Barclays PLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed March 31, 2026), Barclays PLC reported 4,226 stock positions worth $226.5 billion. Its top holding was Apple (AAPL) at 5.9% of the portfolio, followed by Microsoft (MSFT, 5.8%) and Nvidia (NVDA, 5.3%). Compared with Q2 2024, it opened 291 new positions, sold out of 127, added to 2,874 and reduced 773. The biggest buy was Tesla (TSLA, shares +23%) and the biggest sale Texas Instruments (TXN, shares −67%).
- Most Recent 13F
- Q2 2026
- Location
- LONDON, X0
- CIK
- 0000312069
- Portfolio Value
- $226.5B (Q3 2024)
- SEC Filing
- 0000312069-26-000089 ↗ filed Mar 31, 2026
Holdings Value
Holdings 4,226 stocks · $226.5B
| AAPL Apple Inc. | 5.90% | 57,367,429 | $13.4B | Add +0.9% |
| MSFT Microsoft Corp. | 5.81% | 30,605,537 | $13.2B | Add +3.5% |
| NVDA Nvidia Corp. | 5.26% | 98,201,322 | $11.9B | Reduce -3.6% |
| AMZN Amazon.com Inc. | 2.79% | 33,958,763 | $6.3B | Reduce -11.1% |
| GOOGL Alphabet Inc. Class A | 2.18% | 29,730,044 | $4.9B | Reduce -6.8% |
| TSLA Tesla Inc. | 1.67% | 14,474,362 | $3.8B | Add +22.6% |
| META Meta Platforms Inc. Class A | 1.67% | 6,615,002 | $3.8B | Reduce -34.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.57% | 7,708,248 | $3.5B | Add +11.9% |
| AVGO Broadcom Inc. | 1.33% | 17,456,128 | $3.0B | Reduce -7.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.25% | 4,927,189 | $2.8B | Reduce -8.6% |
| GOOG Alphabet Inc. Class C | 1.15% | 15,625,082 | $2.6B | Add +7.2% |
| V Visa Inc. Class A | 1.10% | 9,098,983 | $2.5B | Add +9.8% |
| JPM JPMorgan Chase & Co. | 0.85% | 9,096,701 | $1.9B | Reduce -11.9% |
| UNH Unitedhealth Group Inc. | 0.83% | 3,211,781 | $1.9B | Add +1.5% |
| AMD Advanced Micro Devices | 0.70% | 9,725,753 | $1.6B | Reduce -15.6% |
| XOM Exxon Mobil Corp. | 0.63% | 12,203,577 | $1.4B | Reduce -4.9% |
| ADBE Adobe Inc. | 0.62% | 2,714,013 | $1.4B | Add +21.3% |
| LLY Eli Lilly & Co. | 0.61% | 1,561,886 | $1.4B | Reduce -24.5% |
| MA Mastercard Inc. Class A | 0.60% | 2,764,097 | $1.4B | Reduce -13.2% |
| LIN Linde PLC | 0.56% | 2,681,202 | $1.3B | Reduce -12.1% |
| GS Goldman Sachs Group Inc. | 0.55% | 2,507,300 | $1.2B | Add +21.4% |
| MCD McDonald's Corp. | 0.54% | 3,995,286 | $1.2B | Add +23.2% |
| PG The Procter & Gamble Co. | 0.54% | 7,019,897 | $1.2B | Add +24.2% |
| FLUT Flutter Entertainment PLC-Di | 0.51% | 4,865,797 | $1.2B | Add +28.0% |
| NOW ServiceNow Inc. | 0.51% | 1,284,646 | $1.1B | Add +12.5% |
| COST Costco Wholesale Corp. | 0.49% | 1,240,791 | $1.1B | Reduce -8.8% |
| NFLX Netflix Inc. | 0.47% | 1,508,557 | $1.1B | Reduce -0.4% |
| TMO Thermo Fisher Scientific Inc. | 0.47% | 1,708,529 | $1.1B | Add +6.6% |
| IYR iShares US Real Estate ETF | 0.45% | 9,995,406 | $1.0B | Add +5921.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.45% | 4,594,855 | $1.0B | Add +4.5% |
| ACN Accenture PLC Class A | 0.45% | 2,870,525 | $1.0B | Add +76.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.45% | 25,528,297 | $1.0B | Reduce -15.9% |
| WMT Walmart Inc. | 0.43% | 12,165,792 | $982.4M | Add +17.8% |
| CRM Salesforce Inc. | 0.43% | 3,551,380 | $972.0M | Add +23.2% |
| TXN Texas Instruments Inc. | 0.42% | 4,659,493 | $962.5M | Reduce -67.2% |
| ABBV Abbvie Inc. | 0.42% | 4,835,241 | $954.9M | Add +10.4% |
| HD Home Depot Inc. | 0.42% | 2,343,760 | $949.7M | Reduce -15.1% |
| QCOM Qualcomm Inc. | 0.41% | 5,470,530 | $930.3M | Add +9.8% |
| JNJ Johnson & Johnson | 0.41% | 5,723,116 | $927.5M | Add +10.9% |
| PSX Phillips 66 | 0.41% | 6,993,604 | $919.3M | Reduce -9.8% |
| DHR Danaher Corp. | 0.38% | 3,120,751 | $867.6M | Add +5.3% |
| XLP SS Consumer Staples Sel Sect | 0.38% | 10,278,745 | $853.1M | Reduce -24.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 4,743,307 | $823.8M | Reduce -14.1% |
| CSCO Cisco Systems Inc. | 0.36% | 15,228,052 | $810.4M | Add +1.5% |
| PEP Pepsico Inc. | 0.36% | 4,752,032 | $808.1M | Reduce -13.9% |
| INTU Intuit Inc. | 0.36% | 1,298,798 | $806.6M | Reduce -12.9% |
| HON Honeywell International Inc. | 0.35% | 3,840,723 | $793.9M | Add +13.9% |
| CL Colgate-Palmolive Co. | 0.35% | 7,644,189 | $793.5M | Add +38.7% |
| PFE Pfizer Inc. | 0.35% | 27,083,714 | $783.8M | Add +77.7% |
| LOW Lowe's Cos Inc. | 0.35% | 2,887,925 | $782.2M | Add +24.6% |
| MRK Merck & Co. Inc. | 0.35% | 6,887,575 | $782.2M | Reduce -14.4% |
| KO The Coca-Cola Co. | 0.34% | 10,579,942 | $760.3M | Reduce -21.1% |
| AMGN Amgen Inc. | 0.33% | 2,321,848 | $748.1M | Add +23.3% |
| XLC SS Comm Select Sector SPDR | 0.33% | 8,203,918 | $741.6M | Reduce -26.9% |
| ADI Analog Devices Inc. | 0.32% | 3,185,390 | $733.2M | Add +6.8% |
| CAT Caterpillar Inc. | 0.32% | 1,873,576 | $732.8M | Add +27.6% |
| VZ Verizon Communications Inc. | 0.32% | 16,200,212 | $727.6M | Add +45.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.32% | 7,479,786 | $719.5M | Add +54.9% |
| XLF SS Financial Select Sector | 0.32% | 15,836,576 | $717.7M | Reduce -38.1% |
| SBUX Starbucks Corp. | 0.31% | 7,109,999 | $693.2M | Reduce -70.0% |
| ORCL Oracle Corp. | 0.30% | 4,026,063 | $686.0M | Add +7.0% |
| ISRG Intuitive Surgical Inc. | 0.30% | 1,384,945 | $680.4M | Add +0.1% |
| AMAT Applied Materials Inc. | 0.29% | 3,307,020 | $668.2M | Reduce -26.6% |
| WFC Wells Fargo & Co. | 0.29% | 11,720,009 | $662.1M | Add +5.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.29% | 1,352,134 | $659.9M | Add +28.4% |
| KLAC KLA Corp. | 0.29% | 846,997 | $655.9M | Reduce -14.3% |
| INTC Intel Corp. | 0.29% | 27,885,475 | $654.2M | Add +53.8% |
| TMUS T-Mobile US Inc. | 0.29% | 3,165,153 | $653.2M | Add +38.3% |
| MS Morgan Stanley | 0.28% | 6,078,153 | $633.6M | Add +13.5% |
| CVX Chevron Corp. | 0.28% | 4,279,360 | $630.2M | Reduce -15.5% |
| ADP Automatic Data Processing | 0.28% | 2,252,221 | $623.3M | Reduce -7.3% |
| LMT Lockheed Martin Corp. | 0.27% | 1,061,834 | $620.7M | Add +48.1% |
| TLT iShares 20+ Year Treasury BD | 0.27% | 6,276,124 | $615.7M | Add +53.4% |
| CCI Crown Castle Inc. | 0.27% | 5,174,920 | $613.9M | Add +7.2% |
| T AT&T Inc. | 0.27% | 27,901,810 | $613.8M | Add +58.9% |
| SNPS Synopsys Inc. | 0.27% | 1,211,764 | $613.6M | Add +88.8% |
| RTX RTX Corp. | 0.27% | 5,031,892 | $609.7M | Add +49.2% |
| MU Micron Technology Inc. | 0.27% | 5,825,225 | $604.1M | Add +8.6% |
| VLO Valero Energy Corp. | 0.26% | 4,375,621 | $590.8M | Add +3.6% |
| AXP American Express Co. | 0.26% | 2,160,407 | $585.9M | Reduce -2.4% |
| C Citigroup Inc. | 0.26% | 9,312,897 | $583.0M | Add +50.0% |
| GE General Electric filed as GE AEROSPACE | 0.26% | 3,085,729 | $581.9M | Add +12.9% |
| CMCSA Comcast Corp. Class A | 0.25% | 13,685,429 | $571.6M | Reduce -7.2% |
| SHW The Sherwin-Williams Co. | 0.25% | 1,465,735 | $559.4M | Reduce -8.7% |
| NKE Nike Inc. Class B | 0.24% | 6,247,190 | $552.3M | Reduce -4.1% |
| BA The Boeing Co. | 0.24% | 3,617,739 | $550.0M | Add +74.3% |
| LRCX Lam Research Corp. | 0.24% | 662,850 | $540.9M | Reduce -16.2% |
| PANW Palo Alto Networks Inc. | 0.24% | 1,566,655 | $535.5M | Reduce -16.4% |
| LBRDK Liberty Broadband-C | 0.24% | 6,899,331 | $533.2M | Add +6.4% |
| EEM iShares MSCI Emerging Market | 0.23% | 11,562,139 | $530.2M | Add +384.4% |
| FTNT Fortinet Inc. | 0.23% | 6,821,288 | $529.0M | Reduce -25.7% |
| BKNG Booking Holdings Inc. | 0.23% | 125,579 | $529.0M | Reduce -36.2% |
| CB Chubb Ltd. | 0.23% | 1,772,688 | $511.2M | Add +28.1% |
| WM Waste Management Inc. | 0.22% | 2,433,408 | $505.2M | Add +12.8% |
| ABT Abbott Laboratories | 0.22% | 4,416,984 | $503.6M | Reduce -42.5% |
| MRSH Marsh & McLennan Cos | 0.22% | 2,237,668 | $499.2M | Reduce -0.5% |
| UBER Uber Technologies Inc. | 0.22% | 6,557,256 | $492.8M | Reduce -19.2% |
| PM Philip Morris International | 0.22% | 4,022,045 | $488.3M | Reduce -17.9% |
| NEE Nextera Energy Inc. | 0.21% | 5,744,818 | $485.6M | Add +33.6% |
| COP Conocophillips | 0.21% | 4,543,309 | $478.3M | Add +13.2% |
Options reported separately and not counted above: SPY puts ($72.3B), QQQ puts ($10.2B), IWM puts ($10.0B), SPY calls ($7.1B), QQQ calls ($5.7B), HYG puts ($4.7B), IWM calls ($4.2B), TSLA puts ($1.3B), GOOGL puts ($1.2B), EEM calls ($842.0M), MSFT puts ($784.0M), NEE puts ($742.0M), and 827 more.
Other holdings (211): bonds, preferreds, convertibles and warrants · $393.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 315,217 | $21.4M | Reduce -30.8% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 286,684 | $17.3M | New |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 293,125 | $16.3M | Add +63.0% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 8,675,000 | $15.6M | Reduce -23.0% |
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | 4,850,005 | $14.1M | Add +5.9% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 9,212,000 | $11.3M | Add +3.4% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 8,848,000 | $10.6M | Add +389.9% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 7,173,000 | $10.5M | Reduce -9.6% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 6,930,000 | $9.8M | Reduce -23.2% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 8,010,000 | $8.0M | Add +280.2% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 150,826 | $7.6M | Reduce -26.4% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 7,015,000 | $7.3M | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 3,239,000 | $7.2M | Add +912.2% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 7,529,000 | $7.0M | Add +51.6% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 7,200,000 | $6.6M | Add +41.1% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 6,844,000 | $6.4M | Reduce -8.3% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 5,201,000 | $6.3M | Add +0.1% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 5,144,000 | $6.0M | Add +228.9% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 6,060,000 | $5.9M | Add +19.8% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 4,517,000 | $5.9M | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 6,022,000 | $5.5M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 5,729,000 | $5.5M | Add +68.9% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 122,323 | $5.5M | Add +71.3% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 4,605,000 | $4.6M | Reduce -2.3% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 4,935,000 | $4.3M | Add +11.8% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 3,353,000 | $4.0M | Reduce -11.7% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 4,374,000 | $3.9M | Reduce -22.1% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 4,500,000 | $3.9M | Add +49.0% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 3,748,000 | $3.8M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 3,737,000 | $3.8M | Add +43.5% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 1,910,000 | $3.8M | Add +135.8% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 3,836,000 | $3.8M | Reduce -21.4% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 28,215 | $3.7M | Add +12.9% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 5,015,000 | $3.7M | Add +616.4% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 3,693,000 | $3.7M | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 3,761,000 | $3.6M | Add +304.0% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 2,756,000 | $3.6M | Add +87.5% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 3,377,000 | $3.4M | Add +1240.1% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 3,704,000 | $3.2M | Add +3758.3% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 2,590,000 | $3.1M | Reduce -19.2% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 3,196,000 | $3.1M | Add +71.5% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 3,077,000 | $2.9M | Reduce -39.8% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 1,872,000 | $2.8M | Add +1.6% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 2,217,000 | $2.7M | Reduce -2.9% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 2,389,000 | $2.6M | Reduce -5.1% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 1,858,000 | $2.5M | Add +103.5% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 648,000 | $2.3M | Reduce -72.9% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 2,422,000 | $2.3M | Reduce -1.1% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 1,224,000 | $2.3M | New |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 1,918,000 | $2.2M | Reduce -28.7% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 1,563,000 | $2.2M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 1,891,000 | $2.2M | Reduce -50.9% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,334,000 | $2.1M | Add +1021.0% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 2,330,000 | $2.0M | Add +7.7% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 2,034,000 | $2.0M | Add +152.0% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 1,665,000 | $2.0M | Reduce -58.8% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 2,001,000 | $2.0M | Add +33.3% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 1,921,000 | $1.9M | Add +311.4% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 2,032,000 | $1.9M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 1,987,000 | $1.9M | Add +23.2% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 1,600,000 | $1.8M | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 33,015 | $1.8M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 1,886,000 | $1.8M | Add +7758.3% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 1,918,000 | $1.8M | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 1,751,000 | $1.8M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 1,920,000 | $1.8M | Add +0.5% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,594,000 | $1.8M | Reduce -75.2% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 1,862,000 | $1.7M | New |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 2,000,000 | $1.6M | Add +58.0% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 808,000 | $1.6M | Add +4652.9% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 1,710,000 | $1.6M | Reduce -24.6% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 1,487,000 | $1.6M | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 1,431,000 | $1.5M | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 1,203,000 | $1.4M | Reduce -61.5% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 1,130,000 | $1.4M | New |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 1,368,000 | $1.3M | Reduce -15.9% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,029,000 | $1.3M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 1,254,000 | $1.2M | New |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,242,000 | $1.2M | Add +3.7% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 1,096,000 | $1.1M | Reduce -22.3% |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 1,174,000 | $1.1M | New |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 606,000 | $1.1M | Reduce -4.1% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 581,000 | $1.1M | Add +260.9% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 1,112,000 | $1.1M | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 1,135,000 | $1.0M | Reduce -66.4% |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 975,000 | $1.0M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 864,000 | $983K | Reduce -81.6% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 919,000 | $974K | Reduce -76.0% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 943,000 | $940K | Add +559.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 910,000 | $925K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 932,000 | $914K | Add +135.3% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 910,000 | $900K | Add +12.9% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 853,000 | $890K | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 986,000 | $875K | Add +78.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 715,000 | $873K | Reduce -82.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 28,751 | $854K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 826,000 | $853K | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 772,000 | $850K | Reduce -56.4% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 792,000 | $819K | Add +17.9% |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 796,000 | $759K | Add +60.5% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 311,000 | $750K | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 321,000 | $597K | Reduce -12.1% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 530,000 | $555K | Reduce -89.2% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 589,000 | $546K | Reduce -67.9% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 505,000 | $542K | Reduce -43.5% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 549,000 | $523K | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 500,000 | $473K | Add +11.1% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 382,000 | $461K | Add +94.9% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 467,000 | $456K | Reduce -22.7% |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | 309,000 | $445K | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 315,000 | $431K | New |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 388,000 | $412K | Reduce -19.3% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 474,000 | $410K | Reduce -31.9% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 410,000 | $409K | Reduce -50.4% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 197,000 | $408K | New |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 265,000 | $378K | Add +1294.7% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 361,000 | $351K | Reduce -90.2% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 354,000 | $334K | New |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 346,000 | $331K | Reduce -51.5% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 307,000 | $315K | New |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 133,000 | $306K | Reduce -95.7% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 747,000 | $299K | Add +7.0% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 294,000 | $293K | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 227,000 | $280K | Reduce -80.6% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 330,000 | $263K | Reduce -50.4% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 268,000 | $252K | Reduce -88.0% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 261,000 | $240K | Reduce -87.3% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 699,000 | $231K | No change |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 86,000 | $230K | Reduce -41.9% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 224,000 | $211K | Reduce -80.5% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 133,000 | $202K | Add +30.4% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 253,000 | $202K | Reduce -91.3% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 4,245 | $197K | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 215,000 | $190K | New |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 207,000 | $181K | Add +40.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 179,000 | $171K | Reduce -24.1% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 194,000 | $171K | Reduce -73.1% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 142,000 | $159K | Reduce -87.9% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 142,000 | $155K | Reduce -97.7% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 961,000 | $154K | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 135,000 | $141K | Reduce -3.6% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 149,000 | $138K | Reduce -89.8% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 405,000 | $133K | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 131,000 | $125K | No change |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 108,000 | $119K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 129,000 | $111K | New |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 107,000 | $101K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 93,000 | $100K | Reduce -32.1% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 88,000 | $94K | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 50,000 | $92K | Reduce -96.6% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 84,000 | $91K | New |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 91,000 | $80K | New |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 75,000 | $69K | New |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 45,000 | $62K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 56,000 | $62K | Reduce -75.7% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 23,000 | $59K | Add +2200.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 59,000 | $59K | Reduce -81.2% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 73,000 | $59K | Add +7.3% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 24,000 | $54K | Reduce -99.3% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 50,000 | $50K | No change |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 30,000 | $47K | Reduce -98.4% |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 74,000 | $39K | New |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 458,333 | $37K | No change |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 36,000 | $35K | No change |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 45,000 | $35K | Reduce -18.2% |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 30,000 | $33K | New |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 21,000 | $31K | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 9,000 | $31K | Reduce -99.5% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 32,000 | $30K | New |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 19,000 | $28K | New |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 26,000 | $26K | No change |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 26,000 | $24K | No change |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 22,000 | $23K | Reduce -93.5% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 19,000 | $22K | New |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 24,000 | $22K | Add +14.3% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 24,000 | $21K | Reduce -95.7% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 20,000 | $19K | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 13,000 | $17K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 13 | $17K | Reduce -80.9% |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 350,000 | $15K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 15,000 | $14K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 1,616 | $14K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 5,310 | $12K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 42,000 | $12K | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 10,000 | $11K | Reduce -87.5% |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 38,200 | $10K | No change |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 10,000 | $10K | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 9,000 | $9K | Reduce -99.9% |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 250,000 | $8K | No change |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 200,000 | $7K | No change |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 116,666 | $6K | No change |
| PETWQ Wag! Group Co. | *W EXP 07/30/202 | 170,301 | $6K | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 6,000 | $6K | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 5,000 | $5K | Reduce -99.6% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 331 | $4K | No change |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,000 | $3K | No change |
| CBDMD INC (YCBD 8 PERP A) | 8% SER A CUM PFD | 5,000 | $3K | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4,000 | $3K | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 3,000 | $3K | Reduce -50.0% |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | 854 | $3K | New |
Largest 200 of 211 shown.
Total filed on the 13F, all lines: $226.9B.
Portfolio Sells Q2 2024 → Q3 2024
| TXN Texas Instruments Inc. | Reduce -67.2% | 0.42% | −0.85 |
| CRH CRH PLC | Reduce -84.1% | 0.19% | −0.82 |
| META Meta Platforms Inc. Class A | Reduce -34.7% | 1.67% | −0.68 |
| AMZN Amazon.com Inc. | Reduce -11.1% | 2.79% | −0.60 |
| SBUX Starbucks Corp. | Reduce -70.0% | 0.31% | −0.54 |
| NVDA Nvidia Corp. | Reduce -3.6% | 5.26% | −0.52 |
| GOOGL Alphabet Inc. Class A | Reduce -6.8% | 2.18% | −0.50 |
| XLY SS Consumer Disc Select Sect | Reduce -96.3% | 0.02% | −0.45 |
| LLY Eli Lilly & Co. | Reduce -24.5% | 0.61% | −0.25 |
| AMAT Applied Materials Inc. | Reduce -26.6% | 0.29% | −0.19 |
| ALC Alcon Inc. | Reduce -76.1% | 0.07% | −0.19 |
| WDC Western Digital Corp. | Reduce -85.4% | 0.03% | −0.19 |
| IWM iShares Russell 2000 ETF | Reduce -67.7% | 0.09% | −0.17 |
| XLF SS Financial Select Sector | Reduce -38.1% | 0.32% | −0.17 |
| ACWI iShares MSCI Acwi ETF | Reduce -86.3% | 0.03% | −0.16 |
| AMD Advanced Micro Devices | Reduce -15.6% | 0.70% | −0.16 |
| LRCX Lam Research Corp. | Reduce -16.2% | 0.24% | −0.15 |
| ABT Abbott Laboratories | Reduce -42.5% | 0.22% | −0.14 |
| BKNG Booking Holdings Inc. | Reduce -36.2% | 0.23% | −0.12 |
| JPM JPMorgan Chase & Co. | Reduce -11.9% | 0.85% | −0.11 |
| XLC SS Comm Select Sector SPDR | Reduce -26.9% | 0.33% | −0.11 |
| MRK Merck & Co. Inc. | Reduce -14.4% | 0.35% | −0.11 |
| BAC Bank of America Corp. | Reduce -15.9% | 0.45% | −0.11 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -38.5% | 0.10% | −0.11 |
| XLP SS Consumer Staples Sel Sect | Reduce -24.9% | 0.38% | −0.11 |
| ELV Elevance Health Inc. | Reduce -37.2% | 0.14% | −0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.6% | 1.25% | −0.10 |
| PSX Phillips 66 | Reduce -9.8% | 0.41% | −0.10 |
| INTU Intuit Inc. | Reduce -12.9% | 0.36% | −0.09 |
| PINS Pinterest Inc. Class A | Reduce -35.0% | 0.08% | −0.09 |
| CVX Chevron Corp. | Reduce -15.5% | 0.28% | −0.09 |
| KLAC KLA Corp. | Reduce -14.3% | 0.29% | −0.09 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -14.1% | 0.36% | −0.08 |
| Z Zillow Group Inc. Class C | Reduce -87.5% | 0.01% | −0.07 |
| AVGO Broadcom Inc. | Reduce -7.8% | 1.33% | −0.07 |
| USB US Bancorp | Reduce -38.4% | 0.15% | −0.07 |
| ACI Albertsons Cos Inc. Class A | Reduce -80.1% | 0.01% | −0.07 |
| CMG Chipotle Mexican Grill Inc. | Reduce -40.5% | 0.07% | −0.06 |
| PEP Pepsico Inc. | Reduce -13.9% | 0.36% | −0.06 |
| CDNS Cadence Design SYS Inc. | Reduce -21.1% | 0.12% | −0.06 |
| NOC Northrop Grumman Corp. | Reduce -48.3% | 0.09% | −0.06 |
| CEDAR FAIR LP | Sold out | 0.00% | −0.06 |
| HES Hess Corp. | Reduce -46.5% | 0.05% | −0.06 |
| KO The Coca-Cola Co. | Reduce -21.1% | 0.34% | −0.06 |
| PANW Palo Alto Networks Inc. | Reduce -16.4% | 0.24% | −0.06 |
| ROST Ross Stores Inc. | Reduce -38.9% | 0.09% | −0.06 |
| UBER Uber Technologies Inc. | Reduce -19.2% | 0.22% | −0.05 |
| PGR Progressive Corp. | Reduce -34.1% | 0.18% | −0.05 |
| LIN Linde PLC | Reduce -12.1% | 0.56% | −0.05 |
| NXPI NXP Semiconductors NV | Reduce -12.3% | 0.15% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| TSLA Tesla Inc. | Add +22.6% | 1.67% | +0.60 |
| IYR iShares US Real Estate ETF | Add +5921.6% | 0.45% | +0.44 |
| AAPL Apple Inc. | Add +0.9% | 5.90% | +0.39 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +11.9% | 1.57% | +0.28 |
| ACN Accenture PLC Class A | Add +76.4% | 0.45% | +0.22 |
| FLUT Flutter Entertainment PLC-Di | Add +28.0% | 0.51% | +0.19 |
| EEM iShares MSCI Emerging Market | Add +384.4% | 0.23% | +0.19 |
| MCD McDonald's Corp. | Add +23.2% | 0.54% | +0.16 |
| PFE Pfizer Inc. | Add +77.7% | 0.35% | +0.15 |
| IVV iShares Core S&P 500 ETF | Add +1001.4% | 0.16% | +0.14 |
| LMT Lockheed Martin Corp. | Add +48.1% | 0.27% | +0.12 |
| GS Goldman Sachs Group Inc. | Add +21.4% | 0.55% | +0.12 |
| T AT&T Inc. | Add +58.9% | 0.27% | +0.12 |
| RTX RTX Corp. | Add +49.2% | 0.27% | +0.11 |
| VXX Ipath Series B S&P 500 Vix | New | 0.11% | +0.11 |
| WMT Walmart Inc. | Add +17.8% | 0.43% | +0.11 |
| LOW Lowe's Cos Inc. | Add +24.6% | 0.35% | +0.11 |
| VZ Verizon Communications Inc. | Add +45.0% | 0.32% | +0.11 |
| PG The Procter & Gamble Co. | Add +24.2% | 0.54% | +0.11 |
| CL Colgate-Palmolive Co. | Add +38.7% | 0.35% | +0.10 |
| V Visa Inc. Class A | Add +9.8% | 1.10% | +0.10 |
| TMUS T-Mobile US Inc. | Add +38.3% | 0.29% | +0.10 |
| TLT iShares 20+ Year Treasury BD | Add +53.4% | 0.27% | +0.10 |
| IBM Intl Business Machines Corp. | Add +4.5% | 0.45% | +0.10 |
| CAT Caterpillar Inc. | Add +27.6% | 0.32% | +0.10 |
| DIS The Walt Disney Co. | Add +54.9% | 0.32% | +0.10 |
| SNPS Synopsys Inc. | Add +88.8% | 0.27% | +0.10 |
| NOW ServiceNow Inc. | Add +12.5% | 0.51% | +0.09 |
| NWSA News Corp. Class A | Add +124.0% | 0.17% | +0.09 |
| CRM Salesforce Inc. | Add +23.2% | 0.43% | +0.09 |
| UNH Unitedhealth Group Inc. | Add +1.5% | 0.83% | +0.09 |
| DELL Dell Technologies -C | Add +713.3% | 0.10% | +0.09 |
| MO Altria Group Inc. | Add +80.0% | 0.16% | +0.08 |
| C Citigroup Inc. | Add +50.0% | 0.26% | +0.08 |
| ABBV Abbvie Inc. | Add +10.4% | 0.42% | +0.08 |
| SW Smurfit Westrock PLC | New | 0.08% | +0.08 |
| NEE Nextera Energy Inc. | Add +33.6% | 0.21% | +0.07 |
| FXI iShares China Large-Cap ETF | Add +118.6% | 0.12% | +0.07 |
| LBRDK Liberty Broadband-C | Add +6.4% | 0.24% | +0.07 |
| XLE SS Energy Select Sector | Add +66.2% | 0.20% | +0.07 |
| BA The Boeing Co. | Add +74.3% | 0.24% | +0.07 |
| CB Chubb Ltd. | Add +28.1% | 0.23% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | Add +114.8% | 0.09% | +0.06 |
| BX Blackstone Inc. | Add +27.7% | 0.19% | +0.06 |
| LOGI Logitech International-Reg | Add +64.2% | 0.20% | +0.06 |
| JNJ Johnson & Johnson | Add +10.9% | 0.41% | +0.06 |
| AMGN Amgen Inc. | Add +23.3% | 0.33% | +0.06 |
| QQQ Invesco QQQ Trust Series 1 | Add +28.4% | 0.29% | +0.06 |
| LLYVK Liberty Media Corp.-Liberty-C | Add +15.9% | 0.18% | +0.06 |
| GM General Motors Co. | Add +75.4% | 0.15% | +0.06 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +62902.1% | 126,004,100 | $72.3B |
| QQQ Invesco QQQ Trust Series 1 | put | Add +69508.3% | 20,882,500 | $10.2B |
| IWM iShares Russell 2000 ETF | put | Add +1416.5% | 45,496,100 | $10.0B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -86.0% | 12,323,800 | $7.1B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -69.2% | 11,612,600 | $5.7B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | New | 58,857,800 | $4.7B |
| IWM iShares Russell 2000 ETF | call | Reduce -66.0% | 19,089,900 | $4.2B |
| TSLA Tesla Inc. | put | New | 4,918,100 | $1.3B |
| GOOGL Alphabet Inc. Class A | put | New | 7,142,800 | $1.2B |
| EEM iShares MSCI Emerging Market | call | Add +4.3% | 18,361,000 | $842.0M |
| MSFT Microsoft Corp. | put | Add +5973.0% | 1,821,900 | $784.0M |
| NEE Nextera Energy Inc. | put | New | 8,778,000 | $742.0M |
| FXI iShares China Large-Cap ETF | call | Add +159.2% | 23,036,600 | $732.1M |
| TLT iShares 20+ Year Treasury BD | call | Add +9.7% | 7,182,600 | $704.6M |
| MSFT Microsoft Corp. | call | Reduce -33.0% | 1,532,200 | $659.3M |
| TSLA Tesla Inc. | call | Reduce -68.1% | 2,419,200 | $632.9M |
| META Meta Platforms Inc. Class A | call | Reduce -34.8% | 1,042,800 | $596.9M |
| META Meta Platforms Inc. Class A | put | New | 914,400 | $523.4M |
| EEM iShares MSCI Emerging Market | put | Add +2651.4% | 11,005,800 | $504.7M |
| AAPL Apple Inc. | put | New | 1,992,600 | $464.3M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Reduce -87.6% | 5,780,300 | $464.2M |
| EFA iShares MSCI Eafe ETF | call | Add +5.7% | 5,441,800 | $455.1M |
| XLI SS Industrial Select Sector | call | Sold out | 3,630,000 | $442.4Mbefore exit |
| GOOGL Alphabet Inc. Class A | call | Reduce -71.7% | 2,200,000 | $364.9M |
| VLO Valero Energy Corp. | call | Sold out | 2,221,500 | $348.2Mbefore exit |
| NVDA Nvidia Corp. | put | New | 2,764,500 | $335.7M |
| V Visa Inc. Class A | call | Reduce -26.0% | 1,136,900 | $312.6M |
| NVDA Nvidia Corp. | call | Reduce -35.6% | 2,532,400 | $307.5M |
| GLD SPDR Gold Shares | call | Sold out | 1,422,100 | $305.8Mbefore exit |
| UBER Uber Technologies Inc. | put | Add +13303.3% | 4,021,000 | $302.2M |
| EFA iShares MSCI Eafe ETF | put | Add +9.8% | 3,543,600 | $296.4M |
| TGT Target Corp. | put | New | 1,863,200 | $290.4M |
| BA The Boeing Co. | put | New | 1,908,700 | $290.2M |
| XLF SS Financial Select Sector | put | New | 5,996,300 | $271.8M |
| MRVL Marvell Technology Inc. | put | New | 3,747,400 | $270.3M |
| AMZN Amazon.com Inc. | put | New | 1,424,500 | $265.4M |
| XOM Exxon Mobil Corp. | put | New | 2,016,800 | $236.4M |
| XLK SS Technology Select Sector | put | New | 1,035,500 | $233.8M |
| GDX Vaneck Gold Miners ETF | call | Reduce -38.7% | 5,757,100 | $229.2M |
| NKE Nike Inc. Class B | put | New | 2,430,800 | $214.9M |
| XLE SS Energy Select Sector | put | New | 2,408,500 | $211.5M |
| BA The Boeing Co. | call | Add +112.0% | 1,375,600 | $209.1M |
| ALB Albemarle Corp. | put | New | 2,202,200 | $208.6M |
| NEE Nextera Energy Inc. | call | Reduce -37.5% | 2,398,600 | $202.8M |
| TSM Taiwan Semiconductor-SP ADR | put | New | 1,166,300 | $202.6M |
| AMZN Amazon.com Inc. | call | Reduce -57.7% | 1,018,300 | $189.7M |
| AAPL Apple Inc. | call | Reduce -71.6% | 810,300 | $188.8M |
| XLK SS Technology Select Sector | call | Add +470.8% | 822,000 | $185.6M |
| DDOG Datadog Inc. Class A | put | New | 1,571,600 | $180.8M |
| LLY Eli Lilly & Co. | put | New | 201,800 | $178.8M |
Showing the first 50 of 1,002.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -30.8% | 315,217 | $21.4M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 286,684 | $17.3M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +63.0% | 293,125 | $16.3M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -23.0% | 8,675,000 | $15.6M |
| NNAVW Nextnav Inc. | *W EXP 99/99/999 | Add +5.9% | 4,850,005 | $14.1M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +3.4% | 9,212,000 | $11.3M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +389.9% | 8,848,000 | $10.6M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Reduce -9.6% | 7,173,000 | $10.5M |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -23.2% | 6,930,000 | $9.8M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +280.2% | 8,010,000 | $8.0M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -26.4% | 150,826 | $7.6M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Sold out | 7,161,000 | $7.5Mbefore exit |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 7,015,000 | $7.3M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +912.2% | 3,239,000 | $7.2M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +51.6% | 7,529,000 | $7.0M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +41.1% | 7,200,000 | $6.6M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Sold out | 6,915,000 | $6.5Mbefore exit |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Reduce -8.3% | 6,844,000 | $6.4M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +0.1% | 5,201,000 | $6.3M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Add +228.9% | 5,144,000 | $6.0M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +19.8% | 6,060,000 | $5.9M |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 4,517,000 | $5.9M |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 6,022,000 | $5.5M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +68.9% | 5,729,000 | $5.5M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +71.3% | 122,323 | $5.5M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Reduce -2.3% | 4,605,000 | $4.6M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +11.8% | 4,935,000 | $4.3M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -11.7% | 3,353,000 | $4.0M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Reduce -22.1% | 4,374,000 | $3.9M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Add +49.0% | 4,500,000 | $3.9M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | New | 3,748,000 | $3.8M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +43.5% | 3,737,000 | $3.8M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Add +135.8% | 1,910,000 | $3.8M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Reduce -21.4% | 3,836,000 | $3.8M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Add +12.9% | 28,215 | $3.7M |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Add +616.4% | 5,015,000 | $3.7M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | New | 3,693,000 | $3.7M |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Add +304.0% | 3,761,000 | $3.6M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +87.5% | 2,756,000 | $3.6M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +1240.1% | 3,377,000 | $3.4M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Add +3758.3% | 3,704,000 | $3.2M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Reduce -19.2% | 2,590,000 | $3.1M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +71.5% | 3,196,000 | $3.1M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Sold out | 4,029,000 | $2.9Mbefore exit |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Reduce -39.8% | 3,077,000 | $2.9M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | Add +1.6% | 1,872,000 | $2.8M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Reduce -2.9% | 2,217,000 | $2.7M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Sold out | 740,000 | $2.7Mbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Reduce -5.1% | 2,389,000 | $2.6M |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | Sold out | 2,351,000 | $2.6Mbefore exit |
Showing the first 50 of 218.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,520 | $316.5B | EEM, NVDA, AAPL, MSFT, MU |
| Q1 2026 | 4,198 | $279.6B | EEM, NVDA, MSFT, AAPL, AMZN |
| Q4 2025 | 4,173 | $248.7B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q3 2025Amended | 4,401 | $267.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q2 2025Amended | 4,260 | $247.6B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q1 2025Amended | 4,307 | $219.7B | MSFT, AAPL, NVDA, AMZN, SPY |
| Q4 2024Amended | 4,239 | $201.9B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q3 2024Amended | 4,226 | $226.5B | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q2 2024Amended | 4,059 | $217.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024Amended | 4,030 | $221.1B | MSFT, AAPL, NVDA, AMZN, META |