Baron Financial Group, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Baron Financial Group, LLC reported 47 stock positions worth $163.5 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 11.6% of the portfolio, followed by iShares Russell 2000 ETF (IWM, 10.2%) and Vanguard Short-Term Tips (VTIP, 8.1%). Compared with Q2 2024, it added to 9 and reduced 32. The biggest buy was iShares Russell Mid-Cap ETF (IWR, shares +1%) and the biggest sale Vanguard Short-Term Tips (VTIP, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- Fair Lawn, NJ
- CIK
- 0001832093
- Portfolio Value
- $163.5M (Q3 2024)
- SEC Filing
- 0001832093-24-000005 ↗ filed Oct 18, 2024
Holdings Value
Holdings 47 stocks · $163.5M
| SPY SS SPDR S&P 500 ETF Trust-US | 11.60% | 33,064 | $19.0M | Reduce -4.4% |
| IWM iShares Russell 2000 ETF | 10.22% | 75,653 | $16.7M | Reduce -2.4% |
| VTIP Vanguard Short-Term Tips | 8.07% | 267,545 | $13.2M | Reduce -3.5% |
| QQQ Invesco QQQ Trust Series 1 | 6.73% | 22,557 | $11.0M | Reduce -3.3% |
| EFA iShares MSCI Eafe ETF | 3.73% | 72,875 | $6.1M | Reduce -1.5% |
| CWB SS SPDR BB Conv Sec ETF | 3.60% | 76,857 | $5.9M | Reduce -2.6% |
| VNQ Vanguard Real Estate ETF | 3.50% | 58,686 | $5.7M | Reduce -3.7% |
| CGW Invesco S&P Global Water Ind | 3.44% | 91,943 | $5.6M | Reduce -3.0% |
| GLD SPDR Gold Shares | 3.43% | 23,097 | $5.6M | Reduce -3.4% |
| IWR iShares Russell Mid-Cap ETF | 2.94% | 54,530 | $4.8M | Add +0.9% |
| EEM iShares MSCI Emerging Market | 2.76% | 98,314 | $4.5M | Reduce -1.5% |
| VHT Vanguard Health Care ETF | 2.66% | 15,407 | $4.3M | Reduce -2.4% |
| IQLT iShares MSCI International Q | 2.64% | 103,945 | $4.3M | Reduce -1.6% |
| IJR iShares Core S&P Small-Cap E | 2.61% | 36,426 | $4.3M | Reduce -4.3% |
| SUB iShares Short-Term National | 2.56% | 39,440 | $4.2M | Reduce -2.1% |
| ICVT iShares Convertible Bond ETF | 2.50% | 48,927 | $4.1M | Reduce -0.7% |
| DIVO Amplify CWP Enhan Divid ETF | 2.26% | 89,715 | $3.7M | Add +3.7% |
| IWF iShares Russell 1000 Growth | 1.93% | 8,410 | $3.2M | Reduce -2.8% |
| BNDX Vanguard Total Intl Bond ETF | 1.89% | 61,543 | $3.1M | Add +7.8% |
| QAI Nylim HDG MLT-STR TRC ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 1.80% | 91,693 | $2.9M | Reduce -2.5% |
| ESGD iShares Trust iShares ESG Aw | 1.78% | 34,648 | $2.9M | Reduce -2.0% |
| IEMG iShares Core MSCI Emerging | 1.54% | 43,823 | $2.5M | Reduce -1.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.48% | 64,350 | $2.4M | Reduce -3.6% |
| MDY State Street SPDR S&P Midcap | 1.47% | 4,206 | $2.4M | Reduce -2.3% |
| IWD iShares Russell 1000 Value E | 1.44% | 12,384 | $2.4M | Reduce -2.8% |
| BWX SS SPDR BB Intl Treasury BD | 1.39% | 97,456 | $2.3M | Reduce -5.3% |
| SPGP Invesco S&P 500 Garp ETF | 1.16% | 18,187 | $1.9M | Reduce -0.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.10% | 6,335 | $1.8M | No change |
| ESGE iShares Inc. iShares ESG Awar | 1.06% | 47,833 | $1.7M | Reduce -2.1% |
| IJH iShares Core S&P Midcap ETF | 1.01% | 26,455 | $1.6M | Reduce -4.2% |
| AAPL Apple Inc. | 0.98% | 6,899 | $1.6M | Reduce -2.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.88% | 6,066 | $1.4M | Add +5.4% |
| MSFT Microsoft Corp. | 0.49% | 1,850 | $796K | Add +6.4% |
| XOM Exxon Mobil Corp. | 0.48% | 6,670 | $782K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.45% | 3,346 | $740K | Add +0.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.37% | 2,966 | $601K | Reduce -8.2% |
| BSV Vanguard Short-Term Bond ETF | 0.31% | 6,395 | $503K | Reduce -1.3% |
| MUB iShares National Muni Bond E | 0.30% | 4,510 | $490K | Reduce -5.3% |
| ARCC Ares Capital Corp. | 0.24% | 19,038 | $399K | Add +0.7% |
| VGT Vanguard Info Tech ETF | 0.23% | 638 | $374K | Reduce -2.3% |
| CL Colgate-Palmolive Co. | 0.22% | 3,490 | $362K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.17% | 1,367 | $271K | No change |
| ABBV Abbvie Inc. | 0.15% | 1,268 | $250K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.15% | 3,136 | $245K | Add +0.2% |
| ADP Automatic Data Processing | 0.14% | 851 | $235K | Add +0.1% |
| DSI iShares ESG MSCI KLD 400 ETF | 0.13% | 1,930 | $210K | Reduce -0.5% |
| BTE Baytex Energy Corp. | 0.02% | 13,625 | $40K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| VTIP Vanguard Short-Term Tips | Reduce -3.5% | 8.07% | −0.49 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.3% | 6.73% | −0.38 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.4% | 11.60% | −0.37 |
| SUB iShares Short-Term National | Reduce -2.1% | 2.56% | −0.12 |
| IWF iShares Russell 1000 Growth | Reduce -2.8% | 1.93% | −0.07 |
| QAI Nylim HDG MLT-STR TRC ETF-Ui | Reduce -2.5% | 1.80% | −0.06 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -8.2% | 0.37% | −0.03 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -0.5% | 1.16% | −0.03 |
| MUB iShares National Muni Bond E | Reduce -5.3% | 0.30% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -4.2% | 1.01% | −0.02 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -2.6% | 3.60% | −0.02 |
| VHT Vanguard Health Care ETF | Reduce -2.4% | 2.66% | −0.01 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -3.6% | 1.48% | −0.01 |
| VGT Vanguard Info Tech ETF | Reduce -2.3% | 0.23% | −0.01 |
| BWX SS SPDR BB Intl Treasury BD | Reduce -5.3% | 1.39% | −0.01 |
| BSV Vanguard Short-Term Bond ETF | Reduce -1.3% | 0.31% | −0.01 |
| DSI iShares ESG MSCI KLD 400 ETF | Reduce -0.5% | 0.13% | +0.00 |
| MDY State Street SPDR S&P Midcap | Reduce -2.3% | 1.47% | +0.00 |
| ESGD iShares Trust iShares ESG Aw | Reduce -2.0% | 1.78% | +0.01 |
| IQLT iShares MSCI International Q | Reduce -1.6% | 2.64% | +0.01 |
| ESGE iShares Inc. iShares ESG Awar | Reduce -2.1% | 1.06% | +0.02 |
| IWD iShares Russell 1000 Value E | Reduce -2.8% | 1.44% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -4.3% | 2.61% | +0.02 |
| IEMG iShares Core MSCI Emerging | Reduce -1.3% | 1.54% | +0.03 |
| AAPL Apple Inc. | Reduce -2.4% | 0.98% | +0.04 |
| ICVT iShares Convertible Bond ETF | Reduce -0.7% | 2.50% | +0.04 |
| EFA iShares MSCI Eafe ETF | Reduce -1.5% | 3.73% | +0.04 |
| EEM iShares MSCI Emerging Market | Reduce -1.5% | 2.76% | +0.05 |
| CGW Invesco S&P Global Water Ind | Reduce -3.0% | 3.44% | +0.11 |
| GLD SPDR Gold Shares | Reduce -3.4% | 3.43% | +0.16 |
| IWM iShares Russell 2000 ETF | Reduce -2.4% | 10.22% | +0.22 |
| VNQ Vanguard Real Estate ETF | Reduce -3.7% | 3.50% | +0.25 |
Portfolio Buys Q2 2024 → Q3 2024
| IWR iShares Russell Mid-Cap ETF | Add +0.9% | 2.94% | +0.15 |
| DIVO Amplify CWP Enhan Divid ETF | Add +3.7% | 2.26% | +0.13 |
| BNDX Vanguard Total Intl Bond ETF | Add +7.8% | 1.89% | +0.13 |
| IBM Intl Business Machines Corp. | Add +0.1% | 0.45% | +0.08 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +5.4% | 0.88% | +0.08 |
| ADP Automatic Data Processing | Add +0.1% | 0.14% | +0.01 |
| IEFA iShares Core MSCI Eafe ETF | Add +0.2% | 0.15% | +0.01 |
| ARCC Ares Capital Corp. | Add +0.7% | 0.24% | −0.01 |
| MSFT Microsoft Corp. | Add +6.4% | 0.49% | −0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 56 | $209.6M | SPY, IWM, QQQ, VTIP, IWR |
| Q1 2026 | 53 | $185.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q4 2025 | 57 | $186.5M | SPY, IWM, QQQ, VTIP, EFA |
| Q3 2025 | 50 | $182.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2025 | 49 | $170.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2025 | 47 | $159.0M | SPY, IWM, VTIP, QQQ, GLD |
| Q4 2024 | 50 | $161.3M | SPY, IWM, VTIP, QQQ, CWB |
| Q3 2024 | 47 | $163.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2024 | 47 | $157.3M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2024 | 50 | $162.1M | SPY, IWM, VTIP, QQQ, EFA |