D.A. Davidson & Co.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), D.A. Davidson & Co. reported 1,344 stock positions worth $11.1 billion. Its top holding was Vanguard Mrngstr Val ETF-Aui (VTV) at 7.3% of the portfolio, followed by Vanguard Mrngstar GR ETF-Sui (VUG, 5.5%) and iShares Core Intl Stock ETF (IXUS, 4.0%). Compared with Q4 2023, it opened 110 new positions, sold out of 87, added to 626 and reduced 534. The biggest buy was Amazon.com (AMZN, shares +5%) and the biggest sale Apple (AAPL, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- GREAT FALLS, MT
- CIK
- 0001080107
- Portfolio Value
- $11.1B (Q1 2024)
- SEC Filing
- 0001080107-24-000002 ↗ filed May 13, 2024
Holdings Value
Holdings 1,344 stocks · $11.1B
| VTV Vanguard Mrngstr Val ETF-Aui | 7.31% | 4,976,893 | $810.5M | Add +1.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.48% | 1,762,572 | $606.7M | Reduce -8.5% |
| IXUS iShares Core Intl Stock ETF | 3.97% | 6,475,168 | $439.4M | Add +3.4% |
| AGG iShares Core U.S. Aggregate | 3.46% | 3,908,874 | $382.8M | Add +9.3% |
| MSFT Microsoft Corp. | 2.72% | 716,854 | $301.6M | Reduce -1.3% |
| AAPL Apple Inc. | 2.28% | 1,476,438 | $253.2M | Reduce -0.3% |
| VEA Vanguard Ftse Developed ETF | 1.51% | 3,336,066 | $167.4M | Reduce -0.3% |
| IWN iShares Russell 2000 Value E | 1.46% | 1,016,936 | $161.5M | Add +1.5% |
| SPIB SS SPDR P Int C Corp. ETF | 1.41% | 4,795,162 | $156.8M | Add +5.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.18% | 503,064 | $130.7M | Add +4.1% |
| IWO iShares Russell 2000 Growth | 1.12% | 457,366 | $123.9M | Add +1.2% |
| IWF iShares Russell 1000 Growth | 1.10% | 362,168 | $122.1M | Reduce -6.2% |
| COST Costco Wholesale Corp. | 1.03% | 156,274 | $114.5M | Reduce -2.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.02% | 269,975 | $113.5M | Add +0.6% |
| AMZN Amazon.com Inc. | 1.00% | 616,907 | $111.3M | Add +5.0% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.91% | 856,735 | $101.3M | Reduce -0.1% |
| VOO Vanguard S&P 500 ETF | 0.91% | 210,134 | $101.0M | Add +4.2% |
| AVGO Broadcom Inc. | 0.89% | 74,269 | $98.4M | Reduce -2.9% |
| IVV iShares Core S&P 500 ETF | 0.88% | 184,485 | $97.0M | Add +1.6% |
| V Visa Inc. Class A | 0.87% | 347,071 | $96.9M | Add +0.7% |
| JNJ Johnson & Johnson | 0.81% | 570,135 | $90.2M | Add +2.5% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.81% | 982,900 | $89.7M | Reduce -0.8% |
| NVDA Nvidia Corp. | 0.80% | 98,180 | $88.7M | Reduce -6.3% |
| SCHD Schwab US DVD Equity ETF | 0.77% | 1,052,552 | $84.9M | Add +2.1% |
| JPM JPMorgan Chase & Co. | 0.74% | 408,523 | $81.8M | Add +3.3% |
| PEP Pepsico Inc. | 0.70% | 442,895 | $77.5M | Add +2.0% |
| VYM Vanguard High DVD Yield ETF | 0.69% | 629,985 | $76.2M | Add +1.9% |
| QUAL iShares MSCI USA Quality Fac | 0.68% | 455,413 | $74.8M | Reduce -4.2% |
| RTX RTX Corp. | 0.67% | 758,266 | $74.0M | Add +4.7% |
| QCOM Qualcomm Inc. | 0.66% | 432,478 | $73.2M | Reduce -3.5% |
| MRK Merck & Co. Inc. | 0.66% | 551,083 | $72.7M | Reduce -1.8% |
| CMI Cummins Inc. | 0.61% | 227,884 | $67.1M | Reduce -0.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.59% | 147,639 | $65.6M | Add +6.0% |
| VWO Vanguard Ftse Emerging Marke | 0.58% | 1,543,667 | $64.5M | Add +2.9% |
| ADP Automatic Data Processing | 0.58% | 256,779 | $64.1M | Add +0.9% |
| DFAX Dimensional World Ex US Core | 0.57% | 2,499,282 | $63.6M | Add +2.4% |
| PRF Invesco Rafi US 1000 ETF | 0.57% | 1,636,807 | $63.0M | Reduce -3.6% |
| GOOGL Alphabet Inc. Class A | 0.56% | 407,897 | $61.6M | Add +4.2% |
| BSV Vanguard Short-Term Bond ETF | 0.55% | 798,334 | $61.2M | Reduce -0.8% |
| AMGN Amgen Inc. | 0.55% | 214,446 | $61.0M | Add +1.8% |
| CB Chubb Ltd. | 0.55% | 234,519 | $60.8M | Reduce -1.5% |
| CVX Chevron Corp. | 0.49% | 346,716 | $54.7M | Add +6.2% |
| XOM Exxon Mobil Corp. | 0.45% | 429,866 | $50.0M | Add +15.4% |
| NVS Novartis AG-Sponsored ADR | 0.43% | 493,302 | $47.7M | Add +1.3% |
| SPGI S&P Global Inc. | 0.43% | 111,299 | $47.4M | Reduce -0.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.42% | 89,745 | $46.9M | Add +2.2% |
| VIG Vanguard Dividend Apprec ETF | 0.42% | 253,164 | $46.2M | Reduce -3.5% |
| ABBV Abbvie Inc. | 0.41% | 249,448 | $45.4M | Reduce -0.1% |
| VXUS Vanguard Total Intl Stock | 0.39% | 711,873 | $42.9M | Add +4.8% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.38% | 68 | $42.5M | Reduce -1.4% |
| GOOG Alphabet Inc. Class C | 0.38% | 275,422 | $41.9M | Add +5.9% |
| SBUX Starbucks Corp. | 0.38% | 457,127 | $41.8M | Reduce -0.1% |
| UNP Union Pacific Corp. | 0.37% | 165,324 | $40.7M | Reduce -1.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.36% | 325,945 | $39.9M | Reduce -2.5% |
| NEE Nextera Energy Inc. | 0.34% | 582,779 | $37.2M | Add +1.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 194,817 | $37.2M | Add +1.1% |
| ACN Accenture PLC Class A | 0.33% | 105,138 | $36.4M | Add +0.0% |
| RDVY First Trust Rising Dividend | 0.33% | 647,379 | $36.4M | Add +12.0% |
| LOW Lowe's Cos Inc. | 0.31% | 135,643 | $34.6M | Add +1.6% |
| ESGD iShares Trust iShares ESG Aw | 0.29% | 406,892 | $32.5M | Add +0.3% |
| EUSA iShares MSCI USA Equal Weigh | 0.29% | 357,303 | $32.5M | Add +6.1% |
| PFE Pfizer Inc. | 0.29% | 1,162,856 | $32.3M | Add +77.6% |
| LLY Eli Lilly & Co. | 0.29% | 41,027 | $31.9M | Add +6.5% |
| UPS United Parcel Service Class B | 0.27% | 203,409 | $30.2M | Add +9.2% |
| MCD McDonald's Corp. | 0.27% | 106,616 | $30.1M | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.27% | 185,028 | $30.0M | Add +2.1% |
| CAT Caterpillar Inc. | 0.27% | 80,777 | $29.6M | Add +7.5% |
| IJH iShares Core S&P Midcap ETF | 0.26% | 481,297 | $29.2M | Add +0.4% |
| SYK Stryker Corp. | 0.26% | 80,731 | $28.9M | Add +1.1% |
| RLY SS Multi-Asset Real Ret ETF | 0.26% | 1,019,543 | $28.5M | Add +3.4% |
| IJR iShares Core S&P Small-Cap E | 0.26% | 257,438 | $28.5M | Reduce -1.6% |
| BND Vanguard Total Bond Market | 0.26% | 389,966 | $28.3M | Reduce -6.8% |
| FTCS First Trust Capital Strength | 0.25% | 328,339 | $28.1M | Add +4.2% |
| CVS CVS Health Corp. | 0.25% | 350,799 | $28.0M | Reduce -2.7% |
| META Meta Platforms Inc. Class A | 0.25% | 57,507 | $27.9M | Add +10.7% |
| EFA iShares MSCI Eafe ETF | 0.25% | 345,708 | $27.6M | Add +1.7% |
| IWM iShares Russell 2000 ETF | 0.25% | 130,169 | $27.4M | Add +7.9% |
| FISV Fiserv Inc. | 0.24% | 169,508 | $27.1M | Add +4.0% |
| DE Deere & Co. | 0.24% | 65,787 | $27.0M | Add +0.4% |
| RSP Invesco S&P 500 Equal Weight | 0.24% | 159,164 | $27.0M | Reduce -23.0% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 315,922 | $26.6M | Reduce -2.7% |
| SCHW Schwab (charles) Corp. | 0.24% | 364,215 | $26.3M | Add +14.5% |
| CSCO Cisco Systems Inc. | 0.23% | 516,644 | $25.8M | Reduce -6.4% |
| HD Home Depot Inc. | 0.23% | 67,218 | $25.8M | Add +2.7% |
| FV First Trust DW Focus 5 Fund | 0.23% | 445,445 | $25.5M | Reduce -1.4% |
| ADSK Autodesk Inc. | 0.23% | 97,682 | $25.4M | Reduce -1.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.22% | 426,880 | $24.8M | Add +35.7% |
| BX Blackstone Inc. | 0.22% | 184,872 | $24.3M | Reduce -7.3% |
| BA The Boeing Co. | 0.22% | 125,769 | $24.3M | Reduce -4.3% |
| GD General Dynamics Corp. | 0.21% | 82,165 | $23.2M | Reduce -0.7% |
| EOG EOG Resources Inc. | 0.21% | 181,373 | $23.2M | Add +131.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.20% | 95,796 | $21.9M | Reduce -1.5% |
| INTC Intel Corp. | 0.19% | 479,487 | $21.2M | Reduce -20.4% |
| TGT Target Corp. | 0.19% | 119,316 | $21.1M | Reduce -7.5% |
| UNH Unitedhealth Group Inc. | 0.19% | 42,063 | $20.8M | Reduce -3.8% |
| ADBE Adobe Inc. | 0.19% | 41,177 | $20.8M | Reduce -8.0% |
| WMT Walmart Inc. | 0.19% | 345,207 | $20.8M | Add +0.3% |
| VZ Verizon Communications Inc. | 0.19% | 489,325 | $20.5M | Add +10.5% |
| BMY Bristol-Myers Squibb Co. | 0.18% | 377,619 | $20.5M | Add +26.5% |
| PCAR Paccar Inc. | 0.18% | 158,987 | $19.7M | Reduce -5.2% |
Options reported separately and not counted above: TSLA calls ($89K), NVDA calls ($20K), AVGO calls ($5K), RXRX calls ($1K), MA puts ($1K), MU calls ($1K), AMAT calls ($970), CWCO calls ($794), MRVL calls ($745), PATH calls ($324), BMY calls ($148).
Other holdings (26): bonds, preferreds, convertibles and warrants · $20.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | 120,000 | $12.0M | No change |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 113,005 | $2.1M | Add +10.9% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 68,330 | $1.7M | Add +16.9% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 826 | $1.0M | Add +38.1% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 40,214 | $1.0M | Add +71.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 5,408 | $233K | Reduce -2.4% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 160,000 | $164K | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 145,000 | $164K | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 146,000 | $161K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 150,000 | $159K | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 180,000 | $158K | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 150,000 | $150K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 150,000 | $150K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 160,000 | $148K | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 150,000 | $146K | No change |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 150,000 | $140K | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 135,000 | $136K | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 150,000 | $136K | No change |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 140,000 | $133K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 150,000 | $132K | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 110,000 | $128K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 110,000 | $109K | No change |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 110,000 | $108K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 100,000 | $89K | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 52,000 | $51K | New |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 25,000 | $24K | New |
Total filed on the 13F, all lines: $11.1B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -0.3% | 2.28% | −0.51 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -8.5% | 5.48% | −0.40 |
| BA The Boeing Co. | Reduce -4.3% | 0.22% | −0.12 |
| INTC Intel Corp. | Reduce -20.4% | 0.19% | −0.11 |
| RSP Invesco S&P 500 Equal Weight | Reduce -23.0% | 0.24% | −0.08 |
| ADBE Adobe Inc. | Reduce -8.0% | 0.19% | −0.07 |
| CCK Crown Holdings Inc. | Reduce -53.1% | 0.04% | −0.07 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.3% | 1.51% | −0.06 |
| SHYG iShares 0-5 YR HY Corp. Bond | Sold out | 0.00% | −0.06 |
| SPGI S&P Global Inc. | Reduce -0.8% | 0.43% | −0.06 |
| BSV Vanguard Short-Term Bond ETF | Reduce -0.8% | 0.55% | −0.06 |
| SBUX Starbucks Corp. | Reduce -0.1% | 0.38% | −0.05 |
| AMT American Tower Corp. | Reduce -29.5% | 0.08% | −0.05 |
| STRL Sterling Infrastructure Inc. | Reduce -95.8% | 0.00% | −0.05 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -22.3% | 0.11% | −0.05 |
| IWF iShares Russell 1000 Growth | Reduce -6.2% | 1.10% | −0.05 |
| BND Vanguard Total Bond Market | Reduce -6.8% | 0.26% | −0.05 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -0.1% | 0.91% | −0.04 |
| EEM iShares MSCI Emerging Market | Reduce -54.2% | 0.03% | −0.04 |
| MCD McDonald's Corp. | Reduce -0.8% | 0.27% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -6.4% | 0.23% | −0.04 |
| GLW Corning Inc. | Reduce -58.7% | 0.03% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -3.8% | 0.19% | −0.04 |
| UNP Union Pacific Corp. | Reduce -1.5% | 0.37% | −0.04 |
| BX Blackstone Inc. | Reduce -7.3% | 0.22% | −0.04 |
| VIRC Virco MFG Corporation | Reduce -49.9% | 0.03% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -43.5% | 0.04% | −0.04 |
| AVA Avista Corp. | Reduce -92.0% | 0.00% | −0.03 |
| NKE Nike Inc. Class B | Reduce -11.2% | 0.07% | −0.03 |
| CVS CVS Health Corp. | Reduce -2.7% | 0.25% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -20.0% | 0.10% | −0.03 |
| XLV SS Health Care Select Sector | Reduce -46.9% | 0.03% | −0.03 |
| NEM Newmont Corp. | Reduce -28.6% | 0.03% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -40.0% | 0.03% | −0.02 |
| MKC McCormick & Co.-Non VTG SHRS | Reduce -70.7% | 0.01% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Reduce -3.5% | 0.42% | −0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.6% | 0.26% | −0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -18.4% | 0.07% | −0.02 |
| SHV iShares 0-1 Year Treasury Bo | Sold out | 0.00% | −0.02 |
| FAD First Trust Multi Cap Growth | Sold out | 0.00% | −0.02 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -21.6% | 0.07% | −0.02 |
| LRCX Lam Research Corp. | Reduce -33.9% | 0.06% | −0.02 |
| XLI SS Industrial Select Sector | Reduce -63.0% | 0.01% | −0.02 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -67.7% | 0.01% | −0.02 |
| GOF Guggenheim Strategic Opport | Sold out | 0.00% | −0.02 |
| DRIL-QUIP INC | Sold out | 0.00% | −0.02 |
| MSM MSC Industrial Direct Co. Class A | Sold out | 0.00% | −0.02 |
| PRF Invesco Rafi US 1000 ETF | Reduce -3.6% | 0.57% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -2.7% | 0.16% | −0.02 |
| DWAW Advisorshares D/W FSM Cap | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| AMZN Amazon.com Inc. | Add +5.0% | 1.00% | +0.13 |
| EOG EOG Resources Inc. | Add +131.4% | 0.21% | +0.12 |
| PFE Pfizer Inc. | Add +77.6% | 0.29% | +0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +1.1% | 7.31% | +0.09 |
| XOM Exxon Mobil Corp. | Add +15.4% | 0.45% | +0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.6% | 1.02% | +0.09 |
| JPM JPMorgan Chase & Co. | Add +3.3% | 0.74% | +0.08 |
| VGLT Vanguard Long-Term Treasury | Add +325.8% | 0.11% | +0.08 |
| META Meta Platforms Inc. Class A | Add +10.7% | 0.25% | +0.07 |
| RTX RTX Corp. | Add +4.7% | 0.67% | +0.07 |
| LLY Eli Lilly & Co. | Add +6.5% | 0.29% | +0.07 |
| COWZ Pacer US Cash Cows 100 ETF | Add +35.7% | 0.22% | +0.06 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +122.4% | 0.11% | +0.06 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.1% | 1.18% | +0.05 |
| CAT Caterpillar Inc. | Add +7.5% | 0.27% | +0.05 |
| EMR Emerson Electric Co. | Add +41.2% | 0.14% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +4.2% | 0.91% | +0.05 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +33.9% | 0.16% | +0.04 |
| TKR Timken Co. | New | 0.04% | +0.04 |
| CGBL Cap Group Core Balanced | New | 0.04% | +0.04 |
| SDY SS SPDR S&P Dividend ETF | Add +245.2% | 0.05% | +0.04 |
| FXD First Trust Consumer Discret | Add +186.7% | 0.05% | +0.04 |
| CGGR Cap Group Growth Equity | Add +440.4% | 0.04% | +0.04 |
| RDVY First Trust Rising Dividend | Add +12.0% | 0.33% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +26.5% | 0.18% | +0.03 |
| FISV Fiserv Inc. | Add +4.0% | 0.24% | +0.03 |
| CGXU Cap Group Intl Focus | Add +45.5% | 0.10% | +0.03 |
| QQQ Invesco QQQ Trust Series 1 | Add +6.0% | 0.59% | +0.03 |
| MDT Medtronic PLC | Add +26.8% | 0.16% | +0.03 |
| BOXX Alpha Architect 1-3 MNTH Box | New | 0.03% | +0.03 |
| IEI iShares 3-7 Year Treasury Bo | Add +92.1% | 0.07% | +0.03 |
| IBM Intl Business Machines Corp. | Add +1.1% | 0.34% | +0.03 |
| SYK Stryker Corp. | Add +1.1% | 0.26% | +0.03 |
| XBI SS SPDR S&P Biotech ETF | Add +248.2% | 0.04% | +0.03 |
| GVA Granite Construction Inc. | Add +350.3% | 0.03% | +0.03 |
| PSX Phillips 66 | Add +16.6% | 0.11% | +0.03 |
| DVN Devon Energy Corp. | Add +16.8% | 0.16% | +0.03 |
| SDVY First Trust Smid Cap Rising | Add +33.9% | 0.10% | +0.02 |
| CGUS Cap Group Core Equity | Add +28.4% | 0.11% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +1.6% | 0.88% | +0.02 |
| SCHW Schwab (charles) Corp. | Add +14.5% | 0.24% | +0.02 |
| AEE Ameren Corporation | Add +719.3% | 0.03% | +0.02 |
| UMH Umh Properties Inc. | Add +25.1% | 0.12% | +0.02 |
| VZ Verizon Communications Inc. | Add +10.5% | 0.19% | +0.02 |
| ECL Ecolab Inc. | Add +10.4% | 0.14% | +0.02 |
| OKE Oneok Inc. | Add +20.6% | 0.10% | +0.02 |
| LOW Lowe's Cos Inc. | Add +1.6% | 0.31% | +0.02 |
| CGCP Cap Group Core Plus Income | Add +40.2% | 0.09% | +0.02 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | Add +445.6% | 0.02% | +0.02 |
| NFLX Netflix Inc. | Add +14.4% | 0.08% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| TSLA Tesla Inc. | call | New | 20 | $89K |
| NVDA Nvidia Corp. | call | New | 2 | $20K |
| BMO Bank of Montreal | put | Sold out | 10 | $20Kbefore exit |
| RY Royal Bank of Canada | put | Sold out | 15 | $10Kbefore exit |
| COF Capital One Financial Corp. | put | Sold out | 2 | $9Kbefore exit |
| GOLF Acushnet Holdings Corp. | put | Sold out | 4 | $8Kbefore exit |
| AVGO Broadcom Inc. | call | New | 1 | $5K |
| LULU Lululemon Athletica Inc. | put | Sold out | 1 | $3Kbefore exit |
| LNTH Lantheus Holdings Inc. | call | Sold out | 2 | $2Kbefore exit |
| RXRX Recursion Pharmaceuticals-A | call | New | 3 | $1K |
| PLTR Palantir Technologies Inc. Class A | put | Sold out | 10 | $1Kbefore exit |
| ZS Zscaler Inc. | put | Sold out | 5 | $1Kbefore exit |
| MU Micron Technology Inc. | call | New | 1 | $1K |
| AMAT Applied Materials Inc. | call | New | 1 | $970 |
| CWCO Consolidated Water Co.-Ord SH | call | New | 2 | $794 |
| MRVL Marvell Technology Inc. | call | New | 1 | $745 |
| NUE Nucor Corp. | put | Sold out | 1 | $675before exit |
| PATH Uipath Inc. Class A | call | New | 1 | $324 |
| AEO American Eagle Outfitters | put | Sold out | 10 | $170before exit |
| BMY Bristol-Myers Squibb Co. | call | New | 1 | $148 |
| WSM Williams-Sonoma Inc. | put | Sold out | 4 | $20before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +10.9% | 113,005 | $2.1M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +16.9% | 68,330 | $1.7M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +38.1% | 826 | $1.0M |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Add +71.4% | 40,214 | $1.0M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -2.4% | 5,408 | $233K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 150,000 | $150K |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | New | 160,000 | $148K |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | Sold out | 135,000 | $140Kbefore exit |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Sold out | 150,000 | $137Kbefore exit |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Sold out | 170,000 | $122Kbefore exit |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | New | 52,000 | $51K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | New | 25,000 | $24K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Sold out | 125,000 | $17Kbefore exit |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 15,000 | $15Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,571 | $18.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q1 2026 | 1,544 | $16.5B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2025 | 1,500 | $16.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q3 2025 | 1,501 | $15.6B | VTV, VUG, IXUS, AGG, MSFT |
| Q2 2025 | 1,422 | $14.2B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2025 | 1,385 | $12.4B | VTV, VUG, IXUS, AGG, AAPL |
| Q4 2024 | 1,398 | $12.3B | VTV, VUG, IXUS, AGG, AAPL |
| Q3 2024 | 1,359 | $12.1B | VTV, VUG, IXUS, AGG, AAPL |
| Q2 2024 | 1,345 | $11.3B | VTV, VUG, IXUS, AGG, MSFT |
| Q1 2024 | 1,344 | $11.1B | VTV, VUG, IXUS, AGG, MSFT |