D.A. Davidson & Co.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), D.A. Davidson & Co. reported 1,359 stock positions worth $12.1 billion. Its top holding was Vanguard Mrngstr Val ETF-Aui (VTV) at 7.3% of the portfolio, followed by Vanguard Mrngstar GR ETF-Sui (VUG, 5.6%) and iShares Core Intl Stock ETF (IXUS, 4.0%). Compared with Q2 2024, it opened 87 new positions, sold out of 73, added to 668 and reduced 517. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +1%) and the biggest sale Alphabet Class A (GOOGL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- GREAT FALLS, MT
- CIK
- 0001080107
- Portfolio Value
- $12.1B (Q3 2024)
- SEC Filing
- 0001080107-24-000005 ↗ filed Nov 13, 2024
Holdings Value
Holdings 1,359 stocks · $12.1B
| VTV Vanguard Mrngstr Val ETF-Aui | 7.27% | 5,042,809 | $880.3M | Add +1.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.56% | 1,751,348 | $672.4M | Add +0.2% |
| IXUS iShares Core Intl Stock ETF | 4.01% | 6,673,704 | $484.7M | Add +1.8% |
| AGG iShares Core U.S. Aggregate | 3.40% | 4,060,094 | $411.2M | Add +2.1% |
| AAPL Apple Inc. | 2.91% | 1,509,115 | $351.6M | Reduce -0.1% |
| MSFT Microsoft Corp. | 2.56% | 719,256 | $309.5M | Add +0.1% |
| VEA Vanguard Ftse Developed ETF | 1.51% | 3,456,795 | $182.6M | Add +2.2% |
| IWN iShares Russell 2000 Value E | 1.45% | 1,049,996 | $175.2M | Add +1.5% |
| SPIB SS SPDR P Int C Corp. ETF | 1.38% | 4,949,463 | $166.8M | Add +1.3% |
| VTI VG Morningstar TS MKT ETF-US | 1.25% | 533,585 | $151.1M | Add +5.3% |
| IWF iShares Russell 1000 Growth | 1.15% | 370,274 | $139.0M | Add +1.7% |
| COST Costco Wholesale Corp. | 1.13% | 154,026 | $136.5M | Reduce -0.7% |
| IWO iShares Russell 2000 Growth | 1.10% | 470,692 | $133.7M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.03% | 270,334 | $124.4M | Add +0.7% |
| NVDA Nvidia Corp. | 1.01% | 1,010,463 | $122.7M | Add +1.4% |
| AVGO Broadcom Inc. | 1.01% | 706,380 | $121.9M | Reduce -0.8% |
| AMZN Amazon.com Inc. | 1.00% | 651,643 | $121.4M | Add +2.0% |
| VOO Vanguard S&P 500 ETF | 0.94% | 216,631 | $114.3M | Add +2.4% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.90% | 882,125 | $109.0M | Add +1.5% |
| IVV iShares Core S&P 500 ETF | 0.84% | 176,376 | $101.7M | Reduce -5.7% |
| V Visa Inc. Class A | 0.80% | 351,371 | $96.6M | Add +0.6% |
| SCHD Schwab US DVD Equity ETF | 0.79% | 1,125,949 | $95.2M | Add +4.7% |
| RTX RTX Corp. | 0.78% | 780,464 | $94.6M | Add +1.4% |
| JNJ Johnson & Johnson | 0.78% | 582,575 | $94.4M | Add +0.1% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.77% | 1,007,144 | $92.6M | Add +1.7% |
| JPM JPMorgan Chase & Co. | 0.72% | 410,413 | $86.5M | Add +0.1% |
| QUAL iShares MSCI USA Quality Fac | 0.71% | 477,920 | $85.7M | Add +3.6% |
| VYM Vanguard High DVD Yield ETF | 0.68% | 640,341 | $82.1M | Add +0.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.63% | 155,863 | $76.1M | Add +1.5% |
| PEP Pepsico Inc. | 0.62% | 442,913 | $75.3M | Add +0.4% |
| CMI Cummins Inc. | 0.61% | 227,968 | $73.8M | Add +0.1% |
| VWO Vanguard Ftse Emerging Marke | 0.60% | 1,524,026 | $72.9M | Add +1.6% |
| ADP Automatic Data Processing | 0.59% | 259,196 | $71.7M | Add +0.5% |
| QCOM Qualcomm Inc. | 0.59% | 420,079 | $71.4M | Add +1.3% |
| DFAX Dimensional World Ex US Core | 0.58% | 2,599,009 | $70.2M | Add +2.3% |
| AMGN Amgen Inc. | 0.58% | 217,734 | $70.2M | Add +2.4% |
| GOOGL Alphabet Inc. Class A | 0.57% | 412,733 | $68.5M | Reduce -3.4% |
| CB Chubb Ltd. | 0.56% | 235,262 | $67.8M | Add +0.4% |
| PRF Invesco Rafi US 1000 ETF | 0.56% | 1,669,374 | $67.8M | Add +1.3% |
| BSV Vanguard Short-Term Bond ETF | 0.54% | 830,717 | $65.4M | Add +1.6% |
| MRK Merck & Co. Inc. | 0.53% | 559,837 | $63.6M | Add +2.3% |
| SPGI S&P Global Inc. | 0.48% | 111,679 | $57.7M | Reduce -0.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.47% | 98,178 | $56.3M | Add +7.8% |
| NVS Novartis AG-Sponsored ADR | 0.46% | 487,140 | $56.0M | Reduce -1.0% |
| CVX Chevron Corp. | 0.45% | 368,777 | $54.3M | Add +2.5% |
| PFE Pfizer Inc. | 0.43% | 1,804,699 | $52.2M | Add +14.9% |
| XOM Exxon Mobil Corp. | 0.43% | 441,383 | $51.7M | Reduce -1.2% |
| NEE Nextera Energy Inc. | 0.42% | 602,441 | $50.9M | Reduce -2.0% |
| ABBV Abbvie Inc. | 0.40% | 246,645 | $48.7M | Reduce -1.9% |
| GOOG Alphabet Inc. Class C | 0.40% | 286,906 | $48.0M | Add +1.5% |
| VXUS Vanguard Total Intl Stock | 0.40% | 740,051 | $47.9M | Add +0.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.37% | 203,816 | $45.1M | Reduce -0.7% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.37% | 65 | $44.3M | Reduce -3.0% |
| META Meta Platforms Inc. Class A | 0.34% | 71,472 | $40.9M | Add +3.4% |
| RDVY First Trust Rising Dividend | 0.33% | 674,180 | $39.9M | Add +4.5% |
| LLY Eli Lilly & Co. | 0.32% | 43,893 | $38.9M | Add +1.9% |
| ACN Accenture PLC Class A | 0.32% | 108,018 | $38.2M | Add +2.6% |
| LOW Lowe's Cos Inc. | 0.31% | 138,783 | $37.6M | Add +0.9% |
| UNP Union Pacific Corp. | 0.30% | 147,550 | $36.4M | Reduce -9.8% |
| ESGD iShares Trust iShares ESG Aw | 0.28% | 405,084 | $34.1M | Reduce -1.7% |
| VIG Vanguard Dividend Apprec ETF | 0.28% | 171,673 | $34.0M | Add +6.8% |
| MCD McDonald's Corp. | 0.28% | 110,486 | $33.6M | Add +0.1% |
| PG The Procter & Gamble Co. | 0.27% | 188,145 | $32.6M | Add +1.1% |
| DE Deere & Co. | 0.26% | 76,205 | $31.8M | Add +3.0% |
| FISV Fiserv Inc. | 0.25% | 171,265 | $30.8M | Add +0.1% |
| RLY SS Multi-Asset Real Ret ETF | 0.25% | 1,069,903 | $30.7M | Add +3.0% |
| IWM iShares Russell 2000 ETF | 0.25% | 138,906 | $30.7M | Reduce -3.0% |
| CAT Caterpillar Inc. | 0.25% | 78,233 | $30.6M | Reduce -2.8% |
| EUSA iShares MSCI USA Equal Weigh | 0.25% | 319,387 | $30.6M | Reduce -3.8% |
| FTCS First Trust Capital Strength | 0.25% | 335,826 | $30.5M | Reduce -0.3% |
| HD Home Depot Inc. | 0.25% | 74,069 | $30.0M | Add +10.3% |
| SYK Stryker Corp. | 0.25% | 82,123 | $29.7M | Add +0.5% |
| BND Vanguard Total Bond Market | 0.24% | 393,830 | $29.6M | Reduce -0.7% |
| IJR iShares Core S&P Small-Cap E | 0.24% | 251,682 | $29.4M | Reduce -2.1% |
| IJH iShares Core S&P Midcap ETF | 0.24% | 470,963 | $29.4M | Add +0.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.24% | 499,033 | $28.9M | Add +3.0% |
| WMT Walmart Inc. | 0.24% | 357,067 | $28.8M | Add +3.8% |
| ADSK Autodesk Inc. | 0.23% | 101,297 | $27.9M | Add +1.2% |
| UPS United Parcel Service Class B | 0.23% | 203,479 | $27.7M | Reduce -0.3% |
| EFA iShares MSCI Eafe ETF | 0.22% | 324,024 | $27.1M | Reduce -0.3% |
| IWR iShares Russell Mid-Cap ETF | 0.22% | 302,835 | $26.7M | Reduce -6.0% |
| BX Blackstone Inc. | 0.22% | 171,855 | $26.3M | Reduce -7.5% |
| RSP Invesco S&P 500 Equal Weight | 0.22% | 146,585 | $26.3M | Add +1.7% |
| CSCO Cisco Systems Inc. | 0.22% | 491,422 | $26.2M | Reduce -0.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.22% | 271,299 | $26.1M | Reduce -17.0% |
| UNH Unitedhealth Group Inc. | 0.21% | 44,488 | $26.0M | Add +2.5% |
| FV First Trust DW Focus 5 Fund | 0.21% | 439,160 | $25.6M | Reduce -0.3% |
| DUK Duke Energy Corp. | 0.21% | 218,570 | $25.2M | Add +1.2% |
| SCHW Schwab (charles) Corp. | 0.21% | 385,970 | $25.0M | Add +3.7% |
| EOG EOG Resources Inc. | 0.21% | 202,850 | $24.9M | Add +3.2% |
| TSLA Tesla Inc. | 0.19% | 89,259 | $23.4M | Add +7.6% |
| ADBE Adobe Inc. | 0.19% | 44,549 | $23.1M | Add +2.7% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.19% | 70,865 | $22.8M | Add +4.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.18% | 94,269 | $22.4M | Reduce -0.1% |
| LMT Lockheed Martin Corp. | 0.18% | 37,850 | $22.1M | Reduce -0.1% |
| GD General Dynamics Corp. | 0.18% | 72,884 | $22.0M | Reduce -13.4% |
| VZ Verizon Communications Inc. | 0.18% | 489,450 | $22.0M | Reduce -1.1% |
| KO The Coca-Cola Co. | 0.18% | 298,260 | $21.4M | Add +1.0% |
| FVD First Trust Value Line DVD | 0.17% | 463,732 | $21.1M | Add +2.1% |
| PNC PNC Financial Services Group | 0.17% | 110,070 | $20.3M | Add +2.2% |
Options reported separately and not counted above: TSLA calls ($402K), MSFT puts ($27K), AAPL puts ($12K), GLD calls ($9K), SLV calls ($4K), XBI calls ($2K), BROS calls ($1K), RXRX calls ($390), MA puts ($355).
Other holdings (9): bonds, preferreds, convertibles and warrants · $7.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 117,877 | $2.6M | Add +4.9% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 75,286 | $2.0M | Add +1.5% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 944 | $1.2M | Add +6.8% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 18,027 | $955K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 582 | $741K | New |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 52,000 | $53K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 50,000 | $49K | No change |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 25,000 | $25K | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 15,475 | $426 | No change |
Total filed on the 13F, all lines: $12.1B.
Portfolio Sells Q2 2024 → Q3 2024
| GOOGL Alphabet Inc. Class A | Reduce -3.4% | 0.57% | −0.12 |
| DIS The Walt Disney Co. | Reduce -17.0% | 0.22% | −0.07 |
| VNQ Vanguard Real Estate ETF | Reduce -67.0% | 0.04% | −0.07 |
| IVV iShares Core S&P 500 ETF | Reduce -5.7% | 0.84% | −0.07 |
| INTC Intel Corp. | Reduce -28.1% | 0.07% | −0.07 |
| DVN Devon Energy Corp. | Reduce -8.7% | 0.12% | −0.05 |
| BA The Boeing Co. | Reduce -3.2% | 0.14% | −0.05 |
| SBUX Starbucks Corp. | Reduce -33.1% | 0.16% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -0.7% | 1.13% | −0.04 |
| SUSA iShares ESG Optimized MSCI U | Reduce -41.6% | 0.06% | −0.04 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -81.5% | 0.01% | −0.04 |
| GD General Dynamics Corp. | Reduce -13.4% | 0.18% | −0.03 |
| FXD First Trust Consumer Discret | Reduce -64.3% | 0.02% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -0.3% | 0.12% | −0.03 |
| LAD Lithia Motors Inc. | Reduce -90.6% | 0.00% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -1.2% | 0.43% | −0.03 |
| UNP Union Pacific Corp. | Reduce -9.8% | 0.30% | −0.03 |
| PSX Phillips 66 | Reduce -17.8% | 0.07% | −0.03 |
| VLO Valero Energy Corp. | Reduce -5.5% | 0.08% | −0.03 |
| EMR Emerson Electric Co. | Reduce -11.9% | 0.11% | −0.03 |
| PAYC Paycom Software Inc. | Sold out | 0.00% | −0.03 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -37.7% | 0.03% | −0.02 |
| ITA iShares U.S. Aerospace & Def | Reduce -60.7% | 0.02% | −0.02 |
| NTR Nutrien Ltd. | Reduce -20.2% | 0.05% | −0.02 |
| CVS CVS Health Corp. | Reduce -15.9% | 0.11% | −0.02 |
| HON Honeywell International Inc. | Reduce -8.2% | 0.10% | −0.02 |
| LRCX Lam Research Corp. | Reduce -1.6% | 0.05% | −0.02 |
| BG Bunge Global SA | Reduce -71.2% | 0.01% | −0.02 |
| XLE SS Energy Select Sector | Reduce -11.6% | 0.07% | −0.02 |
| SHEL Shell PLC-ADR | Reduce -2.5% | 0.09% | −0.02 |
| UPS United Parcel Service Class B | Reduce -0.3% | 0.23% | −0.02 |
| VDE Vanguard Energy ETF | Reduce -4.7% | 0.10% | −0.02 |
| EW Edwards Lifesciences Corp. | Reduce -64.1% | 0.01% | −0.02 |
| XBI SS SPDR S&P Biotech ETF | Reduce -65.8% | 0.01% | −0.02 |
| CRM Salesforce Inc. | Reduce -9.8% | 0.13% | −0.02 |
| KMB Kimberly-Clark Corp. | Reduce -7.7% | 0.12% | −0.01 |
| CGGO Cap Group Global Growth | Reduce -3.8% | 0.16% | −0.01 |
| PANW Palo Alto Networks Inc. | Reduce -8.3% | 0.09% | −0.01 |
| FDN First Trust DJ Internet Ind | Reduce -33.5% | 0.02% | −0.01 |
| DOW Dow Inc. | Reduce -14.3% | 0.06% | −0.01 |
| SCI Service Corp. International | Sold out | 0.00% | −0.01 |
| TIP iShares Tips Bond ETF | Reduce -10.7% | 0.08% | −0.01 |
| FV First Trust DW Focus 5 Fund | Reduce -0.3% | 0.21% | −0.01 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -8.9% | 0.10% | −0.01 |
| PINS Pinterest Inc. Class A | Sold out | 0.00% | −0.01 |
| IWR iShares Russell Mid-Cap ETF | Reduce -6.0% | 0.22% | −0.01 |
| UFPI Ufp Industries Inc. | Reduce -76.3% | 0.00% | −0.01 |
| AIG American International Group | Reduce -1.2% | 0.11% | −0.01 |
| CI The Cigna Group | Reduce -15.2% | 0.05% | −0.01 |
| OXY Occidental Petroleum Corp. | Reduce -3.0% | 0.03% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| VTV Vanguard Mrngstr Val ETF-Aui | Add +1.2% | 7.27% | +0.18 |
| RTX RTX Corp. | Add +1.4% | 0.78% | +0.10 |
| IXUS iShares Core Intl Stock ETF | Add +1.8% | 4.01% | +0.08 |
| XLRE SS Real Estate Select Sector | Add +2109.0% | 0.08% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.7% | 1.03% | +0.06 |
| MMM 3M Co. | Add +16.2% | 0.17% | +0.05 |
| PYPL PayPal Holdings Inc. | Add +31.6% | 0.13% | +0.05 |
| CMI Cummins Inc. | Add +0.1% | 0.61% | +0.05 |
| IWN iShares Russell 2000 Value E | Add +1.5% | 1.45% | +0.05 |
| TSLA Tesla Inc. | Add +7.6% | 0.19% | +0.05 |
| ADP Automatic Data Processing | Add +0.5% | 0.59% | +0.05 |
| VTI VG Morningstar TS MKT ETF-US | Add +5.3% | 1.25% | +0.05 |
| SCHD Schwab US DVD Equity ETF | Add +4.7% | 0.79% | +0.04 |
| IVOL Quadratic Int Rte Vol Infl H | New | 0.04% | +0.04 |
| HD Home Depot Inc. | Add +10.3% | 0.25% | +0.04 |
| LOW Lowe's Cos Inc. | Add +0.9% | 0.31% | +0.04 |
| PFE Pfizer Inc. | Add +14.9% | 0.43% | +0.04 |
| JPST JPMorgan Ultra-Short Income | Add +108.4% | 0.08% | +0.04 |
| FBT First Trust Nyse Arca Biotec | Add +60.9% | 0.09% | +0.03 |
| CGCB Cap Group Core Bond | Add +589.2% | 0.04% | +0.03 |
| ACN Accenture PLC Class A | Add +2.6% | 0.32% | +0.03 |
| WMT Walmart Inc. | Add +3.8% | 0.24% | +0.03 |
| CB Chubb Ltd. | Add +0.4% | 0.56% | +0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +1120.7% | 0.03% | +0.03 |
| META Meta Platforms Inc. Class A | Add +3.4% | 0.34% | +0.03 |
| MCD McDonald's Corp. | Add +0.1% | 0.28% | +0.03 |
| FISV Fiserv Inc. | Add +0.1% | 0.25% | +0.03 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +1.5% | 0.90% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +7.8% | 0.47% | +0.03 |
| VEA Vanguard Ftse Developed ETF | Add +2.2% | 1.51% | +0.03 |
| IWO iShares Russell 2000 Growth | Add +1.6% | 1.10% | +0.03 |
| JNJ Johnson & Johnson | Add +0.1% | 0.78% | +0.03 |
| VMI Valmont Industries | Add +30.1% | 0.10% | +0.02 |
| MKTX Marketaxess Holdings Inc. | New | 0.02% | +0.02 |
| GLD SPDR Gold Shares | Add +15.4% | 0.12% | +0.02 |
| VIG Vanguard Dividend Apprec ETF | Add +6.8% | 0.28% | +0.02 |
| VWO Vanguard Ftse Emerging Marke | Add +1.6% | 0.60% | +0.02 |
| FDVV Fidelity High Dividend ETF | Add +172.1% | 0.03% | +0.02 |
| BLK BlackRock Finance Inc. | Add +27.5% | 0.07% | +0.02 |
| AGX Argan Inc. | New | 0.02% | +0.02 |
| CGDV Cap Group Dividend Value | Add +24.6% | 0.09% | +0.02 |
| PATH Uipath Inc. Class A | Add +60.1% | 0.06% | +0.02 |
| PNC PNC Financial Services Group | Add +2.2% | 0.17% | +0.02 |
| UNH Unitedhealth Group Inc. | Add +2.5% | 0.21% | +0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +25.0% | 0.09% | +0.02 |
| UMH Umh Properties Inc. | Add +0.1% | 0.14% | +0.02 |
| DE Deere & Co. | Add +3.0% | 0.26% | +0.02 |
| WLY Wiley (john) & Sons Class A | New | 0.02% | +0.02 |
| IBTK iShares Ibonds Dec 2030 Trea | Add +80.4% | 0.04% | +0.02 |
| TCAF T Rowe PRC Cap Appreciation | Add +155.8% | 0.03% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | call | Sold out | 10 | $40Kbefore exit |
| AAPL Apple Inc. | put | Add +2.0% | 102 | $12K |
| GLD SPDR Gold Shares | call | New | 2 | $9K |
| SE Sea Ltd.-ADR | call | Sold out | 1 | $4Kbefore exit |
| SLV iShares Silver Trust | call | New | 10 | $4K |
| HPQ HP Inc. | call | Sold out | 4 | $808before exit |
| ALLY Ally Financial Inc. | call | Sold out | 1 | $680before exit |
| SOUN Soundhound AI Inc. Class A | call | Sold out | 1 | $215before exit |
| NVDA Nvidia Corp. | put | Sold out | 20 | $200before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +4.9% | 117,877 | $2.6M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +1.5% | 75,286 | $2.0M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +6.8% | 944 | $1.2M |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Sold out | 42,624 | $1.1Mbefore exit |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | New | 18,027 | $955K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 582 | $741K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 5,368 | $221Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,571 | $18.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q1 2026 | 1,544 | $16.5B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2025 | 1,500 | $16.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q3 2025 | 1,501 | $15.6B | VTV, VUG, IXUS, AGG, MSFT |
| Q2 2025 | 1,422 | $14.2B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2025 | 1,385 | $12.4B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2024 | 1,398 | $12.3B | VTV, VUG, IXUS, AGG, AAPL |
| Q3 2024 | 1,359 | $12.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q2 2024 | 1,345 | $11.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2024 | 1,344 | $11.1B | VTV, VUG, IXUS, AGG, MSFT |