Institute for Wealth Management, LLC.

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 30, 2024), Institute for Wealth Management, LLC. reported 500 stock positions worth $771.5 million. Its top holding was Nvidia (NVDA) at 9.6% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 8.7%) and Apple (AAPL, 2.8%). Compared with Q4 2023, it opened 45 new positions, sold out of 25, added to 161 and reduced 211. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +622%) and the biggest sale Boeing (BA, shares −8%).

Most Recent 13F
Q2 2026
Location
DENVER, CO
CIK
0001533954
Portfolio Value
$771.5M (Q1 2024)
SEC Filing
0001533954-24-000003 ↗ filed Apr 30, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $771.5M $771.5M Q1 2024 Q2 2024: $746.1M Q2 2024 Q3 2024: $792.4M Q3 2024 Q4 2024: $796.4M Q4 2024 Q1 2025: $777.9M Q1 2025 Q2 2025: $896.0M Q2 2025 Q3 2025: $960.1M Q3 2025 Q4 2025: $943.4M Q4 2025 Q1 2026: $931.3M Q1 2026 Q2 2026: $1.1B Q2 2026

Holdings 500 stocks · $771.5M
NVDA Nvidia Corp. 9.58% 81,839 $73.9M Reduce -1.9%
SPY SS SPDR S&P 500 ETF Trust-US 8.70% 128,298 $67.1M Add +621.9%
AAPL Apple Inc. 2.78% 124,906 $21.4M Add +1.8%
MSFT Microsoft Corp. 2.50% 45,818 $19.3M Add +0.9%
QQQ Invesco QQQ Trust Series 1 2.33% 40,446 $18.0M Add +21.6%
AMZN Amazon.com Inc. 2.09% 89,233 $16.1M Add +0.4%
META Meta Platforms Inc. Class A 1.27% 20,165 $9.8M Reduce -0.1%
ADBE Adobe Inc. 1.22% 18,637 $9.4M Add +0.7%
GOOGL Alphabet Inc. Class A 1.20% 61,225 $9.2M Reduce -0.1%
LRCX Lam Research Corp. 0.95% 7,523 $7.3M Reduce -0.1%
SBUX Starbucks Corp. 0.89% 75,131 $6.9M Reduce -0.0%
AXON Axon Enterprise Inc. 0.84% 20,833 $6.5M Add +0.4%
COST Costco Wholesale Corp. 0.81% 8,489 $6.2M Reduce -0.4%
SCHG Schwab US Large-Cap Growth 0.76% 62,874 $5.8M Reduce -1.3%
URI United Rentals Inc. 0.76% 8,084 $5.8M Add +1.3%
RXRX Recursion Pharmaceuticals-A 0.75% 581,149 $5.8M New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.74% 46,439 $5.7M Add +0.0%
XMMO Invesco S&P Midcap Momentum 0.73% 48,933 $5.6M Add +0.0%
AMD Advanced Micro Devices 0.72% 30,789 $5.6M Add +1.4%
LLY Eli Lilly & Co. 0.68% 6,739 $5.2M Add +1.5%
TXN Texas Instruments Inc. 0.68% 29,965 $5.2M Add +2.4%
XLI SS Industrial Select Sector 0.67% 40,951 $5.2M Add +1.5%
SPYX SS SPDR S&P 500 Foss FL ETF 0.65% 118,021 $5.1M Add +1.4%
ESGU iShares ESG Aware MSCI USA 0.65% 43,770 $5.0M Reduce -1.6%
MA Mastercard Inc. Class A 0.62% 9,939 $4.8M Reduce -1.9%
PDP Invesco Dorsey Wright Moment 0.62% 48,158 $4.8M Reduce -0.5%
XLF SS Financial Select Sector 0.61% 112,148 $4.7M Reduce -0.7%
BRK.B Berkshire Hathaway Inc. Class B 0.59% 10,902 $4.6M Add +6.5%
GS Goldman Sachs Group Inc. 0.57% 10,445 $4.4M Add +0.3%
IWM iShares Russell 2000 ETF 0.56% 20,578 $4.3M Add +45.6%
XLK SS Technology Select Sector 0.56% 20,747 $4.3M Reduce -0.4%
TSLA Tesla Inc. 0.56% 24,577 $4.3M Add +3.2%
VUG Vanguard Mrngstar GR ETF-Sui 0.55% 12,288 $4.2M Reduce -7.2%
AMAT Applied Materials Inc. 0.54% 20,268 $4.2M Reduce -0.3%
SMH Vaneck Semiconductor ETF 0.52% 17,973 $4.0M Add +13.9%
QUAL iShares MSCI USA Quality Fac 0.51% 23,877 $3.9M Reduce -5.7%
FTNT Fortinet Inc. 0.50% 56,920 $3.9M Reduce -0.2%
V Visa Inc. Class A 0.49% 13,684 $3.8M Reduce -1.9%
ABBV Abbvie Inc. 0.48% 20,157 $3.7M Reduce -0.7%
AMGN Amgen Inc. 0.45% 12,335 $3.5M Reduce -2.1%
AVGO Broadcom Inc. 0.42% 2,427 $3.2M Reduce -3.0%
FDX FedEx Corp. 0.41% 11,012 $3.2M Add +0.3%
HIG Hartford Insurance Group Inc. 0.41% 30,677 $3.2M Add +3.7%
JPM JPMorgan Chase & Co. 0.41% 15,729 $3.2M Reduce -2.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.40% 81,723 $3.1M Reduce -0.1%
BA The Boeing Co. 0.40% 15,878 $3.1M Reduce -8.0%
PWB Invesco Large Cap Growth ETF 0.38% 33,117 $3.0M Reduce -0.2%
QYLD Global X Nasd 100 Cov Call 0.38% 164,653 $2.9M Reduce -6.4%
SHV iShares 0-1 Year Treasury Bo 0.38% 26,487 $2.9M Reduce -26.5%
IWV iShares Russell 3000 ETF 0.36% 9,363 $2.8M No change
BMVP Invesco Bloomberg MVP Multi- 0.36% 61,231 $2.8M No change
XLE SS Energy Select Sector 0.35% 28,942 $2.7M Add +5.3%
CRM Salesforce Inc. 0.35% 9,006 $2.7M Add +0.2%
PYPL PayPal Holdings Inc. 0.35% 40,331 $2.7M Add +5.2%
CSX CSX Corp. 0.35% 72,444 $2.7M Reduce -0.0%
GOOG Alphabet Inc. Class C 0.35% 17,559 $2.7M Reduce -2.4%
DSI iShares ESG MSCI KLD 400 ETF 0.33% 25,615 $2.6M Add +1.5%
NFLX Netflix Inc. 0.33% 4,230 $2.6M Add +0.8%
RYLD Global X Russell 2000 Cov Class 0.33% 151,650 $2.6M Add +14.6%
IEV iShares Europe ETF 0.33% 45,937 $2.6M Reduce -0.4%
ORCL Oracle Corp. 0.32% 19,633 $2.5M Reduce -1.9%
MPC Marathon Petroleum Corp. 0.32% 12,200 $2.5M Add +0.3%
LOW Lowe's Cos Inc. 0.32% 9,633 $2.5M Reduce -0.4%
IWO iShares Russell 2000 Growth 0.32% 9,039 $2.4M No change
PRF Invesco Rafi US 1000 ETF 0.31% 62,670 $2.4M Reduce -0.5%
IVW iShares S&P 500 Growth ETF 0.31% 28,287 $2.4M Reduce -4.3%
CP Canadian Pacific Kansas City 0.31% 26,955 $2.4M Add +0.3%
XLG Invesco S&P 500 Top 50 ETF 0.31% 56,048 $2.4M Add +1.1%
QCOM Qualcomm Inc. 0.30% 13,779 $2.3M Add +0.7%
PANW Palo Alto Networks Inc. 0.30% 8,168 $2.3M Add +4.3%
ETN Eaton Corp. PLC 0.29% 7,109 $2.2M No change
EEM iShares MSCI Emerging Market 0.29% 53,827 $2.2M Add +0.7%
BX Blackstone Inc. 0.28% 16,652 $2.2M Reduce -0.5%
AXP American Express Co. 0.28% 9,429 $2.1M Reduce -0.5%
XYLD Global X S&P 500 Cove Call E 0.28% 52,417 $2.1M Reduce -6.1%
HD Home Depot Inc. 0.27% 5,521 $2.1M Reduce -2.7%
MTN Vail Resorts Inc. 0.27% 9,447 $2.1M Add +4.4%
CME Cme Group Inc. 0.26% 9,343 $2.0M Reduce -0.1%
DELL Dell Technologies -C 0.26% 17,581 $2.0M Add +0.2%
GE General Electric 0.26% 11,331 $2.0M Reduce -0.0%
NOW ServiceNow Inc. 0.26% 2,600 $2.0M No change
XHB SS SPDR S&P Homebldrs ETF 0.26% 17,759 $2.0M Add +0.2%
VGSH Vanguard Short-Term Treasury 0.25% 33,645 $2.0M Reduce -9.0%
IVV iShares Core S&P 500 ETF 0.25% 3,692 $1.9M Add +0.5%
DE Deere & Co. 0.25% 4,710 $1.9M Add +0.4%
UPS United Parcel Service Class B 0.25% 12,944 $1.9M Add +0.5%
XYZ Block Inc. 0.25% 22,715 $1.9M Reduce -1.6%
WM Waste Management Inc. 0.24% 8,808 $1.9M Reduce -0.6%
EFAX State Street SPDR MSCI Eafe 0.24% 44,837 $1.9M Add +2.5%
CSGP Costar Group Inc. 0.24% 19,219 $1.9M Reduce -0.9%
ARES Ares Management Corp. Class A 0.24% 13,801 $1.8M New
H Hyatt Hotels Corp. Class A 0.23% 11,283 $1.8M Add +0.2%
CAT Caterpillar Inc. 0.23% 4,754 $1.7M Reduce -6.5%
SPHQ Invesco S&P 500 Quality ETF 0.22% 28,720 $1.7M Add +0.0%
PFM Invesco Dividend Achievers E 0.22% 40,480 $1.7M No change
BMY Bristol-Myers Squibb Co. 0.22% 31,578 $1.7M Add +5.1%
KLAC KLA Corp. 0.22% 2,428 $1.7M No change
IHI iShares U.S. Medical Devices 0.22% 28,835 $1.7M Reduce -0.0%
NKE Nike Inc. Class B 0.22% 17,724 $1.7M Reduce -0.6%
BXSL Blackstone Secured Lending F 0.22% 53,368 $1.7M Add +8.3%

Show all 500 holdings

Options reported separately and not counted above: SPY calls ($1.9M), IWM calls ($1.0M), QQQ puts ($666K), IWN calls ($556K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $274K (not counted above)
SecurityClassShares / PrincipalValueChange
PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) 5.75% CONV PFD A 19,925$274KReduce -23.6%

Total filed on the 13F, all lines: $771.8M.

Portfolio Sells Q4 2023 → Q1 2024
BA The Boeing Co. Reduce -8.0% 0.40% −0.34
SBUX Starbucks Corp. Reduce -0.0% 0.89% −0.29
SHV iShares 0-1 Year Treasury Bo Reduce -26.5% 0.38% −0.27
GOOGL Alphabet Inc. Class A Reduce -0.1% 1.20% −0.20
AMGN Amgen Inc. Reduce -2.1% 0.45% −0.14
VUG Vanguard Mrngstar GR ETF-Sui Reduce -7.2% 0.55% −0.12
QYLD Global X Nasd 100 Cov Call Reduce -6.4% 0.38% −0.12
COST Costco Wholesale Corp. Reduce -0.4% 0.81% −0.11
ESGU iShares ESG Aware MSCI USA Reduce -1.6% 0.65% −0.11
SCHG Schwab US Large-Cap Growth Reduce -1.3% 0.76% −0.11
NKE Nike Inc. Class B Reduce -0.6% 0.22% −0.10
QUAL iShares MSCI USA Quality Fac Reduce -5.7% 0.51% −0.10
VGSH Vanguard Short-Term Treasury Reduce -9.0% 0.25% −0.10
V Visa Inc. Class A Reduce -1.9% 0.49% −0.10
IRDM Iridium Communications Inc. Reduce -55.0% 0.03% −0.10
XLK SS Technology Select Sector Reduce -0.4% 0.56% −0.09
MA Mastercard Inc. Class A Reduce -1.9% 0.62% −0.09
XYLD Global X S&P 500 Cove Call E Reduce -6.1% 0.28% −0.08
XLF SS Financial Select Sector Reduce -0.7% 0.61% −0.08
SCHD Schwab US DVD Equity ETF Reduce -21.6% 0.16% −0.08
TFLO iShares Treasury Floating Ra Reduce -53.1% 0.05% −0.08
BX Blackstone Inc. Reduce -0.5% 0.28% −0.07
GOOG Alphabet Inc. Class C Reduce -2.4% 0.35% −0.07
IEV iShares Europe ETF Reduce -0.4% 0.33% −0.07
JEPI JPMorgan Equity Premium Inco Reduce -11.2% 0.18% −0.06
CSX CSX Corp. Reduce -0.0% 0.35% −0.06
CME Cme Group Inc. Reduce -0.1% 0.26% −0.06
VNQ Vanguard Real Estate ETF Reduce -3.6% 0.18% −0.06
PDP Invesco Dorsey Wright Moment Reduce -0.5% 0.62% −0.06
BIL SS SPDR BB 1-3M T-Bill ETF Sold out 0.00% −0.06
VEA Vanguard Ftse Developed ETF Reduce -11.6% 0.15% −0.06
BND Vanguard Total Bond Market Reduce -13.8% 0.12% −0.06
MS Morgan Stanley Reduce -0.6% 0.21% −0.05
IVW iShares S&P 500 Growth ETF Reduce -4.3% 0.31% −0.05
DIA SS SPDR Dow Jones Indus Avg Reduce -8.8% 0.17% −0.05
VTIP Vanguard Short-Term Tips Sold out 0.00% −0.05
VWO Vanguard Ftse Emerging Marke Reduce -6.8% 0.15% −0.05
PRF Invesco Rafi US 1000 ETF Reduce -0.5% 0.31% −0.05
AAL American Airlines Group Inc. Sold out 0.00% −0.05
BAC Bank of America Corp. Reduce -0.1% 0.40% −0.05
CMCSA Comcast Corp. Class A Reduce -0.3% 0.17% −0.05
VOO Vanguard S&P 500 ETF Reduce -20.9% 0.11% −0.05
HD Home Depot Inc. Reduce -2.7% 0.27% −0.05
VTWV Vanguard Russell 2000 Value Reduce -0.1% 0.20% −0.05
MCD McDonald's Corp. Reduce -1.3% 0.13% −0.05
ABNB Airbnb Inc. Class A Reduce -49.6% 0.04% −0.05
IT Gartner Inc. Reduce -5.9% 0.17% −0.04
LMT Lockheed Martin Corp. Reduce -2.6% 0.15% −0.04
PARAA Paramount Global Class B Reduce -5.0% 0.07% −0.04
HON Honeywell International Inc. Reduce -0.3% 0.15% −0.04

Portfolio Buys Q4 2023 → Q1 2024
SPY SS SPDR S&P 500 ETF Trust-US Add +621.9% 8.70% +7.32
RXRX Recursion Pharmaceuticals-A New 0.75% +0.75
ARES Ares Management Corp. Class A New 0.24% +0.24
CIBR First Trust Nasdaq Cybersecu Add +379.9% 0.17% +0.12
DFAC Dimensional US Core Equity 2 New 0.11% +0.11
CTAS Cintas Corp. New 0.11% +0.11
QQQ Invesco QQQ Trust Series 1 Add +21.6% 2.33% +0.10
IWM iShares Russell 2000 ETF Add +45.6% 0.56% +0.10
VHT Vanguard Health Care ETF Add +98.5% 0.21% +0.09
SMH Vaneck Semiconductor ETF Add +13.9% 0.52% +0.07
FATE Fate Therapeutics Inc. New 0.06% +0.06
DIS The Walt Disney Co. Add +0.0% 0.74% +0.05
DFIV Dimensional International Va New 0.05% +0.05
DFAT Dimensional US Target Value Add +185.9% 0.09% +0.05
OCSL Oaktree Specialty Lending Co. New 0.05% +0.05
LLY Eli Lilly & Co. Add +1.5% 0.68% +0.05
APD Air Products & Chemicals Inc. New 0.05% +0.05
VDC Vanguard Consumer Staple ETF Add +157.0% 0.08% +0.04
STGW Stagwell Inc. New 0.04% +0.04
DELL Dell Technologies -C Add +0.2% 0.26% +0.04
DFUV Dimensional US Marketwide Va New 0.04% +0.04
IWN iShares Russell 2000 Value E Add +274.0% 0.06% +0.04
ARW Arrow Electronics Inc. New 0.04% +0.04
RGA Reinsurance Group of America New 0.04% +0.04
BRSL Brightstar Lottery PLC New 0.04% +0.04
FIS Fidelity National Info Serv New 0.04% +0.04
NOV Nov Inc. New 0.03% +0.03
HDB HDFC Bank Ltd.-ADR New 0.03% +0.03
WCC Wesco International Inc. New 0.03% +0.03
KKR KKR & Co. Inc. Add +52.7% 0.10% +0.03
ASH Ashland Inc. New 0.03% +0.03
SPHR Sphere Entertainment Co. New 0.03% +0.03
COLL Collegium Pharmaceutical Inc. New 0.03% +0.03
MSGE Madison Square Garden Entert New 0.03% +0.03
WMB Williams Cos Inc. New 0.03% +0.03
CRWD CrowdStrike Holdings Inc. Class A New 0.03% +0.03
PRI Primerica Inc. New 0.03% +0.03
D Dominion Energy Inc. New 0.03% +0.03
TFPM Triple Flag Precious Met New 0.03% +0.03
DSL Doubleline Income Solutions New 0.03% +0.03
GLPI Gaming and Leisure Propertie New 0.03% +0.03
WRK Westrock Co. New 0.03% +0.03
FOXF Fox Factory Holding Corp. New 0.03% +0.03
AMLP Alerian MLP ETF New 0.03% +0.03
MSTR Strategy Inc. New 0.03% +0.03
GWRE Guidewire Software Inc. New 0.03% +0.03
IWR iShares Russell Mid-Cap ETF New 0.03% +0.03
SUSL iShares ESG MSCI USA Leaders New 0.03% +0.03
AER Aercap Holdings NV New 0.03% +0.03
TEL Te Connectivity Ltd. New 0.03% +0.03

Options Activity Q4 2023 → Q1 2024
SPY SS SPDR S&P 500 ETF Trust-US call Add +260.0% 3,600 $1.9M
IWM iShares Russell 2000 ETF call Reduce -26.1% 4,800 $1.0M
IWN iShares Russell 2000 Value E call Reduce -56.3% 3,500 $556K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024
PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) 5.75% CONV PFD A Reduce -23.6% 19,925 $274K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 1,744$1.1BNVDA, AAPL, LRCX, AMZN, GOOGL
Q1 2026 540$931.3MNVDA, AAPL, QQQ, MSFT, AMZN
Q4 2025 538$943.4MNVDA, AAPL, MSFT, AMZN, GOOGL
Q3 2025 557$960.1MNVDA, AAPL, MSFT, AMZN, QQQ
Q2 2025 559$896.0MNVDA, AAPL, MSFT, AMZN, AXON
Q1 2025 524$777.9MNVDA, AAPL, MSFT, AMZN, QQQ
Q4 2024 505$796.4MNVDA, AAPL, MSFT, AMZN, AXON
Q3 2024 550$792.4MNVDA, AAPL, MSFT, AMZN, META
Q2 2024 504$746.1MNVDA, AAPL, MSFT, AMZN, QQQ
Q1 2024 500$771.5MNVDA, SPY, AAPL, MSFT, QQQ