Bay Harbor Wealth Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 14, 2026), Bay Harbor Wealth Management, LLC reported 1,299 stock positions worth $385.7 million. Its top holding was Dimensional US Core Equity M (DFAU) at 8.3% of the portfolio, followed by Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 5.5%) and Vanguard Mrngstar GR ETF-Sui (VUG, 5.4%). Compared with Q4 2025, it opened 36 new positions, sold out of 52, added to 962 and reduced 167. The biggest buy was a new position in iShares MSCI Eafe Growth ETF (EFG) and the biggest sale iShares S&P 100 ETF (OEF, shares −99%).
- Most Recent 13F
- Q2 2026
- Location
- Hunt Valley, MD
- CIK
- 0001767989
- Portfolio Value
- $385.7M (Q1 2026)
- SEC Filing
- 0001437749-26-012214 ↗ filed Apr 14, 2026
Holdings Value
Holdings 1,299 stocks · $385.7M
| DFAU Dimensional US Core Equity M | 8.28% | 708,070 | $31.9M | Add +5.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 5.52% | 460,907 | $21.3M | Add +3.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.40% | 47,721 | $20.8M | Add +2.1% |
| VEA Vanguard Ftse Developed ETF | 5.33% | 320,707 | $20.6M | Reduce -10.7% |
| IVV iShares Core S&P 500 ETF | 5.13% | 30,278 | $19.8M | Add +36.2% |
| IVE iShares S&P 500 Value ETF | 4.14% | 75,688 | $16.0M | Reduce -9.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 4.04% | 79,379 | $15.6M | Reduce -7.4% |
| BNDX Vanguard Total Intl Bond ETF | 3.81% | 305,946 | $14.7M | Add +8.3% |
| BSV Vanguard Short-Term Bond ETF | 3.64% | 179,097 | $14.0M | Add +5.6% |
| IVW iShares S&P 500 Growth ETF | 3.48% | 118,508 | $13.4M | Add +5.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 3.47% | 230,179 | $13.4M | Reduce -15.2% |
| IEMG iShares Core MSCI Emerging | 3.17% | 175,040 | $12.2M | Reduce -7.6% |
| DFSD Dimensional Short Duration | 3.04% | 244,701 | $11.7M | Add +17.1% |
| EFV iShares MSCI Eafe Value ETF | 3.01% | 155,926 | $11.6M | Reduce -2.1% |
| DFAI Dimensional International Co. | 2.56% | 253,885 | $9.9M | Add +0.5% |
| DFCF Dimensional Core Fixed Inc. | 2.05% | 187,365 | $7.9M | Add +13.7% |
| VWO Vanguard Ftse Emerging Marke | 1.96% | 139,808 | $7.6M | Reduce -10.1% |
| TLH iShares 10-20 Year Treasury | 1.88% | 72,146 | $7.3M | Reduce -0.3% |
| GOVT iShares US Treasury Bond ETF | 1.82% | 306,208 | $7.0M | Add +604.4% |
| VMBS Vanguard Mortgage-Backed Sec | 1.81% | 148,372 | $7.0M | Add +2.7% |
| BIV Vanguard Intermediate-Term B | 1.77% | 88,568 | $6.8M | Add +5.5% |
| EFG iShares MSCI Eafe Growth ETF | 1.75% | 60,690 | $6.8M | New |
| MBB iShares MBS ETF | 1.73% | 70,446 | $6.7M | Add +2.3% |
| BLV Vanguard Long-Term Bond ETF | 1.72% | 96,568 | $6.6M | Add +7.4% |
| MTUM iShares MSCI USA Momentum Fa | 1.68% | 27,030 | $6.5M | Add +4.3% |
| BAI Ishrs AI in and Tech Act ETF | 1.66% | 194,031 | $6.4M | Add +4.8% |
| QUAL iShares MSCI USA Quality Fac | 1.65% | 33,141 | $6.4M | Add +2.4% |
| THRO iShares U.S. Thematic Rotati | 1.55% | 164,766 | $6.0M | Add +4.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.19% | 17,510 | $4.6M | Reduce -2.0% |
| IDEF Ishars Def Ind TC Ac ETF-Ui | 1.19% | 140,090 | $4.6M | New |
| IAGG iShares Intl Aggregate Bond | 1.18% | 91,004 | $4.6M | Add +2.4% |
| BLCR iShares LRG CP CR Act ETF-Ui | 1.17% | 110,021 | $4.5M | New |
| DFAE Dimensional Emerging Core Eq | 1.12% | 127,528 | $4.3M | Reduce -2.1% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.05% | 77,758 | $4.0M | Reduce -13.6% |
| VGT Vanguard Info Tech ETF | 0.45% | 2,495 | $1.7M | No change |
| IAU iShares Gold Trust | 0.40% | 17,415 | $1.5M | Reduce -68.4% |
| DFGR Dim Global Real Estate ETF | 0.27% | 39,577 | $1.1M | Add +16.6% |
| NVDA Nvidia Corp. | 0.25% | 5,496 | $959K | Add +9.8% |
| SYSB iShares Systematic Bond ETF | 0.24% | 10,263 | $913K | Add +0.1% |
| AAPL Apple Inc. | 0.21% | 3,233 | $820K | Add +11.0% |
| SOXX iShares Semiconductor ETF | 0.19% | 2,252 | $740K | No change |
| GOOGL Alphabet Inc. Class A | 0.14% | 1,839 | $529K | Add +5.9% |
| IETC iShares U.S. Tech Independen | 0.13% | 5,849 | $517K | No change |
| MSFT Microsoft Corp. | 0.12% | 1,290 | $478K | Reduce -5.8% |
| AMZN Amazon.com Inc. | 0.11% | 2,115 | $440K | Add +15.6% |
| TSLA Tesla Inc. | 0.11% | 1,113 | $414K | Add +1.0% |
| AOM iShares Core 40/60 Moderate | 0.10% | 8,152 | $386K | Add +0.7% |
| ICVT iShares Convertible Bond ETF | 0.09% | 3,502 | $356K | Reduce -50.5% |
| META Meta Platforms Inc. Class A | 0.08% | 523 | $299K | Add +5.7% |
| JPM JPMorgan Chase & Co. | 0.07% | 964 | $284K | Add +24.9% |
| AVGO Broadcom Inc. | 0.07% | 868 | $269K | Add +12.0% |
| AOA iShares Core 80/20 Aggressiv | 0.07% | 2,938 | $260K | Add +1.6% |
| VIG Vanguard Dividend Apprec ETF | 0.06% | 1,148 | $247K | Add +10.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.06% | 357 | $232K | Reduce -4.3% |
| LLY Eli Lilly & Co. | 0.05% | 225 | $207K | Add +3.2% |
| LRCX Lam Research Corp. | 0.05% | 929 | $198K | Reduce -23.4% |
| CSCO Cisco Systems Inc. | 0.05% | 2,495 | $194K | Add +745.8% |
| V Visa Inc. Class A | 0.04% | 567 | $171K | Add +4.0% |
| ABBV Abbvie Inc. | 0.04% | 691 | $150K | Add +0.9% |
| LIN Linde PLC | 0.04% | 279 | $138K | Add +1.4% |
| PLTR Palantir Technologies Inc. Class A | 0.04% | 926 | $135K | Add +11.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.03% | 416 | $134K | Add +2.0% |
| WFC Wells Fargo & Co. | 0.03% | 1,663 | $132K | Add +0.2% |
| AOK iShares Core 30/70 Conservat | 0.03% | 3,318 | $132K | Add +0.4% |
| VRT Vertiv Holdings Co. Class A | 0.03% | 517 | $130K | Reduce -18.8% |
| AXP American Express Co. | 0.03% | 428 | $129K | Reduce -2.5% |
| SLB SLB Ltd. filed as SLB LIMITED | 0.03% | 2,496 | $129K | Reduce -1.1% |
| VCR Vanguard Consumer Discre ETF | 0.03% | 359 | $129K | No change |
| ADI Analog Devices Inc. | 0.03% | 396 | $126K | Reduce -20.8% |
| ORCL Oracle Corp. | 0.03% | 853 | $125K | Add +880.5% |
| TMUS T-Mobile US Inc. | 0.03% | 591 | $124K | Reduce -1.5% |
| FANG Diamondback Energy Inc. | 0.03% | 616 | $122K | Reduce -2.1% |
| IQV Iqvia Holdings Inc. | 0.03% | 710 | $121K | Add +18.3% |
| MCK McKesson Corp. | 0.03% | 139 | $120K | Reduce -12.0% |
| BLUE OWL CREDIT INCOME CORP | 0.03% | 13,185 | $120K | Add +2.4% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.03% | 1,012 | $120K | Reduce -25.1% |
| DAL Delta Air Lines Inc. | 0.03% | 1,795 | $119K | Add +4.5% |
| ICAPITAL KKR PRIVATE MKTS FD SHS BEN INT I | 0.03% | 2,760 | $118K | No change |
| GOOG Alphabet Inc. Class C | 0.03% | 406 | $116K | Add +31.4% |
| PH Parker Hannifin Corp. | 0.03% | 130 | $116K | Reduce -2.3% |
| ALL Allstate Corp. | 0.03% | 551 | $115K | Add +74.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.03% | 705 | $113K | Reduce -17.0% |
| LHX L3HARRIS Technologies Inc. | 0.03% | 321 | $111K | Reduce -21.7% |
| AMT American Tower Corp. | 0.03% | 631 | $109K | Reduce -0.6% |
| PG The Procter & Gamble Co. | 0.03% | 746 | $108K | Add +321.5% |
| UBER Uber Technologies Inc. | 0.03% | 1,477 | $106K | Add +31.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.03% | 218 | $104K | Reduce -71.6% |
| IBKR Interactive Brokers Gro Class A | 0.03% | 1,557 | $104K | Reduce -19.6% |
| OEF iShares S&P 100 ETF | 0.03% | 321 | $102K | Reduce -99.1% |
| PHM Pultegroup Inc. | 0.03% | 858 | $101K | Reduce -2.4% |
| BSX Boston Scientific Corp. | 0.03% | 1,596 | $100K | Add +1822.9% |
| JNJ Johnson & Johnson | 0.03% | 406 | $99K | Add +172.5% |
| QSR Restaurant Brands Intern | 0.03% | 1,330 | $99K | Reduce -4.0% |
| PM Philip Morris International | 0.03% | 587 | $97K | Add +538.0% |
| EFA iShares MSCI Eafe ETF | 0.02% | 952 | $92K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.02% | 897 | $86K | Add +22.0% |
| CCL Carnival Corp. | 0.02% | 3,317 | $86K | Reduce -1.8% |
| VYM Vanguard High DVD Yield ETF | 0.02% | 575 | $85K | Add +1.6% |
| NOW ServiceNow Inc. | 0.02% | 767 | $80K | Reduce -5.3% |
| PPL PPL Corp. | 0.02% | 2,041 | $79K | Reduce -5.5% |
Portfolio Sells Q4 2025 → Q1 2026
| OEF iShares S&P 100 ETF | Reduce -99.1% | 0.03% | −3.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -15.2% | 3.47% | −0.84 |
| IAU iShares Gold Trust | Reduce -68.4% | 0.40% | −0.77 |
| ITA iShares U.S. Aerospace & Def | Reduce -98.9% | 0.01% | −0.67 |
| VEA Vanguard Ftse Developed ETF | Reduce -10.7% | 5.33% | −0.53 |
| IVE iShares S&P 500 Value ETF | Reduce -9.0% | 4.14% | −0.47 |
| EMB iShares JP Morgan Usd Emergi | Reduce -99.7% | 0.00% | −0.44 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -7.4% | 4.04% | −0.24 |
| VWO Vanguard Ftse Emerging Marke | Reduce -10.1% | 1.96% | −0.23 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -13.6% | 1.05% | −0.19 |
| IEMG iShares Core MSCI Emerging | Reduce -7.6% | 3.17% | −0.16 |
| ICVT iShares Convertible Bond ETF | Reduce -50.5% | 0.09% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -71.6% | 0.03% | −0.07 |
| MSFT Microsoft Corp. | Reduce -5.8% | 0.12% | −0.05 |
| TLH iShares 10-20 Year Treasury | Reduce -0.3% | 1.88% | −0.04 |
| STE Steris PLC | Reduce -94.9% | 0.00% | −0.03 |
| ADBE Adobe Inc. | Reduce -94.1% | 0.00% | −0.03 |
| WDAY Workday Inc. Class A | Reduce -99.1% | 0.00% | −0.03 |
| KR Kroger Co. | Reduce -92.0% | 0.00% | −0.02 |
| EZU iShares MSCI Eurozone ETF | Reduce -69.8% | 0.01% | −0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -2.0% | 1.19% | −0.02 |
| KDP Keurig Dr Pepper Inc. | Reduce -94.3% | 0.00% | −0.02 |
| KMB Kimberly-Clark Corp. | Reduce -90.4% | 0.00% | −0.01 |
| NOW ServiceNow Inc. | Reduce -5.3% | 0.02% | −0.01 |
| BNY Bank of New York Mellon Corp. | Reduce -25.1% | 0.03% | −0.01 |
| AXP American Express Co. | Reduce -2.5% | 0.03% | −0.01 |
| ACN Accenture PLC Class A | Reduce -3.7% | 0.02% | −0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.3% | 0.06% | −0.01 |
| IBKR Interactive Brokers Gro Class A | Reduce -19.6% | 0.03% | −0.01 |
| TJX TJX Companies Inc. | Reduce -17.0% | 0.03% | −0.00 |
| ITOT iShares Core S&P Total U.S. | Reduce -17.0% | 0.02% | −0.00 |
| CCL Carnival Corp. | Reduce -1.8% | 0.02% | −0.00 |
| ADI Analog Devices Inc. | Reduce -20.8% | 0.03% | −0.00 |
| LRCX Lam Research Corp. | Reduce -23.4% | 0.05% | −0.00 |
| LHX L3HARRIS Technologies Inc. | Reduce -21.7% | 0.03% | −0.00 |
| MCK McKesson Corp. | Reduce -12.0% | 0.03% | −0.00 |
| IWB iShares Russell 1000 ETF | Reduce -7.0% | 0.02% | −0.00 |
| BX Blackstone Inc. | Reduce -3.9% | 0.00% | −0.00 |
| INTU Intuit Inc. | Reduce -46.7% | 0.00% | −0.00 |
| HOOD Robinhood Markets Inc. Class A | Reduce -24.7% | 0.00% | −0.00 |
| CRM Salesforce Inc. | Reduce -17.9% | 0.00% | −0.00 |
| TDG Transdigm Group Inc. | Reduce -50.0% | 0.00% | −0.00 |
| ADP Automatic Data Processing | Reduce -37.9% | 0.00% | −0.00 |
| AMT American Tower Corp. | Reduce -0.6% | 0.03% | −0.00 |
| FICO Fair Isaac Corp. | Sold out | 0.00% | −0.00 |
| PHM Pultegroup Inc. | Reduce -2.4% | 0.03% | −0.00 |
| FCNCA First Citizens Bcshs Class A | Sold out | 0.00% | −0.00 |
| KKR KKR & Co. Inc. | Reduce -32.4% | 0.00% | −0.00 |
| PYPL PayPal Holdings Inc. | Reduce -60.3% | 0.00% | −0.00 |
| ROP Roper Technologies Inc. | Reduce -44.4% | 0.00% | −0.00 |
Portfolio Buys Q4 2025 → Q1 2026
| EFG iShares MSCI Eafe Growth ETF | New | 1.75% | +1.75 |
| GOVT iShares US Treasury Bond ETF | Add +604.4% | 1.82% | +1.56 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 1.19% | +1.19 |
| BLCR iShares LRG CP CR Act ETF-Ui | New | 1.17% | +1.17 |
| IVV iShares Core S&P 500 ETF | Add +36.2% | 5.13% | +1.15 |
| DFSD Dimensional Short Duration | Add +17.1% | 3.04% | +0.42 |
| BNDX Vanguard Total Intl Bond ETF | Add +8.3% | 3.81% | +0.24 |
| DFCF Dimensional Core Fixed Inc. | Add +13.7% | 2.05% | +0.22 |
| BSV Vanguard Short-Term Bond ETF | Add +5.6% | 3.64% | +0.15 |
| BLV Vanguard Long-Term Bond ETF | Add +7.4% | 1.72% | +0.09 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +3.0% | 5.52% | +0.08 |
| BIV Vanguard Intermediate-Term B | Add +5.5% | 1.77% | +0.06 |
| DFAI Dimensional International Co. | Add +0.5% | 2.56% | +0.05 |
| DFAU Dimensional US Core Equity M | Add +5.1% | 8.28% | +0.05 |
| BAI Ishrs AI in and Tech Act ETF | Add +4.8% | 1.66% | +0.05 |
| CSCO Cisco Systems Inc. | Add +745.8% | 0.05% | +0.04 |
| DFGR Dim Global Real Estate ETF | Add +16.6% | 0.27% | +0.04 |
| VMBS Vanguard Mortgage-Backed Sec | Add +2.7% | 1.81% | +0.03 |
| ORCL Oracle Corp. | Add +880.5% | 0.03% | +0.03 |
| BSX Boston Scientific Corp. | Add +1822.9% | 0.03% | +0.02 |
| MBB iShares MBS ETF | Add +2.3% | 1.73% | +0.02 |
| PM Philip Morris International | Add +538.0% | 0.03% | +0.02 |
| PG The Procter & Gamble Co. | Add +321.5% | 0.03% | +0.02 |
| IAGG iShares Intl Aggregate Bond | Add +2.4% | 1.18% | +0.02 |
| SJM The JM Smucker Co. | Add +8088.9% | 0.02% | +0.02 |
| JNJ Johnson & Johnson | Add +172.5% | 0.03% | +0.02 |
| PFG Principal Financial Group | Add +2057.7% | 0.01% | +0.01 |
| ALL Allstate Corp. | Add +74.4% | 0.03% | +0.01 |
| ROK Rockwell Automation Inc. | Add +1116.7% | 0.01% | +0.01 |
| MCD McDonald's Corp. | Add +275.0% | 0.01% | +0.01 |
| HD Home Depot Inc. | Add +181.2% | 0.02% | +0.01 |
| PEP Pepsico Inc. | Add +272.4% | 0.01% | +0.01 |
| UNP Union Pacific Corp. | Add +366.7% | 0.01% | +0.01 |
| XOM Exxon Mobil Corp. | Add +40.6% | 0.02% | +0.01 |
| JPM JPMorgan Chase & Co. | Add +24.9% | 0.07% | +0.01 |
| QQQ Invesco QQQ Trust Series 1 | Add +407.1% | 0.01% | +0.01 |
| AAPL Apple Inc. | Add +11.0% | 0.21% | +0.01 |
| COST Costco Wholesale Corp. | Add +100.0% | 0.01% | +0.01 |
| GEV GE Vernova Inc. | Add +18.5% | 0.01% | +0.01 |
| MU Micron Technology Inc. | Add +60.8% | 0.01% | +0.01 |
| LIN Linde PLC | Add +1.4% | 0.04% | +0.01 |
| GOOG Alphabet Inc. Class C | Add +31.4% | 0.03% | +0.00 |
| LMT Lockheed Martin Corp. | Add +164.7% | 0.01% | +0.00 |
| WMT Walmart Inc. | Add +43.4% | 0.01% | +0.00 |
| CVX Chevron Corp. | Add +43.6% | 0.01% | +0.00 |
| NVDA Nvidia Corp. | Add +9.8% | 0.25% | +0.00 |
| VIG Vanguard Dividend Apprec ETF | Add +10.6% | 0.06% | +0.00 |
| AMZN Amazon.com Inc. | Add +15.6% | 0.11% | +0.00 |
| AMAT Applied Materials Inc. | Add +55.4% | 0.01% | +0.00 |
| CAT Caterpillar Inc. | Add +40.0% | 0.01% | +0.00 |
Notes & Other Activity Q4 2025 → Q1 2026
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,292 | $433.6M | IVV, DFAU, IUSB, VUG, VEA |
| Q1 2026 | 1,299 | $385.7M | DFAU, IUSB, VUG, VEA, IVV |
| Q4 2025 | 1,317 | $382.8M | DFAU, VUG, VEA, IUSB, IVE |
| Q3 2025 | 1,289 | $370.1M | DFAU, VUG, VEA, IUSB, VTV |
| Q2 2025 | 1,275 | $344.8M | DFAU, IUSB, VEA, VUG, VTV |
| Q1 2025 | 1,150 | $316.2M | IUSB, IVV, DFAU, VEA, VUG |
| Q4 2024 | 181 | $308.1M | IVV, IUSB, DFAU, VUG, VEA |
| Q3 2024 | 164 | $306.1M | IUSB, IVV, DFAU, VEA, VUG |
| Q2 2024 | 168 | $286.9M | IVV, IUSB, VUG, VEA, VTV |
| Q1 2024 | 172 | $278.5M | IVV, IUSB, VEA, VUG, VTV |