Baron Financial Group, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 9, 2026), Baron Financial Group, LLC reported 53 stock positions worth $185.4 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 11.5% of the portfolio, followed by iShares Russell 2000 ETF (IWM, 9.8%) and Vanguard Short-Term Tips (VTIP, 7.1%). Compared with Q4 2025, it sold out of 4, added to 19 and reduced 26. The biggest buy was Vanguard Short-Term Tips (VTIP, shares +3%) and the biggest sale Apple (AAPL, shares −23%).
- Most Recent 13F
- Q2 2026
- Location
- Fair Lawn, NJ
- CIK
- 0001832093
- Portfolio Value
- $185.4M (Q1 2026)
- SEC Filing
- 0002085853-26-000326 ↗ filed Apr 9, 2026
Holdings Value
Holdings 53 stocks · $185.4M
| SPY SS SPDR S&P 500 ETF Trust-US | 11.45% | 32,652 | $21.2M | Add +1.6% |
| IWM iShares Russell 2000 ETF | 9.79% | 73,195 | $18.2M | Reduce -0.7% |
| VTIP Vanguard Short-Term Tips | 7.11% | 264,090 | $13.2M | Add +3.0% |
| QQQ Invesco QQQ Trust Series 1 | 6.74% | 21,667 | $12.5M | Add +1.1% |
| EFA iShares MSCI Eafe ETF | 3.92% | 74,781 | $7.3M | Reduce -0.6% |
| GLD SPDR Gold Shares | 3.78% | 16,282 | $7.0M | Reduce -8.2% |
| CWB SS SPDR BB Conv Sec ETF | 3.57% | 72,386 | $6.6M | Reduce -0.2% |
| IWR iShares Russell Mid-Cap ETF | 3.57% | 68,036 | $6.6M | Add +4.7% |
| VNQ Vanguard Real Estate ETF | 3.05% | 63,655 | $5.6M | Add +2.7% |
| EEM iShares MSCI Emerging Market | 2.91% | 94,971 | $5.4M | Reduce -2.4% |
| BNDX Vanguard Total Intl Bond ETF | 2.90% | 111,972 | $5.4M | Add +6.2% |
| CGW Invesco S&P Global Water Ind | 2.87% | 83,237 | $5.3M | Reduce -1.8% |
| ICVT iShares Convertible Bond ETF | 2.73% | 49,763 | $5.1M | Add +0.1% |
| DIVO Amplify CWP Enhan Divid ETF | 2.55% | 105,559 | $4.7M | Add +2.5% |
| IQLT iShares MSCI International Q | 2.50% | 100,242 | $4.6M | Reduce -1.8% |
| SUB iShares Short-Term National | 2.35% | 40,930 | $4.4M | Reduce -0.0% |
| VHT Vanguard Health Care ETF | 2.12% | 14,444 | $3.9M | Reduce -0.1% |
| IJR iShares Core S&P Small-Cap E | 2.06% | 30,683 | $3.8M | Reduce -3.1% |
| QAI Nylim HDG MLT-STR TRC ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 1.81% | 98,371 | $3.4M | Add +1.7% |
| BWX SS SPDR BB Intl Treasury BD | 1.76% | 148,891 | $3.3M | Add +12.3% |
| IWF iShares Russell 1000 Growth | 1.70% | 7,378 | $3.1M | Reduce -1.5% |
| ESGD iShares Trust iShares ESG Aw | 1.66% | 32,090 | $3.1M | Reduce -2.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.63% | 11,550 | $3.0M | Add +2.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.49% | 60,578 | $2.8M | Reduce -0.5% |
| IEMG iShares Core MSCI Emerging | 1.47% | 39,093 | $2.7M | Reduce -7.6% |
| IWD iShares Russell 1000 Value E | 1.30% | 11,241 | $2.4M | Reduce -1.9% |
| MDY State Street SPDR S&P Midcap | 1.29% | 3,887 | $2.4M | Reduce -1.6% |
| SPGP Invesco S&P 500 Garp ETF | 1.08% | 18,575 | $2.0M | Add +0.1% |
| ESGE iShares Inc. iShares ESG Awar | 1.04% | 42,586 | $1.9M | Reduce -6.3% |
| VTI VG Morningstar TS MKT ETF-US | 1.02% | 5,887 | $1.9M | Reduce -1.2% |
| IJH iShares Core S&P Midcap ETF | 0.83% | 22,812 | $1.5M | Reduce -2.9% |
| AAPL Apple Inc. | 0.82% | 5,984 | $1.5M | Reduce -22.9% |
| XOM Exxon Mobil Corp. | 0.61% | 6,710 | $1.1M | No change |
| SRVR Pacer Data & Infrastructure | 0.40% | 23,910 | $746K | Add +37.6% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.37% | 14,880 | $683K | Add +59.9% |
| C Citigroup Inc. | 0.35% | 5,700 | $646K | Reduce -2.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.35% | 2,663 | $645K | Add +0.7% |
| MSFT Microsoft Corp. | 0.32% | 1,608 | $595K | Reduce -11.6% |
| NVDA Nvidia Corp. | 0.29% | 3,065 | $535K | Reduce -8.8% |
| BSV Vanguard Short-Term Bond ETF | 0.25% | 5,985 | $469K | Reduce -4.7% |
| ARCC Ares Capital Corp. | 0.25% | 25,977 | $468K | No change |
| VOO Vanguard S&P 500 ETF | 0.24% | 739 | $442K | Add +97.1% |
| VGT Vanguard Info Tech ETF | 0.24% | 628 | $438K | No change |
| MTUM iShares MSCI USA Momentum Fa | 0.19% | 1,505 | $361K | Reduce -3.2% |
| VIG Vanguard Dividend Apprec ETF | 0.16% | 1,367 | $294K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.16% | 3,246 | $294K | Reduce -1.7% |
| CL Colgate-Palmolive Co. | 0.16% | 3,415 | $291K | No change |
| ABBV Abbvie Inc. | 0.15% | 1,309 | $285K | No change |
| GRID First TRST Nasd Class Edg Sgiif | 0.14% | 1,595 | $261K | Add +8.9% |
| MUB iShares National Muni Bond E | 0.14% | 2,420 | $257K | No change |
| JPM JPMorgan Chase & Co. | 0.13% | 815 | $240K | No change |
| ICLN iShares Global Clean Energy | 0.11% | 11,500 | $210K | Add +9.2% |
| BATT Amplify Lithium Battery Tech | 0.10% | 12,880 | $192K | Add +10.9% |
Portfolio Sells Q4 2025 → Q1 2026
| AAPL Apple Inc. | Reduce -22.9% | 0.82% | −0.31 |
| IWF iShares Russell 1000 Growth | Reduce -1.5% | 1.70% | −0.20 |
| MSFT Microsoft Corp. | Reduce -11.6% | 0.32% | −0.15 |
| VEA Vanguard Ftse Developed ETF | Sold out | 0.00% | −0.14 |
| VUG Vanguard Mrngstar GR ETF-Sui | Sold out | 0.00% | −0.13 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.12 |
| VHT Vanguard Health Care ETF | Reduce -0.1% | 2.12% | −0.11 |
| DSI iShares ESG MSCI KLD 400 ETF | Sold out | 0.00% | −0.11 |
| IEMG iShares Core MSCI Emerging | Reduce -7.6% | 1.47% | −0.05 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -1.2% | 1.02% | −0.05 |
| NVDA Nvidia Corp. | Reduce -8.8% | 0.29% | −0.05 |
| ESGE iShares Inc. iShares ESG Awar | Reduce -6.3% | 1.04% | −0.03 |
| ESGD iShares Trust iShares ESG Aw | Reduce -2.5% | 1.66% | −0.02 |
| C Citigroup Inc. | Reduce -2.8% | 0.35% | −0.02 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -3.2% | 0.19% | −0.01 |
| BSV Vanguard Short-Term Bond ETF | Reduce -4.7% | 0.25% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -2.9% | 0.83% | −0.00 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -1.7% | 0.16% | +0.00 |
| IWD iShares Russell 1000 Value E | Reduce -1.9% | 1.30% | +0.00 |
| CGW Invesco S&P Global Water Ind | Reduce -1.8% | 2.87% | +0.01 |
| SUB iShares Short-Term National | Reduce -0.0% | 2.35% | +0.01 |
| GLD SPDR Gold Shares | Reduce -8.2% | 3.78% | +0.01 |
| IQLT iShares MSCI International Q | Reduce -1.8% | 2.50% | +0.01 |
| MDY State Street SPDR S&P Midcap | Reduce -1.6% | 1.29% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -3.1% | 2.06% | +0.02 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -0.5% | 1.49% | +0.04 |
| EFA iShares MSCI Eafe ETF | Reduce -0.6% | 3.92% | +0.04 |
| EEM iShares MSCI Emerging Market | Reduce -2.4% | 2.91% | +0.05 |
| IWM iShares Russell 2000 ETF | Reduce -0.7% | 9.79% | +0.06 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -0.2% | 3.57% | +0.11 |
Portfolio Buys Q4 2025 → Q1 2026
| VTIP Vanguard Short-Term Tips | Add +3.0% | 7.11% | +0.31 |
| IWR iShares Russell Mid-Cap ETF | Add +4.7% | 3.57% | +0.21 |
| BNDX Vanguard Total Intl Bond ETF | Add +6.2% | 2.90% | +0.17 |
| BWX SS SPDR BB Intl Treasury BD | Add +12.3% | 1.76% | +0.16 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +59.9% | 0.37% | +0.16 |
| SRVR Pacer Data & Infrastructure | Add +37.6% | 0.40% | +0.14 |
| VOO Vanguard S&P 500 ETF | Add +97.1% | 0.24% | +0.11 |
| ICVT iShares Convertible Bond ETF | Add +0.1% | 2.73% | +0.11 |
| VNQ Vanguard Real Estate ETF | Add +2.7% | 3.05% | +0.10 |
| DIVO Amplify CWP Enhan Divid ETF | Add +2.5% | 2.55% | +0.10 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +2.5% | 1.63% | +0.07 |
| QAI Nylim HDG MLT-STR TRC ETF-Ui | Add +1.7% | 1.81% | +0.07 |
| ICLN iShares Global Clean Energy | Add +9.2% | 0.11% | +0.02 |
| GRID First TRST Nasd Class Edg Sgiif | Add +8.9% | 0.14% | +0.02 |
| BATT Amplify Lithium Battery Tech | Add +10.9% | 0.10% | +0.02 |
| SPGP Invesco S&P 500 Garp ETF | Add +0.1% | 1.08% | −0.06 |
| IBM Intl Business Machines Corp. | Add +0.7% | 0.35% | −0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.6% | 11.45% | −0.30 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.1% | 6.74% | −0.32 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 56 | $209.6M | SPY, IWM, QQQ, VTIP, IWR |
| Q1 2026 | 53 | $185.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q4 2025 | 57 | $186.5M | SPY, IWM, QQQ, VTIP, EFA |
| Q3 2025 | 50 | $182.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2025 | 49 | $170.4M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2025 | 47 | $159.0M | SPY, IWM, VTIP, QQQ, GLD |
| Q4 2024 | 50 | $161.3M | SPY, IWM, VTIP, QQQ, CWB |
| Q3 2024 | 47 | $163.5M | SPY, IWM, VTIP, QQQ, EFA |
| Q2 2024 | 47 | $157.3M | SPY, IWM, VTIP, QQQ, EFA |
| Q1 2024 | 50 | $162.1M | SPY, IWM, VTIP, QQQ, EFA |