Farther Finance Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Farther Finance Advisors, LLC reported 3,993 stock positions worth $2.7 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 6.4% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 5.0%) and Nvidia (NVDA, 3.9%). Compared with Q2 2024, it opened 363 new positions, sold out of 171, added to 1,966 and reduced 961. The biggest buy was Dimensional US Eq MKT ETF (DFUS, shares +670%) and the biggest sale Vanguard Short-Term Bond ETF (BSV, shares −18%).
- Most Recent 13F
- Q2 2026
- Location
- SAN FRANCISCO, CA
- CIK
- 0001992825
- Portfolio Value
- $2.7B (Q3 2024)
- SEC Filing
- 0001992825-24-000007 ↗ filed Oct 29, 2024
Holdings Value
Holdings 3,993 stocks · $2.7B
| IVV iShares Core S&P 500 ETF | 6.44% | 297,487 | $171.6M | Add +14.0% |
| VOO Vanguard S&P 500 ETF | 4.97% | 251,075 | $132.5M | Add +16.5% |
| NVDA Nvidia Corp. | 3.88% | 851,185 | $103.4M | Add +12.2% |
| AAPL Apple Inc. | 2.77% | 317,153 | $73.9M | Add +30.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 2.70% | 1,525,730 | $71.9M | Add +39.2% |
| MSFT Microsoft Corp. | 2.16% | 133,942 | $57.6M | Add +34.6% |
| FFIU Uva Unconstrained Medium-Ter | 1.64% | 1,927,321 | $43.6M | Add +7.0% |
| MUB iShares National Muni Bond E | 1.22% | 300,348 | $32.6M | Add +36.9% |
| VEA Vanguard Ftse Developed ETF | 1.21% | 609,284 | $32.2M | Add +45.2% |
| BIV Vanguard Intermediate-Term B | 1.19% | 405,699 | $31.8M | Reduce -1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.10% | 51,244 | $29.4M | Add +56.9% |
| QUAL iShares MSCI USA Quality Fac | 1.07% | 159,202 | $28.5M | Add +3.4% |
| AMZN Amazon.com Inc. | 1.05% | 150,089 | $28.0M | Add +13.4% |
| IJR iShares Core S&P Small-Cap E | 0.93% | 211,493 | $24.7M | Add +19.9% |
| IVW iShares S&P 500 Growth ETF | 0.87% | 240,965 | $23.1M | Add +23.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.77% | 262,033 | $20.5M | Add +9.3% |
| BSV Vanguard Short-Term Bond ETF | 0.73% | 248,114 | $19.5M | Reduce -18.0% |
| GOOGL Alphabet Inc. Class A | 0.73% | 117,365 | $19.5M | Add +9.4% |
| VGIT Vanguard Intermediate-Term T | 0.72% | 316,296 | $19.1M | Add +21.8% |
| EFV iShares MSCI Eafe Value ETF | 0.72% | 331,725 | $19.1M | Add +61.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.71% | 381,084 | $18.9M | Add +25.5% |
| BND Vanguard Total Bond Market | 0.69% | 243,975 | $18.3M | Add +28.3% |
| EFG iShares MSCI Eafe Growth ETF | 0.68% | 169,418 | $18.2M | Add +13.7% |
| DFUV Dimensional US Marketwide Va | 0.67% | 425,551 | $17.7M | Add +140.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.66% | 38,179 | $17.6M | Add +8.7% |
| IVE iShares S&P 500 Value ETF | 0.59% | 80,381 | $15.8M | Add +20.1% |
| SPIB SS SPDR P Int C Corp. ETF | 0.58% | 460,891 | $15.5M | Add +95.0% |
| IYW iShares Ustechnology ETF | 0.58% | 101,947 | $15.5M | Add +5.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.57% | 31,180 | $15.2M | Add +24.5% |
| DFUS Dimensional US Eq MKT ETF | 0.52% | 223,213 | $13.9M | Add +670.0% |
| MBB iShares MBS ETF | 0.52% | 143,566 | $13.8M | Add +14.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.52% | 78,742 | $13.7M | Add +32.3% |
| DFAS Dimensional US Small Cap ETF | 0.49% | 203,065 | $13.2M | Add +157.2% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.48% | 235,563 | $12.9M | Add +44.9% |
| IEMG iShares Core MSCI Emerging | 0.48% | 223,806 | $12.8M | Reduce -0.4% |
| LLY Eli Lilly & Co. | 0.46% | 13,973 | $12.4M | Add +12.2% |
| SCHO Schwab Short-Term US Treas | 0.46% | 252,631 | $12.4M | Reduce -7.0% |
| DFIV Dimensional International Va | 0.46% | 324,075 | $12.3M | Add +537.1% |
| VGLT Vanguard Long-Term Treasury | 0.46% | 199,207 | $12.3M | Add +133.6% |
| GOOG Alphabet Inc. Class C | 0.45% | 71,360 | $11.9M | Add +20.8% |
| META Meta Platforms Inc. Class A | 0.45% | 20,753 | $11.9M | Add +27.5% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.44% | 331,230 | $11.7M | Reduce -12.3% |
| SGOL Abrdn Physical Gold Shares | 0.44% | 462,116 | $11.6M | Add +0.4% |
| CVX Chevron Corp. | 0.41% | 73,638 | $10.8M | Add +4.5% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.39% | 169,920 | $10.4M | Add +43.0% |
| SPHY SS SPDR P High Yield ETF | 0.39% | 431,178 | $10.4M | Add +58.4% |
| VWO Vanguard Ftse Emerging Marke | 0.38% | 212,640 | $10.2M | Add +32.1% |
| TLT iShares 20+ Year Treasury BD | 0.38% | 102,386 | $10.0M | Add +26.4% |
| V Visa Inc. Class A | 0.37% | 36,301 | $10.0M | Add +6.7% |
| WMT Walmart Inc. | 0.37% | 123,063 | $9.9M | Add +9.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.37% | 34,820 | $9.9M | Add +18.3% |
| SHY iShares 1-3 Year Treasury Bo | 0.37% | 117,385 | $9.8M | Add +112.0% |
| GOVT iShares US Treasury Bond ETF | 0.37% | 415,111 | $9.7M | Add +11.1% |
| AVGO Broadcom Inc. | 0.36% | 55,565 | $9.6M | Add +41.6% |
| VNQ Vanguard Real Estate ETF | 0.36% | 98,338 | $9.6M | Add +1.3% |
| JPM JPMorgan Chase & Co. | 0.35% | 43,895 | $9.3M | Add +8.9% |
| SHM SS SPDR N Ice St Muni ETF | 0.34% | 190,883 | $9.2M | Reduce -7.1% |
| HD Home Depot Inc. | 0.34% | 22,292 | $9.0M | Add +14.8% |
| JNJ Johnson & Johnson | 0.32% | 53,029 | $8.6M | Add +16.1% |
| DFAU Dimensional US Core Equity M | 0.32% | 212,610 | $8.4M | Add +251.3% |
| TSLA Tesla Inc. | 0.31% | 31,542 | $8.3M | Add +19.2% |
| IJH iShares Core S&P Midcap ETF | 0.31% | 132,121 | $8.2M | Add +14.2% |
| DFAC Dimensional US Core Equity 2 | 0.31% | 238,982 | $8.2M | Add +253.9% |
| XOM Exxon Mobil Corp. | 0.30% | 69,291 | $8.1M | Add +23.1% |
| VGSH Vanguard Short-Term Treasury | 0.30% | 137,521 | $8.1M | Add +20.1% |
| AGG iShares Core U.S. Aggregate | 0.30% | 79,666 | $8.1M | Add +3.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.30% | 201,865 | $8.0M | Add +233.6% |
| PG The Procter & Gamble Co. | 0.30% | 45,411 | $7.9M | Add +10.3% |
| AVUS Avantis U.S. Equity ETF | 0.28% | 79,154 | $7.5M | Add +8.3% |
| COST Costco Wholesale Corp. | 0.28% | 8,421 | $7.5M | Add +20.1% |
| SCHX Schwab US Large-Cap ETF | 0.28% | 108,285 | $7.3M | Reduce -47.1% |
| UNH Unitedhealth Group Inc. | 0.27% | 12,531 | $7.3M | Add +2.7% |
| DFCF Dimensional Core Fixed Inc. | 0.27% | 168,598 | $7.3M | Add +168.4% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.27% | 35,214 | $7.3M | Add +0.2% |
| ORCL Oracle Corp. | 0.27% | 42,066 | $7.2M | Add +19.0% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 35,575 | $7.0M | Add +23.7% |
| ACN Accenture PLC Class A | 0.26% | 19,333 | $6.8M | Add +1.8% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.25% | 33,199 | $6.7M | Reduce -6.0% |
| MA Mastercard Inc. Class A | 0.25% | 13,319 | $6.6M | Add +7.9% |
| XLK SS Technology Select Sector | 0.25% | 28,948 | $6.5M | Add +1202.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.24% | 82,158 | $6.5M | Add +49.8% |
| RSP Invesco S&P 500 Equal Weight | 0.24% | 35,929 | $6.4M | Add +41.7% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.24% | 24,397 | $6.4M | Reduce -1.1% |
| XLG Invesco S&P 500 Top 50 ETF | 0.24% | 133,430 | $6.3M | Reduce -17.4% |
| GBIL Goldman Sachs Access Treasur | 0.23% | 60,220 | $6.0M | Add +10.0% |
| AVIG Avantis Core Fixed Income | 0.23% | 141,187 | $6.0M | Add +146.7% |
| DFIC Dimensional International Co. | 0.22% | 210,492 | $5.9M | Add +57.4% |
| IWF iShares Russell 1000 Growth | 0.22% | 15,754 | $5.9M | Add +12.1% |
| ESGU iShares ESG Aware MSCI USA | 0.22% | 46,829 | $5.9M | Reduce -4.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.21% | 21,639 | $5.7M | Add +42.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.21% | 14,752 | $5.7M | Add +30.8% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.21% | 104,141 | $5.6M | Add +76.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.21% | 66,884 | $5.5M | Reduce -0.8% |
| GLDM SPDR Gold Minishares Trust | 0.21% | 106,360 | $5.5M | Add +123.2% |
| DMBS Doubleline Mortgage ETF | 0.21% | 109,383 | $5.5M | Add +134.3% |
| SCHF Schwab Intl Equity ETF | 0.20% | 132,021 | $5.4M | Add +42.7% |
| LRGF iShares US Equity Factor ETF | 0.20% | 91,772 | $5.4M | Reduce -0.4% |
| AVUV Avantis US Small Cap Value | 0.19% | 54,069 | $5.2M | Add +25.6% |
| MCD McDonald's Corp. | 0.19% | 16,975 | $5.2M | Add +11.8% |
| SCHD Schwab US DVD Equity ETF | 0.18% | 57,704 | $4.9M | Add +123.4% |
Options reported separately and not counted above: INVESCO ACTIVELY MANAGED ETF puts ($488K), ALPHABET INC CAP STK CL C puts ($100K), APPLE INC puts ($93K), COMSTOCK INC calls ($15K).
Other holdings (10): bonds, preferreds, convertibles and warrants · $328K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 101 | $130K | Add +180.6% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 86 | $109K | Add +109.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,749 | $82K | Add +2.9% |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 09/13/202 | 12,400 | $3K | New |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 143 | $3K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 143 | $2K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 4 | $34 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 73 | $33 | No change |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 2 | $0 | New |
| BTWNW Bridgetown Holdings -CW27 | *W EXP 09/30/202 | 4 | $0 | New |
Lines left out (3) · $24 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| FELG Fidelity Enh LRG Cap GWTH | ENHANCED LARGE | 0 | $12 |
| FMDE Fidelity Enhanced Mid Cap Co. | ENH MID COR ETF | 0 | $11 |
| ACDC Profrac Holding Corp. Class A | CLASS A COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $2.7B.
Portfolio Sells Q2 2024 → Q3 2024
| BSV Vanguard Short-Term Bond ETF | Reduce -18.0% | 0.73% | −0.39 |
| SCHX Schwab US Large-Cap ETF | Reduce -47.1% | 0.28% | −0.36 |
| BIV Vanguard Intermediate-Term B | Reduce -1.4% | 1.19% | −0.29 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -12.3% | 0.44% | −0.21 |
| SCHO Schwab Short-Term US Treas | Reduce -7.0% | 0.46% | −0.17 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -7.1% | 0.34% | −0.12 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -17.4% | 0.24% | −0.12 |
| SCHM Schwab US Mid Cap ETF | Reduce -64.5% | 0.04% | −0.10 |
| IEMG iShares Core MSCI Emerging | Reduce -0.4% | 0.48% | −0.10 |
| NEE Nextera Energy Inc. | Reduce -34.7% | 0.11% | −0.07 |
| MU Micron Technology Inc. | Reduce -57.8% | 0.03% | −0.07 |
| NOBL Proshares S&P 500 Dividend A | Reduce -17.4% | 0.16% | −0.06 |
| DOGG FT Vest Djia Dogs 10 Target | Reduce -56.4% | 0.03% | −0.06 |
| ESGU iShares ESG Aware MSCI USA | Reduce -4.4% | 0.22% | −0.06 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -91.1% | 0.00% | −0.06 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -6.0% | 0.25% | −0.06 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -1.1% | 0.24% | −0.06 |
| MINT PIMCO Enhanced Short Maturit | Reduce -26.6% | 0.08% | −0.06 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -0.8% | 0.21% | −0.06 |
| TFLO iShares Treasury Floating Ra | Reduce -4.4% | 0.16% | −0.05 |
| WDC Western Digital Corp. | Reduce -80.6% | 0.01% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -2.1% | 0.10% | −0.05 |
| RFG Invesco S&P Midcap 400 Pure | Reduce -60.5% | 0.02% | −0.05 |
| RWM Proshares Short RUSSELL2000 | Reduce -2.2% | 0.10% | −0.05 |
| JPST JPMorgan Ultra-Short Income | Reduce -31.7% | 0.05% | −0.05 |
| LRGF iShares US Equity Factor ETF | Reduce -0.4% | 0.20% | −0.05 |
| INTU Intuit Inc. | Reduce -0.7% | 0.13% | −0.05 |
| CRM Salesforce Inc. | Reduce -4.4% | 0.16% | −0.04 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -90.8% | 0.00% | −0.04 |
| SCHG Schwab US Large-Cap Growth | Reduce -65.9% | 0.01% | −0.04 |
| IFRA iShares US Infrastructure | Reduce -13.2% | 0.12% | −0.04 |
| CEG Constellation Energy | Reduce -58.7% | 0.03% | −0.04 |
| FTSD Franklin Short Duration U.S. | Reduce -18.3% | 0.07% | −0.04 |
| DFSD Dimensional Short Duration | Reduce -6.5% | 0.10% | −0.04 |
| FCUS Pinnacle Focused Opport ETF | Reduce -14.3% | 0.08% | −0.04 |
| TIPX SS SPDR BB 1-10YR Tips ETF | Reduce -17.2% | 0.07% | −0.03 |
| DVN Devon Energy Corp. | Reduce -19.9% | 0.04% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -4.7% | 0.10% | −0.03 |
| SCHA Schwab US Small-Cap ETF | Reduce -45.0% | 0.03% | −0.03 |
| IBTI iShares Ibonds Dec 2028 Term | Reduce -93.2% | 0.00% | −0.03 |
| IBTE iShares Ibonds Dec 2024 Term | Reduce -25.8% | 0.04% | −0.03 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -17.8% | 0.07% | −0.03 |
| NRG NRG Energy Inc. | Reduce -49.5% | 0.02% | −0.03 |
| BSMP Invesco Bulletshares 2025 MB | Reduce -95.9% | 0.00% | −0.03 |
| FTC First Trust Large Cap Growth | Reduce -25.1% | 0.05% | −0.03 |
| PULS Pgim Ultra Short Bond ETF | Reduce -84.0% | 0.00% | −0.03 |
| SYK Stryker Corp. | Reduce -5.2% | 0.10% | −0.03 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -24.8% | 0.04% | −0.03 |
| LRCX Lam Research Corp. | Reduce -1.5% | 0.04% | −0.03 |
| MCK McKesson Corp. | Reduce -8.7% | 0.04% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| DFUS Dimensional US Eq MKT ETF | Add +670.0% | 0.52% | +0.44 |
| DFIV Dimensional International Va | Add +537.1% | 0.46% | +0.37 |
| DFUV Dimensional US Marketwide Va | Add +140.8% | 0.67% | +0.33 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +39.2% | 2.70% | +0.32 |
| DFAS Dimensional US Small Cap ETF | Add +157.2% | 0.49% | +0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +56.9% | 1.10% | +0.24 |
| AAPL Apple Inc. | Add +30.9% | 2.77% | +0.23 |
| VGLT Vanguard Long-Term Treasury | Add +133.6% | 0.46% | +0.23 |
| XLK SS Technology Select Sector | Add +1202.2% | 0.25% | +0.22 |
| SPIB SS SPDR P Int C Corp. ETF | Add +95.0% | 0.58% | +0.21 |
| DFAU Dimensional US Core Equity M | Add +251.3% | 0.32% | +0.21 |
| DFAC Dimensional US Core Equity 2 | Add +253.9% | 0.31% | +0.20 |
| VEA Vanguard Ftse Developed ETF | Add +45.2% | 1.21% | +0.20 |
| EFV iShares MSCI Eafe Value ETF | Add +61.4% | 0.72% | +0.18 |
| BAC Bank of America Corp. | Add +233.6% | 0.30% | +0.18 |
| SHY iShares 1-3 Year Treasury Bo | Add +112.0% | 0.37% | +0.15 |
| DFCF Dimensional Core Fixed Inc. | Add +168.4% | 0.27% | +0.15 |
| CL Colgate-Palmolive Co. | Add +391.6% | 0.16% | +0.12 |
| XLV SS Health Care Select Sector | Add +354.9% | 0.17% | +0.12 |
| SCHH Schwab US REIT ETF | Add +3374.4% | 0.12% | +0.12 |
| LGLV SPDR US LC Low Vol Idx | Add +7048.8% | 0.12% | +0.11 |
| AVIG Avantis Core Fixed Income | Add +146.7% | 0.23% | +0.11 |
| GLDM SPDR Gold Minishares Trust | Add +123.2% | 0.21% | +0.10 |
| DMBS Doubleline Mortgage ETF | Add +134.3% | 0.21% | +0.10 |
| MUB iShares National Muni Bond E | Add +36.9% | 1.22% | +0.10 |
| VT Vanguard Tot World STK ETF | Add +328.6% | 0.13% | +0.09 |
| SCHD Schwab US DVD Equity ETF | Add +123.4% | 0.18% | +0.09 |
| SPHY SS SPDR P High Yield ETF | Add +58.4% | 0.39% | +0.09 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +44.9% | 0.48% | +0.08 |
| FTSM First Trust Enh Short Mat FD | Add +210.0% | 0.14% | +0.08 |
| XLF SS Financial Select Sector | Add +1894.0% | 0.08% | +0.08 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | New | 0.08% | +0.08 |
| JAAA Janus Henderson Aaa Clo ETF | Add +459.9% | 0.09% | +0.07 |
| ARDC Ares Dynamic Credit All | New | 0.07% | +0.07 |
| DUHP Dimensional US High Profi Et | Add +195.2% | 0.11% | +0.07 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +76.9% | 0.21% | +0.06 |
| BBUS JPMorgan Betabuilders US Equ | Add +123.9% | 0.13% | +0.06 |
| JMBS Janus Henderson Mortg Backed | New | 0.06% | +0.06 |
| DFSV Dimensional US Small Cap Val | Add +103.5% | 0.14% | +0.06 |
| QLTY GMO U.S. Quality ETF | Add +411.1% | 0.07% | +0.06 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +205.3% | 0.09% | +0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +32.3% | 0.52% | +0.06 |
| DFIC Dimensional International Co. | Add +57.4% | 0.22% | +0.05 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +43.0% | 0.39% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +109.6% | 0.11% | +0.05 |
| SUB iShares Short-Term National | Add +73.0% | 0.18% | +0.05 |
| AVGO Broadcom Inc. | Add +41.6% | 0.36% | +0.05 |
| META Meta Platforms Inc. Class A | Add +27.5% | 0.45% | +0.05 |
| XLC SS Comm Select Sector SPDR | Add +3119.7% | 0.05% | +0.05 |
| DASH DoorDash Inc. Class A | Add +1283.9% | 0.05% | +0.05 |
Options Activity Q2 2024 → Q3 2024
| INVESCO ACTIVELY MANAGED ETF | put | New | 1,000 | $488K |
| ALPHABET INC CAP STK CL C | put | New | 600 | $100K |
| APPLE INC | put | New | 400 | $93K |
| COMSTOCK INC | call | Add +45.5% | 32,000 | $15K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +180.6% | 101 | $130K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +109.8% | 86 | $109K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +2.9% | 2,749 | $82K |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 09/13/202 | New | 12,400 | $3K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 1,217 | $3Kbefore exit |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | Sold out | 12,400 | $620before exit |
| ONEY SS SPDR R1000 Yield Foc ETF | ST STR R1K YLD | Sold out | 0 | $19before exit |
| JPIB JPMorgan Intl BND ETF | INTL BD OPP ETF | Sold out | 0 | $13before exit |
| FELG Fidelity Enh LRG Cap GWTH | ENHANCED LARGE | Reduce -100.0% | 0 | $12 |
| FMDE Fidelity Enhanced Mid Cap Co. | ENH MID COR ETF | Reduce -100.0% | 0 | $11 |
| ACDC Profrac Holding Corp. Class A | CLASS A COM | Reduce -100.0% | 0 | $1 |
| BBCA JPMorgan Betabuilders Canada | BETA CDA ETF NEW | Reduce -100.0% | 0 | $0 |
| VTC Vanguard Total Corporate BND | TOTAL CORP BND | Reduce -100.0% | 0 | $0 |
| BCX BlackRock Resources & Commod | SHS | Reduce -100.0% | 0 | $0 |
| TWOUQ 2U LLC | COM NEW | Reduce -100.0% | 0 | $0 |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | New | 2 | $0 |
| AIRC Apartment Income REIT Co. | COM | Sold out | 0 | $0before exit |
| SOLAI LIMITED | SPON ADR | Sold out | 0 | $0before exit |
| BDTX Black Diamond Therapeutics I | COM | Sold out | 0 | $0before exit |
| TVRD Cara Therapeutics Inc. | COM | Sold out | 0 | $0before exit |
| CARM Carisma Therapeutics Inc. | COM | Sold out | 0 | $0before exit |
| CENN Cenntro Inc. | COM | Sold out | 0 | $0before exit |
| IMNN Imunon Inc. | COM | Sold out | 0 | $0before exit |
| CZFS Citizens Financial Services | COM | Sold out | 0 | $0before exit |
| EFOI Energy Focus Inc. | COM NEW | Sold out | 0 | $0before exit |
| ESPR Esperion Therapeutics Inc. | COM | New | 0 | $0 |
| INSG Inseego Corp. | Stock | New | 0 | $0 |
| CNYA iShares MSCI China A ETF | MSCI CHINA A | New | 0 | $0 |
| NAAS TECHNOLOGY INC | SPONSORED ADS | Sold out | 0 | $0before exit |
| TURN 180 Degree Capital Corp. | COM NEW | New | 0 | $0 |
| SCHK Schwab 1000 Index ETF | 1000 INDEX ETF | New | 0 | $0 |
| STEM Stem Inc. | COM | Sold out | 0 | $0before exit |
| VERU Veru Inc. | COM | Sold out | 0 | $0before exit |
| VVOS Vivos Therapeutics Inc. | COM NEW | Sold out | 0 | $0before exit |
| BTWNW Bridgetown Holdings -CW27 | *W EXP 09/30/202 | New | 4 | $0 |
| MNY Moneyhero Ltd. Class A | ORD SHS | New | 0 | $0 |
| SMWB Similarweb Ltd. | SHS | New | 0 | $0 |
| MAXNQ Maxeon Solar Technologie | SHS | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,911 | $12.8B | IVV, VOO, AAPL, NVDA, DFIV |
| Q1 2026 | 5,702 | $10.6B | IVV, VOO, AAPL, NVDA, DFIV |
| Q4 2025 | 5,390 | $9.3B | IVV, AAPL, VOO, NVDA, VEA |
| Q3 2025 | 4,918 | $6.6B | IVV, VOO, AAPL, NVDA, VEA |
| Q2 2025 | 4,467 | $5.0B | IVV, VOO, VEA, AAPL, IUSB |
| Q1 2025 | 4,256 | $3.9B | IVV, VOO, AAPL, IUSB, ORLY |
| Q4 2024 | 3,996 | $2.8B | IVV, VOO, IUSB, AAPL, MSFT |
| Q3 2024 | 3,993 | $2.7B | IVV, VOO, NVDA, AAPL, IUSB |
| Q2 2024 | 3,805 | $2.1B | IVV, VOO, NVDA, AAPL, IUSB |
| Q1 2024 | 3,579 | $1.6B | IVV, VOO, NVDA, IUSB, FFIU |