Farther Finance Advisors, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 10, 2025), Farther Finance Advisors, LLC reported 3,996 stock positions worth $2.8 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 6.8% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 4.8%) and Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 2.7%). Compared with Q3 2024, it opened 227 new positions, sold out of 220, added to 1,287 and reduced 1,614. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +507%) and the biggest sale Nvidia (NVDA, shares −62%).
- Most Recent 13F
- Q2 2026
- Location
- SAN FRANCISCO, CA
- CIK
- 0001992825
- Portfolio Value
- $2.8B (Q4 2024)
- SEC Filing
- 0001992825-25-000001 ↗ filed Feb 10, 2025
Holdings Value
Holdings 3,996 stocks · $2.8B
| IVV iShares Core S&P 500 ETF | 6.77% | 318,284 | $187.4M | Add +7.0% |
| VOO Vanguard S&P 500 ETF | 4.76% | 244,235 | $131.6M | Reduce -2.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 2.75% | 1,680,738 | $76.0M | Add +10.2% |
| AAPL Apple Inc. | 2.47% | 272,948 | $68.4M | Reduce -13.9% |
| MSFT Microsoft Corp. | 1.81% | 118,746 | $50.1M | Reduce -11.3% |
| MUB iShares National Muni Bond E | 1.63% | 422,029 | $45.0M | Add +40.5% |
| NVDA Nvidia Corp. | 1.57% | 322,974 | $43.4M | Reduce -62.1% |
| BIV Vanguard Intermediate-Term B | 1.24% | 458,716 | $34.3M | Add +13.1% |
| AMZN Amazon.com Inc. | 1.21% | 152,562 | $33.5M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.16% | 54,894 | $32.2M | Add +7.1% |
| QUAL iShares MSCI USA Quality Fac | 1.14% | 177,047 | $31.5M | Add +11.2% |
| VEA Vanguard Ftse Developed ETF | 1.13% | 652,889 | $31.2M | Add +7.2% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.11% | 600,426 | $30.8M | Add +57.6% |
| IVW iShares S&P 500 Growth ETF | 1.02% | 277,321 | $28.2M | Add +15.1% |
| IJR iShares Core S&P Small-Cap E | 1.00% | 239,051 | $27.5M | Add +13.0% |
| GOOGL Alphabet Inc. Class A | 0.80% | 116,637 | $22.1M | Reduce -0.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.76% | 298,767 | $21.0M | Add +14.0% |
| EFV iShares MSCI Eafe Value ETF | 0.75% | 393,050 | $20.6M | Add +18.5% |
| AGG iShares Core U.S. Aggregate | 0.74% | 212,263 | $20.6M | Add +166.4% |
| EFG iShares MSCI Eafe Growth ETF | 0.73% | 207,942 | $20.1M | Add +22.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.71% | 43,429 | $19.7M | Add +13.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.69% | 37,261 | $19.0M | Add +19.5% |
| BND Vanguard Total Bond Market | 0.66% | 253,062 | $18.2M | Add +3.7% |
| DFUV Dimensional US Marketwide Va | 0.65% | 436,886 | $17.9M | Add +2.7% |
| SGOV iShares 0-3 Month Treasury B | 0.64% | 175,798 | $17.6M | Add +507.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.63% | 59,944 | $17.4M | Add +72.2% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.62% | 312,663 | $17.1M | Add +32.7% |
| IVE iShares S&P 500 Value ETF | 0.61% | 88,162 | $16.8M | Add +9.7% |
| VGIT Vanguard Intermediate-Term T | 0.60% | 287,834 | $16.7M | Reduce -9.0% |
| SPHY SS SPDR P High Yield ETF | 0.60% | 704,070 | $16.5M | Add +63.3% |
| BSV Vanguard Short-Term Bond ETF | 0.60% | 213,371 | $16.5M | Reduce -14.0% |
| IYW iShares Ustechnology ETF | 0.56% | 97,306 | $15.5M | Reduce -4.5% |
| TSLA Tesla Inc. | 0.55% | 37,329 | $15.1M | Add +18.4% |
| MBB iShares MBS ETF | 0.53% | 158,857 | $14.6M | Add +10.7% |
| DFUS Dimensional US Eq MKT ETF | 0.52% | 225,943 | $14.4M | Add +1.2% |
| SCHD Schwab US DVD Equity ETF | 0.49% | 493,839 | $13.5M | Add +185.3% |
| GOOG Alphabet Inc. Class C | 0.48% | 70,339 | $13.4M | Reduce -1.4% |
| META Meta Platforms Inc. Class A | 0.48% | 22,703 | $13.3M | Add +9.4% |
| RSP Invesco S&P 500 Equal Weight | 0.47% | 74,860 | $13.1M | Add +108.4% |
| TFLO iShares Treasury Floating Ra | 0.47% | 255,399 | $12.9M | Add +206.7% |
| SHV iShares 0-1 Year Treasury Bo | 0.46% | 116,550 | $12.8M | Add +843.7% |
| DFAS Dimensional US Small Cap ETF | 0.46% | 197,154 | $12.8M | Reduce -2.9% |
| SCHX Schwab US Large-Cap ETF | 0.46% | 545,134 | $12.6M | Add +67.8% |
| IEMG iShares Core MSCI Emerging | 0.44% | 231,760 | $12.1M | Add +3.5% |
| VWO Vanguard Ftse Emerging Marke | 0.43% | 272,618 | $12.0M | Add +28.2% |
| AVGO Broadcom Inc. | 0.43% | 51,526 | $11.9M | Reduce -7.3% |
| DFIV Dimensional International Va | 0.42% | 329,063 | $11.7M | Add +1.5% |
| V Visa Inc. Class A | 0.41% | 36,186 | $11.4M | Reduce -0.3% |
| SPIB SS SPDR P Int C Corp. ETF | 0.41% | 348,361 | $11.4M | Reduce -24.4% |
| WMT Walmart Inc. | 0.41% | 125,888 | $11.4M | Add +2.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.40% | 197,101 | $10.9M | Add +16.0% |
| LLY Eli Lilly & Co. | 0.39% | 14,125 | $10.9M | Add +1.1% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.39% | 311,605 | $10.8M | Reduce -5.9% |
| DFAC Dimensional US Core Equity 2 | 0.39% | 308,917 | $10.7M | Add +29.3% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.38% | 346,336 | $10.6M | New |
| CVX Chevron Corp. | 0.38% | 71,752 | $10.4M | Reduce -2.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.37% | 60,824 | $10.3M | Reduce -22.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.37% | 112,211 | $10.3M | Add +638.6% |
| SCHO Schwab Short-Term US Treas | 0.36% | 416,783 | $10.0M | Reduce -17.5% |
| JPM JPMorgan Chase & Co. | 0.36% | 40,998 | $9.8M | Reduce -6.6% |
| MOAT Vaneck Morningstar Wide Moat | 0.35% | 105,343 | $9.8M | Add +13634.4% |
| SMOT Vaneck Morningstar Smid Moat | 0.35% | 277,580 | $9.6M | Add +3965328.6% |
| SHY iShares 1-3 Year Treasury Bo | 0.34% | 114,528 | $9.4M | Reduce -2.4% |
| VIG Vanguard Dividend Apprec ETF | 0.34% | 47,932 | $9.4M | Add +34.7% |
| GLDM SPDR Gold Minishares Trust | 0.34% | 179,995 | $9.4M | Add +69.2% |
| GOVT iShares US Treasury Bond ETF | 0.34% | 404,925 | $9.3M | Reduce -2.5% |
| VGSH Vanguard Short-Term Treasury | 0.32% | 153,806 | $8.9M | Add +11.8% |
| FBND Fidelity Total Bond ETF | 0.32% | 194,183 | $8.7M | Add +3817.3% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.31% | 43,864 | $8.7M | Add +32.1% |
| HD Home Depot Inc. | 0.31% | 21,834 | $8.5M | Reduce -2.0% |
| XLG Invesco S&P 500 Top 50 ETF | 0.30% | 168,789 | $8.4M | Add +26.5% |
| TLT iShares 20+ Year Treasury BD | 0.30% | 94,083 | $8.2M | Reduce -8.1% |
| DFAU Dimensional US Core Equity M | 0.30% | 202,772 | $8.2M | Reduce -4.6% |
| IJH iShares Core S&P Midcap ETF | 0.29% | 130,175 | $8.1M | Reduce -1.5% |
| ORCL Oracle Corp. | 0.29% | 48,654 | $8.1M | Add +15.7% |
| SHM SS SPDR N Ice St Muni ETF | 0.29% | 168,723 | $8.0M | Reduce -11.6% |
| PG The Procter & Gamble Co. | 0.28% | 46,505 | $7.8M | Add +2.4% |
| COST Costco Wholesale Corp. | 0.28% | 8,302 | $7.6M | Reduce -1.4% |
| JNJ Johnson & Johnson | 0.27% | 51,897 | $7.5M | Reduce -2.1% |
| XOM Exxon Mobil Corp. | 0.27% | 69,077 | $7.4M | Reduce -0.3% |
| XLK SS Technology Select Sector | 0.26% | 31,082 | $7.2M | Add +7.4% |
| ACN Accenture PLC Class A | 0.26% | 20,527 | $7.2M | Add +6.2% |
| SCHM Schwab US Mid Cap ETF | 0.25% | 253,230 | $7.0M | Add +510.6% |
| VNQ Vanguard Real Estate ETF | 0.25% | 78,196 | $7.0M | Reduce -20.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 61,503 | $6.8M | Add +46.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.24% | 125,593 | $6.5M | Add +20.6% |
| IWF iShares Russell 1000 Growth | 0.23% | 16,149 | $6.5M | Add +2.5% |
| MA Mastercard Inc. Class A | 0.23% | 12,198 | $6.4M | Reduce -8.4% |
| ESGU iShares ESG Aware MSCI USA | 0.23% | 49,750 | $6.4M | Add +6.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.23% | 15,559 | $6.4M | Add +5.5% |
| UNH Unitedhealth Group Inc. | 0.23% | 12,598 | $6.4M | Add +0.5% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.23% | 23,560 | $6.4M | Reduce -3.4% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.22% | 235,745 | $6.2M | Add +181.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.22% | 79,087 | $6.2M | Reduce -3.7% |
| CRM Salesforce Inc. | 0.22% | 18,275 | $6.1M | Add +14.6% |
| RTX RTX Corp. | 0.22% | 52,524 | $6.1M | Add +48.9% |
| GBIL Goldman Sachs Access Treasur | 0.21% | 59,351 | $5.9M | Reduce -1.4% |
| AVUV Avantis US Small Cap Value | 0.21% | 61,241 | $5.9M | Add +13.3% |
| LRGF iShares US Equity Factor ETF | 0.21% | 96,510 | $5.8M | Add +5.2% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.21% | 114,967 | $5.8M | Add +58.1% |
Options reported separately and not counted above: PACIFIC BIOSCIENCES CALIF IN calls ($38K).
Other holdings (10): bonds, preferreds, convertibles and warrants · $157K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,774 | $76K | Add +0.9% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 55 | $66K | Reduce -45.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 7 | $9K | Reduce -91.9% |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 09/13/202 | 12,400 | $2K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 143 | $2K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 143 | $1K | No change |
| FRBNW Forbion European Acqui A -23 | *W EXP 12/10/202 | 850 | $717 | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 4 | $28 | No change |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 46 | $16 | Add +2200.0% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 73 | $8 | No change |
Lines left out (5) · $30 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| FELG Fidelity Enh LRG Cap GWTH | ENHANCED LARGE | 0 | $13 |
| FMDE Fidelity Enhanced Mid Cap Co. | ENH MID COR ETF | 0 | $12 |
| GGN Gamco GLBL Gold NTRL Res Inc. | COM SH BEN INT | 0 | $2 |
| KSPI JSC Kaspi.kz ADR | SPONSORED ADS | 0 | $2 |
| ACDC Profrac Holding Corp. Class A | CLASS A COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $2.8B.
Portfolio Sells Q3 2024 → Q4 2024
| NVDA Nvidia Corp. | Reduce -62.1% | 1.57% | −2.31 |
| FFIU Uva Unconstrained Medium-Ter | Reduce -86.8% | 0.20% | −1.44 |
| SGOL Abrdn Physical Gold Shares | Reduce -88.0% | 0.05% | −0.39 |
| MSFT Microsoft Corp. | Reduce -11.3% | 1.81% | −0.35 |
| VGLT Vanguard Long-Term Treasury | Reduce -66.3% | 0.13% | −0.33 |
| AAPL Apple Inc. | Reduce -13.9% | 2.47% | −0.30 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Sold out | 0.00% | −0.27 |
| AVIG Avantis Core Fixed Income | Reduce -98.9% | 0.00% | −0.22 |
| VOO Vanguard S&P 500 ETF | Reduce -2.7% | 4.76% | −0.21 |
| BAC Bank of America Corp. | Reduce -64.8% | 0.11% | −0.19 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -89.1% | 0.02% | −0.19 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -24.4% | 0.41% | −0.17 |
| DMBS Doubleline Mortgage ETF | Reduce -79.3% | 0.04% | −0.17 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -22.8% | 0.37% | −0.14 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -64.7% | 0.07% | −0.14 |
| BSV Vanguard Short-Term Bond ETF | Reduce -14.0% | 0.60% | −0.14 |
| DFCF Dimensional Core Fixed Inc. | Reduce -39.0% | 0.15% | −0.12 |
| VGIT Vanguard Intermediate-Term T | Reduce -9.0% | 0.60% | −0.11 |
| AVUS Avantis U.S. Equity ETF | Reduce -38.7% | 0.17% | −0.11 |
| VNQ Vanguard Real Estate ETF | Reduce -20.5% | 0.25% | −0.11 |
| GLD SPDR Gold Shares | Reduce -66.2% | 0.05% | −0.10 |
| SCHO Schwab Short-Term US Treas | Reduce -17.5% | 0.36% | −0.10 |
| RWM Proshares Short RUSSELL2000 | Reduce -87.1% | 0.01% | −0.09 |
| SUB iShares Short-Term National | Reduce -45.4% | 0.09% | −0.09 |
| TLT iShares 20+ Year Treasury BD | Reduce -8.1% | 0.30% | −0.08 |
| MCD McDonald's Corp. | Reduce -33.4% | 0.12% | −0.08 |
| FTSM First Trust Enh Short Mat FD | Reduce -51.3% | 0.07% | −0.08 |
| ANGL Vaneck Fallen Angel High YLD | Reduce -60.3% | 0.04% | −0.07 |
| SPEM State Street SP PTF Em ETF | Reduce -69.0% | 0.03% | −0.07 |
| GBAB Guggenheim Taxable Municipal | Reduce -90.2% | 0.01% | −0.06 |
| GE General Electric | Reduce -31.1% | 0.08% | −0.06 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -11.6% | 0.29% | −0.06 |
| ELS Equity Lifestyle Properties | Reduce -96.2% | 0.00% | −0.05 |
| AMD Advanced Micro Devices | Reduce -24.1% | 0.06% | −0.05 |
| JNJ Johnson & Johnson | Reduce -2.1% | 0.27% | −0.05 |
| EFA iShares MSCI Eafe ETF | Reduce -43.7% | 0.05% | −0.05 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -71.2% | 0.02% | −0.05 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -5.9% | 0.39% | −0.05 |
| BIIB Biogen Inc. | Reduce -79.2% | 0.01% | −0.05 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.04 |
| IBTF iShares Ibonds Dec 2025 Term | Reduce -86.9% | 0.01% | −0.04 |
| SCHF Schwab Intl Equity ETF | Reduce -6.8% | 0.16% | −0.04 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -25.7% | 0.09% | −0.04 |
| SCHW Schwab (charles) Corp. | Reduce -59.5% | 0.03% | −0.04 |
| AMGN Amgen Inc. | Reduce -7.6% | 0.09% | −0.04 |
| BBN BlackRock Taxable Muni BND | Reduce -88.9% | 0.00% | −0.04 |
| CL Colgate-Palmolive Co. | Reduce -7.7% | 0.13% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -0.3% | 0.27% | −0.04 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -60.8% | 0.02% | −0.04 |
| BMY Bristol-Myers Squibb Co. | Reduce -45.8% | 0.05% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| SGOV iShares 0-3 Month Treasury B | Add +507.4% | 0.64% | +0.53 |
| AGG iShares Core U.S. Aggregate | Add +166.4% | 0.74% | +0.44 |
| SHV iShares 0-1 Year Treasury Bo | Add +843.7% | 0.46% | +0.41 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +57.6% | 1.11% | +0.41 |
| MUB iShares National Muni Bond E | Add +40.5% | 1.63% | +0.40 |
| BUFR FT Vest Lad Buffervetf-Usd I | New | 0.38% | +0.38 |
| MOAT Vaneck Morningstar Wide Moat | Add +13634.4% | 0.35% | +0.35 |
| SMOT Vaneck Morningstar Smid Moat | Add +3965328.6% | 0.35% | +0.35 |
| IVV iShares Core S&P 500 ETF | Add +7.0% | 6.77% | +0.34 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +638.6% | 0.37% | +0.32 |
| TFLO iShares Treasury Floating Ra | Add +206.7% | 0.47% | +0.31 |
| FBND Fidelity Total Bond ETF | Add +3817.3% | 0.32% | +0.31 |
| SCHD Schwab US DVD Equity ETF | Add +185.3% | 0.49% | +0.30 |
| VTI VG Morningstar TS MKT ETF-US | Add +72.2% | 0.63% | +0.26 |
| TSLA Tesla Inc. | Add +18.4% | 0.55% | +0.24 |
| RSP Invesco S&P 500 Equal Weight | Add +108.4% | 0.47% | +0.23 |
| SCHM Schwab US Mid Cap ETF | Add +510.6% | 0.25% | +0.21 |
| SPHY SS SPDR P High Yield ETF | Add +63.3% | 0.60% | +0.21 |
| SCHX Schwab US Large-Cap ETF | Add +67.8% | 0.46% | +0.18 |
| AMZN Amazon.com Inc. | Add +1.6% | 1.21% | +0.16 |
| IVW iShares S&P 500 Growth ETF | Add +15.1% | 1.02% | +0.15 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +420.0% | 0.19% | +0.15 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +32.7% | 0.62% | +0.13 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +181.1% | 0.22% | +0.13 |
| GLDM SPDR Gold Minishares Trust | Add +69.2% | 0.34% | +0.13 |
| QQQ Invesco QQQ Trust Series 1 | Add +19.5% | 0.69% | +0.12 |
| CGGR Cap Group Growth Equity | Add +9958.0% | 0.11% | +0.11 |
| PHYS Sprott Physical Gold Trust | Add +448.7% | 0.13% | +0.10 |
| DIS The Walt Disney Co. | Add +46.5% | 0.25% | +0.10 |
| AVLV Avantis US Large Cap Value | Add +120.3% | 0.17% | +0.09 |
| PDEC Innovator U.S. Equity Power | New | 0.09% | +0.09 |
| CLIP Global X 1-3 Month T-Bill | New | 0.09% | +0.09 |
| MTUM iShares MSCI USA Momentum Fa | Add +926.5% | 0.10% | +0.09 |
| TSPA T Rowe Price US Eqy Research | New | 0.09% | +0.09 |
| IGLB iShares 10+ Year Inv GR Corp. | Add +59115.6% | 0.08% | +0.08 |
| UCON First Trust Smith Unconstrai | Add +234.3% | 0.12% | +0.08 |
| DFAC Dimensional US Core Equity 2 | Add +29.3% | 0.39% | +0.08 |
| BUCK Simplify Treasury Option Inc. | Add +2884.8% | 0.08% | +0.08 |
| FIXD First Trust Smith Opportunis | Add +205.2% | 0.12% | +0.07 |
| VIG Vanguard Dividend Apprec ETF | Add +34.7% | 0.34% | +0.07 |
| APRH Innov Prem Inc. 20 Barr-April | New | 0.07% | +0.07 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +58.1% | 0.21% | +0.07 |
| QUAL iShares MSCI USA Quality Fac | Add +11.2% | 1.14% | +0.07 |
| IJR iShares Core S&P Small-Cap E | Add +13.0% | 1.00% | +0.07 |
| XLG Invesco S&P 500 Top 50 ETF | Add +26.5% | 0.30% | +0.07 |
| DFSD Dimensional Short Duration | Add +73.8% | 0.17% | +0.07 |
| PAPR Innovator U.S. Equity Power | Add +554.0% | 0.08% | +0.06 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +32.1% | 0.31% | +0.06 |
| AM Antero Midstream Corp. | Add +5845.4% | 0.06% | +0.06 |
| DCOR Dimensional US Core Eq 1 ETF | Add +87.8% | 0.14% | +0.06 |
Options Activity Q3 2024 → Q4 2024
| INVESCO ACTIVELY MANAGED ETF | put | Sold out | 1,000 | $488Kbefore exit |
| ALPHABET INC CAP STK CL C | put | Sold out | 600 | $100Kbefore exit |
| APPLE INC | put | Sold out | 400 | $93Kbefore exit |
| PACIFIC BIOSCIENCES CALIF IN | call | New | 10,000 | $38K |
| COMSTOCK INC | call | Sold out | 32,000 | $15Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.9% | 2,774 | $76K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -45.5% | 55 | $66K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -91.9% | 7 | $9K |
| FRBNW Forbion European Acqui A -23 | *W EXP 12/10/202 | New | 850 | $717 |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Add +2200.0% | 46 | $16 |
| GGN Gamco GLBL Gold NTRL Res Inc. | COM SH BEN INT | Reduce -100.0% | 0 | $2 |
| KSPI JSC Kaspi.kz ADR | SPONSORED ADS | New | 0 | $2 |
| MQY BlackRock Muniyield Quality | COM | Reduce -100.0% | 0 | $0 |
| BSJQ Invesco Bulletshares 2026 HY | INVSCO BLSH 26 | Reduce -100.0% | 0 | $0 |
| PMO Franklin Muncipl Opps Tst-Ui | SH BEN INT | Reduce -100.0% | 0 | $0 |
| LAZRQ Luminar Technologies Inc. | COMMON STOCK | Reduce -100.0% | 0 | $0 |
| BELFB Bel Fuse Inc. Class B | CL B | Reduce -100.0% | 0 | $0 |
| GTN Gray Media Inc. | COM | Reduce -100.0% | 0 | $0 |
| OPTINOSE INC | COM NEW | Reduce -100.0% | 0 | $0 |
| BCX BlackRock Resources & Commod | SHS | Sold out | 0 | $0before exit |
| ESPR Esperion Therapeutics Inc. | COM | Sold out | 0 | $0before exit |
| BTO John Hancock Financial Opp | SH BEN INT NEW | New | 0 | $0 |
| CNYA iShares MSCI China A ETF | MSCI CHINA A | Sold out | 0 | $0before exit |
| BBCA JPMorgan Betabuilders Canada | BETA CDA ETF NEW | Sold out | 0 | $0before exit |
| CXH MFS Investment Grade Muni | SH BEN INT | New | 0 | $0 |
| TURN 180 Degree Capital Corp. | COM NEW | Sold out | 0 | $0before exit |
| SCHK Schwab 1000 Index ETF | 1000 INDEX ETF | Sold out | 0 | $0before exit |
| TWOUQ 2U LLC | COM NEW | Sold out | 0 | $0before exit |
| VTC Vanguard Total Corporate BND | TOTAL CORP BND | Sold out | 0 | $0before exit |
| BTWNW Bridgetown Holdings -CW27 | *W EXP 09/30/202 | Sold out | 4 | $0before exit |
| MNY Moneyhero Ltd. Class A | ORD SHS | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,911 | $12.8B | IVV, VOO, AAPL, NVDA, DFIV |
| Q1 2026 | 5,702 | $10.6B | IVV, VOO, AAPL, NVDA, DFIV |
| Q4 2025 | 5,390 | $9.3B | IVV, AAPL, VOO, NVDA, VEA |
| Q3 2025 | 4,918 | $6.6B | IVV, VOO, AAPL, NVDA, VEA |
| Q2 2025 | 4,467 | $5.0B | IVV, VOO, VEA, AAPL, IUSB |
| Q1 2025 | 4,256 | $3.9B | IVV, VOO, AAPL, IUSB, ORLY |
| Q4 2024 | 3,996 | $2.8B | IVV, VOO, IUSB, AAPL, MSFT |
| Q3 2024 | 3,993 | $2.7B | IVV, VOO, NVDA, AAPL, IUSB |
| Q2 2024 | 3,805 | $2.1B | IVV, VOO, NVDA, AAPL, IUSB |
| Q1 2024 | 3,579 | $1.6B | IVV, VOO, NVDA, IUSB, FFIU |