Cambridge Investment Research Advisors, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 28, 2024), Cambridge Investment Research Advisors, Inc. reported 3,397 stock positions worth $29.4 billion. Its top holding was Apple (AAPL) at 3.6% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 3.3%) and Nvidia (NVDA, 2.3%). Compared with Q2 2024, it opened 239 new positions, sold out of 144, added to 1,700 and reduced 1,368. The biggest buy was VG Morningstar TS MKT ETF-US (VTI, shares +15%) and the biggest sale Nvidia (NVDA, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- FAIRFIELD, IA
- CIK
- 0001419186
- Portfolio Value
- $29.4B (Q3 2024)
- SEC Filing
- 0001419186-24-000006 ↗ filed Oct 28, 2024
Holdings Value
Holdings 3,397 stocks · $29.4B
| AAPL Apple Inc. | 3.58% | 4,514,910 | $1.1B | Add +1.4% |
| VOO Vanguard S&P 500 ETF | 3.32% | 1,847,742 | $975.0M | Add +3.0% |
| NVDA Nvidia Corp. | 2.33% | 5,641,567 | $685.1M | Reduce -2.3% |
| QQQ Invesco QQQ Trust Series 1 | 2.12% | 1,278,075 | $623.8M | Add +0.2% |
| IVV iShares Core S&P 500 ETF | 2.05% | 1,045,278 | $602.9M | Add +2.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.82% | 1,891,850 | $535.7M | Add +15.4% |
| MSFT Microsoft Corp. | 1.76% | 1,203,134 | $517.7M | Add +0.8% |
| AMZN Amazon.com Inc. | 1.49% | 2,354,746 | $438.8M | Add +1.3% |
| VXUS Vanguard Total Intl Stock | 1.38% | 6,282,301 | $406.7M | Reduce -3.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.14% | 582,352 | $334.1M | Add +0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.06% | 678,477 | $312.3M | Add +4.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.89% | 4,499,990 | $260.2M | Add +3.4% |
| BND Vanguard Total Bond Market | 0.77% | 3,024,971 | $227.2M | Add +12.8% |
| SCHD Schwab US DVD Equity ETF | 0.64% | 2,236,466 | $189.0M | Add +4.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.61% | 1,019,411 | $178.0M | Add +2.1% |
| VIG Vanguard Dividend Apprec ETF | 0.60% | 889,932 | $176.3M | Add +7.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.59% | 451,981 | $173.5M | Add +0.0% |
| GOOGL Alphabet Inc. Class A | 0.55% | 977,679 | $162.1M | Reduce -1.2% |
| META Meta Platforms Inc. Class A | 0.55% | 281,943 | $161.4M | Reduce -2.6% |
| GOOG Alphabet Inc. Class C | 0.51% | 901,765 | $150.8M | Add +13.4% |
| LLY Eli Lilly & Co. | 0.50% | 164,834 | $146.0M | Reduce -1.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.47% | 3,787,405 | $138.0M | Add +8.3% |
| XOM Exxon Mobil Corp. | 0.47% | 1,165,954 | $136.7M | Add +4.8% |
| XLK SS Technology Select Sector | 0.46% | 597,495 | $134.9M | Add +10.0% |
| GLD SPDR Gold Shares | 0.45% | 549,566 | $133.6M | Add +11.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.45% | 1,462,009 | $133.5M | Reduce -1.6% |
| VEA Vanguard Ftse Developed ETF | 0.45% | 2,517,501 | $132.9M | Reduce -1.8% |
| TSLA Tesla Inc. | 0.45% | 505,065 | $132.1M | Reduce -6.6% |
| AGG iShares Core U.S. Aggregate | 0.45% | 1,294,600 | $131.1M | Add +1.0% |
| JPM JPMorgan Chase & Co. | 0.43% | 602,385 | $127.0M | Add +1.6% |
| BNDX Vanguard Total Intl Bond ETF | 0.43% | 2,516,880 | $126.5M | Reduce -4.8% |
| RDVY First Trust Rising Dividend | 0.42% | 2,088,306 | $123.6M | Add +8.2% |
| RSP Invesco S&P 500 Equal Weight | 0.40% | 657,543 | $117.8M | Add +5.5% |
| JEPI JPMorgan Equity Premium Inco | 0.39% | 1,947,007 | $115.9M | Add +4.9% |
| AVGO Broadcom Inc. | 0.39% | 663,970 | $114.5M | Add +12.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.39% | 1,239,128 | $113.8M | Add +5.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.38% | 1,639,393 | $110.7M | Reduce -12.9% |
| PG The Procter & Gamble Co. | 0.37% | 631,515 | $109.4M | Add +2.0% |
| COST Costco Wholesale Corp. | 0.37% | 123,259 | $109.3M | Add +2.4% |
| QUAL iShares MSCI USA Quality Fac | 0.37% | 608,044 | $109.0M | Add +5.8% |
| BSV Vanguard Short-Term Bond ETF | 0.35% | 1,315,463 | $103.5M | Reduce -2.9% |
| VXF Vanguard Extended Market ETF | 0.35% | 567,458 | $103.3M | Add +0.6% |
| VYM Vanguard High DVD Yield ETF | 0.35% | 804,162 | $103.1M | Add +2.4% |
| V Visa Inc. Class A | 0.35% | 374,450 | $103.0M | Reduce -1.2% |
| MINT PIMCO Enhanced Short Maturit | 0.34% | 1,005,145 | $101.2M | Reduce -11.1% |
| IWY iShares Russell Top 200 Grow | 0.34% | 456,345 | $100.4M | Add +5.4% |
| ABBV Abbvie Inc. | 0.33% | 495,071 | $97.8M | Add +3.7% |
| IVW iShares S&P 500 Growth ETF | 0.32% | 995,646 | $95.3M | Add +3.2% |
| FTCS First Trust Capital Strength | 0.32% | 1,049,603 | $95.3M | Reduce -3.1% |
| WMT Walmart Inc. | 0.32% | 1,178,555 | $95.2M | Add +3.9% |
| SHV iShares 0-1 Year Treasury Bo | 0.32% | 839,806 | $92.9M | Add +3.9% |
| HD Home Depot Inc. | 0.32% | 228,729 | $92.7M | Add +1.7% |
| TLT iShares 20+ Year Treasury BD | 0.31% | 924,869 | $90.7M | Add +115.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.30% | 2,964,008 | $88.6M | Add +9.2% |
| JPST JPMorgan Ultra-Short Income | 0.30% | 1,732,566 | $87.9M | Add +13.6% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.30% | 1,878,564 | $87.4M | Add +1.8% |
| SGOV iShares 0-3 Month Treasury B | 0.29% | 857,127 | $86.3M | Add +20.9% |
| VGT Vanguard Info Tech ETF | 0.29% | 144,796 | $84.9M | Add +12.6% |
| MOAT Vaneck Morningstar Wide Moat | 0.28% | 844,973 | $81.9M | Add +1.8% |
| ITOT iShares Core S&P Total U.S. | 0.28% | 648,006 | $81.4M | Add +5.0% |
| CGGR Cap Group Growth Equity | 0.27% | 2,275,525 | $79.2M | Add +9.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 999,318 | $78.0M | Reduce -4.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.26% | 319,402 | $75.8M | Add +2.0% |
| AMD Advanced Micro Devices | 0.25% | 455,152 | $74.7M | Add +7.0% |
| JNJ Johnson & Johnson | 0.25% | 460,529 | $74.6M | Add +0.9% |
| FVD First Trust Value Line DVD | 0.25% | 1,629,781 | $74.1M | Reduce -12.4% |
| CAT Caterpillar Inc. | 0.25% | 189,422 | $74.1M | Add +0.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 280,211 | $73.9M | Reduce -3.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.25% | 1,563,581 | $73.7M | Add +15.7% |
| IJR iShares Core S&P Small-Cap E | 0.25% | 625,736 | $73.2M | Reduce -5.9% |
| USFR Wisdomtree Floating Rate Tre | 0.25% | 1,439,302 | $72.3M | Reduce -3.4% |
| GSY Invesco Ultra Short Duration | 0.24% | 1,420,789 | $71.3M | Add +3.6% |
| UNH Unitedhealth Group Inc. | 0.24% | 121,516 | $71.0M | Add +3.9% |
| SCHX Schwab US Large-Cap ETF | 0.24% | 1,039,897 | $70.6M | Add +4.4% |
| FTSM First Trust Enh Short Mat FD | 0.24% | 1,173,346 | $70.2M | Reduce -15.5% |
| CVX Chevron Corp. | 0.23% | 464,873 | $68.5M | Reduce -0.6% |
| BIV Vanguard Intermediate-Term B | 0.23% | 855,100 | $67.0M | Reduce -1.1% |
| DFAC Dimensional US Core Equity 2 | 0.23% | 1,931,128 | $66.2M | Add +5.7% |
| SDVY First Trust Smid Cap Rising | 0.22% | 1,810,742 | $65.9M | Add +12.6% |
| SCHG Schwab US Large-Cap Growth | 0.22% | 629,903 | $65.6M | Add +8.3% |
| IVE iShares S&P 500 Value ETF | 0.22% | 321,296 | $63.4M | Reduce -10.0% |
| IJH iShares Core S&P Midcap ETF | 0.21% | 1,008,806 | $62.9M | Reduce -9.0% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.21% | 1,801,958 | $61.8M | Add +14.0% |
| TFLO iShares Treasury Floating Ra | 0.21% | 1,217,833 | $61.6M | Reduce -15.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.21% | 2,019,329 | $60.9M | Add +24.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.21% | 1,149,600 | $60.8M | Add +8.2% |
| DGRO iShares Core Dividend Growth | 0.21% | 965,539 | $60.5M | Add +2.5% |
| VZ Verizon Communications Inc. | 0.20% | 1,331,938 | $59.8M | Add +0.3% |
| VMBS Vanguard Mortgage-Backed Sec | 0.20% | 1,249,644 | $59.0M | Reduce -2.5% |
| NFLX Netflix Inc. | 0.20% | 82,570 | $58.6M | Add +5.9% |
| XLV SS Health Care Select Sector | 0.20% | 379,506 | $58.5M | Add +0.4% |
| IWM iShares Russell 2000 ETF | 0.19% | 258,712 | $57.1M | Reduce -2.7% |
| MCD McDonald's Corp. | 0.19% | 187,407 | $57.1M | Reduce -0.8% |
| JAAA Janus Henderson Aaa Clo ETF | 0.19% | 1,118,471 | $56.9M | Add +21.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.19% | 257,280 | $56.9M | Add +2.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.19% | 676,635 | $56.1M | Reduce -7.0% |
| VHT Vanguard Health Care ETF | 0.18% | 192,204 | $54.2M | Add +24.4% |
| NOBL Proshares S&P 500 Dividend A | 0.18% | 499,094 | $53.3M | Add +12.9% |
| IXUS iShares Core Intl Stock ETF | 0.18% | 732,589 | $53.2M | Reduce -1.4% |
| MRK Merck & Co. Inc. | 0.18% | 464,199 | $52.7M | Add +5.0% |
Other holdings (12): bonds, preferreds, convertibles and warrants · $9.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,862 | $3.7M | Add +21.4% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 43,394 | $2.4M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,160 | $1.5M | Add +25.1% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 25,419 | $1.2M | Reduce -65.8% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 5,730 | $222K | New |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 35,602 | $113K | Add +78.0% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 19,592 | $43K | Reduce -1.6% |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 106,220 | $3K | Reduce -15.6% |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 77,580 | $2K | No change |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 20,104 | $1K | Reduce -7.4% |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 10,550 | $1K | No change |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | 11,430 | $0 | Reduce -5.3% |
Total filed on the 13F, all lines: $29.4B.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -2.3% | 2.33% | −0.31 |
| XLE SS Energy Select Sector | Reduce -37.8% | 0.16% | −0.13 |
| GOOGL Alphabet Inc. Class A | Reduce -1.2% | 0.55% | −0.11 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -52.3% | 0.08% | −0.10 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -42.2% | 0.10% | −0.08 |
| MINT PIMCO Enhanced Short Maturit | Reduce -11.1% | 0.34% | −0.08 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -12.9% | 0.38% | −0.07 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -65.9% | 0.04% | −0.07 |
| VXUS Vanguard Total Intl Stock | Reduce -3.5% | 1.38% | −0.07 |
| FTSM First Trust Enh Short Mat FD | Reduce -15.5% | 0.24% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -1.8% | 0.50% | −0.07 |
| DFAT Dimensional US Target Value | Reduce -57.0% | 0.05% | −0.06 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -23.2% | 0.16% | −0.06 |
| PDBC Invesco Optimum Yield Divers | Reduce -78.8% | 0.01% | −0.06 |
| TFLO iShares Treasury Floating Ra | Reduce -15.5% | 0.21% | −0.06 |
| SMH Vaneck Semiconductor ETF | Reduce -14.3% | 0.17% | −0.06 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -0.2% | 0.12% | −0.06 |
| IBDP iShares Ibonds Dec 2024 Term | Reduce -78.0% | 0.01% | −0.06 |
| SOXX iShares Semiconductor ETF | Reduce -10.6% | 0.17% | −0.05 |
| MCK McKesson Corp. | Reduce -46.9% | 0.04% | −0.05 |
| SMCI Super Micro Computer Inc. | Reduce -15.3% | 0.03% | −0.05 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -4.8% | 0.43% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -10.1% | 0.10% | −0.04 |
| BBJP JPMorgan Betabuilders Japan | Reduce -97.3% | 0.00% | −0.04 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -58.8% | 0.03% | −0.04 |
| IGV iShares Expanded Tech-Softwa | Reduce -46.0% | 0.04% | −0.04 |
| CVX Chevron Corp. | Reduce -0.6% | 0.23% | −0.04 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -85.6% | 0.01% | −0.04 |
| BA The Boeing Co. | Reduce -9.5% | 0.08% | −0.03 |
| BSV Vanguard Short-Term Bond ETF | Reduce -2.9% | 0.35% | −0.03 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -11.0% | 0.16% | −0.03 |
| USFR Wisdomtree Floating Rate Tre | Reduce -3.4% | 0.25% | −0.03 |
| CORT Corcept Therapeutics Inc. | Reduce -90.6% | 0.00% | −0.03 |
| XME SS SPDR S&P Metals Mining | Reduce -72.8% | 0.01% | −0.03 |
| CPSM Calamos SP500 STR Alt Promay | Reduce -77.7% | 0.01% | −0.03 |
| BBIN JPM Betabuilders Intl Eqty | Reduce -56.8% | 0.02% | −0.03 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -35.4% | 0.05% | −0.03 |
| IWB iShares Russell 1000 ETF | Reduce -13.2% | 0.16% | −0.03 |
| IBHD iShares Ibonds 2024 H/Y Inc. | Reduce -75.4% | 0.01% | −0.03 |
| FVD First Trust Value Line DVD | Reduce -12.4% | 0.25% | −0.03 |
| QDEC FT Vest Nasdaq-100 Buffer Et | Reduce -69.2% | 0.01% | −0.03 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -49.7% | 0.02% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -1.4% | 0.09% | −0.03 |
| INDA iShares MSCI India ETF | Reduce -37.4% | 0.04% | −0.03 |
| IJH iShares Core S&P Midcap ETF | Reduce -9.0% | 0.21% | −0.03 |
| INTC Intel Corp. | Reduce -5.8% | 0.05% | −0.03 |
| IBTF iShares Ibonds Dec 2025 Term | Reduce -57.9% | 0.02% | −0.02 |
| IVE iShares S&P 500 Value ETF | Reduce -10.0% | 0.22% | −0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -7.0% | 0.19% | −0.02 |
| BAC Bank of America Corp. | Reduce -8.2% | 0.13% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| VTI VG Morningstar TS MKT ETF-US | Add +15.4% | 1.82% | +0.20 |
| TLT iShares 20+ Year Treasury BD | Add +115.4% | 0.31% | +0.16 |
| AAPL Apple Inc. | Add +1.4% | 3.58% | +0.11 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +196.0% | 0.16% | +0.11 |
| TIP iShares Tips Bond ETF | Add +102.7% | 0.17% | +0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.0% | 1.06% | +0.08 |
| CGMU Cap Group Municipal Income | Add +216.5% | 0.11% | +0.07 |
| GLD SPDR Gold Shares | Add +11.6% | 0.45% | +0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +48.9% | 0.16% | +0.06 |
| HELO JPMorgan Hedged Equity ETF | Add +88.8% | 0.13% | +0.06 |
| BND Vanguard Total Bond Market | Add +12.8% | 0.77% | +0.06 |
| EFV iShares MSCI Eafe Value ETF | Add +51.5% | 0.15% | +0.05 |
| PTLC Pacer Trendpilot US Large Ca | Add +48.9% | 0.17% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +4.6% | 0.16% | +0.05 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +51.9% | 0.15% | +0.04 |
| UTES Virtus Reaves Utilities ETF | New | 0.04% | +0.04 |
| CGDV Cap Group Dividend Value | Add +8.3% | 0.47% | +0.04 |
| RSST Return Stacked US SM FTR ETF | New | 0.04% | +0.04 |
| FTGS First Trust Grwth Strgth ETF | Add +98.4% | 0.09% | +0.04 |
| WMT Walmart Inc. | Add +3.9% | 0.32% | +0.04 |
| IUSG iShares Core S&P U.S. Growth | Add +137.7% | 0.07% | +0.04 |
| HUSV FT Horizon MNGD Vol Dom ETF | Add +102.7% | 0.08% | +0.04 |
| BBUS JPMorgan Betabuilders US Equ | Add +33.3% | 0.17% | +0.04 |
| AVGO Broadcom Inc. | Add +12.2% | 0.39% | +0.04 |
| VIG Vanguard Dividend Apprec ETF | Add +7.0% | 0.60% | +0.04 |
| PTNQ Pacer Trendpilot 100 ETF | Add +55.2% | 0.12% | +0.04 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Add +644.6% | 0.04% | +0.04 |
| RSSB RTRN Stack GLBL STK & BD ETF | Add +246.9% | 0.05% | +0.04 |
| FRI First Trust S&P REIT Index F | Add +2276.8% | 0.04% | +0.03 |
| ZSEP Innovator Edp ETF - 1 YR Sep | New | 0.03% | +0.03 |
| CGCP Cap Group Core Plus Income | Add +46.8% | 0.12% | +0.03 |
| IJK iShares S&P Mid-Cap 400 Grow | Add +99.0% | 0.07% | +0.03 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +28.3% | 0.17% | +0.03 |
| IBM Intl Business Machines Corp. | Add +2.4% | 0.19% | +0.03 |
| VHT Vanguard Health Care ETF | Add +24.4% | 0.18% | +0.03 |
| TLH iShares 10-20 Year Treasury | Add +55.5% | 0.09% | +0.03 |
| CL Colgate-Palmolive Co. | Add +87.6% | 0.07% | +0.03 |
| PALC Pacer Lunt LRG Cap Multi-Fac | Add +548.4% | 0.04% | +0.03 |
| TCAF T Rowe PRC Cap Appreciation | Add +38.1% | 0.12% | +0.03 |
| PM Philip Morris International | Add +33.0% | 0.10% | +0.03 |
| CGGO Cap Group Global Growth | Add +24.6% | 0.21% | +0.03 |
| RDVY First Trust Rising Dividend | Add +8.2% | 0.42% | +0.03 |
| SCHD Schwab US DVD Equity ETF | Add +4.9% | 0.64% | +0.03 |
| ABBV Abbvie Inc. | Add +3.7% | 0.33% | +0.03 |
| SMLF iShares US Smallcap Equity F | Add +122.3% | 0.05% | +0.03 |
| SGOV iShares 0-3 Month Treasury B | Add +20.9% | 0.29% | +0.03 |
| GLDM SPDR Gold Minishares Trust | Add +40.9% | 0.09% | +0.03 |
| SHY iShares 1-3 Year Treasury Bo | Add +37.0% | 0.13% | +0.03 |
| HD Home Depot Inc. | Add +1.7% | 0.32% | +0.03 |
| VDC Vanguard Consumer Staple ETF | Add +22.2% | 0.17% | +0.03 |
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +21.4% | 2,862 | $3.7M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 43,394 | $2.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +25.1% | 1,160 | $1.5M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -65.8% | 25,419 | $1.2M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 6,696 | $276Kbefore exit |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | New | 5,730 | $222K |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Add +78.0% | 35,602 | $113K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -1.6% | 19,592 | $43K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Reduce -15.6% | 106,220 | $3K |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | Reduce -7.4% | 20,104 | $1K |
| ADNWW Amci Acquisition Corp.-CW26 | *W EXP 02/03/202 | Sold out | 10,700 | $0before exit |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Reduce -5.3% | 11,430 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 4,028 | $44.6B | VOO, AAPL, NVDA, QQQ, IVV |
| Q1 2026 | 3,907 | $38.8B | VOO, AAPL, NVDA, IVV, QQQ |
| Q4 2025 | 3,801 | $37.8B | VOO, AAPL, NVDA, QQQ, VTI |
| Q3 2025 | 3,703 | $36.4B | VOO, AAPL, NVDA, QQQ, VTI |
| Q2 2025 | 3,597 | $32.9B | VOO, AAPL, NVDA, QQQ, VTI |
| Q1 2025 | 3,483 | $29.6B | AAPL, VOO, QQQ, NVDA, IVV |
| Q4 2024 | 3,447 | $29.9B | AAPL, VOO, NVDA, QQQ, IVV |
| Q3 2024 | 3,397 | $29.4B | AAPL, VOO, NVDA, QQQ, IVV |
| Q2 2024 | 3,300 | $27.0B | AAPL, VOO, NVDA, QQQ, IVV |
| Q1 2024 | 3,292 | $26.0B | VOO, AAPL, QQQ, IVV, NVDA |