Cambridge Investment Research Advisors, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Cambridge Investment Research Advisors, Inc. reported 3,447 stock positions worth $29.9 billion. Its top holding was Apple (AAPL) at 3.7% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 3.3%) and Nvidia (NVDA, 2.6%). Compared with Q3 2024, it opened 244 new positions, sold out of 195, added to 1,611 and reduced 1,515. The biggest buy was JPMorgan Ultra-Short Income (JPST, shares +118%) and the biggest sale PIMCO Enhanced Short Maturit (MINT, shares −39%).
- Most Recent 13F
- Q2 2026
- Location
- FAIRFIELD, IA
- CIK
- 0001419186
- Portfolio Value
- $29.9B (Q4 2024)
- SEC Filing
- 0001419186-25-000003 ↗ filed Feb 14, 2025
Holdings Value
Holdings 3,447 stocks · $29.9B
| AAPL Apple Inc. | 3.66% | 4,375,474 | $1.1B | Reduce -3.1% |
| VOO Vanguard S&P 500 ETF | 3.33% | 1,851,218 | $997.5M | Add +0.2% |
| NVDA Nvidia Corp. | 2.57% | 5,731,450 | $769.7M | Add +1.6% |
| QQQ Invesco QQQ Trust Series 1 | 2.27% | 1,328,813 | $679.3M | Add +4.0% |
| IVV iShares Core S&P 500 ETF | 2.06% | 1,048,044 | $617.0M | Add +0.3% |
| VTI VG Morningstar TS MKT ETF-US | 1.92% | 1,981,655 | $574.3M | Add +4.8% |
| AMZN Amazon.com Inc. | 1.73% | 2,359,789 | $517.7M | Add +0.2% |
| MSFT Microsoft Corp. | 1.67% | 1,186,757 | $500.2M | Reduce -1.4% |
| VXUS Vanguard Total Intl Stock | 1.25% | 6,356,658 | $374.6M | Add +1.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.14% | 579,578 | $339.7M | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.04% | 686,400 | $311.1M | Add +1.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.84% | 4,450,722 | $251.4M | Reduce -1.1% |
| BND Vanguard Total Bond Market | 0.71% | 2,944,347 | $211.7M | Reduce -2.7% |
| TSLA Tesla Inc. | 0.68% | 501,898 | $202.7M | Reduce -0.6% |
| SCHD Schwab US DVD Equity ETF | 0.65% | 7,099,962 | $194.0M | Add +5.8% |
| JPST JPMorgan Ultra-Short Income | 0.64% | 3,781,153 | $190.5M | Add +118.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.63% | 461,639 | $189.5M | Add +2.1% |
| GOOGL Alphabet Inc. Class A | 0.61% | 962,847 | $182.3M | Reduce -1.5% |
| VIG Vanguard Dividend Apprec ETF | 0.59% | 897,884 | $175.8M | Add +0.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.59% | 1,034,396 | $175.1M | Add +1.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.57% | 3,493,367 | $171.3M | Add +38.8% |
| GOOG Alphabet Inc. Class C | 0.57% | 890,696 | $169.6M | Reduce -1.2% |
| META Meta Platforms Inc. Class A | 0.56% | 288,202 | $168.7M | Add +2.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.52% | 4,431,776 | $156.3M | Add +17.0% |
| AVGO Broadcom Inc. | 0.49% | 630,994 | $146.3M | Reduce -5.0% |
| JPM JPMorgan Chase & Co. | 0.48% | 596,971 | $143.1M | Reduce -0.9% |
| RDVY First Trust Rising Dividend | 0.45% | 2,257,151 | $133.5M | Add +8.1% |
| GLD SPDR Gold Shares | 0.44% | 540,080 | $130.8M | Reduce -1.7% |
| AGG iShares Core U.S. Aggregate | 0.43% | 1,335,559 | $129.4M | Add +3.2% |
| XOM Exxon Mobil Corp. | 0.42% | 1,159,246 | $124.7M | Reduce -0.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.41% | 1,798,653 | $124.0M | Add +9.7% |
| USMV iShares MSCI USA Min Vol Fac | 0.41% | 1,387,572 | $123.2M | Reduce -5.1% |
| LLY Eli Lilly & Co. | 0.41% | 159,203 | $122.9M | Reduce -3.4% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.41% | 1,332,775 | $121.9M | Add +7.6% |
| VEA Vanguard Ftse Developed ETF | 0.41% | 2,538,600 | $121.4M | Add +0.8% |
| SGOV iShares 0-3 Month Treasury B | 0.40% | 1,200,856 | $120.5M | Add +40.1% |
| RSP Invesco S&P 500 Equal Weight | 0.40% | 676,391 | $118.5M | Add +2.9% |
| V Visa Inc. Class A | 0.39% | 365,055 | $115.4M | Reduce -2.5% |
| COST Costco Wholesale Corp. | 0.38% | 124,596 | $114.2M | Add +1.1% |
| XLK SS Technology Select Sector | 0.38% | 489,994 | $113.9M | Reduce -18.0% |
| JEPI JPMorgan Equity Premium Inco | 0.38% | 1,970,127 | $113.3M | Add +1.2% |
| WMT Walmart Inc. | 0.38% | 1,247,501 | $112.7M | Add +5.8% |
| VYM Vanguard High DVD Yield ETF | 0.37% | 858,694 | $109.6M | Add +6.8% |
| PG The Procter & Gamble Co. | 0.36% | 645,252 | $108.2M | Add +2.2% |
| VXF Vanguard Extended Market ETF | 0.35% | 559,197 | $106.2M | Reduce -1.5% |
| IVW iShares S&P 500 Growth ETF | 0.35% | 1,025,189 | $104.1M | Add +3.0% |
| QUAL iShares MSCI USA Quality Fac | 0.34% | 574,129 | $102.2M | Reduce -5.6% |
| BSV Vanguard Short-Term Bond ETF | 0.34% | 1,313,084 | $101.5M | Reduce -0.2% |
| FTCS First Trust Capital Strength | 0.32% | 1,101,673 | $96.7M | Add +5.0% |
| PLTR Palantir Technologies Inc. Class A | 0.32% | 1,278,991 | $96.7M | Add +1.0% |
| IWY iShares Russell Top 200 Grow | 0.32% | 402,074 | $94.6M | Reduce -11.9% |
| CGGR Cap Group Growth Equity | 0.31% | 2,508,892 | $93.3M | Add +10.3% |
| VGT Vanguard Info Tech ETF | 0.31% | 147,969 | $92.0M | Add +2.2% |
| HD Home Depot Inc. | 0.30% | 233,779 | $90.9M | Add +2.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.30% | 377,332 | $90.7M | Add +18.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.29% | 2,897,183 | $88.3M | Reduce -2.3% |
| ABBV Abbvie Inc. | 0.29% | 489,811 | $87.0M | Reduce -1.1% |
| MOAT Vaneck Morningstar Wide Moat | 0.29% | 928,301 | $86.1M | Add +9.9% |
| IJR iShares Core S&P Small-Cap E | 0.28% | 726,948 | $83.8M | Add +16.2% |
| SCHG Schwab US Large-Cap Growth | 0.28% | 2,971,333 | $82.8M | Add +17.9% |
| ITOT iShares Core S&P Total U.S. | 0.27% | 625,381 | $80.4M | Reduce -3.5% |
| SDVY First Trust Smid Cap Rising | 0.26% | 2,133,057 | $76.5M | Add +17.8% |
| SHV iShares 0-1 Year Treasury Bo | 0.25% | 683,441 | $75.3M | Reduce -18.6% |
| NFLX Netflix Inc. | 0.25% | 84,359 | $75.2M | Add +2.2% |
| JAAA Janus Henderson Aaa Clo ETF | 0.25% | 1,480,370 | $75.1M | Add +32.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 282,184 | $74.5M | Add +0.7% |
| IWM iShares Russell 2000 ETF | 0.25% | 335,461 | $74.1M | Add +29.7% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.24% | 1,663,748 | $73.2M | Reduce -11.4% |
| USFR Wisdomtree Floating Rate Tre | 0.24% | 1,447,452 | $72.8M | Add +0.6% |
| FVD First Trust Value Line DVD | 0.24% | 1,654,142 | $72.2M | Add +1.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.24% | 1,025,860 | $72.1M | Add +2.7% |
| SCHX Schwab US Large-Cap ETF | 0.24% | 3,067,870 | $71.1M | Reduce -1.7% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.23% | 2,009,096 | $70.3M | Add +11.5% |
| IVE iShares S&P 500 Value ETF | 0.23% | 362,416 | $69.2M | Add +12.8% |
| CVX Chevron Corp. | 0.23% | 476,163 | $69.0M | Add +2.4% |
| CAT Caterpillar Inc. | 0.23% | 185,720 | $67.4M | Reduce -1.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.22% | 1,474,729 | $66.7M | Reduce -5.7% |
| IJH iShares Core S&P Midcap ETF | 0.22% | 1,055,918 | $65.8M | Add +4.7% |
| FBND Fidelity Total Bond ETF | 0.22% | 1,461,377 | $65.6M | Add +62.5% |
| BIV Vanguard Intermediate-Term B | 0.21% | 852,848 | $63.7M | Reduce -0.3% |
| JNJ Johnson & Johnson | 0.21% | 439,103 | $63.5M | Reduce -4.7% |
| IWF iShares Russell 1000 Growth | 0.21% | 157,826 | $63.4M | Add +14.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.21% | 2,143,750 | $62.6M | Add +6.2% |
| FTSM First Trust Enh Short Mat FD | 0.21% | 1,039,013 | $62.1M | Reduce -11.4% |
| MINT PIMCO Enhanced Short Maturit | 0.21% | 615,556 | $61.8M | Reduce -38.8% |
| DGRO iShares Core Dividend Growth | 0.21% | 1,004,154 | $61.6M | Add +4.0% |
| TFLO iShares Treasury Floating Ra | 0.21% | 1,217,114 | $61.4M | Reduce -0.1% |
| XLE SS Energy Select Sector | 0.20% | 711,606 | $61.0M | Add +34.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.20% | 286,564 | $60.3M | Add +23.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.20% | 681,037 | $59.9M | Add +0.7% |
| TLT iShares 20+ Year Treasury BD | 0.20% | 681,300 | $59.5M | Reduce -26.3% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.20% | 1,044,682 | $58.9M | Add +140.3% |
| UNH Unitedhealth Group Inc. | 0.20% | 115,631 | $58.5M | Reduce -4.8% |
| XLF SS Financial Select Sector | 0.19% | 1,205,194 | $58.2M | Add +35.6% |
| GSY Invesco Ultra Short Duration | 0.19% | 1,144,956 | $57.4M | Reduce -19.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.19% | 259,263 | $57.0M | Add +0.8% |
| SMH Vaneck Semiconductor ETF | 0.19% | 231,682 | $56.1M | Add +12.1% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.19% | 131,170 | $55.8M | Add +9.3% |
| VMBS Vanguard Mortgage-Backed Sec | 0.18% | 1,219,280 | $55.3M | Reduce -2.4% |
| VZ Verizon Communications Inc. | 0.18% | 1,352,747 | $54.1M | Add +1.6% |
Other holdings (13): bonds, preferreds, convertibles and warrants · $8.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,807 | $3.4M | Reduce -1.9% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 46,686 | $2.3M | Add +7.6% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,209 | $1.5M | Add +4.2% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 25,504 | $1.0M | Add +0.3% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 9,440 | $232K | New |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 5,730 | $215K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 19,956 | $43K | Add +1.9% |
| DC.WS Dakota Gold Corp.-26 | *W EXP 03/15/202 | 39,908 | $20K | New |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 20,104 | $12K | No change |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 10,000 | $10K | New |
| GROY.WS Gold Royalty Corp. -29 | *W EXP 05/31/202 | 10,000 | $3K | New |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | 20,000 | $2K | New |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 10,550 | $1K | No change |
Total filed on the 13F, all lines: $29.9B.
Portfolio Sells Q3 2024 → Q4 2024
| MINT PIMCO Enhanced Short Maturit | Reduce -38.8% | 0.21% | −0.14 |
| TLT iShares 20+ Year Treasury BD | Reduce -26.3% | 0.20% | −0.11 |
| MSFT Microsoft Corp. | Reduce -1.4% | 1.67% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -3.4% | 0.41% | −0.09 |
| VDC Vanguard Consumer Staple ETF | Reduce -48.9% | 0.08% | −0.09 |
| TIP iShares Tips Bond ETF | Reduce -45.5% | 0.09% | −0.08 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -55.2% | 0.06% | −0.08 |
| XLK SS Technology Select Sector | Reduce -18.0% | 0.38% | −0.08 |
| VHT Vanguard Health Care ETF | Reduce -33.1% | 0.11% | −0.08 |
| AMD Advanced Micro Devices | Reduce -2.5% | 0.18% | −0.07 |
| VGIT Vanguard Intermediate-Term T | Reduce -52.8% | 0.05% | −0.07 |
| BND Vanguard Total Bond Market | Reduce -2.7% | 0.71% | −0.07 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -18.6% | 0.25% | −0.06 |
| BSCO Invesco Bulletshares 2024 CB | Sold out | 0.00% | −0.06 |
| DFAC Dimensional US Core Equity 2 | Reduce -25.9% | 0.17% | −0.06 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -23.7% | 0.15% | −0.06 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -39.9% | 0.07% | −0.06 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -11.4% | 0.24% | −0.05 |
| GSY Invesco Ultra Short Duration | Reduce -19.4% | 0.19% | −0.05 |
| XOM Exxon Mobil Corp. | Reduce -0.6% | 0.42% | −0.05 |
| GDX Vaneck Gold Miners ETF | Reduce -39.7% | 0.05% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -4.8% | 0.20% | −0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -23.7% | 0.05% | −0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -1.1% | 0.84% | −0.05 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -21.7% | 0.11% | −0.04 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -5.1% | 0.41% | −0.04 |
| ABBV Abbvie Inc. | Reduce -1.1% | 0.29% | −0.04 |
| JNJ Johnson & Johnson | Reduce -4.7% | 0.21% | −0.04 |
| XLV SS Health Care Select Sector | Reduce -9.7% | 0.16% | −0.04 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -55.9% | 0.03% | −0.04 |
| LMT Lockheed Martin Corp. | Reduce -6.2% | 0.12% | −0.04 |
| RSSB RTRN Stack GLBL STK & BD ETF | Reduce -67.0% | 0.01% | −0.03 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -73.7% | 0.01% | −0.03 |
| YEAR AB Ultra Short Income ETF | Reduce -56.2% | 0.03% | −0.03 |
| RSST Return Stacked US SM FTR ETF | Reduce -74.9% | 0.01% | −0.03 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.03 |
| CL Colgate-Palmolive Co. | Reduce -36.7% | 0.04% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Reduce -11.4% | 0.21% | −0.03 |
| IDV iShares International Select | Reduce -70.6% | 0.01% | −0.03 |
| JMST JPM Ultra-Short Muni Income | Reduce -36.3% | 0.05% | −0.03 |
| VPU Vanguard Utilities ETF | Reduce -26.9% | 0.06% | −0.03 |
| HELO JPMorgan Hedged Equity ETF | Reduce -22.2% | 0.10% | −0.03 |
| GE General Electric | Reduce -12.7% | 0.09% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -2.9% | 0.15% | −0.03 |
| QUAL iShares MSCI USA Quality Fac | Reduce -5.6% | 0.34% | −0.03 |
| MDY State Street SPDR S&P Midcap | Reduce -31.1% | 0.06% | −0.03 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -5.7% | 0.22% | −0.03 |
| CAT Caterpillar Inc. | Reduce -1.9% | 0.23% | −0.03 |
| NEE Nextera Energy Inc. | Reduce -0.8% | 0.13% | −0.03 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -44.1% | 0.03% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| JPST JPMorgan Ultra-Short Income | Add +118.2% | 0.64% | +0.34 |
| NVDA Nvidia Corp. | Add +1.6% | 2.57% | +0.24 |
| AMZN Amazon.com Inc. | Add +0.2% | 1.73% | +0.24 |
| PLTR Palantir Technologies Inc. Class A | Add +1.0% | 0.32% | +0.16 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.0% | 2.27% | +0.15 |
| BNDX Vanguard Total Intl Bond ETF | Add +38.8% | 0.57% | +0.14 |
| JEPQ JPM Nasdaq Equity Premium | Add +140.3% | 0.20% | +0.12 |
| SGOV iShares 0-3 Month Treasury B | Add +40.1% | 0.40% | +0.11 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.8% | 1.92% | +0.10 |
| FBND Fidelity Total Bond ETF | Add +62.5% | 0.22% | +0.08 |
| CGMS Cap Group US Multi-Sect Bond | Add +283.5% | 0.10% | +0.07 |
| CGCB Cap Group Core Bond | Add +399.3% | 0.09% | +0.07 |
| XLF SS Financial Select Sector | Add +35.6% | 0.19% | +0.06 |
| JAAA Janus Henderson Aaa Clo ETF | Add +32.4% | 0.25% | +0.06 |
| SCHG Schwab US Large-Cap Growth | Add +17.9% | 0.28% | +0.05 |
| IWM iShares Russell 2000 ETF | Add +29.7% | 0.25% | +0.05 |
| WMT Walmart Inc. | Add +5.8% | 0.38% | +0.05 |
| CGDV Cap Group Dividend Value | Add +17.0% | 0.52% | +0.05 |
| NFLX Netflix Inc. | Add +2.2% | 0.25% | +0.05 |
| DIVI Franklin International Core | Add +187.6% | 0.09% | +0.05 |
| BRK.A Berkshire Hathaway Inc. Class A | Add +63.9% | 0.13% | +0.05 |
| XLE SS Energy Select Sector | Add +34.4% | 0.20% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +18.1% | 0.30% | +0.05 |
| MSTR Strategy Inc. | Add +1.0% | 0.11% | +0.04 |
| QQQM Invesco Nasdaq 100 ETF | Add +23.8% | 0.20% | +0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.1% | 0.63% | +0.04 |
| CGGR Cap Group Growth Equity | Add +10.3% | 0.31% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +35.2% | 0.16% | +0.04 |
| ET Energy Transfer LP | Add +25.4% | 0.12% | +0.04 |
| SPMO Invesco S&P 500 Momentum ETF | Add +36.0% | 0.14% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +9.7% | 0.41% | +0.04 |
| IWF iShares Russell 1000 Growth | Add +14.0% | 0.21% | +0.04 |
| VONE Vanguard Russell 1000 | Add +648.6% | 0.04% | +0.03 |
| FDVV Fidelity High Dividend ETF | Add +57.2% | 0.10% | +0.03 |
| CGBL Cap Group Core Balanced | Add +33.3% | 0.13% | +0.03 |
| SDVY First Trust Smid Cap Rising | Add +17.8% | 0.26% | +0.03 |
| MTUM iShares MSCI USA Momentum Fa | Add +51.4% | 0.09% | +0.03 |
| IJR iShares Core S&P Small-Cap E | Add +16.2% | 0.28% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +36.4% | 0.10% | +0.03 |
| FTNT Fortinet Inc. | Add +59.7% | 0.06% | +0.03 |
| APOC Inr Eqty Def P ETF - 6 M A/O | New | 0.03% | +0.03 |
| CGIC Cap Group Intl Core Eq | New | 0.03% | +0.03 |
| AIRR First Trust Rba American Ind | Add +18.6% | 0.15% | +0.03 |
| RDVY First Trust Rising Dividend | Add +8.1% | 0.45% | +0.03 |
| IWP iShares Russell Mid-Cap Grow | Add +40.8% | 0.08% | +0.03 |
| CGUS Cap Group Core Equity | Add +11.5% | 0.23% | +0.02 |
| FELG Fidelity Enh LRG Cap GWTH | Add +152.3% | 0.04% | +0.02 |
| IAK iShares U.S. Insurance ETF | Add +299.1% | 0.03% | +0.02 |
| VCIT Vanguard Int-Term Corporate | Add +40.4% | 0.10% | +0.02 |
| CTA Simplify Managed Futures St | New | 0.02% | +0.02 |
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -1.9% | 2,807 | $3.4M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +7.6% | 46,686 | $2.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +4.2% | 1,209 | $1.5M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +0.3% | 25,504 | $1.0M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 9,440 | $232K |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Sold out | 35,602 | $113Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +1.9% | 19,956 | $43K |
| DC.WS Dakota Gold Corp.-26 | *W EXP 03/15/202 | New | 39,908 | $20K |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | New | 10,000 | $10K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 106,220 | $3Kbefore exit |
| GROY.WS Gold Royalty Corp. -29 | *W EXP 05/31/202 | New | 10,000 | $3K |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 77,580 | $2Kbefore exit |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | New | 20,000 | $2K |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Sold out | 11,430 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 4,028 | $44.6B | VOO, AAPL, NVDA, QQQ, IVV |
| Q1 2026 | 3,907 | $38.8B | VOO, AAPL, NVDA, IVV, QQQ |
| Q4 2025 | 3,801 | $37.8B | VOO, AAPL, NVDA, QQQ, VTI |
| Q3 2025 | 3,703 | $36.4B | VOO, AAPL, NVDA, QQQ, VTI |
| Q2 2025 | 3,597 | $32.9B | VOO, AAPL, NVDA, QQQ, VTI |
| Q1 2025 | 3,483 | $29.6B | AAPL, VOO, QQQ, NVDA, IVV |
| Q4 2024 | 3,447 | $29.9B | AAPL, VOO, NVDA, QQQ, IVV |
| Q3 2024 | 3,397 | $29.4B | AAPL, VOO, NVDA, QQQ, IVV |
| Q2 2024 | 3,300 | $27.0B | AAPL, VOO, NVDA, QQQ, IVV |
| Q1 2024 | 3,292 | $26.0B | VOO, AAPL, QQQ, IVV, NVDA |