Bay Harbor Wealth Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 9, 2025), Bay Harbor Wealth Management, LLC reported 1,289 stock positions worth $370.1 million. Its top holding was Dimensional US Core Equity M (DFAU) at 8.2% of the portfolio, followed by Vanguard Mrngstar GR ETF-Sui (VUG, 6.2%) and Vanguard Ftse Developed ETF (VEA, 6.0%). Compared with Q2 2025, it opened 52 new positions, sold out of 38, added to 903 and reduced 153. The biggest buy was iShares S&P 100 ETF (OEF, shares +88%) and the biggest sale iShares MSCI Eafe Growth ETF (EFG, shares −89%).
- Most Recent 13F
- Q2 2026
- Location
- Hunt Valley, MD
- CIK
- 0001767989
- Portfolio Value
- $370.1M (Q3 2025)
- SEC Filing
- 0001437749-25-030755 ↗ filed Oct 9, 2025
Holdings Value
Holdings 1,289 stocks · $370.1M
| DFAU Dimensional US Core Equity M | 8.15% | 659,467 | $30.2M | Add +5.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 6.16% | 47,503 | $22.8M | Reduce -0.0% |
| VEA Vanguard Ftse Developed ETF | 5.95% | 367,732 | $22.0M | Reduce -0.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 5.66% | 448,194 | $20.9M | Reduce -12.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 4.35% | 85,832 | $16.1M | Add +1.2% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 4.24% | 264,937 | $15.7M | Add +17.7% |
| IVV iShares Core S&P 500 ETF | 3.94% | 21,793 | $14.6M | Add +9.4% |
| BNDX Vanguard Total Intl Bond ETF | 3.82% | 285,514 | $14.1M | Add +1.4% |
| BSV Vanguard Short-Term Bond ETF | 3.65% | 171,285 | $13.5M | Add +0.9% |
| IVW iShares S&P 500 Growth ETF | 3.51% | 107,514 | $13.0M | Reduce -6.3% |
| IVE iShares S&P 500 Value ETF | 3.25% | 58,190 | $12.0M | Add +3.4% |
| QUAL iShares MSCI USA Quality Fac | 3.24% | 61,620 | $12.0M | Reduce -19.9% |
| EFV iShares MSCI Eafe Value ETF | 3.11% | 169,584 | $11.5M | Reduce -16.6% |
| OEF iShares S&P 100 ETF | 2.98% | 33,118 | $11.0M | Add +87.8% |
| IEMG iShares Core MSCI Emerging | 2.78% | 156,038 | $10.3M | Add +9.9% |
| DFSD Dimensional Short Duration | 2.64% | 202,388 | $9.8M | Add +12.4% |
| DFAI Dimensional International Co. | 2.37% | 240,969 | $8.8M | Add +8.2% |
| VWO Vanguard Ftse Emerging Marke | 2.33% | 158,957 | $8.6M | Reduce -0.7% |
| TLH iShares 10-20 Year Treasury | 2.05% | 73,848 | $7.6M | Add +18.2% |
| VMBS Vanguard Mortgage-Backed Sec | 1.85% | 146,034 | $6.9M | Add +0.6% |
| DFCF Dimensional Core Fixed Inc. | 1.80% | 155,789 | $6.7M | Add +12.1% |
| BIV Vanguard Intermediate-Term B | 1.80% | 85,115 | $6.6M | Add +0.5% |
| MBB iShares MBS ETF | 1.76% | 68,500 | $6.5M | Add +3.7% |
| BLV Vanguard Long-Term Bond ETF | 1.75% | 91,347 | $6.5M | Add +1.2% |
| BAI Ishrs AI in and Tech Act ETF | 1.63% | 176,404 | $6.0M | Add +154.6% |
| THRO iShares U.S. Thematic Rotati | 1.57% | 153,068 | $5.8M | Add +1.0% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.29% | 90,019 | $4.8M | Add +5.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.24% | 17,920 | $4.6M | Add +1.2% |
| IAGG iShares Intl Aggregate Bond | 1.21% | 87,208 | $4.5M | Add +6.9% |
| IAU iShares Gold Trust | 1.09% | 55,530 | $4.0M | Add +63.6% |
| MTUM iShares MSCI USA Momentum Fa | 1.08% | 15,563 | $4.0M | Add +0.2% |
| DFAE Dimensional Emerging Core Eq | 1.07% | 125,029 | $3.9M | Add +7.1% |
| ITA iShares U.S. Aerospace & Def | 0.66% | 11,736 | $2.5M | New |
| VGT Vanguard Info Tech ETF | 0.50% | 2,495 | $1.9M | No change |
| EMB iShares JP Morgan Usd Emergi | 0.44% | 17,171 | $1.6M | Add +1.5% |
| STIP iShares 0-5 Year Tips Bond E | 0.32% | 11,315 | $1.2M | Add +2.0% |
| GOVT iShares US Treasury Bond ETF | 0.27% | 43,382 | $1.0M | Add +0.1% |
| DFGR Dim Global Real Estate ETF | 0.23% | 31,359 | $856K | Add +10.7% |
| NVDA Nvidia Corp. | 0.22% | 4,459 | $832K | Add +11.1% |
| ICVT iShares Convertible Bond ETF | 0.18% | 6,683 | $669K | Add +19.2% |
| MSFT Microsoft Corp. | 0.17% | 1,226 | $635K | Add +6.0% |
| AAPL Apple Inc. | 0.17% | 2,492 | $635K | Add +12.2% |
| EFG iShares MSCI Eafe Growth ETF | 0.17% | 5,437 | $619K | Reduce -88.8% |
| SOXX iShares Semiconductor ETF | 0.17% | 2,252 | $611K | No change |
| IETC iShares U.S. Tech Independen | 0.16% | 5,849 | $596K | No change |
| TSLA Tesla Inc. | 0.13% | 1,061 | $472K | Add +0.2% |
| GOOGL Alphabet Inc. Class A | 0.11% | 1,728 | $420K | Add +7.5% |
| AOM iShares Core 40/60 Moderate | 0.10% | 7,891 | $375K | Add +0.0% |
| AMZN Amazon.com Inc. | 0.10% | 1,641 | $360K | Add +8.3% |
| META Meta Platforms Inc. Class A | 0.09% | 463 | $340K | Add +9.7% |
| VIG Vanguard Dividend Apprec ETF | 0.08% | 1,323 | $287K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.07% | 388 | $259K | Add +4.3% |
| AOA iShares Core 80/20 Aggressiv | 0.07% | 2,887 | $254K | Reduce -7.7% |
| AVGO Broadcom Inc. | 0.07% | 753 | $248K | Add +7.7% |
| VCR Vanguard Consumer Discre ETF | 0.06% | 546 | $216K | No change |
| JPM JPMorgan Chase & Co. | 0.05% | 626 | $197K | Reduce -12.3% |
| LRCX Lam Research Corp. | 0.05% | 1,376 | $184K | Reduce -15.7% |
| V Visa Inc. Class A | 0.05% | 520 | $178K | Add +1.8% |
| ABBV Abbvie Inc. | 0.04% | 671 | $155K | Add +2.6% |
| CRH CRH PLC | 0.04% | 1,291 | $155K | Add +9830.8% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.04% | 1,408 | $153K | Reduce -3.8% |
| VRT Vertiv Holdings Co. Class A | 0.04% | 1,008 | $152K | Reduce -12.2% |
| AXP American Express Co. | 0.04% | 457 | $152K | Add +3.4% |
| LLY Eli Lilly & Co. | 0.04% | 195 | $149K | Add +9.6% |
| PLTR Palantir Technologies Inc. Class A | 0.04% | 793 | $145K | Add +1.8% |
| TMUS T-Mobile US Inc. | 0.04% | 593 | $142K | Reduce -1.2% |
| IBKR Interactive Brokers Gro Class A | 0.04% | 2,047 | $141K | Reduce -16.4% |
| WFC Wells Fargo & Co. | 0.04% | 1,675 | $140K | Reduce -2.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.04% | 408 | $134K | Add +6.8% |
| ADI Analog Devices Inc. | 0.04% | 535 | $131K | Add +4358.3% |
| AOK iShares Core 30/70 Conservat | 0.03% | 3,181 | $128K | Add +0.6% |
| PHM Pultegroup Inc. | 0.03% | 955 | $126K | Add +2.1% |
| LHX L3HARRIS Technologies Inc. | 0.03% | 413 | $126K | No change |
| MCK McKesson Corp. | 0.03% | 162 | $125K | Add +14.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.03% | 857 | $124K | Add +10.3% |
| IQV Iqvia Holdings Inc. | 0.03% | 652 | $124K | Add +4.2% |
| NOW ServiceNow Inc. | 0.03% | 127 | $117K | Add +1.6% |
| HYDB iShares High Yield Systemati | 0.03% | 2,380 | $114K | Add +0.9% |
| ADBE Adobe Inc. | 0.03% | 313 | $110K | Add +16.8% |
| WDAY Workday Inc. Class A | 0.03% | 458 | $110K | Add +12.0% |
| UBER Uber Technologies Inc. | 0.03% | 1,110 | $109K | Reduce -14.5% |
| DAL Delta Air Lines Inc. | 0.03% | 1,897 | $108K | Add +5.2% |
| ACN Accenture PLC Class A | 0.03% | 429 | $106K | Add +22.9% |
| PH Parker Hannifin Corp. | 0.03% | 137 | $104K | Reduce -14.4% |
| IWB iShares Russell 1000 ETF | 0.03% | 278 | $102K | Reduce -3.1% |
| CCL Carnival Corp. | 0.03% | 3,502 | $101K | Add +7195.8% |
| KR Kroger Co. | 0.03% | 1,501 | $101K | Add +1.5% |
| FANG Diamondback Energy Inc. | 0.03% | 680 | $97K | Add +3.7% |
| ITOT iShares Core S&P Total U.S. | 0.03% | 645 | $94K | No change |
| QSR Restaurant Brands Intern | 0.03% | 1,446 | $93K | Add +8.4% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.02% | 2,656 | $91K | Add +3.4% |
| SYY Sysco Corp. | 0.02% | 1,045 | $86K | Add +2.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.02% | 739 | $85K | Add +20.9% |
| PPL PPL Corp. | 0.02% | 2,158 | $81K | Add +0.2% |
| ARKK ARK Innovation ETF | 0.02% | 925 | $80K | No change |
| VYM Vanguard High DVD Yield ETF | 0.02% | 566 | $80K | No change |
| IYW iShares Ustechnology ETF | 0.02% | 402 | $79K | Reduce -98.3% |
| ALGN Align Technology Inc. | 0.02% | 600 | $75K | Add +59900.0% |
| KMB Kimberly-Clark Corp. | 0.02% | 593 | $74K | Add +2.2% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.02% | 720 | $74K | Add +2.4% |
Portfolio Sells Q2 2025 → Q3 2025
| EFG iShares MSCI Eafe Growth ETF | Reduce -88.8% | 0.17% | −1.40 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -12.8% | 5.66% | −1.24 |
| IYW iShares Ustechnology ETF | Reduce -98.3% | 0.02% | −1.17 |
| QUAL iShares MSCI USA Quality Fac | Reduce -19.9% | 3.24% | −0.84 |
| EFV iShares MSCI Eafe Value ETF | Reduce -16.6% | 3.11% | −0.63 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.7% | 5.95% | −0.17 |
| IVW iShares S&P 500 Growth ETF | Reduce -6.3% | 3.51% | −0.16 |
| SPAB SS SPDR P Agg Bond ETF | Sold out | 0.00% | −0.05 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -96.5% | 0.00% | −0.04 |
| BLUE OWL CREDIT INCOME CORP | Sold out | 0.00% | −0.03 |
| SNPS Synopsys Inc. | Reduce -98.0% | 0.00% | −0.03 |
| BSX Boston Scientific Corp. | Reduce -94.7% | 0.00% | −0.03 |
| EZU iShares MSCI Eurozone ETF | Sold out | 0.00% | −0.03 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.02 |
| RGA Reinsurance Group of America | Reduce -98.8% | 0.00% | −0.02 |
| LIN Linde PLC | Reduce -87.3% | 0.00% | −0.02 |
| UNH Unitedhealth Group Inc. | Reduce -95.8% | 0.00% | −0.02 |
| GPK Graphic Packaging Holding Co. | Reduce -99.6% | 0.00% | −0.01 |
| CGDV Cap Group Dividend Value | Sold out | 0.00% | −0.01 |
| AOA iShares Core 80/20 Aggressiv | Reduce -7.7% | 0.07% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -12.3% | 0.05% | −0.01 |
| UBER Uber Technologies Inc. | Reduce -14.5% | 0.03% | −0.01 |
| PH Parker Hannifin Corp. | Reduce -14.4% | 0.03% | −0.00 |
| DFAR Dimensional US Real Est ETF | Sold out | 0.00% | −0.00 |
| TMUS T-Mobile US Inc. | Reduce -1.2% | 0.04% | −0.00 |
| WFC Wells Fargo & Co. | Reduce -2.6% | 0.04% | −0.00 |
| VRT Vertiv Holdings Co. Class A | Reduce -12.2% | 0.04% | −0.00 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -22.9% | 0.01% | −0.00 |
| ELV Elevance Health Inc. | Reduce -85.7% | 0.00% | −0.00 |
| GLPI Gaming and Leisure Propertie | Reduce -1.8% | 0.01% | −0.00 |
| IBKR Interactive Brokers Gro Class A | Reduce -16.4% | 0.04% | −0.00 |
| IWB iShares Russell 1000 ETF | Reduce -3.1% | 0.03% | −0.00 |
| HEFA Isha Curr Hedged MSCI Eafe | Sold out | 0.00% | −0.00 |
| CLH Clean Harbors Inc. | Reduce -71.4% | 0.00% | −0.00 |
| FISV Fiserv Inc. | Reduce -21.9% | 0.00% | −0.00 |
| WFRD Weatherford International PL | Reduce -96.2% | 0.00% | −0.00 |
| MGNI Magnite Inc. | Reduce -33.5% | 0.00% | −0.00 |
| MKL Markel Group Inc. | Sold out | 0.00% | −0.00 |
| CHTR Charter Communications Inc. Class A | Reduce -42.9% | 0.00% | −0.00 |
| FICO Fair Isaac Corp. | Sold out | 0.00% | −0.00 |
| FTNT Fortinet Inc. | Reduce -37.9% | 0.00% | −0.00 |
| HES Hess Corp. | Sold out | 0.00% | −0.00 |
| CMG Chipotle Mexican Grill Inc. | Reduce -25.0% | 0.00% | −0.00 |
| IT Gartner Inc. | Reduce -75.0% | 0.00% | −0.00 |
| CNC Centene Corp. | Reduce -87.5% | 0.00% | −0.00 |
| BMY Bristol-Myers Squibb Co. | Reduce -14.6% | 0.00% | −0.00 |
| BRO Brown & Brown Inc. | Reduce -23.1% | 0.00% | −0.00 |
| CL Colgate-Palmolive Co. | Reduce -3.3% | 0.00% | −0.00 |
| FDS Factset Research Systems Inc. | Reduce -50.0% | 0.00% | −0.00 |
| FIS Fidelity National Info Serv | Reduce -12.0% | 0.00% | −0.00 |
Portfolio Buys Q2 2025 → Q3 2025
| OEF iShares S&P 100 ETF | Add +87.8% | 2.98% | +1.42 |
| BAI Ishrs AI in and Tech Act ETF | Add +154.6% | 1.63% | +1.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +17.7% | 4.24% | +0.68 |
| ITA iShares U.S. Aerospace & Def | New | 0.66% | +0.66 |
| IAU iShares Gold Trust | Add +63.6% | 1.09% | +0.48 |
| DFAU Dimensional US Core Equity M | Add +5.4% | 8.15% | +0.47 |
| IVV iShares Core S&P 500 ETF | Add +9.4% | 3.94% | +0.35 |
| IEMG iShares Core MSCI Emerging | Add +9.9% | 2.78% | +0.31 |
| TLH iShares 10-20 Year Treasury | Add +18.2% | 2.05% | +0.21 |
| DFAI Dimensional International Co. | Add +8.2% | 2.37% | +0.13 |
| DFSD Dimensional Short Duration | Add +12.4% | 2.64% | +0.13 |
| DFCF Dimensional Core Fixed Inc. | Add +12.1% | 1.80% | +0.10 |
| DFAE Dimensional Emerging Core Eq | Add +7.1% | 1.07% | +0.09 |
| IVE iShares S&P 500 Value ETF | Add +3.4% | 3.25% | +0.06 |
| CRH CRH PLC | Add +9830.8% | 0.04% | +0.04 |
| NVDA Nvidia Corp. | Add +11.1% | 0.22% | +0.04 |
| AAPL Apple Inc. | Add +12.2% | 0.17% | +0.04 |
| ADI Analog Devices Inc. | Add +4358.3% | 0.04% | +0.03 |
| ICVT iShares Convertible Bond ETF | Add +19.2% | 0.18% | +0.03 |
| GOOGL Alphabet Inc. Class A | Add +7.5% | 0.11% | +0.03 |
| TSLA Tesla Inc. | Add +0.2% | 0.13% | +0.03 |
| CCL Carnival Corp. | Add +7195.8% | 0.03% | +0.03 |
| ALGN Align Technology Inc. | Add +59900.0% | 0.02% | +0.02 |
| ALL Allstate Corp. | Add +2000.0% | 0.02% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +1.2% | 1.24% | +0.01 |
| AVGO Broadcom Inc. | Add +7.7% | 0.07% | +0.01 |
| DFGR Dim Global Real Estate ETF | Add +10.7% | 0.23% | +0.01 |
| PLTR Palantir Technologies Inc. Class A | Add +1.8% | 0.04% | +0.01 |
| GOOG Alphabet Inc. Class C | Add +56.8% | 0.01% | +0.01 |
| GEV GE Vernova Inc. | Add +537.5% | 0.01% | +0.01 |
| ABBV Abbvie Inc. | Add +2.6% | 0.04% | +0.01 |
| ICAPITAL KKR PRIVATE MKTS FD SHS BEN INT I | Add +94.8% | 0.01% | +0.01 |
| TJX TJX Companies Inc. | Add +10.3% | 0.03% | +0.01 |
| PHM Pultegroup Inc. | Add +2.1% | 0.03% | +0.01 |
| IQV Iqvia Holdings Inc. | Add +4.2% | 0.03% | +0.00 |
| MSFT Microsoft Corp. | Add +6.0% | 0.17% | +0.00 |
| MCK McKesson Corp. | Add +14.1% | 0.03% | +0.00 |
| DAL Delta Air Lines Inc. | Add +5.2% | 0.03% | +0.00 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.3% | 0.07% | +0.00 |
| ORCL Oracle Corp. | Add +57.5% | 0.01% | +0.00 |
| VTI VG Morningstar TS MKT ETF-US | Add +6.8% | 0.04% | +0.00 |
| HD Home Depot Inc. | Add +58.8% | 0.01% | +0.00 |
| QQQ Invesco QQQ Trust Series 1 | New | 0.00% | +0.00 |
| AMD Advanced Micro Devices | Add +427.3% | 0.00% | +0.00 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.00% | +0.00 |
| JNJ Johnson & Johnson | Add +40.9% | 0.01% | +0.00 |
| APP AppLovin Corp. Class A | Add +23.1% | 0.00% | +0.00 |
| META Meta Platforms Inc. Class A | Add +9.7% | 0.09% | +0.00 |
| GS Goldman Sachs Group Inc. | Add +13.2% | 0.01% | +0.00 |
| BAC Bank of America Corp. | Add +36.7% | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,292 | $433.6M | IVV, DFAU, IUSB, VUG, VEA |
| Q1 2026 | 1,299 | $385.7M | DFAU, IUSB, VUG, VEA, IVV |
| Q4 2025 | 1,317 | $382.8M | DFAU, VUG, VEA, IUSB, IVE |
| Q3 2025 | 1,289 | $370.1M | DFAU, VUG, VEA, IUSB, VTV |
| Q2 2025 | 1,275 | $344.8M | DFAU, IUSB, VEA, VUG, VTV |
| Q1 2025 | 1,150 | $316.2M | IUSB, IVV, DFAU, VEA, VUG |
| Q4 2024 | 181 | $308.1M | IVV, IUSB, DFAU, VUG, VEA |
| Q3 2024 | 164 | $306.1M | IUSB, IVV, DFAU, VEA, VUG |
| Q2 2024 | 168 | $286.9M | IVV, IUSB, VUG, VEA, VTV |
| Q1 2024 | 172 | $278.5M | IVV, IUSB, VEA, VUG, VTV |