Baron Financial Group, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 9, 2026), Baron Financial Group, LLC reported 57 stock positions worth $186.5 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 11.8% of the portfolio, followed by iShares Russell 2000 ETF (IWM, 9.7%) and Invesco QQQ Trust Series 1 (QQQ, 7.1%). Compared with Q3 2025, it opened 9 new positions, sold out of 2, added to 12 and reduced 30. The biggest buy was a new position in Citigroup (C) and the biggest sale Vanguard Short-Term Tips (VTIP, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- Fair Lawn, NJ
- CIK
- 0001832093
- Portfolio Value
- $186.5M (Q4 2025)
- SEC Filing
- 0002085853-26-000019 ↗ filed Jan 9, 2026
Holdings Value
Holdings 57 stocks · $186.5M
| SPY SS SPDR S&P 500 ETF Trust-US | 11.75% | 32,148 | $21.9M | Reduce -1.7% |
| IWM iShares Russell 2000 ETF | 9.73% | 73,743 | $18.2M | Reduce -0.4% |
| QQQ Invesco QQQ Trust Series 1 | 7.06% | 21,434 | $13.2M | Reduce -2.2% |
| VTIP Vanguard Short-Term Tips | 6.80% | 256,510 | $12.7M | Reduce -1.4% |
| EFA iShares MSCI Eafe ETF | 3.87% | 75,230 | $7.2M | Reduce -0.2% |
| GLD SPDR Gold Shares | 3.77% | 17,729 | $7.0M | Reduce -8.5% |
| CWB SS SPDR BB Conv Sec ETF | 3.47% | 72,501 | $6.5M | Reduce -1.4% |
| IWR iShares Russell Mid-Cap ETF | 3.36% | 65,009 | $6.3M | Add +4.1% |
| VNQ Vanguard Real Estate ETF | 2.94% | 61,992 | $5.5M | Add +4.7% |
| CGW Invesco S&P Global Water Ind | 2.86% | 84,785 | $5.3M | Reduce -2.9% |
| EEM iShares MSCI Emerging Market | 2.85% | 97,321 | $5.3M | Reduce -2.0% |
| BNDX Vanguard Total Intl Bond ETF | 2.73% | 105,425 | $5.1M | Add +7.5% |
| ICVT iShares Convertible Bond ETF | 2.63% | 49,720 | $4.9M | Reduce -0.6% |
| IQLT iShares MSCI International Q | 2.49% | 102,055 | $4.6M | Reduce -2.0% |
| DIVO Amplify CWP Enhan Divid ETF | 2.46% | 102,999 | $4.6M | Add +1.4% |
| SUB iShares Short-Term National | 2.34% | 40,945 | $4.4M | Add +4.7% |
| VHT Vanguard Health Care ETF | 2.23% | 14,466 | $4.2M | Reduce -2.6% |
| IJR iShares Core S&P Small-Cap E | 2.04% | 31,657 | $3.8M | Reduce -5.4% |
| IWF iShares Russell 1000 Growth | 1.90% | 7,488 | $3.5M | Reduce -1.2% |
| QAI Nylim HDG MLT-STR TRC ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 1.74% | 96,731 | $3.2M | Add +1.5% |
| ESGD iShares Trust iShares ESG Aw | 1.68% | 32,930 | $3.1M | Reduce -0.4% |
| BWX SS SPDR BB Intl Treasury BD | 1.60% | 132,621 | $3.0M | Add +9.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.56% | 11,272 | $2.9M | Add +2.3% |
| IEMG iShares Core MSCI Emerging | 1.52% | 42,290 | $2.8M | Reduce -4.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.45% | 60,898 | $2.7M | Reduce -1.1% |
| IWD iShares Russell 1000 Value E | 1.29% | 11,456 | $2.4M | Reduce -1.3% |
| MDY State Street SPDR S&P Midcap | 1.28% | 3,949 | $2.4M | Reduce -0.2% |
| SPGP Invesco S&P 500 Garp ETF | 1.13% | 18,565 | $2.1M | Reduce -0.2% |
| AAPL Apple Inc. | 1.13% | 7,762 | $2.1M | Add +4.6% |
| ESGE iShares Inc. iShares ESG Awar | 1.08% | 45,452 | $2.0M | Reduce -1.9% |
| VTI VG Morningstar TS MKT ETF-US | 1.07% | 5,959 | $2.0M | Reduce -0.7% |
| IJH iShares Core S&P Midcap ETF | 0.83% | 23,481 | $1.5M | Reduce -4.7% |
| MSFT Microsoft Corp. | 0.47% | 1,819 | $880K | Reduce -0.4% |
| XOM Exxon Mobil Corp. | 0.43% | 6,710 | $807K | Add +1.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.42% | 2,644 | $783K | Reduce -0.6% |
| C Citigroup Inc. | 0.37% | 5,866 | $685K | New |
| NVDA Nvidia Corp. | 0.34% | 3,362 | $627K | New |
| ARCC Ares Capital Corp. | 0.28% | 25,977 | $526K | No change |
| SRVR Pacer Data & Infrastructure | 0.27% | 17,375 | $498K | Add +81.0% |
| BSV Vanguard Short-Term Bond ETF | 0.27% | 6,277 | $495K | Add +3.5% |
| VGT Vanguard Info Tech ETF | 0.25% | 628 | $473K | Reduce -1.6% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.21% | 9,305 | $397K | New |
| MTUM iShares MSCI USA Momentum Fa | 0.21% | 1,555 | $389K | Reduce -1.3% |
| VIG Vanguard Dividend Apprec ETF | 0.16% | 1,367 | $300K | No change |
| ABBV Abbvie Inc. | 0.16% | 1,309 | $299K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.16% | 3,301 | $295K | Reduce -0.5% |
| CL Colgate-Palmolive Co. | 0.14% | 3,415 | $270K | No change |
| VEA Vanguard Ftse Developed ETF | 0.14% | 4,275 | $267K | New |
| JPM JPMorgan Chase & Co. | 0.14% | 815 | $263K | No change |
| MUB iShares National Muni Bond E | 0.14% | 2,420 | $259K | Reduce -45.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.13% | 499 | $243K | Reduce -7.4% |
| VOO Vanguard S&P 500 ETF | 0.13% | 375 | $235K | New |
| GRID First TRST Nasd Class Edg Sgiif | 0.12% | 1,464 | $224K | New |
| ADP Automatic Data Processing | 0.12% | 848 | $218K | No change |
| DSI iShares ESG MSCI KLD 400 ETF | 0.11% | 1,565 | $202K | New |
| ICLN iShares Global Clean Energy | 0.09% | 10,530 | $173K | New |
| BATT Amplify Lithium Battery Tech | 0.09% | 11,615 | $160K | New |
Portfolio Sells Q3 2025 → Q4 2025
| VTIP Vanguard Short-Term Tips | Reduce -1.4% | 6.80% | −0.41 |
| CGW Invesco S&P Global Water Ind | Reduce -2.9% | 2.86% | −0.21 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.7% | 11.75% | −0.18 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -1.4% | 3.47% | −0.18 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.2% | 7.06% | −0.15 |
| IJR iShares Core S&P Small-Cap E | Reduce -5.4% | 2.04% | −0.14 |
| MUB iShares National Muni Bond E | Reduce -45.8% | 0.14% | −0.12 |
| BX Blackstone Inc. | Sold out | 0.00% | −0.12 |
| ICVT iShares Convertible Bond ETF | Reduce -0.6% | 2.63% | −0.12 |
| IWM iShares Russell 2000 ETF | Reduce -0.4% | 9.73% | −0.08 |
| IEMG iShares Core MSCI Emerging | Reduce -4.0% | 1.52% | −0.07 |
| EEM iShares MSCI Emerging Market | Reduce -2.0% | 2.85% | −0.05 |
| IJH iShares Core S&P Midcap ETF | Reduce -4.7% | 0.83% | −0.05 |
| MSFT Microsoft Corp. | Reduce -0.4% | 0.47% | −0.05 |
| IWF iShares Russell 1000 Growth | Reduce -1.2% | 1.90% | −0.04 |
| IQLT iShares MSCI International Q | Reduce -2.0% | 2.49% | −0.03 |
| ESGE iShares Inc. iShares ESG Awar | Reduce -1.9% | 1.08% | −0.03 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -0.2% | 1.13% | −0.03 |
| BTE Baytex Energy Corp. | Sold out | 0.00% | −0.02 |
| MDY State Street SPDR S&P Midcap | Reduce -0.2% | 1.28% | −0.02 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -1.3% | 0.21% | −0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -7.4% | 0.13% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.7% | 1.07% | −0.01 |
| VGT Vanguard Info Tech ETF | Reduce -1.6% | 0.25% | −0.01 |
| ESGD iShares Trust iShares ESG Aw | Reduce -0.4% | 1.68% | −0.01 |
| GLD SPDR Gold Shares | Reduce -8.5% | 3.77% | −0.00 |
| IWD iShares Russell 1000 Value E | Reduce -1.3% | 1.29% | −0.00 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.5% | 0.16% | −0.00 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -1.1% | 1.45% | +0.01 |
| IBM Intl Business Machines Corp. | Reduce -0.6% | 0.42% | +0.01 |
| EFA iShares MSCI Eafe ETF | Reduce -0.2% | 3.87% | +0.02 |
| VHT Vanguard Health Care ETF | Reduce -2.6% | 2.23% | +0.12 |
Portfolio Buys Q3 2025 → Q4 2025
| C Citigroup Inc. | New | 0.37% | +0.37 |
| NVDA Nvidia Corp. | New | 0.34% | +0.34 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 0.21% | +0.21 |
| VEA Vanguard Ftse Developed ETF | New | 0.14% | +0.14 |
| VOO Vanguard S&P 500 ETF | New | 0.13% | +0.13 |
| GRID First TRST Nasd Class Edg Sgiif | New | 0.12% | +0.12 |
| DSI iShares ESG MSCI KLD 400 ETF | New | 0.11% | +0.11 |
| SRVR Pacer Data & Infrastructure | Add +81.0% | 0.27% | +0.10 |
| AAPL Apple Inc. | Add +4.6% | 1.13% | +0.10 |
| ICLN iShares Global Clean Energy | New | 0.09% | +0.09 |
| BATT Amplify Lithium Battery Tech | New | 0.09% | +0.09 |
| BNDX Vanguard Total Intl Bond ETF | Add +7.5% | 2.73% | +0.07 |
| BWX SS SPDR BB Intl Treasury BD | Add +9.3% | 1.60% | +0.07 |
| SUB iShares Short-Term National | Add +4.7% | 2.34% | +0.06 |
| IWR iShares Russell Mid-Cap ETF | Add +4.1% | 3.36% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +2.3% | 1.56% | +0.02 |
| XOM Exxon Mobil Corp. | Add +1.0% | 0.43% | +0.02 |
| BSV Vanguard Short-Term Bond ETF | Add +3.5% | 0.27% | +0.00 |
| QAI Nylim HDG MLT-STR TRC ETF-Ui | Add +1.5% | 1.74% | −0.02 |
| DIVO Amplify CWP Enhan Divid ETF | Add +1.4% | 2.46% | −0.02 |
| VNQ Vanguard Real Estate ETF | Add +4.7% | 2.94% | −0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 56 | $209.6M | SPY, IWM, QQQ, VTIP, IWR |
| Q1 2026 | 53 | $185.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q4 2025 | 57 | $186.5M | SPY, IWM, QQQ, VTIP, EFA |
| Q3 2025 | 50 | $182.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2025 | 49 | $170.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2025 | 47 | $159.0M | SPY, IWM, VTIP, QQQ, GLD |
| Q4 2024 | 50 | $161.3M | SPY, IWM, VTIP, QQQ, CWB |
| Q3 2024 | 47 | $163.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2024 | 47 | $157.3M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2024 | 50 | $162.1M | SPY, IWM, VTIP, QQQ, EFA |