Bay Harbor Wealth Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Bay Harbor Wealth Management, LLC reported 164 stock positions worth $306.1 million. Its top holding was Ishr CR Unvrse Usd BD ETF-Ui (IUSB) at 9.1% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 8.1%) and Dimensional US Core Equity M (DFAU, 6.8%). Compared with Q2 2024, it opened 13 new positions, sold out of 17, added to 28 and reduced 76. The biggest buy was iShares MSCI Eafe Value ETF (EFV, shares +142%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −11%).
- Most Recent 13F
- Q2 2026
- Location
- Hunt Valley, MD
- CIK
- 0001767989
- Portfolio Value
- $306.1M (Q3 2024)
- SEC Filing
- 0001437749-24-031991 ↗ filed Oct 24, 2024
Holdings Value
Holdings 164 stocks · $306.1M
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 9.11% | 591,729 | $27.9M | Add +14.1% |
| IVV iShares Core S&P 500 ETF | 8.12% | 43,078 | $24.8M | Reduce -10.8% |
| DFAU Dimensional US Core Equity M | 6.79% | 524,078 | $20.8M | Add +19.6% |
| VEA Vanguard Ftse Developed ETF | 6.77% | 392,526 | $20.7M | Reduce -4.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 6.69% | 53,312 | $20.5M | Reduce -8.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 5.60% | 98,130 | $17.1M | Reduce -7.3% |
| BNDX Vanguard Total Intl Bond ETF | 4.66% | 283,477 | $14.3M | Reduce -2.3% |
| BSV Vanguard Short-Term Bond ETF | 4.35% | 169,083 | $13.3M | Reduce -1.8% |
| IVW iShares S&P 500 Growth ETF | 3.66% | 117,126 | $11.2M | Reduce -6.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 3.31% | 204,654 | $10.1M | Add +2.6% |
| QUAL iShares MSCI USA Quality Fac | 3.23% | 55,228 | $9.9M | Add +1.8% |
| EFG iShares MSCI Eafe Growth ETF | 2.78% | 79,057 | $8.5M | Reduce -0.8% |
| EFV iShares MSCI Eafe Value ETF | 2.48% | 132,092 | $7.6M | Add +142.0% |
| VWO Vanguard Ftse Emerging Marke | 2.40% | 153,681 | $7.4M | Reduce -5.5% |
| DFSD Dimensional Short Duration | 2.34% | 150,217 | $7.2M | Add +23.3% |
| VMBS Vanguard Mortgage-Backed Sec | 2.28% | 147,912 | $7.0M | Reduce -1.1% |
| BLV Vanguard Long-Term Bond ETF | 2.19% | 89,311 | $6.7M | Reduce -3.4% |
| MBB iShares MBS ETF | 2.13% | 68,033 | $6.5M | Add +2.3% |
| BIV Vanguard Intermediate-Term B | 2.10% | 82,064 | $6.4M | Reduce -2.4% |
| IVE iShares S&P 500 Value ETF | 1.88% | 29,127 | $5.7M | Add +2.0% |
| DFAI Dimensional International Co. | 1.86% | 179,445 | $5.7M | Add +18.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.62% | 20,804 | $4.9M | Reduce -7.2% |
| DFCF Dimensional Core Fixed Inc. | 1.59% | 112,363 | $4.9M | Add +22.0% |
| IYW iShares Ustechnology ETF | 1.40% | 28,220 | $4.3M | Add +0.2% |
| EMXC iShares MSCI Emr MRK Ex Chna | 1.33% | 66,713 | $4.1M | Add +36.1% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.32% | 75,449 | $4.0M | Add +58.2% |
| TLT iShares 20+ Year Treasury BD | 1.03% | 32,139 | $3.2M | Reduce -8.0% |
| IEMG iShares Core MSCI Emerging | 0.80% | 42,620 | $2.4M | Reduce -29.6% |
| DFAE Dimensional Emerging Core Eq | 0.79% | 88,026 | $2.4M | Add +20.3% |
| VGT Vanguard Info Tech ETF | 0.48% | 2,495 | $1.5M | No change |
| EMB iShares JP Morgan Usd Emergi | 0.43% | 14,230 | $1.3M | Reduce -0.6% |
| IGEB iShares Investment Grade SYS | 0.41% | 26,775 | $1.2M | Add +1.2% |
| IFRA iShares US Infrastructure | 0.38% | 24,928 | $1.2M | Add +0.7% |
| GOVT iShares US Treasury Bond ETF | 0.30% | 38,869 | $911K | Reduce -0.5% |
| DFGR Dim Global Real Estate ETF | 0.20% | 21,438 | $619K | Add +18.1% |
| SOXX iShares Semiconductor ETF | 0.17% | 2,252 | $519K | Add +8.2% |
| ICVT iShares Convertible Bond ETF | 0.16% | 5,911 | $495K | Reduce -0.1% |
| IETC iShares U.S. Tech Independen | 0.15% | 5,848 | $458K | No change |
| AOM iShares Core 40/60 Moderate | 0.12% | 7,862 | $355K | Add +0.0% |
| AAPL Apple Inc. | 0.11% | 1,443 | $336K | Add +15.1% |
| NVDA Nvidia Corp. | 0.11% | 2,706 | $329K | Add +29.5% |
| VIG Vanguard Dividend Apprec ETF | 0.10% | 1,552 | $309K | No change |
| TSLA Tesla Inc. | 0.08% | 975 | $255K | No change |
| VCR Vanguard Consumer Discre ETF | 0.08% | 725 | $247K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.08% | 430 | $247K | No change |
| MSFT Microsoft Corp. | 0.08% | 561 | $241K | Add +12.9% |
| AOA iShares Core 80/20 Aggressiv | 0.07% | 2,874 | $227K | Add +0.1% |
| GOOGL Alphabet Inc. Class A | 0.07% | 1,326 | $220K | Reduce -4.5% |
| SPAB SS SPDR P Agg Bond ETF | 0.06% | 6,878 | $180K | No change |
| AMZN Amazon.com Inc. | 0.06% | 951 | $177K | Reduce -4.6% |
| DELL Dell Technologies -C | 0.06% | 1,482 | $176K | Reduce -4.0% |
| META Meta Platforms Inc. Class A | 0.05% | 268 | $153K | Reduce -3.6% |
| AVGO Broadcom Inc. | 0.05% | 853 | $147K | Reduce -4.2% |
| PH Parker Hannifin Corp. | 0.04% | 207 | $131K | Reduce -2.8% |
| PHM Pultegroup Inc. | 0.04% | 873 | $125K | Reduce -3.2% |
| AOK iShares Core 30/70 Conservat | 0.04% | 3,123 | $121K | Reduce -5.8% |
| IBKR Interactive Brokers Gro Class A | 0.04% | 861 | $120K | Reduce -3.8% |
| ITOT iShares Core S&P Total U.S. | 0.04% | 900 | $113K | New |
| ORCL Oracle Corp. | 0.04% | 653 | $111K | Reduce -4.5% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.04% | 1,530 | $110K | Reduce -3.7% |
| AXP American Express Co. | 0.04% | 396 | $107K | Reduce -4.6% |
| JPM JPMorgan Chase & Co. | 0.03% | 489 | $103K | Add +12.4% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.03% | 847 | $101K | Reduce -4.8% |
| ABBV Abbvie Inc. | 0.03% | 501 | $99K | Reduce -2.3% |
| CAT Caterpillar Inc. | 0.03% | 251 | $98K | Reduce -4.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.03% | 341 | $97K | Reduce -2.3% |
| MCK McKesson Corp. | 0.03% | 189 | $94K | Reduce -4.1% |
| V Visa Inc. Class A | 0.03% | 340 | $93K | Reduce -3.7% |
| BSX Boston Scientific Corp. | 0.03% | 1,096 | $92K | Reduce -3.6% |
| UNH Unitedhealth Group Inc. | 0.03% | 154 | $90K | Reduce -4.3% |
| UBER Uber Technologies Inc. | 0.03% | 1,150 | $86K | Reduce -4.1% |
| WFC Wells Fargo & Co. | 0.03% | 1,515 | $86K | Reduce -3.9% |
| CRM Salesforce Inc. | 0.03% | 310 | $85K | Reduce -4.3% |
| MAR Marriott International Class A | 0.03% | 339 | $84K | Reduce -4.2% |
| NOW ServiceNow Inc. | 0.03% | 94 | $84K | Reduce -5.0% |
| DAL Delta Air Lines Inc. | 0.03% | 1,626 | $83K | Reduce -2.6% |
| LLY Eli Lilly & Co. | 0.03% | 92 | $82K | Reduce -4.2% |
| TMUS T-Mobile US Inc. | 0.03% | 394 | $81K | Reduce -3.4% |
| ADBE Adobe Inc. | 0.03% | 156 | $81K | Reduce -4.3% |
| MRK Merck & Co. Inc. | 0.03% | 697 | $80K | Reduce -3.7% |
| IQV Iqvia Holdings Inc. | 0.03% | 323 | $77K | Reduce -3.0% |
| KR Kroger Co. | 0.02% | 1,321 | $76K | Reduce -3.6% |
| RGA Reinsurance Group of America | 0.02% | 347 | $76K | Reduce -4.4% |
| KMB Kimberly-Clark Corp. | 0.02% | 526 | $75K | Reduce -4.0% |
| NEE Nextera Energy Inc. | 0.02% | 888 | $75K | Reduce -3.6% |
| XOM Exxon Mobil Corp. | 0.02% | 635 | $74K | Reduce -4.1% |
| SYY Sysco Corp. | 0.02% | 947 | $74K | Reduce -2.8% |
| VYM Vanguard High DVD Yield ETF | 0.02% | 546 | $70K | No change |
| QSR Restaurant Brands Intern | 0.02% | 951 | $69K | Reduce -4.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.02% | 242 | $68K | Reduce -6.9% |
| GPK Graphic Packaging Holding Co. | 0.02% | 2,284 | $68K | Reduce -1.9% |
| MDLZ Mondelez International Inc. Class A | 0.02% | 905 | $67K | Reduce -3.4% |
| WDAY Workday Inc. Class A | 0.02% | 274 | $67K | Reduce -4.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.02% | 565 | $66K | Reduce -4.2% |
| AOR iShares Core 60/40 Balanced | 0.02% | 1,057 | $63K | No change |
| MPC Marathon Petroleum Corp. | 0.02% | 373 | $61K | Reduce -3.4% |
| LIN Linde PLC | 0.02% | 126 | $60K | Reduce -3.8% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.02% | 1,498 | $53K | Reduce -97.1% |
| QCOM Qualcomm Inc. | 0.02% | 311 | $53K | Reduce -1.0% |
| HII Huntington Ingalls Industrie | 0.02% | 194 | $51K | Reduce -3.5% |
Portfolio Sells Q2 2024 → Q3 2024
| IVV iShares Core S&P 500 ETF | Reduce -10.8% | 8.12% | −1.09 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -8.2% | 6.69% | −0.89 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -97.1% | 0.02% | −0.61 |
| IVW iShares S&P 500 Growth ETF | Reduce -6.5% | 3.66% | −0.38 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -7.3% | 5.60% | −0.36 |
| IEMG iShares Core MSCI Emerging | Reduce -29.6% | 0.80% | −0.33 |
| VEA Vanguard Ftse Developed ETF | Reduce -4.3% | 6.77% | −0.30 |
| TIP iShares Tips Bond ETF | Sold out | 0.00% | −0.27 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -2.3% | 4.66% | −0.26 |
| BSV Vanguard Short-Term Bond ETF | Reduce -1.8% | 4.35% | −0.25 |
| BIV Vanguard Intermediate-Term B | Reduce -2.4% | 2.10% | −0.09 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -7.2% | 1.62% | −0.09 |
| TLT iShares 20+ Year Treasury BD | Reduce -8.0% | 1.03% | −0.09 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -1.1% | 2.28% | −0.08 |
| VWO Vanguard Ftse Emerging Marke | Reduce -5.5% | 2.40% | −0.08 |
| BLV Vanguard Long-Term Bond ETF | Reduce -3.4% | 2.19% | −0.07 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -0.8% | 2.78% | −0.06 |
| DELL Dell Technologies -C | Reduce -4.0% | 0.06% | −0.02 |
| GOOGL Alphabet Inc. Class A | Reduce -4.5% | 0.07% | −0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -6.9% | 0.02% | −0.01 |
| GOVT iShares US Treasury Bond ETF | Reduce -0.5% | 0.30% | −0.01 |
| MCK McKesson Corp. | Reduce -4.1% | 0.03% | −0.01 |
| AMZN Amazon.com Inc. | Reduce -4.6% | 0.06% | −0.01 |
| ARKK ARK Innovation ETF | Reduce -31.2% | 0.02% | −0.01 |
| EMB iShares JP Morgan Usd Emergi | Reduce -0.6% | 0.43% | −0.01 |
| MU Micron Technology Inc. | Reduce -0.9% | 0.02% | −0.01 |
| MRK Merck & Co. Inc. | Reduce -3.7% | 0.03% | −0.01 |
| ADBE Adobe Inc. | Reduce -4.3% | 0.03% | −0.01 |
| WFC Wells Fargo & Co. | Reduce -3.9% | 0.03% | −0.00 |
| QCOM Qualcomm Inc. | Reduce -1.0% | 0.02% | −0.00 |
| FANG Diamondback Energy Inc. | Reduce -4.3% | 0.01% | −0.00 |
| LLY Eli Lilly & Co. | Reduce -4.2% | 0.03% | −0.00 |
| MPC Marathon Petroleum Corp. | Reduce -3.4% | 0.02% | −0.00 |
| AOK iShares Core 30/70 Conservat | Reduce -5.8% | 0.04% | −0.00 |
| CNP Centerpoint Energy Inc. | Reduce -3.3% | 0.02% | −0.00 |
| KTOS Kratos Defense & Security | Sold out | 0.00% | −0.00 |
| MAR Marriott International Class A | Reduce -4.2% | 0.03% | −0.00 |
| XOM Exxon Mobil Corp. | Reduce -4.1% | 0.02% | −0.00 |
| UBER Uber Technologies Inc. | Reduce -4.1% | 0.03% | −0.00 |
| KMB Kimberly-Clark Corp. | Reduce -4.0% | 0.02% | −0.00 |
| QSR Restaurant Brands Intern | Reduce -4.4% | 0.02% | −0.00 |
| BA The Boeing Co. | Sold out | 0.00% | −0.00 |
| V Visa Inc. Class A | Reduce -3.7% | 0.03% | −0.00 |
| AVGO Broadcom Inc. | Reduce -4.2% | 0.05% | −0.00 |
| RGA Reinsurance Group of America | Reduce -4.4% | 0.02% | −0.00 |
| CRM Salesforce Inc. | Reduce -4.3% | 0.03% | −0.00 |
| PG The Procter & Gamble Co. | Reduce -41.9% | 0.00% | −0.00 |
| ARKQ ARK Autonomous Tech & Robot | Sold out | 0.00% | −0.00 |
| ARKF ARK Blockchain & Fintech Inn | Sold out | 0.00% | −0.00 |
| CDNS Cadence Design SYS Inc. | Sold out | 0.00% | −0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| EFV iShares MSCI Eafe Value ETF | Add +142.0% | 2.48% | +1.47 |
| DFAU Dimensional US Core Equity M | Add +19.6% | 6.79% | +1.07 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +14.1% | 9.11% | +0.93 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +58.2% | 1.32% | +0.45 |
| DFSD Dimensional Short Duration | Add +23.3% | 2.34% | +0.35 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +36.1% | 1.33% | +0.32 |
| DFAI Dimensional International Co. | Add +18.9% | 1.86% | +0.30 |
| DFCF Dimensional Core Fixed Inc. | Add +22.0% | 1.59% | +0.25 |
| DFAE Dimensional Emerging Core Eq | Add +20.3% | 0.79% | +0.13 |
| IVE iShares S&P 500 Value ETF | Add +2.0% | 1.88% | +0.07 |
| DFGR Dim Global Real Estate ETF | Add +18.1% | 0.20% | +0.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +2.6% | 3.31% | +0.04 |
| ITOT iShares Core S&P Total U.S. | New | 0.04% | +0.04 |
| IFRA iShares US Infrastructure | Add +0.7% | 0.38% | +0.02 |
| AAPL Apple Inc. | Add +15.1% | 0.11% | +0.02 |
| NVDA Nvidia Corp. | Add +29.5% | 0.11% | +0.02 |
| ICAPITAL KKR PRIVATE MKTS FD SHS BEN INT I | New | 0.01% | +0.01 |
| QUAL iShares MSCI USA Quality Fac | Add +1.8% | 3.23% | +0.01 |
| LOW Lowe's Cos Inc. | New | 0.01% | +0.01 |
| AFL Aflac Inc. | New | 0.00% | +0.00 |
| ADI Analog Devices Inc. | New | 0.00% | +0.00 |
| CB Chubb Ltd. | New | 0.00% | +0.00 |
| JPM JPMorgan Chase & Co. | Add +12.4% | 0.03% | +0.00 |
| WMT Walmart Inc. | Add +5.6% | 0.01% | +0.00 |
| MSFT Microsoft Corp. | Add +12.9% | 0.08% | +0.00 |
| MBB iShares MBS ETF | Add +2.3% | 2.13% | +0.00 |
| BAC Bank of America Corp. | New | 0.00% | +0.00 |
| BDX Becton Dickinson and Co. | New | 0.00% | +0.00 |
| RMD Resmed Inc. | Add +62.5% | 0.00% | +0.00 |
| FXI iShares China Large-Cap ETF | New | 0.00% | +0.00 |
| MCHI iShares MSCI China ETF | New | 0.00% | +0.00 |
| TCHI iShares MSCI China Tech | New | 0.00% | +0.00 |
| ZTS Zoetis Inc. | Add +23.1% | 0.00% | +0.00 |
| CLH Clean Harbors Inc. | Add +10.0% | 0.00% | +0.00 |
| EMBC Embecta Corp. | New | 0.00% | 0.00 |
| KLDO Kaleido Biosciences Inc. | New | 0.00% | 0.00 |
| AOA iShares Core 80/20 Aggressiv | Add +0.1% | 0.07% | −0.00 |
| AOM iShares Core 40/60 Moderate | Add +0.0% | 0.12% | −0.00 |
| IGEB iShares Investment Grade SYS | Add +1.2% | 0.41% | −0.00 |
| SOXX iShares Semiconductor ETF | Add +8.2% | 0.17% | −0.01 |
| IYW iShares Ustechnology ETF | Add +0.2% | 1.40% | −0.08 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,292 | $433.6M | IVV, DFAU, IUSB, VUG, VEA |
| Q1 2026 | 1,299 | $385.7M | DFAU, IUSB, VUG, VEA, IVV |
| Q4 2025 | 1,317 | $382.8M | DFAU, VUG, VEA, IUSB, IVE |
| Q3 2025 | 1,289 | $370.1M | DFAU, VUG, VEA, IUSB, VTV |
| Q2 2025 | 1,275 | $344.8M | DFAU, IUSB, VEA, VUG, VTV |
| Q1 2025 | 1,150 | $316.2M | IUSB, IVV, DFAU, VEA, VUG |
| Q4 2024 | 181 | $308.1M | IVV, IUSB, DFAU, VUG, VEA |
| Q3 2024 | 164 | $306.1M | IUSB, IVV, DFAU, VEA, VUG |
| Q2 2024 | 168 | $286.9M | IVV, IUSB, VUG, VEA, VTV |
| Q1 2024 | 172 | $278.5M | IVV, IUSB, VEA, VUG, VTV |