Baron Financial Group, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 8, 2025), Baron Financial Group, LLC reported 50 stock positions worth $182.5 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 11.9% of the portfolio, followed by iShares Russell 2000 ETF (IWM, 9.8%) and Vanguard Short-Term Tips (VTIP, 7.2%). Compared with Q2 2025, it opened 2 new positions, sold out of 1, added to 18 and reduced 22. The biggest buy was Apple (AAPL, shares +30%) and the biggest sale Invesco S&P Global Water Ind (CGW, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- Fair Lawn, NJ
- CIK
- 0001832093
- Portfolio Value
- $182.5M (Q3 2025)
- SEC Filing
- 0002085853-25-000020 ↗ filed Oct 8, 2025
Holdings Value
Holdings 50 stocks · $182.5M
| SPY SS SPDR S&P 500 ETF Trust-US | 11.94% | 32,709 | $21.8M | Add +0.2% |
| IWM iShares Russell 2000 ETF | 9.81% | 74,035 | $17.9M | Reduce -0.3% |
| VTIP Vanguard Short-Term Tips | 7.21% | 260,035 | $13.2M | Add +0.0% |
| QQQ Invesco QQQ Trust Series 1 | 7.21% | 21,919 | $13.2M | Add +0.3% |
| EFA iShares MSCI Eafe ETF | 3.86% | 75,364 | $7.0M | Add +0.0% |
| GLD SPDR Gold Shares | 3.77% | 19,367 | $6.9M | Reduce -6.6% |
| CWB SS SPDR BB Conv Sec ETF | 3.65% | 73,566 | $6.7M | Reduce -0.1% |
| IWR iShares Russell Mid-Cap ETF | 3.30% | 62,434 | $6.0M | Add +1.6% |
| CGW Invesco S&P Global Water Ind | 3.07% | 87,320 | $5.6M | Reduce -1.7% |
| VNQ Vanguard Real Estate ETF | 2.97% | 59,239 | $5.4M | Add +1.1% |
| EEM iShares MSCI Emerging Market | 2.91% | 99,331 | $5.3M | Reduce -0.0% |
| ICVT iShares Convertible Bond ETF | 2.74% | 50,035 | $5.0M | Add +1.3% |
| BNDX Vanguard Total Intl Bond ETF | 2.66% | 98,055 | $4.8M | Add +1.4% |
| IQLT iShares MSCI International Q | 2.52% | 104,110 | $4.6M | Reduce -0.5% |
| DIVO Amplify CWP Enhan Divid ETF | 2.48% | 101,529 | $4.5M | Add +2.1% |
| SUB iShares Short-Term National | 2.29% | 39,095 | $4.2M | Reduce -0.3% |
| IJR iShares Core S&P Small-Cap E | 2.18% | 33,453 | $4.0M | Reduce -1.4% |
| VHT Vanguard Health Care ETF | 2.11% | 14,856 | $3.9M | Reduce -1.4% |
| IWF iShares Russell 1000 Growth | 1.94% | 7,578 | $3.5M | Reduce -2.2% |
| QAI Nylim HDG MLT-STR TRC ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 1.76% | 95,316 | $3.2M | Add +1.6% |
| ESGD iShares Trust iShares ESG Aw | 1.68% | 33,075 | $3.1M | Reduce -0.3% |
| IEMG iShares Core MSCI Emerging | 1.59% | 44,035 | $2.9M | Reduce -2.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.54% | 11,020 | $2.8M | Add +11.1% |
| BWX SS SPDR BB Intl Treasury BD | 1.53% | 121,381 | $2.8M | Add +8.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.44% | 61,568 | $2.6M | Reduce -0.3% |
| IWD iShares Russell 1000 Value E | 1.30% | 11,611 | $2.4M | Reduce -1.4% |
| MDY State Street SPDR S&P Midcap | 1.29% | 3,958 | $2.4M | Reduce -1.2% |
| SPGP Invesco S&P 500 Garp ETF | 1.16% | 18,610 | $2.1M | Reduce -0.2% |
| ESGE iShares Inc. iShares ESG Awar | 1.10% | 46,337 | $2.0M | Add +0.2% |
| VTI VG Morningstar TS MKT ETF-US | 1.08% | 5,999 | $2.0M | Reduce -1.5% |
| AAPL Apple Inc. | 1.04% | 7,422 | $1.9M | Add +29.9% |
| IJH iShares Core S&P Midcap ETF | 0.88% | 24,632 | $1.6M | Reduce -0.8% |
| MSFT Microsoft Corp. | 0.52% | 1,826 | $946K | Add +0.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.41% | 2,659 | $750K | Reduce -3.5% |
| XOM Exxon Mobil Corp. | 0.41% | 6,645 | $749K | No change |
| ARCC Ares Capital Corp. | 0.29% | 25,977 | $530K | Add +30.8% |
| BSV Vanguard Short-Term Bond ETF | 0.26% | 6,065 | $479K | No change |
| VGT Vanguard Info Tech ETF | 0.26% | 638 | $476K | No change |
| MUB iShares National Muni Bond E | 0.26% | 4,465 | $475K | Add +0.2% |
| MTUM iShares MSCI USA Momentum Fa | 0.22% | 1,575 | $404K | Reduce -6.0% |
| SRVR Pacer Data & Infrastructure | 0.17% | 9,600 | $304K | New |
| ABBV Abbvie Inc. | 0.17% | 1,309 | $303K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.16% | 1,367 | $295K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.16% | 3,316 | $290K | Reduce -3.3% |
| CL Colgate-Palmolive Co. | 0.15% | 3,415 | $273K | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.14% | 539 | $259K | No change |
| JPM JPMorgan Chase & Co. | 0.14% | 815 | $257K | No change |
| ADP Automatic Data Processing | 0.14% | 848 | $249K | Add +0.1% |
| BX Blackstone Inc. | 0.12% | 1,275 | $218K | New |
| BTE Baytex Energy Corp. | 0.02% | 13,625 | $32K | No change |
Portfolio Sells Q2 2025 → Q3 2025
| CGW Invesco S&P Global Water Ind | Reduce -1.7% | 3.07% | −0.18 |
| SUB iShares Short-Term National | Reduce -0.3% | 2.29% | −0.16 |
| IQLT iShares MSCI International Q | Reduce -0.5% | 2.52% | −0.13 |
| ABT Abbott Laboratories | Sold out | 0.00% | −0.12 |
| VHT Vanguard Health Care ETF | Reduce -1.4% | 2.11% | −0.08 |
| IBM Intl Business Machines Corp. | Reduce -3.5% | 0.41% | −0.07 |
| ESGD iShares Trust iShares ESG Aw | Reduce -0.3% | 1.68% | −0.05 |
| IWD iShares Russell 1000 Value E | Reduce -1.4% | 1.30% | −0.05 |
| MDY State Street SPDR S&P Midcap | Reduce -1.2% | 1.29% | −0.04 |
| CL Colgate-Palmolive Co. | Reduce -1.4% | 0.15% | −0.04 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -0.3% | 1.44% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.8% | 0.88% | −0.02 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -0.2% | 1.16% | −0.02 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -6.0% | 0.22% | −0.01 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -3.3% | 0.16% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -1.5% | 1.08% | −0.01 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.4% | 2.18% | +0.00 |
| IEMG iShares Core MSCI Emerging | Reduce -2.0% | 1.59% | +0.01 |
| IWF iShares Russell 1000 Growth | Reduce -2.2% | 1.94% | +0.01 |
| GLD SPDR Gold Shares | Reduce -6.6% | 3.77% | +0.06 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -0.1% | 3.65% | +0.07 |
| EEM iShares MSCI Emerging Market | Reduce -0.0% | 2.91% | +0.09 |
| IWM iShares Russell 2000 ETF | Reduce -0.3% | 9.81% | +0.41 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +29.9% | 1.04% | +0.35 |
| SRVR Pacer Data & Infrastructure | New | 0.17% | +0.17 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +11.1% | 1.54% | +0.16 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.3% | 7.21% | +0.13 |
| ICVT iShares Convertible Bond ETF | Add +1.3% | 2.74% | +0.13 |
| BX Blackstone Inc. | New | 0.12% | +0.12 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.2% | 11.94% | +0.10 |
| ESGE iShares Inc. iShares ESG Awar | Add +0.2% | 1.10% | +0.04 |
| ARCC Ares Capital Corp. | Add +30.8% | 0.29% | +0.03 |
| DIVO Amplify CWP Enhan Divid ETF | Add +2.1% | 2.48% | −0.00 |
| MUB iShares National Muni Bond E | Add +0.2% | 0.26% | −0.01 |
| IWR iShares Russell Mid-Cap ETF | Add +1.6% | 3.30% | −0.01 |
| MSFT Microsoft Corp. | Add +0.1% | 0.52% | −0.01 |
| BWX SS SPDR BB Intl Treasury BD | Add +8.3% | 1.53% | −0.02 |
| ADP Automatic Data Processing | Add +0.1% | 0.14% | −0.02 |
| QAI Nylim HDG MLT-STR TRC ETF-Ui | Add +1.6% | 1.76% | −0.02 |
| VNQ Vanguard Real Estate ETF | Add +1.1% | 2.97% | −0.10 |
| EFA iShares MSCI Eafe ETF | Add +0.0% | 3.86% | −0.10 |
| BNDX Vanguard Total Intl Bond ETF | Add +1.4% | 2.66% | −0.15 |
| VTIP Vanguard Short-Term Tips | Add +0.0% | 7.21% | −0.45 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 56 | $209.6M | SPY, IWM, QQQ, VTIP, IWR |
| Q1 2026 | 53 | $185.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q4 2025 | 57 | $186.5M | SPY, IWM, QQQ, VTIP, EFA |
| Q3 2025 | 50 | $182.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2025 | 49 | $170.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2025 | 47 | $159.0M | SPY, IWM, VTIP, QQQ, GLD |
| Q4 2024 | 50 | $161.3M | SPY, IWM, VTIP, QQQ, CWB |
| Q3 2024 | 47 | $163.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2024 | 47 | $157.3M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2024 | 50 | $162.1M | SPY, IWM, VTIP, QQQ, EFA |