Farther Finance Advisors, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 7, 2026), Farther Finance Advisors, LLC reported 5,702 stock positions worth $10.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.3% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 2.5%) and Apple (AAPL, 2.5%). Compared with Q4 2025, it opened 498 new positions, sold out of 186, added to 2,935 and reduced 1,656. The biggest buy was Dimensional International Va (DFIV, shares +24%) and the biggest sale Vanguard Total Bond Market (BND, shares −21%).
- Most Recent 13F
- Q2 2026
- Location
- SAN FRANCISCO, CA
- CIK
- 0001992825
- Portfolio Value
- $10.6B (Q1 2026)
- SEC Filing
- 0001992825-26-000003 ↗ filed Apr 7, 2026
Holdings Value
Holdings 5,702 stocks · $10.6B
| IVV iShares Core S&P 500 ETF | 5.27% | 846,215 | $556.9M | Add +11.4% |
| VOO Vanguard S&P 500 ETF | 2.53% | 444,151 | $267.5M | Add +16.0% |
| AAPL Apple Inc. | 2.48% | 1,026,507 | $262.4M | Add +7.4% |
| NVDA Nvidia Corp. | 2.13% | 1,280,750 | $225.1M | Add +7.6% |
| DFIV Dimensional International Va | 2.03% | 4,020,264 | $214.4M | Add +24.2% |
| VEA Vanguard Ftse Developed ETF | 1.98% | 3,219,453 | $209.7M | Add +23.1% |
| SGOV iShares 0-3 Month Treasury B | 1.34% | 1,412,375 | $141.8M | Add +34.1% |
| SCHX Schwab US Large-Cap ETF | 1.20% | 4,924,387 | $127.2M | Add +24.0% |
| MSFT Microsoft Corp. | 1.11% | 317,954 | $117.4M | Add +9.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.04% | 558,234 | $109.8M | Add +27.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 1.03% | 1,372,055 | $108.4M | Add +29.0% |
| IEMG iShares Core MSCI Emerging | 1.00% | 1,509,237 | $106.1M | Add +18.0% |
| AMZN Amazon.com Inc. | 0.97% | 488,519 | $102.9M | Add +8.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.94% | 2,164,194 | $99.7M | Add +27.1% |
| STIP iShares 0-5 Year Tips Bond E | 0.92% | 946,212 | $97.6M | Add +28.1% |
| IJR iShares Core S&P Small-Cap E | 0.87% | 737,175 | $92.1M | Add +11.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.86% | 156,104 | $91.2M | Add +2.1% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.84% | 3,393,218 | $88.8M | Add +45.4% |
| GOOGL Alphabet Inc. Class A | 0.81% | 287,688 | $85.6M | Add +3.9% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.75% | 726,716 | $79.0M | Add +53.7% |
| ORLY O'reilly Automotive Inc. | 0.69% | 793,313 | $73.1M | Reduce -1.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.68% | 222,568 | $71.9M | Add +14.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.66% | 106,308 | $69.7M | Add +7.9% |
| GOOG Alphabet Inc. Class C | 0.65% | 232,503 | $68.6M | Add +10.5% |
| DFAC Dimensional US Core Equity 2 | 0.59% | 1,581,883 | $61.9M | Add +51.8% |
| AVUV Avantis US Small Cap Value | 0.58% | 558,513 | $61.8M | Add +25.5% |
| AVEM Avantis Emerging Markets Eq | 0.58% | 748,163 | $60.8M | Add +25.5% |
| GLDM SPDR Gold Minishares Trust | 0.57% | 640,580 | $60.4M | Add +0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.55% | 121,991 | $58.4M | Add +13.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.55% | 634,319 | $58.3M | Reduce -9.8% |
| MUB iShares National Muni Bond E | 0.54% | 532,745 | $56.6M | Add +11.8% |
| DFUS Dimensional US Eq MKT ETF | 0.52% | 765,857 | $54.7M | Add +12.5% |
| BND Vanguard Total Bond Market | 0.51% | 738,514 | $54.2M | Reduce -20.8% |
| AVGO Broadcom Inc. | 0.51% | 172,570 | $54.1M | Add +3.6% |
| IBND SS SPDR BB Intl Corp. BD ETF | 0.51% | 1,727,635 | $53.8M | Add +34.4% |
| XLV SS Health Care Select Sector | 0.46% | 326,935 | $48.3M | Add +26.4% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.45% | 797,017 | $47.6M | Add +19.0% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.45% | 597,945 | $47.6M | Add +16.8% |
| AVLV Avantis US Large Cap Value | 0.44% | 579,883 | $46.9M | Reduce -13.3% |
| BSV Vanguard Short-Term Bond ETF | 0.43% | 588,387 | $46.0M | Add +22.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.42% | 152,325 | $44.0M | Add +55.9% |
| XLF SS Financial Select Sector | 0.41% | 884,922 | $43.8M | Add +44.7% |
| VIG Vanguard Dividend Apprec ETF | 0.41% | 199,219 | $43.0M | Add +43.0% |
| WMT Walmart Inc. | 0.40% | 342,550 | $42.7M | Add +8.9% |
| TSLA Tesla Inc. | 0.40% | 111,942 | $42.7M | Add +8.9% |
| JPM JPMorgan Chase & Co. | 0.40% | 142,980 | $42.2M | Reduce -1.4% |
| META Meta Platforms Inc. Class A | 0.39% | 71,065 | $41.2M | Add +2.1% |
| SCHD Schwab US DVD Equity ETF | 0.39% | 1,343,731 | $41.0M | Add +29.6% |
| LLY Eli Lilly & Co. | 0.38% | 42,194 | $40.3M | Add +35.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.38% | 514,985 | $39.7M | Reduce -23.1% |
| USFR Wisdomtree Floating Rate Tre | 0.37% | 778,937 | $39.2M | Add +179.3% |
| QUAL iShares MSCI USA Quality Fac | 0.37% | 201,135 | $38.8M | Reduce -3.6% |
| IVW iShares S&P 500 Growth ETF | 0.36% | 332,587 | $38.1M | Reduce -14.0% |
| XOM Exxon Mobil Corp. | 0.35% | 231,713 | $37.3M | Add +12.4% |
| BIV Vanguard Intermediate-Term B | 0.35% | 478,577 | $36.8M | Reduce -4.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.34% | 620,709 | $36.5M | Reduce -13.6% |
| VWO Vanguard Ftse Emerging Marke | 0.34% | 669,207 | $36.3M | Add +29.6% |
| IJH iShares Core S&P Midcap ETF | 0.34% | 531,296 | $36.2M | Add +15.5% |
| EFV iShares MSCI Eafe Value ETF | 0.34% | 480,438 | $36.2M | Reduce -19.2% |
| XLG Invesco S&P 500 Top 50 ETF | 0.34% | 654,624 | $36.0M | Add +141.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.34% | 137,840 | $35.9M | Add +35.9% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.33% | 761,956 | $35.4M | Add +71.7% |
| SHY iShares 1-3 Year Treasury Bo | 0.32% | 415,585 | $34.2M | Add +30.3% |
| IVE iShares S&P 500 Value ETF | 0.32% | 158,047 | $33.4M | Reduce -10.8% |
| QQQM Invesco Nasdaq 100 ETF | 0.32% | 138,415 | $33.3M | Add +61.5% |
| RSP Invesco S&P 500 Equal Weight | 0.30% | 167,192 | $32.2M | Add +5.4% |
| FBND Fidelity Total Bond ETF | 0.30% | 692,789 | $31.6M | Add +0.8% |
| JNJ Johnson & Johnson | 0.29% | 126,839 | $31.0M | Add +19.1% |
| SCHF Schwab Intl Equity ETF | 0.28% | 1,160,052 | $29.2M | Add +26.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.28% | 65,882 | $29.1M | Add +12.9% |
| DUHP Dimensional US High Profi Et | 0.27% | 781,419 | $28.9M | Add +1.8% |
| GLD SPDR Gold Shares | 0.27% | 65,880 | $28.8M | Add +67.0% |
| FLRN SS SPDR BB Ig Float RT ETF | 0.27% | 924,800 | $28.3M | Add +14.1% |
| IEF iShares 7-10 Year Treasury B | 0.27% | 294,845 | $28.0M | Reduce -6.3% |
| V Visa Inc. Class A | 0.26% | 92,013 | $27.5M | Add +11.6% |
| DFAS Dimensional US Small Cap ETF | 0.26% | 381,467 | $27.3M | Add +19.2% |
| DFUV Dimensional US Marketwide Va | 0.26% | 561,231 | $27.3M | Add +17.5% |
| DFSD Dimensional Short Duration | 0.26% | 568,116 | $27.2M | Add +64.3% |
| BNDX Vanguard Total Intl Bond ETF | 0.26% | 563,358 | $27.0M | Add +35.5% |
| DFAW Dimensional World Eqty ETF | 0.25% | 362,171 | $26.9M | Add +4.0% |
| CVX Chevron Corp. | 0.25% | 135,879 | $26.8M | Add +9.6% |
| IAU iShares Gold Trust | 0.25% | 298,181 | $26.7M | Add +73.8% |
| AGG iShares Core U.S. Aggregate | 0.25% | 269,206 | $26.7M | Add +20.2% |
| DFCF Dimensional Core Fixed Inc. | 0.25% | 629,547 | $26.6M | Add +133.3% |
| TLT iShares 20+ Year Treasury BD | 0.25% | 303,951 | $26.2M | Add +5.2% |
| CAT Caterpillar Inc. | 0.23% | 33,904 | $24.8M | Add +7.0% |
| VYM Vanguard High DVD Yield ETF | 0.23% | 167,178 | $24.7M | Add +323.7% |
| COST Costco Wholesale Corp. | 0.23% | 24,019 | $23.9M | Add +13.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.22% | 256,824 | $23.5M | Reduce -37.0% |
| IWM iShares Russell 2000 ETF | 0.22% | 93,857 | $23.4M | Add +70.8% |
| ABBV Abbvie Inc. | 0.22% | 107,770 | $23.2M | Add +19.1% |
| IWF iShares Russell 1000 Growth | 0.21% | 51,977 | $22.4M | Add +12.5% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.21% | 739,944 | $22.4M | Add +143.5% |
| SCHG Schwab US Large-Cap Growth | 0.21% | 758,106 | $22.3M | Add +13.4% |
| PLTR Palantir Technologies Inc. Class A | 0.21% | 149,527 | $21.9M | Reduce -7.9% |
| DFAX Dimensional World Ex US Core | 0.20% | 611,688 | $21.1M | Add +11.0% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.20% | 402,307 | $20.9M | Add +25.1% |
| GOVT iShares US Treasury Bond ETF | 0.19% | 902,012 | $20.6M | Add +8.9% |
| SHV iShares 0-1 Year Treasury Bo | 0.19% | 183,613 | $20.2M | Add +6.7% |
| TFLO iShares Treasury Floating Ra | 0.19% | 399,043 | $20.1M | Add +49.5% |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T puts ($7.0M), INVESCO QQQ TR puts ($2.2M), AMAZON COM INC puts ($842K), MICRON TECHNOLOGY INC calls ($625K), DOORDASH INC puts ($602K), TESLA INC puts ($496K), MICROSOFT CORP puts ($370K), ACCENTURE PLC IRELAND puts ($238K), NEXTERA ENERGY INC puts ($204K), VENTURE GLOBAL INC puts ($147K), REDDIT INC calls ($136K), META PLATFORMS INC puts ($116K), and 12 more.
Other holdings (28): bonds, preferreds, convertibles and warrants · $4.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,385 | $3.9M | Add +16.4% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 6,230 | $445K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 3,023 | $118K | Add +5.5% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 1,769 | $102K | Add +22.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 35 | $41K | No change |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 790 | $31K | New |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 163 | $11K | Add +239.6% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 254 | $9K | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 105 | $8K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 143 | $4K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 143 | $4K | No change |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | 848 | $2K | No change |
| FRBNW Forbion European Acqui A -23 | *W EXP 12/10/202 | 550 | $1K | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 1,000 | $590 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 17 | $255 | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 54 | $199 | Reduce -3.6% |
| DFDVW Defi Development Corp. | *W EXP 01/21/202 | 202 | $101 | New |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 162 | $78 | No change |
| PSNYW Polestar Auto Class C-1 ADS | ADS CL C-1 | 10 | $51 | No change |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 70 | $42 | Reduce -50.0% |
| XBPEW CF Acquisition Viii A -CW27 | *W EXP 11/30/202 | 399 | $22 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 93 | $19 | No change |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 70 | $17 | Reduce -50.0% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 70 | $16 | Reduce -50.0% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 2 | $12 | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 175 | $4 | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 1 | $3 | New |
| RBTCW Founder Spac -CW23 | *W EXP 04/01/202 | 49 | $0 | No change |
Lines left out (2) · $14 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| UYLD Angel Oak Ultrashort Income | OAK ULTRASHORT | 0 | $11 |
| DSTL Distillate US Fundamental St | DISTILLATE US | 0 | $3 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $10.6B.
Portfolio Sells Q4 2025 → Q1 2026
| BND Vanguard Total Bond Market | Reduce -20.8% | 0.51% | −0.23 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -23.1% | 0.38% | −0.20 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -37.0% | 0.22% | −0.18 |
| CGGR Cap Group Growth Equity | Reduce -40.2% | 0.16% | −0.17 |
| OEF iShares S&P 100 ETF | Reduce -48.3% | 0.12% | −0.17 |
| IVW iShares S&P 500 Growth ETF | Reduce -14.0% | 0.36% | −0.15 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -13.6% | 0.34% | −0.12 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -9.8% | 0.55% | −0.12 |
| JPHY JPMorgan Active H Yield ETF | Reduce -80.8% | 0.02% | −0.12 |
| PYLD PIMCO Multisector Bond Actv | Reduce -39.6% | 0.13% | −0.12 |
| EFV iShares MSCI Eafe Value ETF | Reduce -19.2% | 0.34% | −0.11 |
| CGGO Cap Group Global Growth | Reduce -59.4% | 0.06% | −0.11 |
| PLTR Palantir Technologies Inc. Class A | Reduce -7.9% | 0.21% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -1.4% | 0.40% | −0.10 |
| AVLV Avantis US Large Cap Value | Reduce -13.3% | 0.44% | −0.10 |
| ORLY O'reilly Automotive Inc. | Reduce -1.0% | 0.69% | −0.09 |
| IVE iShares S&P 500 Value ETF | Reduce -10.8% | 0.32% | −0.09 |
| SCHB Schwab US Broad Market ETF | Reduce -37.3% | 0.10% | −0.09 |
| EFA iShares MSCI Eafe ETF | Reduce -41.2% | 0.09% | −0.08 |
| IWB iShares Russell 1000 ETF | Reduce -21.4% | 0.16% | −0.08 |
| QUAL iShares MSCI USA Quality Fac | Reduce -3.6% | 0.37% | −0.08 |
| BIV Vanguard Intermediate-Term B | Reduce -4.1% | 0.35% | −0.07 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -37.7% | 0.09% | −0.07 |
| JPIE JPMorgan Income ETF | Reduce -26.5% | 0.11% | −0.06 |
| ILCG iShares Morningstar Growth E | Reduce -60.8% | 0.03% | −0.06 |
| IEF iShares 7-10 Year Treasury B | Reduce -6.3% | 0.27% | −0.06 |
| JPLD JPMorgan Ltd. Duration ETF | Sold out | 0.00% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -2.4% | 0.10% | −0.05 |
| JIVE JPM Interntl Value ETF | Reduce -98.8% | 0.00% | −0.05 |
| VXUS Vanguard Total Intl Stock | Reduce -17.6% | 0.16% | −0.05 |
| DIVB iShares Core Dividend ETF | Reduce -30.0% | 0.09% | −0.05 |
| IQQQ Proshares NDX High Incom ETF | Reduce -99.1% | 0.00% | −0.05 |
| VGSH Vanguard Short-Term Treasury | Reduce -9.1% | 0.17% | −0.04 |
| SCHM Schwab US Mid Cap ETF | Reduce -18.4% | 0.13% | −0.04 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -12.3% | 0.13% | −0.04 |
| JNK SS SPDR BB High Yield Bond | Reduce -57.7% | 0.02% | −0.04 |
| INTU Intuit Inc. | Reduce -0.4% | 0.05% | −0.04 |
| CEFS Saba Opport Hedg Cef ETF-Usd | Reduce -42.5% | 0.04% | −0.04 |
| JEPI JPMorgan Equity Premium Inco | Reduce -4.9% | 0.17% | −0.04 |
| TLH iShares 10-20 Year Treasury | Reduce -15.7% | 0.09% | −0.03 |
| XUSP Innovator Uncapped Acc US Eq | Reduce -7.1% | 0.11% | −0.03 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -36.0% | 0.04% | −0.03 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -7.5% | 0.11% | −0.03 |
| USDU Wisdomtree BBG Usd Bullish | Reduce -65.2% | 0.01% | −0.03 |
| VDE Vanguard Energy ETF | Reduce -72.9% | 0.01% | −0.03 |
| QLD Proshares Ultra QQQ | Reduce -72.4% | 0.01% | −0.03 |
| VT Vanguard Tot World STK ETF | Reduce -17.2% | 0.07% | −0.03 |
| ITA iShares U.S. Aerospace & Def | Reduce -55.8% | 0.02% | −0.03 |
| EWP iShares MSCI Spain ETF | Reduce -96.3% | 0.00% | −0.03 |
| MDT Medtronic PLC | Reduce -17.2% | 0.05% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| DFIV Dimensional International Va | Add +24.2% | 2.03% | +0.29 |
| VEA Vanguard Ftse Developed ETF | Add +23.1% | 1.98% | +0.23 |
| USFR Wisdomtree Floating Rate Tre | Add +179.3% | 0.37% | +0.22 |
| SGOV iShares 0-3 Month Treasury B | Add +34.1% | 1.34% | +0.21 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +53.7% | 0.75% | +0.19 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +45.4% | 0.84% | +0.18 |
| VYM Vanguard High DVD Yield ETF | Add +323.7% | 0.23% | +0.17 |
| XLG Invesco S&P 500 Top 50 ETF | Add +141.2% | 0.34% | +0.17 |
| DFAC Dimensional US Core Equity 2 | Add +51.8% | 0.59% | +0.14 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +27.4% | 1.04% | +0.14 |
| DFCF Dimensional Core Fixed Inc. | Add +133.3% | 0.25% | +0.13 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +71.7% | 0.33% | +0.12 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Add +143.5% | 0.21% | +0.12 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +29.0% | 1.03% | +0.12 |
| SPYI Neos S&P 500 High Income ETF | Add +1396.4% | 0.12% | +0.11 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +55.9% | 0.42% | +0.11 |
| STIP iShares 0-5 Year Tips Bond E | Add +28.1% | 0.92% | +0.11 |
| GLD SPDR Gold Shares | Add +67.0% | 0.27% | +0.10 |
| IAU iShares Gold Trust | Add +73.8% | 0.25% | +0.10 |
| FTSM First Trust Enh Short Mat FD | Add +313.6% | 0.14% | +0.10 |
| AVUV Avantis US Small Cap Value | Add +25.5% | 0.58% | +0.10 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +27.1% | 0.94% | +0.09 |
| IDV iShares International Select | Add +262.5% | 0.12% | +0.09 |
| XOM Exxon Mobil Corp. | Add +12.4% | 0.35% | +0.09 |
| JPST JPMorgan Ultra-Short Income | Add +133.8% | 0.16% | +0.08 |
| AVEM Avantis Emerging Markets Eq | Add +25.5% | 0.58% | +0.08 |
| SCHD Schwab US DVD Equity ETF | Add +29.6% | 0.39% | +0.08 |
| QQQM Invesco Nasdaq 100 ETF | Add +61.5% | 0.32% | +0.08 |
| IEMG iShares Core MSCI Emerging | Add +18.0% | 1.00% | +0.08 |
| DFSD Dimensional Short Duration | Add +64.3% | 0.26% | +0.08 |
| VIG Vanguard Dividend Apprec ETF | Add +43.0% | 0.41% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +70.8% | 0.22% | +0.08 |
| MLPX Global X MLP & Energy Infras | Add +14913.0% | 0.08% | +0.08 |
| IHDG Wisdomtree International Hed | Add +3487.0% | 0.08% | +0.07 |
| SPHQ Invesco S&P 500 Quality ETF | Add +226.8% | 0.11% | +0.07 |
| DON Wisdomtree US Midcap Dividen | Add +439.9% | 0.08% | +0.07 |
| IBND SS SPDR BB Intl Corp. BD ETF | Add +34.4% | 0.51% | +0.07 |
| JQUA JPMorgan US Quality Factor | Add +922.1% | 0.07% | +0.06 |
| BUXX Strive Enhanced Income Short | Add +279.0% | 0.08% | +0.06 |
| SPEM State Street SP PTF Em ETF | Add +240.5% | 0.08% | +0.06 |
| JNJ Johnson & Johnson | Add +19.1% | 0.29% | +0.06 |
| SCHX Schwab US Large-Cap ETF | Add +24.0% | 1.20% | +0.06 |
| IQLT iShares MSCI International Q | Add +808.8% | 0.06% | +0.06 |
| XLF SS Financial Select Sector | Add +44.7% | 0.41% | +0.05 |
| VTIP Vanguard Short-Term Tips | Add +66.1% | 0.16% | +0.05 |
| CVX Chevron Corp. | Add +9.6% | 0.25% | +0.05 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +16.8% | 0.45% | +0.05 |
| IWD iShares Russell 1000 Value E | Add +78.6% | 0.13% | +0.05 |
| MU Micron Technology Inc. | Add +20.8% | 0.18% | +0.05 |
| JBND JPMorgan Active Bond ETF | Add +636.0% | 0.06% | +0.05 |
Options Activity Q4 2025 → Q1 2026
| STATE STR SPDR S&P 500 ETF T | put | Reduce -14.4% | 10,700 | $7.0M |
| INVESCO QQQ TR | put | New | 3,700 | $2.2M |
| JPMORGAN CHASE & CO | put | Sold out | 2,500 | $806Kbefore exit |
| STATE STR CORP | put | Sold out | 5,400 | $697Kbefore exit |
| MICRON TECHNOLOGY INC | call | New | 1,700 | $625K |
| MICROSOFT CORP | put | Reduce -41.2% | 1,000 | $370K |
| NETFLIX INC. | put | Sold out | 3,800 | $356Kbefore exit |
| PALANTIR TECHNOLOGIES INC | put | Sold out | 2,000 | $356Kbefore exit |
| FIFTH THIRD BANCORP | put | Sold out | 7,500 | $351Kbefore exit |
| BROADCOM INC | put | Sold out | 1,000 | $346Kbefore exit |
| NVIDIA CORPORATION | put | Sold out | 1,800 | $336Kbefore exit |
| APPLE INC | put | Sold out | 1,200 | $326Kbefore exit |
| ACCENTURE PLC IRELAND | put | New | 1,200 | $238K |
| KROGER CO | put | Sold out | 3,600 | $225Kbefore exit |
| NEXTERA ENERGY INC | put | New | 2,200 | $204K |
| META PLATFORMS INC | call | Sold out | 300 | $198Kbefore exit |
| OREILLY AUTOMOTIVE INC | put | Sold out | 2,000 | $182Kbefore exit |
| VENTURE GLOBAL INC | put | New | 10,000 | $147K |
| REDDIT INC | call | New | 1,000 | $136K |
| META PLATFORMS INC | put | New | 200 | $116K |
| HIMS & HERS HEALTH INC | call | New | 5,600 | $111K |
| STATE STR SPDR S&P 500 ETF T | call | New | 100 | $66K |
| NVIDIA CORPORATION | call | Sold out | 300 | $56Kbefore exit |
| DENISON MINES CORP | call | Sold out | 20,000 | $53Kbefore exit |
| NOVO-NORDISK A S | call | Sold out | 1,000 | $51Kbefore exit |
| MICROSOFT CORP | call | Sold out | 100 | $48Kbefore exit |
| TESLA INC | call | Sold out | 100 | $45Kbefore exit |
| ESCO TECHNOLOGIES INC | call | Sold out | 200 | $39Kbefore exit |
| SELECT SECTOR SPDR TR | put | Sold out | 700 | $32Kbefore exit |
| KRANESHARES TRUST | call | New | 1,000 | $28K |
| ETF SER SOLUTIONS | put | New | 1,000 | $25K |
| BLACKSKY TECHNOLOGY INC | call | Sold out | 1,200 | $23Kbefore exit |
| VENTURE GLOBAL INC | call | Sold out | 3,000 | $20Kbefore exit |
| ORACLE CORP | call | Sold out | 100 | $19Kbefore exit |
| BEYOND MEAT INC | call | New | 28,500 | $18K |
| UNITED STS COMMODITY INDEX F | call | New | 500 | $17K |
| QORVO INC | call | Reduce -50.0% | 200 | $15K |
| NIO Nio Inc. - ADR | call | Sold out | 2,600 | $13Kbefore exit |
| SEMLER SCIENTIFIC INC | call | Sold out | 800 | $12Kbefore exit |
| SPDR SERIES TRUST | put | New | 200 | $11K |
| HIMAX TECHNOLOGIES INC | call | New | 1,200 | $10K |
| CIPHER DIGITAL INC | call | Sold out | 500 | $7Kbefore exit |
| ROCKET LAB CORP | call | Sold out | 100 | $7Kbefore exit |
| TWENTY ONE CAP INC | call | Sold out | 500 | $4Kbefore exit |
| CHURCHILL CAP CORP X | call | Sold out | 200 | $3Kbefore exit |
| BTQ TECHNOLOGIES CORP | call | Sold out | 500 | $3Kbefore exit |
| PARAMOUNT SKYDANCE CORP | call | Sold out | 100 | $1Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +16.4% | 3,385 | $3.9M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +5.5% | 3,023 | $118K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Add +22.5% | 1,769 | $102K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 790 | $31K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +239.6% | 163 | $11K |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | New | 254 | $9K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 17 | $2Kbefore exit |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Reduce -3.6% | 54 | $199 |
| DFDVW Defi Development Corp. | *W EXP 01/21/202 | New | 202 | $101 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -50.0% | 70 | $42 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -50.0% | 70 | $17 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -50.0% | 70 | $16 |
| UYLD Angel Oak Ultrashort Income | OAK ULTRASHORT | Reduce -100.0% | 0 | $11 |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | New | 1 | $3 |
| OXSQ Oxford Square Capital Corp. | COM | Reduce -100.0% | 0 | $0 |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | Sold out | 166 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,911 | $12.8B | IVV, VOO, AAPL, NVDA, DFIV |
| Q1 2026 | 5,702 | $10.6B | IVV, VOO, AAPL, NVDA, DFIV |
| Q4 2025 | 5,390 | $9.3B | IVV, AAPL, VOO, NVDA, VEA |
| Q3 2025 | 4,918 | $6.6B | IVV, VOO, AAPL, NVDA, VEA |
| Q2 2025 | 4,467 | $5.0B | IVV, VOO, VEA, AAPL, IUSB |
| Q1 2025 | 4,256 | $3.9B | IVV, VOO, AAPL, IUSB, ORLY |
| Q4 2024 | 3,996 | $2.8B | IVV, VOO, IUSB, AAPL, MSFT |
| Q3 2024 | 3,993 | $2.7B | IVV, VOO, NVDA, AAPL, IUSB |
| Q2 2024 | 3,805 | $2.1B | IVV, VOO, NVDA, AAPL, IUSB |
| Q1 2024 | 3,579 | $1.6B | IVV, VOO, NVDA, IUSB, FFIU |