Cambridge Investment Research Advisors, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 24, 2024), Cambridge Investment Research Advisors, Inc. reported 3,292 stock positions worth $26.0 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 3.6% of the portfolio, followed by Apple (AAPL, 3.0%) and Invesco QQQ Trust Series 1 (QQQ, 2.6%). Compared with Q4 2023, it opened 251 new positions, sold out of 134, added to 1,542 and reduced 1,420. The biggest buy was Meta Platforms Class A (META, shares +9%) and the biggest sale Apple (AAPL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- FAIRFIELD, IA
- CIK
- 0001419186
- Portfolio Value
- $26.0B (Q1 2024)
- SEC Filing
- 0001419186-24-000003 ↗ filed Apr 24, 2024
Holdings Value
Holdings 3,292 stocks · $26.0B
| VOO Vanguard S&P 500 ETF | 3.57% | 1,927,563 | $926.6M | Add +1.4% |
| AAPL Apple Inc. | 3.00% | 4,540,680 | $778.6M | Reduce -2.9% |
| QQQ Invesco QQQ Trust Series 1 | 2.56% | 1,496,636 | $664.5M | Add +2.6% |
| IVV iShares Core S&P 500 ETF | 2.07% | 1,022,325 | $537.5M | Reduce -1.7% |
| NVDA Nvidia Corp. | 2.00% | 574,488 | $519.1M | Reduce -1.1% |
| MSFT Microsoft Corp. | 1.96% | 1,207,692 | $508.1M | Add +1.9% |
| VTI VG Morningstar TS MKT ETF-US | 1.64% | 1,636,737 | $425.4M | Add +4.8% |
| AMZN Amazon.com Inc. | 1.61% | 2,320,604 | $418.6M | Add +0.5% |
| VXUS Vanguard Total Intl Stock | 1.53% | 6,580,553 | $396.8M | Add +5.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.17% | 579,301 | $303.0M | Reduce -6.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.01% | 627,122 | $263.7M | Add +2.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.89% | 3,996,617 | $232.2M | Add +10.9% |
| BND Vanguard Total Bond Market | 0.73% | 2,612,434 | $189.7M | Add +15.5% |
| SCHD Schwab US DVD Equity ETF | 0.70% | 2,269,372 | $183.0M | Add +4.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.61% | 976,681 | $159.1M | Add +4.6% |
| VIG Vanguard Dividend Apprec ETF | 0.58% | 830,337 | $151.6M | Reduce -3.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.57% | 433,603 | $149.2M | Add +2.1% |
| GOOGL Alphabet Inc. Class A | 0.57% | 981,058 | $148.1M | Reduce -1.5% |
| XLK SS Technology Select Sector | 0.53% | 659,016 | $137.3M | Add +12.3% |
| META Meta Platforms Inc. Class A | 0.52% | 279,267 | $135.6M | Add +8.8% |
| BNDX Vanguard Total Intl Bond ETF | 0.51% | 2,703,161 | $133.0M | Add +6.3% |
| LLY Eli Lilly & Co. | 0.50% | 165,433 | $128.7M | Add +2.2% |
| VEA Vanguard Ftse Developed ETF | 0.49% | 2,528,820 | $126.9M | Reduce -10.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.48% | 2,020,451 | $124.3M | Add +5.5% |
| GOOG Alphabet Inc. Class C | 0.48% | 815,588 | $124.2M | Reduce -1.6% |
| JEPI JPMorgan Equity Premium Inco | 0.48% | 2,145,038 | $124.1M | Add +8.2% |
| XOM Exxon Mobil Corp. | 0.47% | 1,053,829 | $122.5M | Add +1.1% |
| JPM JPMorgan Chase & Co. | 0.47% | 606,649 | $121.5M | Add +0.7% |
| BSV Vanguard Short-Term Bond ETF | 0.44% | 1,491,158 | $114.3M | Reduce -0.2% |
| AGG iShares Core U.S. Aggregate | 0.43% | 1,128,732 | $110.5M | Reduce -12.7% |
| VXF Vanguard Extended Market ETF | 0.42% | 618,866 | $108.5M | Add +5.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.41% | 265,928 | $105.8M | Add +6.1% |
| RDVY First Trust Rising Dividend | 0.41% | 1,876,091 | $105.4M | Add +10.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.41% | 3,240,173 | $105.3M | Add +13.3% |
| V Visa Inc. Class A | 0.40% | 376,333 | $105.0M | Add +1.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.40% | 1,240,289 | $103.7M | Reduce -15.2% |
| PG The Procter & Gamble Co. | 0.39% | 627,247 | $101.8M | Reduce -1.2% |
| RSP Invesco S&P 500 Equal Weight | 0.39% | 591,111 | $100.1M | Add +12.4% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.38% | 1,061,823 | $97.5M | Add +1.7% |
| TSLA Tesla Inc. | 0.36% | 536,369 | $94.3M | Reduce -2.9% |
| VYM Vanguard High DVD Yield ETF | 0.36% | 770,990 | $93.3M | Reduce -2.5% |
| FTCS First Trust Capital Strength | 0.35% | 1,074,971 | $92.1M | Reduce -9.1% |
| GLD SPDR Gold Shares | 0.35% | 445,047 | $91.6M | Reduce -13.4% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.34% | 1,803,155 | $88.6M | Add +31.6% |
| QUAL iShares MSCI USA Quality Fac | 0.34% | 537,346 | $88.3M | Reduce -0.1% |
| COST Costco Wholesale Corp. | 0.34% | 119,999 | $87.9M | Add +9.0% |
| ABBV Abbvie Inc. | 0.34% | 479,210 | $87.3M | Reduce -1.8% |
| HD Home Depot Inc. | 0.33% | 225,317 | $86.4M | Add +5.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.33% | 374,736 | $85.7M | Reduce -0.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.32% | 1,118,535 | $83.0M | Add +12.7% |
| MOAT Vaneck Morningstar Wide Moat | 0.32% | 923,097 | $83.0M | Reduce -0.2% |
| FTSM First Trust Enh Short Mat FD | 0.31% | 1,331,768 | $79.4M | Reduce -11.2% |
| CGGR Cap Group Growth Equity | 0.31% | 2,481,505 | $79.4M | Add +5.3% |
| JNJ Johnson & Johnson | 0.30% | 497,052 | $78.6M | Add +2.9% |
| AMD Advanced Micro Devices | 0.30% | 433,260 | $78.2M | Add +2.7% |
| IWY iShares Russell Top 200 Grow | 0.30% | 399,079 | $77.9M | Add +11.2% |
| FVD First Trust Value Line DVD | 0.30% | 1,836,044 | $77.5M | Reduce -22.8% |
| IJR iShares Core S&P Small-Cap E | 0.30% | 697,422 | $77.1M | Reduce -1.6% |
| JPST JPMorgan Ultra-Short Income | 0.30% | 1,523,563 | $76.9M | Add +18.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.29% | 301,411 | $75.3M | Add +0.5% |
| AVGO Broadcom Inc. | 0.28% | 54,877 | $72.7M | Reduce -1.1% |
| BIV Vanguard Intermediate-Term B | 0.28% | 954,501 | $72.0M | Add +0.5% |
| CVX Chevron Corp. | 0.28% | 455,401 | $71.8M | Add +3.3% |
| ITOT iShares Core S&P Total U.S. | 0.27% | 609,930 | $70.3M | Add +4.1% |
| CAT Caterpillar Inc. | 0.27% | 188,801 | $69.2M | Add +26.7% |
| WMT Walmart Inc. | 0.27% | 1,144,782 | $68.9M | Add +9.1% |
| TFLO iShares Treasury Floating Ra | 0.26% | 1,337,828 | $67.8M | Reduce -12.2% |
| IJH iShares Core S&P Midcap ETF | 0.26% | 1,108,608 | $67.3M | Reduce -1.8% |
| VGT Vanguard Info Tech ETF | 0.26% | 126,720 | $66.4M | Add +3.4% |
| IVW iShares S&P 500 Growth ETF | 0.26% | 786,811 | $66.4M | Reduce -1.2% |
| IVE iShares S&P 500 Value ETF | 0.25% | 350,628 | $65.5M | Add +35.1% |
| SPGP Invesco S&P 500 Garp ETF | 0.25% | 608,542 | $64.8M | Add +9.2% |
| OMFL Invesco Russell 1000 DYN M/F | 0.25% | 1,164,614 | $64.3M | Add +1.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.25% | 2,279,513 | $63.7M | Add +58.0% |
| SCHX Schwab US Large-Cap ETF | 0.24% | 994,267 | $61.7M | Reduce -5.4% |
| UNH Unitedhealth Group Inc. | 0.24% | 123,448 | $61.1M | Add +0.6% |
| DFAC Dimensional US Core Equity 2 | 0.23% | 1,854,169 | $59.2M | Reduce -4.2% |
| VMBS Vanguard Mortgage-Backed Sec | 0.22% | 1,281,012 | $58.4M | Add +5.3% |
| MCD McDonald's Corp. | 0.22% | 206,187 | $58.1M | Add +3.1% |
| XLV SS Health Care Select Sector | 0.22% | 392,428 | $58.0M | Add +5.7% |
| SGOV iShares 0-3 Month Treasury B | 0.22% | 572,874 | $57.7M | Add +13.4% |
| MRK Merck & Co. Inc. | 0.22% | 434,570 | $57.3M | Reduce -3.7% |
| PEP Pepsico Inc. | 0.22% | 324,889 | $56.9M | Add +0.3% |
| SMH Vaneck Semiconductor ETF | 0.22% | 249,578 | $56.2M | Add +32.7% |
| VZ Verizon Communications Inc. | 0.21% | 1,328,311 | $55.7M | Reduce -3.9% |
| SOXX iShares Semiconductor ETF | 0.21% | 244,955 | $55.3M | Add +42.0% |
| IWM iShares Russell 2000 ETF | 0.21% | 263,101 | $55.3M | Reduce -5.8% |
| DGRO iShares Core Dividend Growth | 0.21% | 942,314 | $54.7M | Add +6.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.21% | 1,171,810 | $53.4M | Add +33.4% |
| XLE SS Energy Select Sector | 0.20% | 547,493 | $51.7M | Add +3.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.20% | 1,013,871 | $50.8M | Add +9.1% |
| IXUS iShares Core Intl Stock ETF | 0.19% | 738,593 | $50.1M | Add +13.6% |
| SCHG Schwab US Large-Cap Growth | 0.19% | 539,438 | $50.0M | Add +15.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.19% | 407,881 | $49.9M | Add +3.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.19% | 678,649 | $49.6M | Add +9.9% |
| SDY SS SPDR S&P Dividend ETF | 0.19% | 372,692 | $48.9M | Reduce -5.2% |
| SDVY First Trust Smid Cap Rising | 0.19% | 1,400,969 | $48.8M | Add +24.5% |
| NOBL Proshares S&P 500 Dividend A | 0.18% | 469,798 | $47.6M | Reduce -2.3% |
| PFE Pfizer Inc. | 0.18% | 1,701,161 | $47.2M | Add +7.0% |
| USFR Wisdomtree Floating Rate Tre | 0.18% | 938,675 | $47.2M | Reduce -10.1% |
Other holdings (10): bonds, preferreds, convertibles and warrants · $7.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 76,188 | $3.0M | Add +18.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,196 | $2.7M | Add +28.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 902 | $1.1M | Add +11.2% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 6,575 | $283K | Add +0.9% |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 3,595 | $209K | Add +3.0% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 19,915 | $88K | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 22,500 | $18K | Add +80.0% |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 10,550 | $2K | No change |
| ADNWW Amci Acquisition Corp.-CW26 | *W EXP 02/03/202 | 11,000 | $0 | Reduce -6.0% |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 24,304 | $0 | No change |
Total filed on the 13F, all lines: $26.0B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -2.9% | 3.00% | −0.84 |
| TSLA Tesla Inc. | Reduce -2.9% | 0.36% | −0.22 |
| AGG iShares Core U.S. Aggregate | Reduce -12.7% | 0.43% | −0.12 |
| FVD First Trust Value Line DVD | Reduce -22.8% | 0.30% | −0.11 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.5% | 1.17% | −0.09 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -25.2% | 0.18% | −0.09 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -15.2% | 0.40% | −0.09 |
| VEA Vanguard Ftse Developed ETF | Reduce -10.0% | 0.49% | −0.09 |
| BA The Boeing Co. | Reduce -8.6% | 0.13% | −0.08 |
| FTSM First Trust Enh Short Mat FD | Reduce -11.2% | 0.31% | −0.08 |
| VWO Vanguard Ftse Emerging Marke | Reduce -25.3% | 0.16% | −0.07 |
| RPV Invesco S&P 500 Pure Value E | Reduce -73.7% | 0.02% | −0.07 |
| TFLO iShares Treasury Floating Ra | Reduce -12.2% | 0.26% | −0.07 |
| GLD SPDR Gold Shares | Reduce -13.4% | 0.35% | −0.07 |
| IAU iShares Gold Trust | Reduce -31.9% | 0.12% | −0.06 |
| ADBE Adobe Inc. | Reduce -3.6% | 0.14% | −0.05 |
| BSV Vanguard Short-Term Bond ETF | Reduce -0.2% | 0.44% | −0.05 |
| FTCS First Trust Capital Strength | Reduce -9.1% | 0.35% | −0.05 |
| IVV iShares Core S&P 500 ETF | Reduce -1.7% | 2.07% | −0.05 |
| MAYT All US Equ BUF10 May ETF-Usd | Reduce -95.8% | 0.00% | −0.05 |
| CAPE Doubleline Shiller Cape US | Reduce -73.3% | 0.02% | −0.04 |
| VIG Vanguard Dividend Apprec ETF | Reduce -3.7% | 0.58% | −0.04 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -31.8% | 0.09% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -10.1% | 0.18% | −0.04 |
| EJAN Innovator Emerging Markets P | Reduce -94.5% | 0.00% | −0.04 |
| XLY SS Consumer Disc Select Sect | Reduce -31.3% | 0.07% | −0.04 |
| ESGU iShares ESG Aware MSCI USA | Reduce -25.2% | 0.11% | −0.04 |
| BUFD FT VST Lad Deep Buf ETF-Usdi | Reduce -32.3% | 0.06% | −0.04 |
| VGIT Vanguard Intermediate-Term T | Reduce -25.7% | 0.07% | −0.03 |
| MORT Vaneck Mortgage REIT Income | Reduce -62.6% | 0.02% | −0.03 |
| PEJ Invesco Leisure & Entertainm | Reduce -95.0% | 0.00% | −0.03 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -15.6% | 0.14% | −0.03 |
| MINT PIMCO Enhanced Short Maturit | Reduce -11.0% | 0.14% | −0.03 |
| IGV iShares Expanded Tech-Softwa | Reduce -27.7% | 0.07% | −0.03 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -54.7% | 0.03% | −0.03 |
| IEMG iShares Core MSCI Emerging | Reduce -18.1% | 0.10% | −0.03 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -19.3% | 0.12% | −0.03 |
| POCT Innovator U.S. Equity Power | Reduce -51.8% | 0.03% | −0.03 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.6% | 0.30% | −0.03 |
| AMLP Alerian MLP ETF | Reduce -41.9% | 0.04% | −0.03 |
| VTIP Vanguard Short-Term Tips | Reduce -22.5% | 0.07% | −0.03 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -24.2% | 0.08% | −0.03 |
| IQLT iShares MSCI International Q | Reduce -15.4% | 0.12% | −0.03 |
| GBIL Goldman Sachs Access Treasur | Reduce -68.5% | 0.01% | −0.03 |
| ARKK ARK Innovation ETF | Reduce -8.1% | 0.11% | −0.03 |
| NOCT Innovator Growth-100 Power B | Reduce -79.4% | 0.01% | −0.03 |
| BLV Vanguard Long-Term Bond ETF | Reduce -1.1% | 0.17% | −0.03 |
| IMCG iShares Morningstar Mid-Cap | Reduce -42.8% | 0.03% | −0.03 |
| IWM iShares Russell 2000 ETF | Reduce -5.8% | 0.21% | −0.03 |
| GILD Gilead Sciences Inc. | Reduce -19.3% | 0.05% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| META Meta Platforms Inc. Class A | Add +8.8% | 0.52% | +0.13 |
| AMZN Amazon.com Inc. | Add +0.5% | 1.61% | +0.12 |
| COWZ Pacer US Cash Cows 100 ETF | Add +10.9% | 0.89% | +0.10 |
| LLY Eli Lilly & Co. | Add +2.2% | 0.50% | +0.09 |
| HELO JPMorgan Hedged Equity ETF | Add +2266.0% | 0.09% | +0.09 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.08% | +0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.2% | 1.01% | +0.08 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +58.0% | 0.25% | +0.08 |
| CAT Caterpillar Inc. | Add +26.7% | 0.27% | +0.08 |
| IEI iShares 3-7 Year Treasury Bo | Add +268.6% | 0.11% | +0.08 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +2958.9% | 0.08% | +0.08 |
| SMH Vaneck Semiconductor ETF | Add +32.7% | 0.22% | +0.08 |
| LITMAN GREGORY FDS TR | New | 0.07% | +0.07 |
| SPHB Invesco S&P 500 High Beta Et | Add +3030.4% | 0.07% | +0.07 |
| SOXX iShares Semiconductor ETF | Add +42.0% | 0.21% | +0.07 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +343.9% | 0.09% | +0.07 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +144.6% | 0.12% | +0.07 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +31.6% | 0.34% | +0.06 |
| IVE iShares S&P 500 Value ETF | Add +35.1% | 0.25% | +0.06 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.8% | 1.64% | +0.06 |
| MSFT Microsoft Corp. | Add +1.9% | 1.96% | +0.06 |
| SCHB Schwab US Broad Market ETF | Add +70.5% | 0.13% | +0.05 |
| XLK SS Technology Select Sector | Add +12.3% | 0.53% | +0.05 |
| JGLO JPMorgan GLBL SLCT Eq ETF | New | 0.05% | +0.05 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +46.2% | 0.11% | +0.04 |
| IBIT iShares Bitcoin Trust ETF | New | 0.04% | +0.04 |
| CGDV Cap Group Dividend Value | Add +13.3% | 0.41% | +0.04 |
| MSTR Strategy Inc. | Add +2.1% | 0.07% | +0.04 |
| DIS The Walt Disney Co. | Add +3.0% | 0.19% | +0.04 |
| FV First Trust DW Focus 5 Fund | Add +47.8% | 0.12% | +0.04 |
| IAK iShares U.S. Insurance ETF | Add +568.0% | 0.04% | +0.04 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +3239.2% | 0.04% | +0.04 |
| AMD Advanced Micro Devices | Add +2.7% | 0.30% | +0.04 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +33.4% | 0.21% | +0.03 |
| JSI JH Securitized Income ETF | New | 0.03% | +0.03 |
| GJAN FT Vest US Equity Moderate B | New | 0.03% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +12.4% | 0.39% | +0.03 |
| QDEC FT Vest Nasdaq-100 Buffer Et | Add +315.1% | 0.04% | +0.03 |
| IWY iShares Russell Top 200 Grow | Add +11.2% | 0.30% | +0.03 |
| RDVY First Trust Rising Dividend | Add +10.2% | 0.41% | +0.03 |
| JPM JPMorgan Chase & Co. | Add +0.7% | 0.47% | +0.03 |
| SDVY First Trust Smid Cap Rising | Add +24.5% | 0.19% | +0.03 |
| ETN Eaton Corp. PLC | Add +26.7% | 0.09% | +0.03 |
| QQQM Invesco Nasdaq 100 ETF | Add +25.8% | 0.16% | +0.03 |
| WMT Walmart Inc. | Add +9.1% | 0.27% | +0.03 |
| CORT Corcept Therapeutics Inc. | Add +2922.7% | 0.03% | +0.03 |
| IDV iShares International Select | Add +242.1% | 0.04% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +1.4% | 3.57% | +0.03 |
| CGBL Cap Group Core Balanced | Add +120.2% | 0.06% | +0.03 |
| JQUA JPMorgan US Quality Factor | Add +140.1% | 0.05% | +0.03 |
Notes & Other Activity Q4 2023 → Q1 2024
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +18.3% | 76,188 | $3.0M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +28.3% | 2,196 | $2.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +11.2% | 902 | $1.1M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.9% | 6,575 | $283K |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | Add +3.0% | 3,595 | $209K |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Add +80.0% | 22,500 | $18K |
| ADNWW Amci Acquisition Corp.-CW26 | *W EXP 02/03/202 | Reduce -6.0% | 11,000 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 4,028 | $44.6B | VOO, AAPL, NVDA, QQQ, IVV |
| Q1 2026 | 3,907 | $38.8B | VOO, AAPL, NVDA, IVV, QQQ |
| Q4 2025 | 3,801 | $37.8B | VOO, AAPL, NVDA, QQQ, VTI |
| Q3 2025 | 3,703 | $36.4B | VOO, AAPL, NVDA, QQQ, VTI |
| Q2 2025 | 3,597 | $32.9B | VOO, AAPL, NVDA, QQQ, VTI |
| Q1 2025 | 3,483 | $29.6B | AAPL, VOO, QQQ, NVDA, IVV |
| Q4 2024 | 3,447 | $29.9B | AAPL, VOO, NVDA, QQQ, IVV |
| Q3 2024 | 3,397 | $29.4B | AAPL, VOO, NVDA, QQQ, IVV |
| Q2 2024 | 3,300 | $27.0B | AAPL, VOO, NVDA, QQQ, IVV |
| Q1 2024 | 3,292 | $26.0B | VOO, AAPL, QQQ, IVV, NVDA |