| FLUT Flutter Entertainment PLC-Di | Reduce -78.3% | 0.14% | −0.37 |
| GOOGL Alphabet Inc. Class A | Reduce -35.3% | 1.80% | −0.37 |
| XOM Exxon Mobil Corp. | Reduce -45.0% | 0.36% | −0.27 |
| TLT iShares 20+ Year Treasury BD | Reduce -82.6% | 0.05% | −0.22 |
| EEM iShares MSCI Emerging Market | Reduce -87.9% | 0.03% | −0.21 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -27.0% | 1.04% | −0.20 |
| LOW Lowe's Cos Inc. | Reduce -57.6% | 0.15% | −0.20 |
| ACN Accenture PLC Class A | Reduce -48.9% | 0.26% | −0.19 |
| AES AES Corp. | Reduce -92.9% | 0.01% | −0.18 |
| ABBV Abbvie Inc. | Reduce -40.9% | 0.25% | −0.17 |
| XLE SS Energy Select Sector | Reduce -73.2% | 0.06% | −0.14 |
| CL Colgate-Palmolive Co. | Reduce -38.0% | 0.21% | −0.14 |
| LMT Lockheed Martin Corp. | Reduce -45.7% | 0.14% | −0.14 |
| VZ Verizon Communications Inc. | Reduce -41.7% | 0.19% | −0.13 |
| TMO Thermo Fisher Scientific Inc. | Reduce -23.9% | 0.34% | −0.13 |
| LLYVK Liberty Media Corp.-Liberty-C | Reduce -79.6% | 0.05% | −0.13 |
| T AT&T Inc. | Reduce -53.4% | 0.15% | −0.12 |
| PFE Pfizer Inc. | Reduce -37.7% | 0.22% | −0.12 |
| MS Morgan Stanley | Reduce -58.6% | 0.16% | −0.12 |
| IBM Intl Business Machines Corp. | Reduce -34.5% | 0.33% | −0.12 |
| CTLT Catalent Inc. | Reduce -97.3% | 0.00% | −0.11 |
| DHR Danaher Corp. | Reduce -22.4% | 0.28% | −0.11 |
| ORCL Oracle Corp. | Reduce -40.5% | 0.20% | −0.10 |
| RTX RTX Corp. | Reduce -40.1% | 0.17% | −0.10 |
| GM General Motors Co. | Reduce -70.0% | 0.06% | −0.09 |
| XLF SS Financial Select Sector | Reduce -40.0% | 0.23% | −0.09 |
| IVV iShares Core S&P 500 ETF | Reduce -61.6% | 0.07% | −0.09 |
| CAT Caterpillar Inc. | Reduce -30.0% | 0.24% | −0.09 |
| EQIX Equinix Inc. | Reduce -64.7% | 0.06% | −0.09 |
| XLC SS Comm Select Sector SPDR | Reduce -38.7% | 0.24% | −0.09 |
| GE General Electric | Reduce -33.0% | 0.17% | −0.09 |
| DIS The Walt Disney Co. | Reduce -43.6% | 0.23% | −0.09 |
| IYR iShares US Real Estate ETF | Reduce -20.3% | 0.37% | −0.08 |
| MA Mastercard Inc. Class A | Reduce -27.6% | 0.52% | −0.08 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -81.3% | 0.02% | −0.08 |
| ABT Abbott Laboratories | Reduce -41.8% | 0.14% | −0.08 |
| JNJ Johnson & Johnson | Reduce -19.0% | 0.33% | −0.08 |
| CVS CVS Health Corp. | Reduce -37.4% | 0.08% | −0.08 |
| XLP SS Consumer Staples Sel Sect | Reduce -24.5% | 0.30% | −0.07 |
| AMGN Amgen Inc. | Reduce -14.6% | 0.26% | −0.07 |
| PLD Prologis Inc. | Reduce -45.5% | 0.08% | −0.07 |
| NKE Nike Inc. Class B | Reduce -27.3% | 0.17% | −0.07 |
| C Citigroup Inc. | Reduce -43.1% | 0.18% | −0.07 |
| ETSY Etsy Inc. | Reduce -47.3% | 0.09% | −0.07 |
| MCD McDonald's Corp. | Reduce -18.3% | 0.47% | −0.07 |
| UNP Union Pacific Corp. | Reduce -43.6% | 0.10% | −0.07 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.07 |
| EOG EOG Resources Inc. | Reduce -59.0% | 0.06% | −0.07 |
Portfolio Buys Q3 2024 → Q4 2024
| HON Honeywell International Inc. | Add +461.4% | 2.41% | +2.06 |
| AMZN Amazon.com Inc. | Add +5.0% | 3.87% | +1.08 |
| V Visa Inc. Class A | Add +20.1% | 1.71% | +0.61 |
| XLB SS Materials Select Sector | Add +683.8% | 0.21% | +0.18 |
| IWM iShares Russell 2000 ETF | Add +167.0% | 0.26% | +0.17 |
| COST Costco Wholesale Corp. | Add +15.7% | 0.65% | +0.17 |
| PLTR Palantir Technologies Inc. Class A | Add +19.5% | 0.26% | +0.16 |
| FXI iShares China Large-Cap ETF | Add +113.4% | 0.28% | +0.16 |
| FERG Ferguson Enterprises Inc. | Add +208.8% | 0.23% | +0.15 |
| UNH Unitedhealth Group Inc. | Add +21.7% | 0.98% | +0.15 |
| NRG NRG Energy Inc. | Add +250.3% | 0.19% | +0.14 |
| AZO AutoZone Inc. | Add +81.5% | 0.27% | +0.14 |
| TSM Taiwan Semiconductor-SP ADR | Add +4.7% | 0.49% | +0.12 |
| RACE Ferrari NV | Add +198.0% | 0.18% | +0.12 |
| HD Home Depot Inc. | Add +19.3% | 0.54% | +0.12 |
| STLA Stellantis NV | Add +105.8% | 0.21% | +0.11 |
| SHW The Sherwin-Williams Co. | Add +41.5% | 0.35% | +0.10 |
| UAL United Airlines Holdings Inc. | Add +194.0% | 0.12% | +0.10 |
| CHTR Charter Communications Inc. Class A | Add +34.9% | 0.25% | +0.09 |
| ISRG Intuitive Surgical Inc. | Add +8.3% | 0.39% | +0.09 |
| INTU Intuit Inc. | Add +8.6% | 0.44% | +0.08 |
| AXP American Express Co. | Add +3.5% | 0.33% | +0.07 |
| SU Suncor Energy Inc. | Add +45.4% | 0.19% | +0.07 |
| IBIT iShares Bitcoin Trust ETF | New | 0.07% | +0.07 |
| ASHR Xtrackers Harvest Csi 300 CH | Add +498.1% | 0.07% | +0.06 |
| HCA HCA Healthcare Inc. | Add +85.7% | 0.16% | +0.06 |
| SMCI Super Micro Computer Inc. | New | 0.05% | +0.05 |
| EFA iShares MSCI Eafe ETF | Add +173.4% | 0.08% | +0.05 |
| CCEP Coca-Cola Europacific Partne | Add +236.4% | 0.07% | +0.05 |
| ALC Alcon Inc. | Add +80.9% | 0.12% | +0.05 |
| INTC Intel Corp. | Add +21.2% | 0.34% | +0.05 |
| APP AppLovin Corp. Class A | Add +23.6% | 0.06% | +0.04 |
| GILD Gilead Sciences Inc. | Add +4.0% | 0.20% | +0.04 |
| APO Apollo Global Management Inc. | Add +9.7% | 0.12% | +0.04 |
| BSX Boston Scientific Corp. | Add +8.3% | 0.20% | +0.04 |
| MRSH Marsh & McLennan Cos | Add +11.8% | 0.26% | +0.04 |
| EIX Edison International | Add +112.0% | 0.08% | +0.04 |
| XEL Xcel Energy Inc. | Add +84.7% | 0.08% | +0.04 |
| ADBE Adobe Inc. | Add +10.4% | 0.66% | +0.04 |
| LIN Linde PLC | Add +8.5% | 0.60% | +0.04 |
| TXN Texas Instruments Inc. | Add +7.1% | 0.46% | +0.04 |
| MSTR Strategy Inc. | Add +80.6% | 0.05% | +0.04 |
| BNY Bank of New York Mellon Corp. | Add +22.3% | 0.11% | +0.04 |
| ASML ASML Holding NV-NY Reg SHS | Add +43.4% | 0.13% | +0.03 |
| BR Broadridge Financial Solutio | Add +2.5% | 0.18% | +0.03 |
| DASH DoorDash Inc. Class A | Add +36.1% | 0.07% | +0.03 |
| AAL American Airlines Group Inc. | Add +121.0% | 0.04% | +0.03 |
| MAR Marriott International Class A | Add +4.6% | 0.12% | +0.03 |
| AMD Advanced Micro Devices | Add +25.9% | 0.73% | +0.03 |
| ARM Arm Holdings PLC-ADR | Add +142.8% | 0.05% | +0.03 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -2.1% | 123,372,900 | $72.3B |
| QQQ Invesco QQQ Trust Series 1 | put | Add +0.2% | 20,930,200 | $10.7B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +7.2% | 13,215,200 | $7.7B |
| IWM iShares Russell 2000 ETF | put | Reduce -28.0% | 32,770,900 | $7.2B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -11.6% | 10,271,600 | $5.3B |
| IWM iShares Russell 2000 ETF | call | Reduce -26.8% | 13,982,000 | $3.1B |
| TSLA Tesla Inc. | put | Add +36.7% | 6,724,200 | $2.7B |
| V Visa Inc. Class A | put | Add +1335.5% | 7,115,700 | $2.2B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -52.6% | 27,923,200 | $2.2B |
| MSFT Microsoft Corp. | call | Add +235.9% | 5,146,300 | $2.2B |
| GOOGL Alphabet Inc. Class A | put | Reduce -4.7% | 6,808,800 | $1.3B |
| AAPL Apple Inc. | put | Add +109.4% | 4,172,000 | $1.0B |
| TSLA Tesla Inc. | call | Add +4.3% | 2,523,500 | $1.0B |
| MSFT Microsoft Corp. | put | Add +24.2% | 2,262,400 | $953.6M |
| IBM Intl Business Machines Corp. | call | Add +11968.5% | 3,065,400 | $673.9M |
| META Meta Platforms Inc. Class A | put | Add +21.6% | 1,112,300 | $651.3M |
| AAPL Apple Inc. | call | Add +201.2% | 2,440,800 | $611.2M |
| NVDA Nvidia Corp. | put | Add +47.1% | 4,065,500 | $546.0M |
| EEM iShares MSCI Emerging Market | call | Reduce -30.4% | 12,779,000 | $534.4M |
| AMZN Amazon.com Inc. | put | Add +66.0% | 2,364,700 | $518.8M |
| FXI iShares China Large-Cap ETF | put | Add +271.1% | 16,700,300 | $508.4M |
| META Meta Platforms Inc. Class A | call | Reduce -22.7% | 806,100 | $472.0M |
| NVDA Nvidia Corp. | call | Add +37.5% | 3,481,500 | $467.5M |
| XLF SS Financial Select Sector | call | Add +136.5% | 8,164,800 | $394.6M |
| XLF SS Financial Select Sector | put | Add +25.9% | 7,547,300 | $364.8M |
| V Visa Inc. Class A | call | Reduce -3.8% | 1,093,800 | $345.7M |
| TGT Target Corp. | call | Add +277.6% | 2,418,500 | $326.9M |
| GOOGL Alphabet Inc. Class A | call | Reduce -25.1% | 1,646,600 | $311.7M |
| RTX RTX Corp. | call | Add +31964.3% | 2,693,400 | $311.7M |
| AMD Advanced Micro Devices | put | Add +136.1% | 2,570,400 | $310.5M |
| BX Blackstone Inc. | call | Add +1587.3% | 1,770,000 | $305.2M |
| XLI SS Industrial Select Sector | call | New | 2,224,100 | $293.0M |
| NFLX Netflix Inc. | put | Add +59.6% | 320,400 | $285.6M |
| EQIX Equinix Inc. | put | New | 300,000 | $282.9M |
| BURL Burlington Stores Inc. | put | Add +755.2% | 949,300 | $270.6M |
| MSTR Strategy Inc. | put | Add +335.4% | 914,300 | $264.8M |
| EFA iShares MSCI Eafe ETF | put | Reduce -2.8% | 3,446,200 | $260.6M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Reduce -43.8% | 3,250,000 | $255.6M |
| EFA iShares MSCI Eafe ETF | call | Reduce -39.0% | 3,316,800 | $250.8M |
| TGT Target Corp. | put | Reduce -6.6% | 1,740,500 | $235.3M |
| DELL Dell Technologies -C | call | Add +11892.3% | 2,014,700 | $232.2M |
| ETN Eaton Corp. PLC | put | Add +731.9% | 697,100 | $231.3M |
| XOM Exxon Mobil Corp. | put | Add +4.0% | 2,096,600 | $225.5M |
| NEE Nextera Energy Inc. | put | Reduce -64.3% | 3,133,900 | $224.7M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Add +55.5% | 2,099,900 | $224.4M |
| AMZN Amazon.com Inc. | call | Reduce -1.8% | 1,000,400 | $219.5M |
| XLI SS Industrial Select Sector | put | Add +223.8% | 1,640,500 | $216.2M |
| WMT Walmart Inc. | call | Add +1548.3% | 2,390,000 | $215.9M |
| CEG Constellation Energy | put | Add +71.3% | 964,800 | $215.8M |
| C Citigroup Inc. | call | Add +1458.9% | 3,013,300 | $212.1M |
Showing the first 50 of 839.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +63.9% | 11,359,000 | $18.2M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -11.6% | 253,405 | $15.9M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -35.5% | 5,599,000 | $14.7M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 226,839 | $13.8M |
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | Reduce -51.2% | 2,366,067 | $13.6M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -58.6% | 130,376 | $11.3M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -2.0% | 9,031,000 | $10.9M |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Add +1732.3% | 9,253,000 | $9.6M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Reduce -6.5% | 6,709,000 | $8.8M |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | Add +56.3% | 9,413,000 | $8.4M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +731.0% | 7,637,000 | $7.8M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -8.3% | 6,904,000 | $6.5M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -55.3% | 131,111 | $6.4M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -43.8% | 84,837 | $6.0M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Reduce -14.6% | 6,152,000 | $5.7M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -18.4% | 4,242,000 | $5.7M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +73.2% | 5,536,000 | $5.7M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Add +235.3% | 5,344,000 | $5.6M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Reduce -21.5% | 5,371,000 | $5.3M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -25.8% | 2,405,000 | $5.3M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -10.6% | 5,420,000 | $5.2M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 102,992 | $5.1M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +23.3% | 4,135,000 | $4.9M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +3.3% | 4,759,000 | $4.6M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 3,666,000 | $4.4M |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | Reduce -22.6% | 3,496,000 | $4.1M |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | Add +83.6% | 3,411,000 | $4.1M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +83.2% | 3,465,000 | $4.1M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +12.7% | 4,931,000 | $4.0M |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | Add +147.6% | 3,682,000 | $4.0M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Sold out | 3,737,000 | $3.8Mbefore exit |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Sold out | 28,215 | $3.7Mbefore exit |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | Sold out | 3,693,000 | $3.7Mbefore exit |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +10977.8% | 997,000 | $3.6M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +17.5% | 3,044,000 | $3.5M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -68.1% | 2,819,000 | $3.4M |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | New | 3,087,675 | $3.3M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -35.1% | 79,409 | $3.2M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Reduce -62.6% | 2,995,000 | $3.2M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Add +13333.3% | 3,224,000 | $3.1M |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | New | 68,001 | $3.1M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Add +70.0% | 2,720,000 | $3.0M |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | New | 2,713,000 | $3.0M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Reduce -33.2% | 1,276,000 | $2.8M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Sold out | 2,217,000 | $2.7Mbefore exit |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Add +700.4% | 1,817,000 | $2.5M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | New | 1,812,000 | $2.4M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Add +134.9% | 2,138,000 | $2.2M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +4.3% | 1,736,000 | $2.2M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Add +1206.3% | 1,855,000 | $2.2M |
Showing the first 50 of 206.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,520 | $316.5B | EEM, NVDA, AAPL, MSFT, MU |
| Q1 2026 | 4,198 | $279.6B | EEM, NVDA, MSFT, AAPL, AMZN |
| Q4 2025 | 4,173 | $248.7B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q3 2025Amended | 4,401 | $267.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q2 2025Amended | 4,260 | $247.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q1 2025Amended | 4,307 | $219.7B | MSFT, AAPL, NVDA, AMZN, SPY |
| Q4 2024Amended | 4,239 | $201.9B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q3 2024Amended | 4,226 | $226.5B | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q2 2024Amended | 4,059 | $217.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024Amended | 4,030 | $221.1B | MSFT, AAPL, NVDA, AMZN, META |