D.A. Davidson & Co.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 31, 2025), D.A. Davidson & Co. reported 1,398 stock positions worth $12.3 billion. Its top holding was Vanguard Mrngstr Val ETF-Aui (VTV) at 7.0% of the portfolio, followed by Vanguard Mrngstar GR ETF-Sui (VUG, 5.8%) and iShares Core Intl Stock ETF (IXUS, 3.7%). Compared with Q3 2024, it opened 104 new positions, sold out of 66, added to 653 and reduced 560. The biggest buy was Amazon.com (AMZN, shares +2%) and the biggest sale Johnson & Johnson (JNJ, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- GREAT FALLS, MT
- CIK
- 0001080107
- Portfolio Value
- $12.3B (Q4 2024)
- SEC Filing
- 0001080107-25-000001 ↗ filed Jan 31, 2025
Holdings Value
Holdings 1,398 stocks · $12.3B
| VTV Vanguard Mrngstr Val ETF-Aui | 7.05% | 5,112,238 | $865.5M | Add +1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.81% | 1,739,729 | $714.1M | Reduce -0.7% |
| IXUS iShares Core Intl Stock ETF | 3.74% | 6,942,779 | $459.2M | Add +4.0% |
| AGG iShares Core U.S. Aggregate | 3.34% | 4,231,376 | $410.0M | Add +4.2% |
| AAPL Apple Inc. | 3.09% | 1,515,140 | $379.4M | Add +0.4% |
| MSFT Microsoft Corp. | 2.54% | 739,373 | $311.6M | Add +2.8% |
| IWN iShares Russell 2000 Value E | 1.44% | 1,080,253 | $177.3M | Add +2.9% |
| VEA Vanguard Ftse Developed ETF | 1.39% | 3,573,184 | $170.9M | Add +3.4% |
| SPIB SS SPDR P Int C Corp. ETF | 1.38% | 5,166,285 | $169.2M | Add +4.4% |
| AVGO Broadcom Inc. | 1.32% | 699,276 | $162.1M | Reduce -1.0% |
| VTI VG Morningstar TS MKT ETF-US | 1.26% | 532,232 | $154.2M | Reduce -0.3% |
| IWF iShares Russell 1000 Growth | 1.20% | 368,052 | $147.8M | Reduce -0.6% |
| AMZN Amazon.com Inc. | 1.19% | 667,557 | $146.5M | Add +2.4% |
| COST Costco Wholesale Corp. | 1.14% | 153,417 | $140.6M | Reduce -0.4% |
| IWO iShares Russell 2000 Growth | 1.12% | 477,341 | $137.4M | Add +1.4% |
| NVDA Nvidia Corp. | 1.08% | 988,121 | $132.7M | Reduce -2.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.02% | 276,167 | $125.2M | Add +2.2% |
| VOO Vanguard S&P 500 ETF | 0.96% | 219,652 | $118.4M | Add +1.4% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.91% | 897,864 | $112.2M | Add +1.8% |
| V Visa Inc. Class A | 0.89% | 346,592 | $109.5M | Reduce -1.4% |
| IVV iShares Core S&P 500 ETF | 0.84% | 175,733 | $103.5M | Reduce -0.4% |
| JPM JPMorgan Chase & Co. | 0.79% | 406,458 | $97.4M | Reduce -1.0% |
| SCHD Schwab US DVD Equity ETF | 0.78% | 3,487,095 | $95.3M | Add +3.2% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.76% | 1,025,894 | $93.3M | Add +1.9% |
| RTX RTX Corp. | 0.73% | 779,190 | $90.2M | Reduce -0.2% |
| QUAL iShares MSCI USA Quality Fac | 0.73% | 505,661 | $90.0M | Add +5.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.67% | 162,027 | $82.8M | Add +4.0% |
| VYM Vanguard High DVD Yield ETF | 0.67% | 644,524 | $82.2M | Add +0.7% |
| GOOGL Alphabet Inc. Class A | 0.66% | 430,117 | $81.4M | Add +4.2% |
| JNJ Johnson & Johnson | 0.65% | 555,326 | $80.3M | Reduce -4.7% |
| CMI Cummins Inc. | 0.65% | 228,038 | $79.5M | Add +0.0% |
| ADP Automatic Data Processing | 0.62% | 260,243 | $76.2M | Add +0.4% |
| VWO Vanguard Ftse Emerging Marke | 0.57% | 1,580,839 | $69.6M | Add +3.7% |
| PRF Invesco Rafi US 1000 ETF | 0.57% | 1,721,639 | $69.5M | Add +3.1% |
| BSV Vanguard Short-Term Bond ETF | 0.54% | 863,894 | $66.8M | Add +4.0% |
| CB Chubb Ltd. | 0.54% | 240,268 | $66.4M | Add +2.1% |
| DFAX Dimensional World Ex US Core | 0.54% | 2,665,320 | $66.3M | Add +2.5% |
| PEP Pepsico Inc. | 0.54% | 435,140 | $66.2M | Reduce -1.8% |
| QCOM Qualcomm Inc. | 0.53% | 427,611 | $65.7M | Add +1.8% |
| AMGN Amgen Inc. | 0.48% | 224,241 | $58.4M | Add +3.0% |
| MRK Merck & Co. Inc. | 0.46% | 566,034 | $56.3M | Add +1.1% |
| CVX Chevron Corp. | 0.46% | 387,891 | $56.2M | Add +5.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.45% | 95,270 | $55.8M | Reduce -3.0% |
| SPGI S&P Global Inc. | 0.45% | 111,242 | $55.4M | Reduce -0.4% |
| GOOG Alphabet Inc. Class C | 0.45% | 288,712 | $55.0M | Add +0.6% |
| PFE Pfizer Inc. | 0.38% | 1,759,441 | $46.7M | Reduce -2.5% |
| XOM Exxon Mobil Corp. | 0.38% | 433,747 | $46.7M | Reduce -1.7% |
| NVS Novartis AG-Sponsored ADR | 0.37% | 464,582 | $45.2M | Reduce -4.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 203,188 | $44.7M | Reduce -0.3% |
| ABBV Abbvie Inc. | 0.36% | 249,826 | $44.4M | Add +1.3% |
| META Meta Platforms Inc. Class A | 0.36% | 75,732 | $44.3M | Add +6.0% |
| VXUS Vanguard Total Intl Stock | 0.36% | 748,428 | $44.1M | Add +1.1% |
| RDVY First Trust Rising Dividend | 0.35% | 729,399 | $43.1M | Add +8.2% |
| NEE Nextera Energy Inc. | 0.35% | 598,132 | $42.9M | Reduce -0.7% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.34% | 63 | $42.3M | Reduce -3.1% |
| ACN Accenture PLC Class A | 0.32% | 111,354 | $39.2M | Add +3.1% |
| VIG Vanguard Dividend Apprec ETF | 0.29% | 178,872 | $35.0M | Add +4.2% |
| MCD McDonald's Corp. | 0.28% | 119,655 | $34.7M | Add +8.3% |
| BND Vanguard Total Bond Market | 0.28% | 476,791 | $34.3M | Add +21.1% |
| UNP Union Pacific Corp. | 0.28% | 149,598 | $34.1M | Add +1.4% |
| TSLA Tesla Inc. | 0.28% | 84,015 | $33.9M | Reduce -5.9% |
| LOW Lowe's Cos Inc. | 0.28% | 137,280 | $33.9M | Reduce -1.1% |
| WMT Walmart Inc. | 0.27% | 370,555 | $33.5M | Add +3.8% |
| PG The Procter & Gamble Co. | 0.27% | 195,942 | $32.8M | Add +4.1% |
| DE Deere & Co. | 0.27% | 77,317 | $32.8M | Add +1.5% |
| FISV Fiserv Inc. | 0.27% | 158,730 | $32.6M | Reduce -7.3% |
| LLY Eli Lilly & Co. | 0.26% | 41,706 | $32.2M | Reduce -5.0% |
| IWM iShares Russell 2000 ETF | 0.26% | 141,832 | $31.3M | Add +2.1% |
| EUSA iShares MSCI USA Equal Weigh | 0.25% | 324,604 | $31.0M | Add +1.6% |
| FTCS First Trust Capital Strength | 0.25% | 351,245 | $30.8M | Add +4.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 276,399 | $30.8M | Add +1.9% |
| ESGD iShares Trust iShares ESG Aw | 0.25% | 403,336 | $30.7M | Reduce -0.4% |
| RLY SS Multi-Asset Real Ret ETF | 0.25% | 1,130,994 | $30.6M | Add +5.7% |
| IJR iShares Core S&P Small-Cap E | 0.25% | 262,885 | $30.3M | Add +4.5% |
| IJH iShares Core S&P Midcap ETF | 0.25% | 483,050 | $30.1M | Add +2.6% |
| COWZ Pacer US Cash Cows 100 ETF | 0.24% | 531,349 | $30.0M | Add +6.5% |
| SYK Stryker Corp. | 0.24% | 82,574 | $29.7M | Add +0.6% |
| HD Home Depot Inc. | 0.24% | 75,037 | $29.2M | Add +1.3% |
| CSCO Cisco Systems Inc. | 0.24% | 490,321 | $29.0M | Reduce -0.2% |
| ADSK Autodesk Inc. | 0.23% | 97,589 | $28.8M | Reduce -3.7% |
| RSP Invesco S&P 500 Equal Weight | 0.23% | 162,777 | $28.5M | Add +11.1% |
| CAT Caterpillar Inc. | 0.23% | 78,423 | $28.4M | Add +0.2% |
| BX Blackstone Inc. | 0.23% | 162,965 | $28.1M | Reduce -5.2% |
| SCHW Schwab (charles) Corp. | 0.23% | 378,327 | $28.0M | Reduce -2.0% |
| UPS United Parcel Service Class B | 0.22% | 214,533 | $27.1M | Add +5.4% |
| IWR iShares Russell Mid-Cap ETF | 0.22% | 305,876 | $27.0M | Add +1.0% |
| GS Goldman Sachs Group Inc. | 0.22% | 46,642 | $26.7M | Add +20.9% |
| EFA iShares MSCI Eafe ETF | 0.22% | 350,233 | $26.5M | Add +8.1% |
| FV First Trust DW Focus 5 Fund | 0.21% | 440,396 | $26.0M | Add +0.3% |
| EOG EOG Resources Inc. | 0.21% | 208,236 | $25.5M | Add +2.7% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.21% | 74,259 | $25.5M | Add +4.8% |
| PNC PNC Financial Services Group | 0.20% | 130,235 | $25.1M | Add +18.3% |
| DUK Duke Energy Corp. | 0.20% | 229,516 | $24.7M | Add +5.0% |
| PYPL PayPal Holdings Inc. | 0.19% | 266,771 | $22.8M | Add +32.5% |
| VONG Vanguard Russell 1000 Growth | 0.18% | 213,287 | $22.0M | Add +8.3% |
| ADBE Adobe Inc. | 0.18% | 49,152 | $21.9M | Add +10.3% |
| BMY Bristol-Myers Squibb Co. | 0.18% | 386,277 | $21.8M | Add +1.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.18% | 89,872 | $21.6M | Reduce -4.7% |
| BA The Boeing Co. | 0.17% | 119,834 | $21.2M | Add +4.8% |
| UNH Unitedhealth Group Inc. | 0.17% | 41,791 | $21.1M | Reduce -6.1% |
Options reported separately and not counted above: PTON calls ($263K), MSFT puts ($60K), AAPL puts ($13K), SOUN calls ($3K), BROS calls ($3K), TSLA puts ($3K), NVO calls ($3K), CCJ calls ($873), FNF calls ($660), GDX calls ($480), RXRX calls ($350), SPY calls ($240), and 2 more.
Other holdings (8): bonds, preferreds, convertibles and warrants · $7.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 118,702 | $2.5M | Add +0.7% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 74,655 | $1.8M | Reduce -0.8% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,001 | $1.2M | Add +6.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 812 | $990K | Add +39.5% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 19,306 | $941K | Add +7.1% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 52,000 | $52K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 50,000 | $49K | No change |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 25,000 | $24K | No change |
Total filed on the 13F, all lines: $12.3B.
Portfolio Sells Q3 2024 → Q4 2024
| JNJ Johnson & Johnson | Reduce -4.7% | 0.65% | −0.13 |
| NVS Novartis AG-Sponsored ADR | Reduce -4.6% | 0.37% | −0.09 |
| VGLT Vanguard Long-Term Treasury | Reduce -86.0% | 0.01% | −0.09 |
| PEP Pepsico Inc. | Reduce -1.8% | 0.54% | −0.08 |
| NEE Nextera Energy Inc. | Reduce -0.7% | 0.35% | −0.07 |
| DVN Devon Energy Corp. | Reduce -45.1% | 0.05% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -5.0% | 0.26% | −0.06 |
| FIW First Trust Water ETF | Reduce -77.9% | 0.01% | −0.05 |
| PFE Pfizer Inc. | Reduce -2.5% | 0.38% | −0.05 |
| XOM Exxon Mobil Corp. | Reduce -1.7% | 0.38% | −0.05 |
| RTX RTX Corp. | Reduce -0.2% | 0.73% | −0.05 |
| IVOL Quadratic Int Rte Vol Infl H | Sold out | 0.00% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -6.1% | 0.17% | −0.04 |
| TKR Timken Co. | Sold out | 0.00% | −0.04 |
| DBC Invesco DB Commodity Index T | Reduce -94.7% | 0.00% | −0.04 |
| DHI D.R. Horton Inc. | Reduce -3.6% | 0.09% | −0.04 |
| CVS CVS Health Corp. | Reduce -7.4% | 0.07% | −0.04 |
| FBT First Trust Nyse Arca Biotec | Reduce -38.2% | 0.05% | −0.04 |
| LOW Lowe's Cos Inc. | Reduce -1.1% | 0.28% | −0.03 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -60.5% | 0.02% | −0.03 |
| GLD SPDR Gold Shares | Reduce -26.9% | 0.09% | −0.03 |
| NXST Nexstar Media Group Inc. | Sold out | 0.00% | −0.03 |
| ESGD iShares Trust iShares ESG Aw | Reduce -0.4% | 0.25% | −0.03 |
| FCX Freeport-McMoran Inc. | Reduce -4.2% | 0.08% | −0.03 |
| MTCH Match Group Inc. | Reduce -74.7% | 0.01% | −0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -91.0% | 0.00% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -36.8% | 0.02% | −0.03 |
| MMM 3M Co. | Reduce -10.3% | 0.14% | −0.03 |
| KMB Kimberly-Clark Corp. | Reduce -14.8% | 0.09% | −0.03 |
| SPGI S&P Global Inc. | Reduce -0.4% | 0.45% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -1.4% | 0.16% | −0.02 |
| FBIN Fortune Brands Innovations I | Reduce -18.4% | 0.04% | −0.02 |
| TROW T Rowe Price Group Inc. | Reduce -25.0% | 0.07% | −0.02 |
| BRK.A Berkshire Hathaway Inc. Class A | Reduce -3.1% | 0.34% | −0.02 |
| INTC Intel Corp. | Reduce -18.9% | 0.05% | −0.02 |
| AMD Advanced Micro Devices | Reduce -18.6% | 0.03% | −0.02 |
| PWR Quanta Services Inc. | Reduce -15.3% | 0.14% | −0.02 |
| PLD Prologis Inc. | Reduce -2.0% | 0.08% | −0.02 |
| MU Micron Technology Inc. | Reduce -13.2% | 0.04% | −0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -43.4% | 0.02% | −0.02 |
| IQV Iqvia Holdings Inc. | Reduce -21.9% | 0.03% | −0.02 |
| ALL Allstate Corp. | Reduce -46.0% | 0.02% | −0.02 |
| MRNA Moderna Inc. | Reduce -58.1% | 0.01% | −0.02 |
| INDA iShares MSCI India ETF | Reduce -21.7% | 0.04% | −0.02 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -32.5% | 0.03% | −0.02 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -12.7% | 0.07% | −0.02 |
| COP Conocophillips | Reduce -6.6% | 0.10% | −0.02 |
| TMO Thermo Fisher Scientific Inc. | Reduce -14.0% | 0.04% | −0.01 |
| VLO Valero Energy Corp. | Reduce -8.7% | 0.07% | −0.01 |
| WBD Warner Bros Discovery Inc. | Reduce -74.8% | 0.01% | −0.01 |
Portfolio Buys Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | Add +2.4% | 1.19% | +0.19 |
| AAPL Apple Inc. | Add +0.4% | 3.09% | +0.18 |
| CGCB Cap Group Core Bond | Add +276.6% | 0.14% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +4.2% | 0.66% | +0.10 |
| IEF iShares 7-10 Year Treasury B | Add +2856.0% | 0.08% | +0.08 |
| FXO First Trust Financial Alphad | Add +175.5% | 0.10% | +0.07 |
| TLT iShares 20+ Year Treasury BD | Add +511.8% | 0.08% | +0.06 |
| GS Goldman Sachs Group Inc. | Add +20.9% | 0.22% | +0.06 |
| PYPL PayPal Holdings Inc. | Add +32.5% | 0.19% | +0.06 |
| GOOG Alphabet Inc. Class C | Add +0.6% | 0.45% | +0.05 |
| SNOW Snowflake Inc. | Add +93.1% | 0.08% | +0.05 |
| SHV iShares 0-1 Year Treasury Bo | New | 0.05% | +0.05 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.0% | 0.67% | +0.05 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.04% | +0.04 |
| FDL First Trust Morn DVD Lead Inc. | Add +58.5% | 0.13% | +0.04 |
| CGGR Cap Group Growth Equity | Add +56.1% | 0.11% | +0.04 |
| PTLC Pacer Trendpilot US Large Ca | Add +423.1% | 0.05% | +0.04 |
| CMI Cummins Inc. | Add +0.0% | 0.65% | +0.04 |
| PNC PNC Financial Services Group | Add +18.3% | 0.20% | +0.04 |
| DIS The Walt Disney Co. | Add +1.9% | 0.25% | +0.04 |
| CRM Salesforce Inc. | Add +4.6% | 0.17% | +0.03 |
| BND Vanguard Total Bond Market | Add +21.1% | 0.28% | +0.03 |
| WMT Walmart Inc. | Add +3.8% | 0.27% | +0.03 |
| CGMS Cap Group US Multi-Sect Bond | New | 0.03% | +0.03 |
| CIBR First Trust Nasdaq Cybersecu | Add +57.8% | 0.08% | +0.03 |
| WFC Wells Fargo & Co. | Add +5.9% | 0.14% | +0.03 |
| BA The Boeing Co. | Add +4.8% | 0.17% | +0.03 |
| ADP Automatic Data Processing | Add +0.4% | 0.62% | +0.03 |
| CNC Centene Corp. | New | 0.03% | +0.03 |
| KMI Kinder Morgan Inc. | Add +2.2% | 0.14% | +0.03 |
| BLK BlackRock Inc. | Add +29.4% | 0.09% | +0.03 |
| QUAL iShares MSCI USA Quality Fac | Add +5.8% | 0.73% | +0.03 |
| ROL Rollins Inc. | New | 0.02% | +0.02 |
| IGLB iShares 10+ Year Inv GR Corp. | New | 0.02% | +0.02 |
| CTRA Coterra Energy Inc. | Add +441.9% | 0.03% | +0.02 |
| IAU iShares Gold Trust | Add +137.4% | 0.04% | +0.02 |
| META Meta Platforms Inc. Class A | Add +6.0% | 0.36% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +2.0% | 0.04% | +0.02 |
| VONG Vanguard Russell 1000 Growth | Add +8.3% | 0.18% | +0.02 |
| SDVY First Trust Smid Cap Rising | Add +19.1% | 0.16% | +0.02 |
| FDX FedEx Corp. | Add +25.2% | 0.10% | +0.02 |
| RDVY First Trust Rising Dividend | Add +8.2% | 0.35% | +0.02 |
| JCPB JPMorgan Core Plus Bond ETF | Add +85.8% | 0.05% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +2.9% | 0.11% | +0.02 |
| BKR Baker Hughes Co. | New | 0.02% | +0.02 |
| KVUE Kenvue Inc. | Add +305.9% | 0.03% | +0.02 |
| CGDV Cap Group Dividend Value | Add +27.6% | 0.11% | +0.02 |
| USB US Bancorp | Add +11.3% | 0.15% | +0.02 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +4.8% | 0.21% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +1.4% | 0.96% | +0.02 |
Options Activity Q3 2024 → Q4 2024
| TSLA Tesla Inc. | call | Sold out | 40 | $402Kbefore exit |
| PTON Peloton Interactive Inc. Class A | call | New | 700 | $263K |
| AAPL Apple Inc. | put | Reduce -2.0% | 100 | $13K |
| GLD SPDR Gold Shares | call | Sold out | 2 | $9Kbefore exit |
| SLV iShares Silver Trust | call | Sold out | 10 | $4Kbefore exit |
| SOUN Soundhound AI Inc. Class A | call | New | 2 | $3K |
| TSLA Tesla Inc. | put | New | 5 | $3K |
| NVO Novo-Nordisk A/S-Spons ADR | call | New | 1 | $3K |
| XBI SS SPDR S&P Biotech ETF | call | Sold out | 1 | $2Kbefore exit |
| CCJ Cameco Corp. | call | New | 1 | $873 |
| FNF Fidelity National Financial | call | New | 1 | $660 |
| GDX Vaneck Gold Miners ETF | call | New | 1 | $480 |
| MA Mastercard Inc. Class A | put | Sold out | 1 | $355before exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 1 | $240 |
| TXRH Texas Roadhouse Inc. | call | New | 1 | $210 |
| PAYO Payoneer Global Inc. | call | New | 4 | $140 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +0.7% | 118,702 | $2.5M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -0.8% | 74,655 | $1.8M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +6.0% | 1,001 | $1.2M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +39.5% | 812 | $990K |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | Add +7.1% | 19,306 | $941K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 15,475 | $426before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,571 | $18.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q1 2026 | 1,544 | $16.5B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2025 | 1,500 | $16.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q3 2025 | 1,501 | $15.6B | VTV, VUG, IXUS, AGG, MSFT |
| Q2 2025 | 1,422 | $14.2B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2025 | 1,385 | $12.4B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2024 | 1,398 | $12.3B | VTV, VUG, IXUS, AGG, AAPL |
| Q3 2024 | 1,359 | $12.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q2 2024 | 1,345 | $11.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2024 | 1,344 | $11.1B | VTV, VUG, IXUS, AGG, MSFT |