D.A. Davidson & Co.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 1, 2024), D.A. Davidson & Co. reported 1,345 stock positions worth $11.3 billion. Its top holding was Vanguard Mrngstr Val ETF-Aui (VTV) at 7.1% of the portfolio, followed by Vanguard Mrngstar GR ETF-Sui (VUG, 5.8%) and iShares Core Intl Stock ETF (IXUS, 3.9%). Compared with Q1 2024, it opened 64 new positions, sold out of 65, added to 648 and reduced 542. The biggest buy was Apple (AAPL, shares +2%) and the biggest sale Starbucks (SBUX, shares −36%).
- Most Recent 13F
- Q2 2026
- Location
- GREAT FALLS, MT
- CIK
- 0001080107
- Portfolio Value
- $11.3B (Q2 2024)
- SEC Filing
- 0001140771-24-000004 ↗ filed Aug 1, 2024
Holdings Value
Holdings 1,345 stocks · $11.3B
| VTV Vanguard Mrngstr Val ETF-Aui | 7.09% | 4,983,335 | $799.4M | Add +0.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.80% | 1,747,805 | $653.7M | Reduce -0.8% |
| IXUS iShares Core Intl Stock ETF | 3.93% | 6,553,175 | $442.7M | Add +1.2% |
| AGG iShares Core U.S. Aggregate | 3.42% | 3,976,207 | $386.0M | Add +1.7% |
| MSFT Microsoft Corp. | 2.85% | 718,320 | $321.1M | Add +0.2% |
| AAPL Apple Inc. | 2.82% | 1,510,022 | $318.0M | Add +2.3% |
| VEA Vanguard Ftse Developed ETF | 1.48% | 3,382,182 | $167.1M | Add +1.4% |
| SPIB SS SPDR P Int C Corp. ETF | 1.41% | 4,885,864 | $159.1M | Add +1.9% |
| IWN iShares Russell 2000 Value E | 1.40% | 1,034,129 | $157.5M | Add +1.7% |
| VTI VG Morningstar TS MKT ETF-US | 1.20% | 506,795 | $135.6M | Add +0.7% |
| IWF iShares Russell 1000 Growth | 1.18% | 364,062 | $132.7M | Add +0.5% |
| COST Costco Wholesale Corp. | 1.17% | 155,101 | $131.8M | Reduce -0.8% |
| AMZN Amazon.com Inc. | 1.10% | 639,067 | $123.5M | Add +3.6% |
| NVDA Nvidia Corp. | 1.09% | 995,978 | $123.0M | Add +1.4% |
| IWO iShares Russell 2000 Growth | 1.08% | 463,258 | $121.6M | Add +1.3% |
| AVGO Broadcom Inc. | 1.01% | 71,197 | $114.3M | Reduce -4.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.97% | 268,447 | $109.2M | Reduce -0.6% |
| VOO Vanguard S&P 500 ETF | 0.94% | 211,517 | $105.8M | Add +0.7% |
| IVV iShares Core S&P 500 ETF | 0.91% | 186,967 | $102.3M | Add +1.4% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.88% | 869,457 | $98.6M | Add +1.5% |
| V Visa Inc. Class A | 0.81% | 349,303 | $91.7M | Add +0.6% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.77% | 990,424 | $87.3M | Add +0.8% |
| JNJ Johnson & Johnson | 0.75% | 582,121 | $85.1M | Add +2.1% |
| SCHD Schwab US DVD Equity ETF | 0.74% | 1,075,393 | $83.6M | Add +2.2% |
| JPM JPMorgan Chase & Co. | 0.74% | 409,906 | $82.9M | Add +0.3% |
| QCOM Qualcomm Inc. | 0.73% | 414,514 | $82.6M | Reduce -4.2% |
| QUAL iShares MSCI USA Quality Fac | 0.70% | 461,454 | $78.8M | Add +1.3% |
| GOOGL Alphabet Inc. Class A | 0.69% | 427,320 | $77.8M | Add +4.8% |
| RTX RTX Corp. | 0.69% | 769,370 | $77.2M | Add +1.5% |
| VYM Vanguard High DVD Yield ETF | 0.67% | 634,930 | $75.3M | Add +0.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.65% | 153,599 | $73.6M | Add +4.0% |
| PEP Pepsico Inc. | 0.65% | 441,327 | $72.8M | Reduce -0.3% |
| MRK Merck & Co. Inc. | 0.60% | 547,457 | $67.8M | Reduce -0.7% |
| AMGN Amgen Inc. | 0.59% | 212,678 | $66.4M | Reduce -0.8% |
| VWO Vanguard Ftse Emerging Marke | 0.58% | 1,499,420 | $65.6M | Reduce -2.9% |
| DFAX Dimensional World Ex US Core | 0.57% | 2,539,731 | $64.6M | Add +1.6% |
| CMI Cummins Inc. | 0.56% | 227,692 | $63.1M | Reduce -0.1% |
| BSV Vanguard Short-Term Bond ETF | 0.56% | 817,214 | $62.7M | Add +2.4% |
| PRF Invesco Rafi US 1000 ETF | 0.55% | 1,647,660 | $62.5M | Add +0.7% |
| ADP Automatic Data Processing | 0.55% | 258,034 | $61.6M | Add +0.5% |
| CB Chubb Ltd. | 0.53% | 234,328 | $59.8M | Reduce -0.1% |
| CVX Chevron Corp. | 0.50% | 359,787 | $56.3M | Add +3.8% |
| NVS Novartis AG-Sponsored ADR | 0.46% | 492,082 | $52.4M | Reduce -0.3% |
| GOOG Alphabet Inc. Class C | 0.46% | 282,673 | $51.8M | Add +2.6% |
| XOM Exxon Mobil Corp. | 0.46% | 446,734 | $51.4M | Add +3.9% |
| SPGI S&P Global Inc. | 0.44% | 112,249 | $50.1M | Add +0.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.44% | 91,056 | $49.6M | Add +1.5% |
| VXUS Vanguard Total Intl Stock | 0.39% | 736,513 | $44.4M | Add +3.5% |
| PFE Pfizer Inc. | 0.39% | 1,571,090 | $44.0M | Add +35.1% |
| NEE Nextera Energy Inc. | 0.39% | 614,856 | $43.5M | Add +5.5% |
| ABBV Abbvie Inc. | 0.38% | 251,378 | $43.1M | Add +0.8% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.36% | 67 | $40.4M | Reduce -1.5% |
| LLY Eli Lilly & Co. | 0.35% | 43,054 | $39.0M | Add +4.9% |
| UNP Union Pacific Corp. | 0.33% | 163,609 | $37.0M | Reduce -1.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.31% | 205,153 | $35.5M | Add +5.3% |
| RDVY First Trust Rising Dividend | 0.31% | 644,886 | $35.3M | Reduce -0.4% |
| META Meta Platforms Inc. Class A | 0.31% | 69,139 | $34.9M | Add +20.2% |
| ESGD iShares Trust iShares ESG Aw | 0.29% | 412,040 | $32.5M | Add +1.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.29% | 326,871 | $32.5M | Add +0.3% |
| ACN Accenture PLC Class A | 0.28% | 105,276 | $31.9M | Add +0.1% |
| PG The Procter & Gamble Co. | 0.27% | 186,095 | $30.7M | Add +0.6% |
| LOW Lowe's Cos Inc. | 0.27% | 137,549 | $30.3M | Add +1.4% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 160,680 | $29.3M | Reduce -36.5% |
| EUSA iShares MSCI USA Equal Weigh | 0.26% | 331,841 | $29.3M | Reduce -7.1% |
| IWM iShares Russell 2000 ETF | 0.26% | 143,272 | $29.1M | Add +10.1% |
| RLY SS Multi-Asset Real Ret ETF | 0.25% | 1,038,314 | $28.7M | Add +1.8% |
| BND Vanguard Total Bond Market | 0.25% | 396,685 | $28.6M | Add +1.7% |
| FTCS First Trust Capital Strength | 0.25% | 336,904 | $28.3M | Add +2.6% |
| MCD McDonald's Corp. | 0.25% | 110,361 | $28.1M | Add +3.5% |
| UPS United Parcel Service Class B | 0.25% | 204,035 | $27.9M | Add +0.3% |
| SYK Stryker Corp. | 0.25% | 81,718 | $27.8M | Add +1.2% |
| DE Deere & Co. | 0.25% | 73,951 | $27.6M | Add +12.4% |
| IJH iShares Core S&P Midcap ETF | 0.24% | 468,971 | $27.4M | Reduce -2.6% |
| IJR iShares Core S&P Small-Cap E | 0.24% | 257,171 | $27.4M | Reduce -0.1% |
| SCHW Schwab (charles) Corp. | 0.24% | 372,218 | $27.4M | Add +2.2% |
| CAT Caterpillar Inc. | 0.24% | 80,490 | $26.8M | Reduce -0.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.23% | 484,534 | $26.4M | Add +13.5% |
| IWR iShares Russell Mid-Cap ETF | 0.23% | 322,177 | $26.1M | Add +2.0% |
| FISV Fiserv Inc. | 0.23% | 171,079 | $25.5M | Add +0.9% |
| EFA iShares MSCI Eafe ETF | 0.23% | 325,146 | $25.5M | Reduce -6.0% |
| FV First Trust DW Focus 5 Fund | 0.22% | 440,483 | $25.2M | Reduce -1.1% |
| ADSK Autodesk Inc. | 0.22% | 100,085 | $24.8M | Add +2.5% |
| EOG EOG Resources Inc. | 0.22% | 196,634 | $24.8M | Add +8.4% |
| GD General Dynamics Corp. | 0.22% | 84,141 | $24.4M | Add +2.4% |
| ADBE Adobe Inc. | 0.21% | 43,383 | $24.1M | Add +5.4% |
| RSP Invesco S&P 500 Equal Weight | 0.21% | 144,159 | $23.7M | Reduce -9.4% |
| CSCO Cisco Systems Inc. | 0.21% | 493,326 | $23.4M | Reduce -4.5% |
| WMT Walmart Inc. | 0.21% | 343,976 | $23.3M | Reduce -0.4% |
| HD Home Depot Inc. | 0.20% | 67,148 | $23.1M | Reduce -0.1% |
| BX Blackstone Inc. | 0.20% | 185,812 | $23.0M | Add +0.5% |
| SBUX Starbucks Corp. | 0.20% | 292,360 | $22.8M | Reduce -36.0% |
| UNH Unitedhealth Group Inc. | 0.20% | 43,424 | $22.1M | Add +3.2% |
| DUK Duke Energy Corp. | 0.19% | 216,020 | $21.7M | Add +6.4% |
| BA The Boeing Co. | 0.19% | 118,117 | $21.5M | Reduce -6.1% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.19% | 67,799 | $21.3M | Add +11.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.18% | 94,339 | $20.6M | Reduce -1.5% |
| VZ Verizon Communications Inc. | 0.18% | 494,694 | $20.4M | Add +1.1% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.17% | 668,934 | $19.7M | Reduce -1.1% |
| DVN Devon Energy Corp. | 0.17% | 398,934 | $18.9M | Add +13.9% |
| KO The Coca-Cola Co. | 0.17% | 295,184 | $18.8M | Add +0.3% |
Options reported separately and not counted above: TSLA calls ($224K), AAPL puts ($53K), NVDA calls ($40K), MSFT puts ($33K), SE calls ($4K), BROS calls ($2K), MA puts ($2K), XBI calls ($2K), HPQ calls ($808), ALLY calls ($680), RXRX calls ($660), SOUN calls ($215), and 1 more.
Other holdings (8): bonds, preferreds, convertibles and warrants · $6.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 112,349 | $2.2M | Reduce -0.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 74,146 | $1.8M | Add +8.5% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 42,624 | $1.1M | Add +6.0% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 884 | $1.1M | Add +7.0% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 5,368 | $221K | Reduce -0.7% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 52,000 | $52K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 50,000 | $48K | Add +100.0% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 25,000 | $24K | New |
Total filed on the 13F, all lines: $11.3B.
Portfolio Sells Q1 2024 → Q2 2024
| SBUX Starbucks Corp. | Reduce -36.0% | 0.20% | −0.18 |
| VIG Vanguard Dividend Apprec ETF | Reduce -36.5% | 0.26% | −0.16 |
| CVS CVS Health Corp. | Reduce -31.2% | 0.13% | −0.13 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -52.7% | 0.05% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.6% | 0.97% | −0.06 |
| MRK Merck & Co. Inc. | Reduce -0.7% | 0.60% | −0.06 |
| PEP Pepsico Inc. | Reduce -0.3% | 0.65% | −0.05 |
| RJF Raymond James Financial Inc. | Reduce -90.1% | 0.01% | −0.05 |
| CMI Cummins Inc. | Reduce -0.1% | 0.56% | −0.05 |
| TGT Target Corp. | Reduce -7.8% | 0.14% | −0.05 |
| PYPL PayPal Holdings Inc. | Reduce -25.4% | 0.08% | −0.05 |
| KKR KKR & Co. Inc. | Reduce -84.9% | 0.01% | −0.04 |
| UNP Union Pacific Corp. | Reduce -1.0% | 0.33% | −0.04 |
| AMT American Tower Corp. | Reduce -47.0% | 0.04% | −0.04 |
| DHI D.R. Horton Inc. | Reduce -11.4% | 0.10% | −0.04 |
| EUSA iShares MSCI USA Equal Weigh | Reduce -7.1% | 0.26% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -9.4% | 0.21% | −0.03 |
| FXR First Trust Indst/Producers | Reduce -15.9% | 0.10% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -55.0% | 0.02% | −0.03 |
| CAT Caterpillar Inc. | Reduce -0.4% | 0.24% | −0.03 |
| TEX Terex Corp. | Reduce -90.5% | 0.00% | −0.03 |
| BA The Boeing Co. | Reduce -6.1% | 0.19% | −0.03 |
| HD Home Depot Inc. | Reduce -0.1% | 0.20% | −0.03 |
| BRK.A Berkshire Hathaway Inc. Class A | Reduce -1.5% | 0.36% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -4.5% | 0.21% | −0.02 |
| USB US Bancorp | Reduce -4.4% | 0.12% | −0.02 |
| EFA iShares MSCI Eafe ETF | Reduce -6.0% | 0.23% | −0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -48.7% | 0.02% | −0.02 |
| ABT Abbott Laboratories | Reduce -3.2% | 0.15% | −0.02 |
| VLO Valero Energy Corp. | Reduce -7.4% | 0.11% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -2.6% | 0.24% | −0.02 |
| WY Weyerhaeuser Co. | Reduce -2.6% | 0.06% | −0.02 |
| SLB SLB Ltd. | Reduce -18.9% | 0.04% | −0.02 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.02 |
| PLD Prologis Inc. | Reduce -2.1% | 0.09% | −0.02 |
| FIS Fidelity National Info Serv | Reduce -26.2% | 0.05% | −0.02 |
| BOTZ Global X Robotics & Artifici | Sold out | 0.00% | −0.02 |
| CB Chubb Ltd. | Reduce -0.1% | 0.53% | −0.02 |
| MDY State Street SPDR S&P Midcap | Reduce -77.3% | 0.00% | −0.02 |
| DXCM Dexcom Inc. | Reduce -25.0% | 0.03% | −0.02 |
| YETI Yeti Holdings Inc. | Sold out | 0.00% | −0.02 |
| GO Grocery Outlet Holding Corp. | Sold out | 0.00% | −0.02 |
| GILD Gilead Sciences Inc. | Reduce -13.3% | 0.06% | −0.02 |
| GLD SPDR Gold Shares | Reduce -16.2% | 0.10% | −0.02 |
| GSK GSK PLC-Spon ADR | Reduce -20.6% | 0.04% | −0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -1.5% | 0.18% | −0.02 |
| RDVY First Trust Rising Dividend | Reduce -0.4% | 0.31% | −0.01 |
| NUE Nucor Corp. | Reduce -5.2% | 0.04% | −0.01 |
| PBDC Putnam BDC Income ETF | Reduce -82.9% | 0.00% | −0.01 |
| COPX Global X Copper Miners ETF | Sold out | 0.00% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +2.3% | 2.82% | +0.54 |
| NVDA Nvidia Corp. | Add +1.4% | 1.09% | +0.29 |
| GOOGL Alphabet Inc. Class A | Add +4.8% | 0.69% | +0.13 |
| MSFT Microsoft Corp. | Add +0.2% | 2.85% | +0.13 |
| PFE Pfizer Inc. | Add +35.1% | 0.39% | +0.10 |
| AMZN Amazon.com Inc. | Add +3.6% | 1.10% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +2.6% | 0.46% | +0.08 |
| IWF iShares Russell 1000 Growth | Add +0.5% | 1.18% | +0.08 |
| JGRO JPMorgan Active Growth ETF | Add +424.3% | 0.09% | +0.07 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.0% | 0.65% | +0.06 |
| LLY Eli Lilly & Co. | Add +4.9% | 0.35% | +0.06 |
| META Meta Platforms Inc. Class A | Add +20.2% | 0.31% | +0.06 |
| FIW First Trust Water ETF | Add +340.5% | 0.07% | +0.05 |
| NEE Nextera Energy Inc. | Add +5.5% | 0.39% | +0.05 |
| IVV iShares Core S&P 500 ETF | Add +1.4% | 0.91% | +0.03 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +11.7% | 0.19% | +0.03 |
| MU Micron Technology Inc. | Add +58.3% | 0.07% | +0.03 |
| PANW Palo Alto Networks Inc. | Add +17.0% | 0.10% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +0.7% | 0.94% | +0.03 |
| ADBE Adobe Inc. | Add +5.4% | 0.21% | +0.03 |
| NFLX Netflix Inc. | Add +20.6% | 0.11% | +0.03 |
| PAYC Paycom Software Inc. | New | 0.03% | +0.03 |
| SCHG Schwab US Large-Cap Growth | Add +26.4% | 0.09% | +0.02 |
| IQV Iqvia Holdings Inc. | Add +156.0% | 0.05% | +0.02 |
| USFR Wisdomtree Floating Rate Tre | Add +63.1% | 0.06% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +1.3% | 0.70% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.7% | 1.20% | +0.02 |
| TCHP T Rowe Price Blue Chip Growt | Add +95.2% | 0.04% | +0.02 |
| NICE Nice Ltd. - Spon ADR | Add +256.5% | 0.03% | +0.02 |
| SDVY First Trust Smid Cap Rising | Add +24.7% | 0.12% | +0.02 |
| FFOG Franklin Focused Dynamic Gro | New | 0.02% | +0.02 |
| ORCL Oracle Corp. | Add +5.1% | 0.13% | +0.02 |
| VMI Valmont Industries | Add +8.4% | 0.08% | +0.02 |
| RTX RTX Corp. | Add +1.5% | 0.69% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +9.8% | 0.06% | +0.02 |
| AIRR First Trust Rba American Ind | New | 0.02% | +0.02 |
| KNG FT Vest S&P 500 DVD Arst TRG | Add +145.8% | 0.03% | +0.02 |
| SPGI S&P Global Inc. | Add +0.8% | 0.44% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +5.0% | 0.09% | +0.02 |
| DLN Wisdomtree US Largecap Divid | Add +34.0% | 0.07% | +0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.5% | 0.44% | +0.02 |
| LW Lamb Weston Holdings Inc. | Add +107.7% | 0.04% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +262.2% | 0.02% | +0.02 |
| VONG Vanguard Russell 1000 Growth | Add +3.8% | 0.16% | +0.02 |
| SLV iShares Silver Trust | Add +64.4% | 0.03% | +0.02 |
| TSLA Tesla Inc. | Add +0.8% | 0.15% | +0.01 |
| DUK Duke Energy Corp. | Add +6.4% | 0.19% | +0.01 |
| IYW iShares Ustechnology ETF | Add +68.0% | 0.03% | +0.01 |
| ANIX Anixa Biosciences Inc. | New | 0.01% | +0.01 |
| CGXU Cap Group Intl Focus | Add +16.1% | 0.12% | +0.01 |
Options Activity Q1 2024 → Q2 2024
| TSLA Tesla Inc. | call | Add +100.0% | 40 | $224K |
| AAPL Apple Inc. | put | New | 100 | $53K |
| NVDA Nvidia Corp. | call | Reduce -50.0% | 10 | $40K |
| MSFT Microsoft Corp. | put | New | 50 | $33K |
| AVGO Broadcom Inc. | call | Sold out | 1 | $5Kbefore exit |
| SE Sea Ltd.-ADR | call | New | 1 | $4K |
| BROS Dutch Bros Inc. Class A | call | New | 1 | $2K |
| XBI SS SPDR S&P Biotech ETF | call | New | 1 | $2K |
| MU Micron Technology Inc. | call | Sold out | 1 | $1Kbefore exit |
| AMAT Applied Materials Inc. | call | Sold out | 1 | $970before exit |
| HPQ HP Inc. | call | New | 4 | $808 |
| CWCO Consolidated Water Co.-Ord SH | call | Sold out | 2 | $794before exit |
| MRVL Marvell Technology Inc. | call | Sold out | 1 | $745before exit |
| ALLY Ally Financial Inc. | call | New | 1 | $680 |
| RXRX Recursion Pharmaceuticals-A | call | Reduce -33.3% | 2 | $660 |
| PATH Uipath Inc. Class A | call | Sold out | 1 | $324before exit |
| SOUN Soundhound AI Inc. Class A | call | New | 1 | $215 |
| NVDA Nvidia Corp. | put | New | 20 | $200 |
| BMY Bristol-Myers Squibb Co. | call | Sold out | 1 | $148before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | Sold out | 120,000 | $12.0Mbefore exit |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Reduce -0.6% | 112,349 | $2.2M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +8.5% | 74,146 | $1.8M |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Add +6.0% | 42,624 | $1.1M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +7.0% | 884 | $1.1M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.7% | 5,368 | $221K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 160,000 | $164Kbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Sold out | 145,000 | $164Kbefore exit |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Sold out | 146,000 | $161Kbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Sold out | 150,000 | $159Kbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Sold out | 180,000 | $158Kbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Sold out | 150,000 | $150Kbefore exit |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Sold out | 150,000 | $150Kbefore exit |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Sold out | 160,000 | $148Kbefore exit |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Sold out | 150,000 | $146Kbefore exit |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Sold out | 150,000 | $140Kbefore exit |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | Sold out | 135,000 | $136Kbefore exit |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 150,000 | $136Kbefore exit |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Sold out | 140,000 | $133Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Sold out | 150,000 | $132Kbefore exit |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | Sold out | 110,000 | $128Kbefore exit |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Sold out | 110,000 | $109Kbefore exit |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | Sold out | 110,000 | $108Kbefore exit |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 100,000 | $89Kbefore exit |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Add +100.0% | 50,000 | $48K |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | New | 25,000 | $24K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,571 | $18.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q1 2026 | 1,544 | $16.5B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2025 | 1,500 | $16.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q3 2025 | 1,501 | $15.6B | VTV, VUG, IXUS, AGG, MSFT |
| Q2 2025 | 1,422 | $14.2B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2025 | 1,385 | $12.4B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2024 | 1,398 | $12.3B | VTV, VUG, IXUS, AGG, AAPL |
| Q3 2024 | 1,359 | $12.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q2 2024 | 1,345 | $11.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2024 | 1,344 | $11.1B | VTV, VUG, IXUS, AGG, MSFT |