Farther Finance Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Farther Finance Advisors, LLC reported 3,579 stock positions worth $1.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.0% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 5.9%) and Nvidia (NVDA, 3.7%). Compared with Q4 2023, it opened 248 new positions, sold out of 201, added to 1,370 and reduced 1,056. The biggest buy was a new position in Ishrs US E F R A ETF-Usd (DYNF) and the biggest sale Vanguard Short-Term Bond ETF (BSV, shares −33%).
- Most Recent 13F
- Q2 2026
- Location
- SAN FRANCISCO, CA
- CIK
- 0001992825
- Portfolio Value
- $1.6B (Q1 2024)
- SEC Filing
- 0001992825-24-000002 ↗ filed May 14, 2024
Holdings Value
Holdings 3,579 stocks · $1.6B
| IVV iShares Core S&P 500 ETF | 7.01% | 219,623 | $115.3M | Add +14.8% |
| VOO Vanguard S&P 500 ETF | 5.91% | 202,353 | $97.1M | Reduce -0.6% |
| NVDA Nvidia Corp. | 3.69% | 67,131 | $60.7M | Reduce -0.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 2.47% | 898,233 | $40.5M | Add +50.0% |
| FFIU Uva Unconstrained Medium-Ter | 2.26% | 1,720,678 | $37.1M | Add +1.0% |
| AAPL Apple Inc. | 2.16% | 208,667 | $35.5M | Add +4.2% |
| BIV Vanguard Intermediate-Term B | 1.84% | 404,881 | $30.2M | Add +53.3% |
| MSFT Microsoft Corp. | 1.83% | 70,941 | $30.1M | Add +10.0% |
| BSV Vanguard Short-Term Bond ETF | 1.52% | 327,139 | $25.0M | Reduce -33.1% |
| QUAL iShares MSCI USA Quality Fac | 1.33% | 133,648 | $21.9M | Add +23.4% |
| MUB iShares National Muni Bond E | 1.18% | 181,337 | $19.4M | Add +45.1% |
| IEFA iShares Core MSCI Eafe ETF | 1.02% | 226,221 | $16.7M | Reduce -15.4% |
| IJR iShares Core S&P Small-Cap E | 0.96% | 144,836 | $15.8M | Add +9.5% |
| VEA Vanguard Ftse Developed ETF | 0.87% | 285,457 | $14.3M | Add +53.4% |
| EFV iShares MSCI Eafe Value ETF | 0.84% | 254,327 | $13.7M | Add +5.5% |
| AMZN Amazon.com Inc. | 0.82% | 74,837 | $13.5M | Add +14.4% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.78% | 367,109 | $12.8M | Reduce -4.0% |
| SCHX Schwab US Large-Cap ETF | 0.77% | 203,630 | $12.6M | Add +56.9% |
| SCHO Schwab Short-Term US Treas | 0.76% | 260,910 | $12.5M | Add +118.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.76% | 29,684 | $12.5M | Add +3.3% |
| GOOGL Alphabet Inc. Class A | 0.74% | 78,715 | $12.2M | Add +5.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.70% | 111,867 | $11.6M | Add +17.9% |
| BND Vanguard Total Bond Market | 0.68% | 154,555 | $11.1M | Add +10.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.67% | 67,883 | $11.0M | Add +1.2% |
| VGIT Vanguard Intermediate-Term T | 0.65% | 184,454 | $10.7M | Add +60.6% |
| SHM SS SPDR N Ice St Muni ETF | 0.62% | 216,720 | $10.2M | Reduce -16.0% |
| IYW iShares Ustechnology ETF | 0.62% | 75,235 | $10.2M | Add +29.5% |
| MBB iShares MBS ETF | 0.62% | 110,700 | $10.1M | Add +26.1% |
| SGOL Abrdn Physical Gold Shares | 0.60% | 460,775 | $9.9M | Reduce -0.1% |
| IVE iShares S&P 500 Value ETF | 0.59% | 51,875 | $9.6M | Add +116.8% |
| IEMG iShares Core MSCI Emerging | 0.58% | 184,982 | $9.6M | Reduce -22.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.58% | 21,489 | $9.6M | Add +35.0% |
| IVW iShares S&P 500 Growth ETF | 0.55% | 106,676 | $9.0M | Add +116.6% |
| CVX Chevron Corp. | 0.54% | 56,193 | $8.9M | Reduce -3.2% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.51% | 190,492 | $8.5M | New |
| VNQ Vanguard Real Estate ETF | 0.49% | 95,489 | $8.1M | Add +23.6% |
| GOVT iShares US Treasury Bond ETF | 0.49% | 359,665 | $8.1M | Add +11.5% |
| AGG iShares Core U.S. Aggregate | 0.47% | 78,886 | $7.6M | Reduce -1.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.46% | 14,484 | $7.6M | Add +324.1% |
| XLG Invesco S&P 500 Top 50 ETF | 0.43% | 167,416 | $7.1M | Reduce -10.6% |
| ESGU iShares ESG Aware MSCI USA | 0.43% | 61,406 | $7.0M | Reduce -24.8% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.42% | 37,227 | $7.0M | Reduce -8.1% |
| GOOG Alphabet Inc. Class C | 0.42% | 44,145 | $6.9M | Add +10.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.42% | 35,954 | $6.8M | Reduce -14.2% |
| DFUV Dimensional US Marketwide Va | 0.41% | 166,759 | $6.8M | Reduce -1.5% |
| IJH iShares Core S&P Midcap ETF | 0.40% | 108,121 | $6.5M | Reduce -0.8% |
| TLT iShares 20+ Year Treasury BD | 0.40% | 70,410 | $6.5M | Add +27.0% |
| HD Home Depot Inc. | 0.39% | 17,624 | $6.5M | Add +2.4% |
| V Visa Inc. Class A | 0.39% | 23,143 | $6.4M | Add +7.2% |
| LLY Eli Lilly & Co. | 0.38% | 8,296 | $6.3M | Add +8.5% |
| JNJ Johnson & Johnson | 0.38% | 39,329 | $6.2M | Add +13.1% |
| JPM JPMorgan Chase & Co. | 0.38% | 30,983 | $6.2M | Add +14.3% |
| WMT Walmart Inc. | 0.37% | 102,504 | $6.2M | Reduce -1.4% |
| VCIT Vanguard Int-Term Corporate | 0.36% | 74,383 | $5.9M | Reduce -6.8% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.35% | 24,142 | $5.8M | Reduce -0.2% |
| ACN Accenture PLC Class A | 0.35% | 16,889 | $5.7M | Reduce -14.5% |
| META Meta Platforms Inc. Class A | 0.34% | 11,373 | $5.6M | Add +8.7% |
| XOM Exxon Mobil Corp. | 0.34% | 47,470 | $5.6M | Add +10.5% |
| VGSH Vanguard Short-Term Treasury | 0.34% | 95,628 | $5.5M | Add +15.7% |
| AVUS Avantis U.S. Equity ETF | 0.33% | 60,561 | $5.4M | Add +1.7% |
| NOBL Proshares S&P 500 Dividend A | 0.31% | 51,169 | $5.2M | Reduce -13.0% |
| PG The Procter & Gamble Co. | 0.31% | 32,071 | $5.1M | Add +8.2% |
| LRGF iShares US Equity Factor ETF | 0.31% | 93,707 | $5.0M | Reduce -27.6% |
| VWO Vanguard Ftse Emerging Marke | 0.30% | 119,521 | $5.0M | Add +5.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.30% | 68,046 | $5.0M | Add +1.0% |
| TFLO iShares Treasury Floating Ra | 0.30% | 97,508 | $4.9M | Reduce -23.5% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.30% | 84,830 | $4.9M | Add +148.8% |
| DFAS Dimensional US Small Cap ETF | 0.28% | 75,715 | $4.7M | Add +0.9% |
| VGLT Vanguard Long-Term Treasury | 0.28% | 80,100 | $4.6M | Add +5319.5% |
| IWF iShares Russell 1000 Growth | 0.28% | 13,610 | $4.6M | Add +40.1% |
| SPIB SS SPDR P Int C Corp. ETF | 0.27% | 139,279 | $4.5M | Add +50.7% |
| JNK SS SPDR BB High Yield Bond | 0.27% | 47,891 | $4.5M | Reduce -44.3% |
| SPHY SS SPDR P High Yield ETF | 0.27% | 191,276 | $4.4M | Add +33.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.27% | 57,743 | $4.4M | Reduce -9.3% |
| MA Mastercard Inc. Class A | 0.27% | 9,271 | $4.4M | Reduce -7.5% |
| UNH Unitedhealth Group Inc. | 0.26% | 8,682 | $4.3M | Add +12.0% |
| GLD SPDR Gold Shares | 0.26% | 20,382 | $4.2M | Add +2.5% |
| AVGO Broadcom Inc. | 0.25% | 3,078 | $4.2M | Add +8.3% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.25% | 77,156 | $4.1M | Add +49.9% |
| AVUV Avantis US Small Cap Value | 0.25% | 43,550 | $4.0M | Add +100.3% |
| VIG Vanguard Dividend Apprec ETF | 0.25% | 22,304 | $4.0M | Add +9.4% |
| TSLA Tesla Inc. | 0.24% | 22,917 | $4.0M | Add +7.0% |
| ITOT iShares Core S&P Total U.S. | 0.24% | 34,888 | $4.0M | Add +3.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.24% | 32,901 | $4.0M | Add +7.2% |
| COST Costco Wholesale Corp. | 0.24% | 5,491 | $4.0M | Reduce -7.5% |
| ORCL Oracle Corp. | 0.24% | 31,049 | $3.9M | Add +4.2% |
| SCHF Schwab Intl Equity ETF | 0.23% | 96,304 | $3.7M | Reduce -18.5% |
| SHY iShares 1-3 Year Treasury Bo | 0.21% | 43,150 | $3.5M | Add +20.7% |
| PEP Pepsico Inc. | 0.21% | 20,251 | $3.5M | Add +135.4% |
| NEE Nextera Energy Inc. | 0.21% | 54,757 | $3.5M | Add +14.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.21% | 26,892 | $3.4M | Reduce -20.7% |
| INTF iShares International Equity | 0.21% | 115,254 | $3.4M | Add +9.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.20% | 66,948 | $3.4M | Add +10.0% |
| ABBV Abbvie Inc. | 0.20% | 18,312 | $3.3M | Add +8.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.20% | 9,469 | $3.3M | Reduce -11.2% |
| CRM Salesforce Inc. | 0.20% | 10,772 | $3.3M | Add +12.7% |
| MCD McDonald's Corp. | 0.20% | 11,619 | $3.3M | Add +7.0% |
| SCHM Schwab US Mid Cap ETF | 0.19% | 39,451 | $3.2M | Add +1570.2% |
| GD General Dynamics Corp. | 0.19% | 10,738 | $3.1M | Reduce -6.5% |
| RWM Proshares Short RUSSELL2000 | 0.18% | 149,890 | $3.0M | Add +3.6% |
Options reported separately and not counted above: ACCENTURE PLC IRELAND puts ($509), COMSTOCK INC calls ($11).
Other holdings (8): bonds, preferreds, convertibles and warrants · $226K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,696 | $120K | Reduce -43.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 41 | $49K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 36 | $44K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 1,346 | $6K | Reduce -3.4% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 143 | $4K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 143 | $4K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 73 | $33 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 1 | $13 | No change |
Lines left out (1) · $2 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| GGN Gamco GLBL Gold NTRL Res Inc. | COM SH BEN INT | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.6B.
Portfolio Sells Q4 2023 → Q1 2024
| BSV Vanguard Short-Term Bond ETF | Reduce -33.1% | 1.52% | −1.19 |
| VOO Vanguard S&P 500 ETF | Reduce -0.6% | 5.91% | −0.49 |
| JPST JPMorgan Ultra-Short Income | Reduce -85.6% | 0.05% | −0.38 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -15.4% | 1.02% | −0.34 |
| JNK SS SPDR BB High Yield Bond | Reduce -44.3% | 0.27% | −0.31 |
| IEMG iShares Core MSCI Emerging | Reduce -22.4% | 0.58% | −0.29 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -16.0% | 0.62% | −0.26 |
| ESGU iShares ESG Aware MSCI USA | Reduce -24.8% | 0.43% | −0.19 |
| TFLO iShares Treasury Floating Ra | Reduce -23.5% | 0.30% | −0.16 |
| ACN Accenture PLC Class A | Reduce -14.5% | 0.35% | −0.15 |
| LRGF iShares US Equity Factor ETF | Reduce -27.6% | 0.31% | −0.14 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -70.3% | 0.04% | −0.13 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -14.2% | 0.42% | −0.13 |
| VNQI Vanguard GLBL Ex-US Real Est | Reduce -46.1% | 0.09% | −0.11 |
| VCIT Vanguard Int-Term Corporate | Reduce -6.8% | 0.36% | −0.11 |
| AGG iShares Core U.S. Aggregate | Reduce -1.2% | 0.47% | −0.10 |
| OEF iShares S&P 100 ETF | Reduce -36.3% | 0.15% | −0.10 |
| CL Colgate-Palmolive Co. | Reduce -61.9% | 0.06% | −0.10 |
| NKE Nike Inc. Class B | Reduce -15.3% | 0.15% | −0.09 |
| SBUX Starbucks Corp. | Reduce -18.4% | 0.18% | −0.09 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -70.3% | 0.03% | −0.09 |
| HYMB SS SPDR N Ice HY Muni ETF | Reduce -39.7% | 0.10% | −0.09 |
| NOBL Proshares S&P 500 Dividend A | Reduce -13.0% | 0.31% | −0.09 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -4.0% | 0.78% | −0.09 |
| ADBE Adobe Inc. | Reduce -4.5% | 0.18% | −0.09 |
| SCHF Schwab Intl Equity ETF | Reduce -18.5% | 0.23% | −0.09 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -9.3% | 0.27% | −0.08 |
| CVX Chevron Corp. | Reduce -3.2% | 0.54% | −0.08 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -10.6% | 0.43% | −0.08 |
| ARES Ares Management Corp. Class A | Reduce -64.9% | 0.04% | −0.08 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -28.4% | 0.13% | −0.07 |
| GILD Gilead Sciences Inc. | Reduce -31.8% | 0.08% | −0.07 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Reduce -8.1% | 0.42% | −0.07 |
| REET iShares Global REIT ETF | Sold out | 0.00% | −0.07 |
| OKE Oneok Inc. | Reduce -60.0% | 0.04% | −0.07 |
| ROP Roper Technologies Inc. | Reduce -25.3% | 0.11% | −0.06 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -28.3% | 0.09% | −0.06 |
| JKHY Jack Henry & Associates Inc. | Reduce -71.7% | 0.02% | −0.06 |
| S Sentinelone Inc. Class A | Reduce -66.8% | 0.02% | −0.06 |
| RSG Republic Services Inc. | Reduce -48.2% | 0.06% | −0.06 |
| BLK BlackRock Finance Inc. | Reduce -25.3% | 0.10% | −0.06 |
| STE Steris PLC | Reduce -54.5% | 0.04% | −0.06 |
| SPGI S&P Global Inc. | Reduce -25.8% | 0.09% | −0.06 |
| POOL Pool Corp. | Reduce -53.1% | 0.04% | −0.06 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -9.0% | 0.17% | −0.06 |
| CVS CVS Health Corp. | Reduce -22.9% | 0.11% | −0.06 |
| FSV Firstservice Corp. | Reduce -45.3% | 0.05% | −0.05 |
| SGOL Abrdn Physical Gold Shares | Reduce -0.1% | 0.60% | −0.05 |
| CME Cme Group Inc. | Reduce -42.4% | 0.05% | −0.05 |
| TRI Thomson Reuters Corp. | Reduce -44.0% | 0.05% | −0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.51% | +0.51 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +50.0% | 2.47% | +0.48 |
| IVV iShares Core S&P 500 ETF | Add +14.8% | 7.01% | +0.44 |
| BIV Vanguard Intermediate-Term B | Add +53.3% | 1.84% | +0.39 |
| SCHO Schwab Short-Term US Treas | Add +118.9% | 0.76% | +0.35 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +324.1% | 0.46% | +0.34 |
| IVE iShares S&P 500 Value ETF | Add +116.8% | 0.59% | +0.29 |
| IVW iShares S&P 500 Growth ETF | Add +116.6% | 0.55% | +0.28 |
| VGLT Vanguard Long-Term Treasury | Add +5319.5% | 0.28% | +0.28 |
| SCHX Schwab US Large-Cap ETF | Add +56.9% | 0.77% | +0.24 |
| VEA Vanguard Ftse Developed ETF | Add +53.4% | 0.87% | +0.23 |
| MUB iShares National Muni Bond E | Add +45.1% | 1.18% | +0.21 |
| QUAL iShares MSCI USA Quality Fac | Add +23.4% | 1.33% | +0.19 |
| SCHM Schwab US Mid Cap ETF | Add +1570.2% | 0.19% | +0.18 |
| VGIT Vanguard Intermediate-Term T | Add +60.6% | 0.65% | +0.16 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +148.8% | 0.30% | +0.16 |
| RSP Invesco S&P 500 Equal Weight | Add +901.4% | 0.16% | +0.15 |
| BINC iShares Flex I A ETF-Usd Inc. | New | 0.12% | +0.12 |
| QQQ Invesco QQQ Trust Series 1 | Add +35.0% | 0.58% | +0.11 |
| AMZN Amazon.com Inc. | Add +14.4% | 0.82% | +0.11 |
| PEP Pepsico Inc. | Add +135.4% | 0.21% | +0.11 |
| IYW iShares Ustechnology ETF | Add +29.5% | 0.62% | +0.11 |
| AVUV Avantis US Small Cap Value | Add +100.3% | 0.25% | +0.11 |
| BIBL Inspire 100 ETF | New | 0.10% | +0.10 |
| IBTG iShares Ibonds Dec 2026 Term | New | 0.10% | +0.10 |
| FYLD Cambria Foreign Shareholder | New | 0.09% | +0.09 |
| MSFT Microsoft Corp. | Add +10.0% | 1.83% | +0.09 |
| META Meta Platforms Inc. Class A | Add +8.7% | 0.34% | +0.07 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +1908.9% | 0.08% | +0.07 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +49.9% | 0.25% | +0.07 |
| IWF iShares Russell 1000 Growth | Add +40.1% | 0.28% | +0.07 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +75.8% | 0.18% | +0.07 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | New | 0.06% | +0.06 |
| LLY Eli Lilly & Co. | Add +8.5% | 0.38% | +0.06 |
| SCHD Schwab US DVD Equity ETF | Add +91.0% | 0.15% | +0.06 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Add +143.5% | 0.11% | +0.06 |
| SPIB SS SPDR P Int C Corp. ETF | Add +50.7% | 0.27% | +0.06 |
| BNDX Vanguard Total Intl Bond ETF | Add +79.3% | 0.16% | +0.05 |
| MINT PIMCO Enhanced Short Maturit | Add +686.9% | 0.06% | +0.05 |
| EYLD Cambria Emerg Shrhldr Yield | New | 0.05% | +0.05 |
| IBTI iShares Ibonds Dec 2028 Term | New | 0.05% | +0.05 |
| AVDE Avantis International Equity | Add +84.7% | 0.12% | +0.05 |
| IBTH iShares Ibonds Dec 2027 Term | New | 0.05% | +0.05 |
| BLV Vanguard Long-Term Bond ETF | Add +29577.8% | 0.05% | +0.05 |
| DIS The Walt Disney Co. | Add +7.2% | 0.24% | +0.04 |
| VGT Vanguard Info Tech ETF | Add +196.7% | 0.07% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +14.3% | 0.38% | +0.04 |
| EFG iShares MSCI Eafe Growth ETF | Add +17.9% | 0.70% | +0.04 |
| ETN Eaton Corp. PLC | Add +41.9% | 0.12% | +0.04 |
| TECH Bio-Techne Corp. | Add +5306.1% | 0.04% | +0.04 |
Options Activity Q4 2023 → Q1 2024
| ACCENTURE PLC IRELAND | put | Reduce -21.1% | 1,500 | $509 |
| BEST BUY INC | call | Sold out | 200 | $16before exit |
| GENERAC HLDGS INC | call | Sold out | 100 | $13before exit |
| FASTLY INC | call | Sold out | 500 | $9before exit |
| ALIBABA GROUP HLDG LTD | call | Sold out | 100 | $8before exit |
| DRAFTKINGS INC NEW | call | Sold out | 200 | $7before exit |
| PAYPAL HLDGS INC | call | Sold out | 100 | $6before exit |
| ARK ETF TR | call | Sold out | 100 | $5before exit |
| PALANTIR TECHNOLOGIES INC | call | Sold out | 200 | $3before exit |
| PROSHARES TR | call | Sold out | 300 | $3before exit |
| VIRGIN GALACTIC HOLDINGS INC | call | Sold out | 500 | $1before exit |
| VROOM INC | call | Sold out | 400 | $0before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -43.3% | 2,696 | $120K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -3.4% | 1,346 | $6K |
| GHYB Goldman Sachs Access HY Corp. | ACCESS HIG YLD | Sold out | 0 | $22before exit |
| XVV iShares ESG Select Screened | ESG SELECT SCRE | Sold out | 0 | $11before exit |
| LTPZ PIMCO 15+ YR US Tips Indx | 15+ YR US TIPS | Sold out | 0 | $9before exit |
| GGN Gamco GLBL Gold NTRL Res Inc. | COM SH BEN INT | New | 0 | $2 |
| USA Liberty All Star Equity Fund | SH BEN INT | Sold out | 0 | $1before exit |
| FVRR Fiverr International Ltd. | ORD SHS | Reduce -100.0% | 0 | $0 |
| AVK Advent Convert & Income | COM | New | 0 | $0 |
| CENTRAL VALLEY COMM BANCORP | COM | New | 0 | $0 |
| EFXT Enerflex Ltd. | COM | Sold out | 0 | $0before exit |
| XELA Exela Technologies Inc. | COM | Sold out | 0 | $0before exit |
| SPGP Invesco S&P 500 Garp ETF | S&P 500 GARP ETF | New | 0 | $0 |
| INFL Horizon Kinetics Infl Benef | HORI KI INFL ETF | Sold out | 0 | $0before exit |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | COM | New | 0 | $0 |
| PROSHARES TR | ULTRAPRO SHT QQQ | New | 0 | $0 |
| SFYX Sofi Next 500 ETF | SOFI NEXT 500 | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,911 | $12.8B | IVV, VOO, AAPL, NVDA, DFIV |
| Q1 2026 | 5,702 | $10.6B | IVV, VOO, AAPL, NVDA, DFIV |
| Q4 2025 | 5,390 | $9.3B | IVV, AAPL, VOO, NVDA, VEA |
| Q3 2025 | 4,918 | $6.6B | IVV, VOO, AAPL, NVDA, VEA |
| Q2 2025 | 4,467 | $5.0B | IVV, VOO, VEA, AAPL, IUSB |
| Q1 2025 | 4,256 | $3.9B | IVV, VOO, AAPL, IUSB, ORLY |
| Q4 2024 | 3,996 | $2.8B | IVV, VOO, IUSB, AAPL, MSFT |
| Q3 2024 | 3,993 | $2.7B | IVV, VOO, NVDA, AAPL, IUSB |
| Q2 2024 | 3,805 | $2.1B | IVV, VOO, NVDA, AAPL, IUSB |
| Q1 2024 | 3,579 | $1.6B | IVV, VOO, NVDA, IUSB, FFIU |