Institute for Wealth Management, LLC.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Institute for Wealth Management, LLC. reported 550 stock positions worth $792.4 million. Its top holding was Nvidia (NVDA) at 12.4% of the portfolio, followed by Apple (AAPL, 3.8%) and Microsoft (MSFT, 2.7%). Compared with Q2 2024, it opened 55 new positions, sold out of 9, added to 155 and reduced 235. The biggest buy was iShares MSCI USA Min Vol Fac (USMV, shares +489%) and the biggest sale Nvidia (NVDA, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001533954
- Portfolio Value
- $792.4M (Q3 2024)
- SEC Filing
- 0001533954-24-000005 ↗ filed Nov 12, 2024
Holdings Value
Holdings 550 stocks · $792.4M
| NVDA Nvidia Corp. | 12.39% | 808,775 | $98.2M | Reduce -0.7% |
| AAPL Apple Inc. | 3.76% | 127,905 | $29.8M | Reduce -0.4% |
| MSFT Microsoft Corp. | 2.75% | 50,588 | $21.8M | Reduce -0.6% |
| AMZN Amazon.com Inc. | 2.16% | 91,744 | $17.1M | Add +0.9% |
| META Meta Platforms Inc. Class A | 1.46% | 20,275 | $11.6M | Reduce -1.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.32% | 21,437 | $10.5M | Reduce -27.6% |
| GOOGL Alphabet Inc. Class A | 1.26% | 60,228 | $10.0M | Reduce -0.7% |
| ADBE Adobe Inc. | 1.23% | 18,795 | $9.7M | Add +0.0% |
| COST Costco Wholesale Corp. | 1.09% | 9,726 | $8.6M | Add +6.6% |
| AXON Axon Enterprise Inc. | 1.05% | 20,820 | $8.3M | Reduce -0.1% |
| SBUX Starbucks Corp. | 0.97% | 78,618 | $7.7M | Reduce -0.2% |
| TSLA Tesla Inc. | 0.92% | 27,722 | $7.3M | Reduce -3.6% |
| SCHG Schwab US Large-Cap Growth | 0.82% | 62,626 | $6.5M | Add +0.1% |
| URI United Rentals Inc. | 0.81% | 7,908 | $6.4M | Reduce -0.8% |
| SPYX SS SPDR S&P 500 Foss FL ETF | 0.78% | 130,649 | $6.2M | Add +5.7% |
| TXN Texas Instruments Inc. | 0.77% | 29,662 | $6.1M | Reduce -0.2% |
| LRCX Lam Research Corp. | 0.77% | 7,499 | $6.1M | Reduce -0.3% |
| ESGU iShares ESG Aware MSCI USA | 0.76% | 47,465 | $6.0M | Add +6.3% |
| LLY Eli Lilly & Co. | 0.75% | 6,698 | $5.9M | Add +2.5% |
| XMMO Invesco S&P Midcap Momentum | 0.74% | 48,709 | $5.9M | Add +0.0% |
| XLI SS Industrial Select Sector | 0.71% | 41,479 | $5.6M | Add +0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.69% | 9,501 | $5.5M | Reduce -0.2% |
| AMD Advanced Micro Devices | 0.67% | 32,532 | $5.3M | Add +4.9% |
| GS Goldman Sachs Group Inc. | 0.65% | 10,419 | $5.2M | Reduce -0.8% |
| XLF SS Financial Select Sector | 0.64% | 112,460 | $5.1M | Add +0.4% |
| PDP Invesco Dorsey Wright Moment | 0.62% | 47,900 | $4.9M | Reduce -0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.62% | 10,676 | $4.9M | Reduce -0.4% |
| MA Mastercard Inc. Class A | 0.61% | 9,747 | $4.8M | Reduce -1.8% |
| XLK SS Technology Select Sector | 0.59% | 20,861 | $4.7M | Add +0.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.59% | 51,303 | $4.7M | Add +489.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.57% | 47,206 | $4.5M | Add +1.0% |
| SMH Vaneck Semiconductor ETF | 0.57% | 18,459 | $4.5M | Add +1.4% |
| FTNT Fortinet Inc. | 0.57% | 57,743 | $4.5M | Add +0.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.54% | 11,087 | $4.3M | Reduce -1.1% |
| AVGO Broadcom Inc. | 0.52% | 24,080 | $4.2M | Add +0.6% |
| AMAT Applied Materials Inc. | 0.51% | 19,910 | $4.0M | Reduce -1.8% |
| AMGN Amgen Inc. | 0.50% | 12,391 | $4.0M | Reduce -1.0% |
| QUAL iShares MSCI USA Quality Fac | 0.49% | 21,581 | $3.9M | Reduce -1.1% |
| ABBV Abbvie Inc. | 0.49% | 19,559 | $3.9M | Reduce -3.4% |
| V Visa Inc. Class A | 0.48% | 13,758 | $3.8M | Add +0.5% |
| HIG Hartford Insurance Group Inc. | 0.45% | 30,070 | $3.5M | Reduce -0.6% |
| JPM JPMorgan Chase & Co. | 0.43% | 16,313 | $3.4M | Reduce -1.2% |
| XLG Invesco S&P 500 Top 50 ETF | 0.43% | 72,005 | $3.4M | Add +28.6% |
| PWB Invesco Large Cap Growth ETF | 0.41% | 32,701 | $3.2M | Reduce -0.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.40% | 80,342 | $3.2M | Reduce -1.4% |
| VTWV Vanguard Russell 2000 Value | 0.40% | 21,577 | $3.2M | Add +0.3% |
| ORCL Oracle Corp. | 0.40% | 18,496 | $3.2M | Reduce -6.7% |
| PYPL PayPal Holdings Inc. | 0.40% | 40,146 | $3.1M | Reduce -1.9% |
| DSI iShares ESG MSCI KLD 400 ETF | 0.39% | 28,237 | $3.1M | Add +6.0% |
| IWV iShares Russell 3000 ETF | 0.39% | 9,363 | $3.1M | No change |
| NFLX Netflix Inc. | 0.38% | 4,281 | $3.0M | Reduce -0.2% |
| FDX FedEx Corp. | 0.38% | 10,973 | $3.0M | Add +0.4% |
| SHV iShares 0-1 Year Treasury Bo | 0.37% | 26,333 | $2.9M | Add +6.4% |
| GOOG Alphabet Inc. Class C | 0.37% | 17,332 | $2.9M | Reduce -1.3% |
| BMVP Invesco Bloomberg MVP Multi- | 0.36% | 59,793 | $2.9M | Reduce -1.7% |
| CRM Salesforce Inc. | 0.36% | 10,514 | $2.9M | Add +5.7% |
| LOW Lowe's Cos Inc. | 0.36% | 10,390 | $2.8M | Reduce -2.3% |
| QYLD Global X Nasd 100 Cov Call | 0.35% | 154,835 | $2.8M | Reduce -3.6% |
| PANW Palo Alto Networks Inc. | 0.34% | 7,900 | $2.7M | Reduce -0.1% |
| IEV iShares Europe ETF | 0.33% | 45,331 | $2.6M | Reduce -1.2% |
| IVW iShares S&P 500 Growth ETF | 0.33% | 27,094 | $2.6M | Add +3.0% |
| RYLD Global X Russell 2000 Cov Class | 0.32% | 157,889 | $2.6M | Add +2.6% |
| XLE SS Energy Select Sector | 0.32% | 29,018 | $2.5M | Add +1.1% |
| AXP American Express Co. | 0.32% | 9,383 | $2.5M | Reduce -0.2% |
| BA The Boeing Co. | 0.32% | 16,726 | $2.5M | Add +3.1% |
| PRF Invesco Rafi US 1000 ETF | 0.32% | 62,515 | $2.5M | Reduce -0.0% |
| BX Blackstone Inc. | 0.32% | 16,473 | $2.5M | Reduce -0.0% |
| CSX CSX Corp. | 0.31% | 70,968 | $2.5M | Reduce -0.8% |
| EEM iShares MSCI Emerging Market | 0.31% | 53,205 | $2.4M | Reduce -1.3% |
| ARES Ares Management Corp. Class A | 0.31% | 15,561 | $2.4M | Add +6.0% |
| NOW ServiceNow Inc. | 0.29% | 2,611 | $2.3M | Reduce -0.3% |
| ETN Eaton Corp. PLC | 0.29% | 7,034 | $2.3M | Reduce -0.9% |
| IVV iShares Core S&P 500 ETF | 0.29% | 4,032 | $2.3M | Reduce -1.2% |
| IWM iShares Russell 2000 ETF | 0.29% | 10,483 | $2.3M | Add +8.1% |
| QCOM Qualcomm Inc. | 0.29% | 13,602 | $2.3M | Reduce -1.7% |
| CP Canadian Pacific Kansas City | 0.29% | 26,850 | $2.3M | No change |
| HD Home Depot Inc. | 0.29% | 5,665 | $2.3M | Reduce -4.3% |
| VKTX Viking Therapeutics Inc. | 0.29% | 36,237 | $2.3M | Add +13.5% |
| XHB SS SPDR S&P Homebldrs ETF | 0.29% | 18,137 | $2.3M | Add +2.3% |
| EFAX State Street SPDR MSCI Eafe | 0.28% | 50,993 | $2.2M | Add +8.0% |
| NKE Nike Inc. Class B | 0.27% | 24,011 | $2.1M | Add +5.4% |
| GE General Electric filed as GE AEROSPACE | 0.26% | 11,119 | $2.1M | Reduce -0.9% |
| DELL Dell Technologies -C | 0.26% | 17,595 | $2.1M | Add +0.3% |
| VGSH Vanguard Short-Term Treasury | 0.26% | 35,108 | $2.1M | Reduce -2.3% |
| XYLD Global X S&P 500 Cove Call E | 0.26% | 49,634 | $2.1M | Reduce -3.7% |
| CME Cme Group Inc. | 0.26% | 9,272 | $2.0M | Reduce -0.7% |
| MPC Marathon Petroleum Corp. | 0.26% | 12,430 | $2.0M | Reduce -0.7% |
| DE Deere & Co. | 0.25% | 4,760 | $2.0M | Add +2.8% |
| SPHQ Invesco S&P 500 Quality ETF | 0.25% | 29,054 | $2.0M | Add +1.2% |
| CAT Caterpillar Inc. | 0.24% | 4,950 | $1.9M | Add +1.2% |
| BXSL Blackstone Secured Lending F | 0.24% | 65,541 | $1.9M | Add +6.5% |
| PFM Invesco Dividend Achievers E | 0.24% | 40,480 | $1.9M | No change |
| RTX RTX Corp. | 0.24% | 15,502 | $1.9M | Reduce -0.7% |
| ABSI Absci Corp. | 0.24% | 491,248 | $1.9M | Reduce -3.9% |
| VGT Vanguard Info Tech ETF | 0.24% | 3,192 | $1.9M | Add +3.2% |
| KLAC KLA Corp. | 0.23% | 2,380 | $1.8M | Reduce -0.8% |
| MS Morgan Stanley | 0.23% | 17,449 | $1.8M | Reduce -1.7% |
| WM Waste Management Inc. | 0.23% | 8,724 | $1.8M | Reduce -1.0% |
| JNJ Johnson & Johnson | 0.23% | 11,163 | $1.8M | Reduce -1.1% |
| MTN Vail Resorts Inc. | 0.23% | 10,316 | $1.8M | Add +6.8% |
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -0.7% | 12.39% | −1.09 |
| RXRX Recursion Pharmaceuticals-A | Sold out | 0.00% | −0.58 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -27.6% | 1.32% | −0.58 |
| LRCX Lam Research Corp. | Reduce -0.3% | 0.77% | −0.30 |
| MSFT Microsoft Corp. | Reduce -0.6% | 2.75% | −0.30 |
| GOOGL Alphabet Inc. Class A | Reduce -0.7% | 1.26% | −0.22 |
| AMAT Applied Materials Inc. | Reduce -1.8% | 0.51% | −0.13 |
| QCOM Qualcomm Inc. | Reduce -1.7% | 0.29% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -1.3% | 0.37% | −0.07 |
| SBLK Star Bulk Carriers Corp. | Sold out | 0.00% | −0.06 |
| SE Sea Ltd.-ADR | Sold out | 0.00% | −0.05 |
| BXMT Blackstone Mortgage Tru Class A | Reduce -30.1% | 0.11% | −0.04 |
| MPC Marathon Petroleum Corp. | Reduce -0.7% | 0.26% | −0.04 |
| KLAC KLA Corp. | Reduce -0.8% | 0.23% | −0.03 |
| VET Vermilion Energy Inc. | Reduce -61.5% | 0.02% | −0.03 |
| BAC Bank of America Corp. | Reduce -1.4% | 0.40% | −0.03 |
| WRK Westrock Co. | Sold out | 0.00% | −0.03 |
| FATE Fate Therapeutics Inc. | Sold out | 0.00% | −0.03 |
| TEL Te Connectivity Ltd. | Sold out | 0.00% | −0.03 |
| DLTR Dollar Tree Inc. | Sold out | 0.00% | −0.03 |
| QYLD Global X Nasd 100 Cov Call | Reduce -3.6% | 0.35% | −0.03 |
| FOXF Fox Factory Holding Corp. | Sold out | 0.00% | −0.03 |
| GM General Motors Co. | Reduce -2.3% | 0.20% | −0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -1.1% | 0.54% | −0.02 |
| WM Waste Management Inc. | Reduce -1.0% | 0.23% | −0.02 |
| ELV Elevance Health Inc. | Reduce -1.1% | 0.20% | −0.02 |
| MU Micron Technology Inc. | Reduce -0.0% | 0.07% | −0.02 |
| OCSL Oaktree Specialty Lending Co. | Reduce -37.1% | 0.02% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -0.8% | 0.14% | −0.02 |
| EW Edwards Lifesciences Corp. | Reduce -1.7% | 0.04% | −0.02 |
| STKL Sunopta Inc. | Sold out | 0.00% | −0.02 |
| VDE Vanguard Energy ETF | Reduce -7.8% | 0.11% | −0.02 |
| F Ford Motor Co. | Reduce -0.3% | 0.08% | −0.02 |
| AMGN Amgen Inc. | Reduce -1.0% | 0.50% | −0.02 |
| UPS United Parcel Service Class B | Reduce -2.1% | 0.22% | −0.02 |
| XYLD Global X S&P 500 Cove Call E | Reduce -3.7% | 0.26% | −0.02 |
| WFC Wells Fargo & Co. | Reduce -15.0% | 0.06% | −0.02 |
| DG Dollar General Corp. | Reduce -0.8% | 0.03% | −0.02 |
| PANW Palo Alto Networks Inc. | Reduce -0.1% | 0.34% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -2.3% | 0.26% | −0.02 |
| EOG EOG Resources Inc. | Reduce -0.1% | 0.19% | −0.02 |
| H Hyatt Hotels Corp. Class A | Reduce -1.6% | 0.21% | −0.02 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -0.8% | 0.12% | −0.02 |
| HON Honeywell International Inc. | Reduce -1.5% | 0.14% | −0.02 |
| WMS Advanced Drainage Systems Inc. | Reduce -16.6% | 0.05% | −0.01 |
| APA Apa Corp. | Reduce -5.4% | 0.04% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -1.2% | 0.43% | −0.01 |
| SWKS Skyworks Solutions Inc. | Reduce -0.5% | 0.08% | −0.01 |
| CSX CSX Corp. | Reduce -0.8% | 0.31% | −0.01 |
| QUAL iShares MSCI USA Quality Fac | Reduce -1.1% | 0.49% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| USMV iShares MSCI USA Min Vol Fac | Add +489.1% | 0.59% | +0.49 |
| FTNT Fortinet Inc. | Add +0.1% | 0.57% | +0.10 |
| XLG Invesco S&P 500 Top 50 ETF | Add +28.6% | 0.43% | +0.09 |
| BABA Alibaba Group Holding-SP ADR | Add +59.5% | 0.12% | +0.07 |
| VKTX Viking Therapeutics Inc. | Add +13.5% | 0.29% | +0.06 |
| DHI D.R. Horton Inc. | New | 0.06% | +0.06 |
| JD Jd.com Inc.-ADR | New | 0.05% | +0.05 |
| THO Thor Industries Inc. | New | 0.05% | +0.05 |
| VSS Vanguard Ftse All Wo X-US SC | New | 0.05% | +0.05 |
| DFH Dream Finders Homes Inc. Class A | New | 0.05% | +0.05 |
| COST Costco Wholesale Corp. | Add +6.6% | 1.09% | +0.05 |
| JPST JPMorgan Ultra-Short Income | New | 0.05% | +0.05 |
| ROP Roper Technologies Inc. | New | 0.05% | +0.05 |
| PDD PDD Holdings Inc. | New | 0.05% | +0.05 |
| XHB SS SPDR S&P Homebldrs ETF | Add +2.3% | 0.29% | +0.04 |
| SSD Simpson Manufacturing Co. Inc. | New | 0.04% | +0.04 |
| ARES Ares Management Corp. Class A | Add +6.0% | 0.31% | +0.04 |
| ANSS Ansys Inc. | New | 0.04% | +0.04 |
| ESGU iShares ESG Aware MSCI USA | Add +6.3% | 0.76% | +0.04 |
| WDAY Workday Inc. Class A | New | 0.04% | +0.04 |
| LUV Southwest Airlines Co. | New | 0.04% | +0.04 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +22.4% | 0.18% | +0.04 |
| PENN Penn Entertainment Inc. | New | 0.04% | +0.04 |
| SPYX SS SPDR S&P 500 Foss FL ETF | Add +5.7% | 0.78% | +0.04 |
| JELD Jeld-Wen Holding Inc. | New | 0.04% | +0.04 |
| POOL Pool Corp. | New | 0.04% | +0.04 |
| NCNO Ncino Inc. | New | 0.04% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +3.4% | 0.22% | +0.04 |
| NKE Nike Inc. Class B | Add +5.4% | 0.27% | +0.04 |
| ZTS Zoetis Inc. | Add +52.0% | 0.10% | +0.04 |
| FFIV F5 Inc. | Add +32.1% | 0.10% | +0.04 |
| NDSN Nordson Corp. | New | 0.04% | +0.04 |
| LEA Lear Corp. | New | 0.04% | +0.04 |
| SWK Stanley Black & Decker Inc. | New | 0.03% | +0.03 |
| SHW The Sherwin-Williams Co. | Add +1.2% | 0.19% | +0.03 |
| XLI SS Industrial Select Sector | Add +0.3% | 0.71% | +0.03 |
| ORA Ormat Technologies Inc. | New | 0.03% | +0.03 |
| OLN Olin Corp. | New | 0.03% | +0.03 |
| LSTR Landstar System Inc. | New | 0.03% | +0.03 |
| VTI VG Morningstar TS MKT ETF-US | New | 0.03% | +0.03 |
| BIDU Baidu Inc. - Spon ADR | New | 0.03% | +0.03 |
| VONV Vanguard Russell 1000 Value | Add +48.1% | 0.09% | +0.03 |
| ACN Accenture PLC Class A | Add +23.0% | 0.12% | +0.03 |
| BSY Bentley Systems Inc. Class B | New | 0.03% | +0.03 |
| HUM Humana Inc. | New | 0.03% | +0.03 |
| SMAR Smartsheet Inc. Class A | New | 0.03% | +0.03 |
| ABNB Airbnb Inc. Class A | Add +122.2% | 0.07% | +0.03 |
| UHAL U-Haul Holding Co. | New | 0.03% | +0.03 |
| COLL Collegium Pharmaceutical Inc. | New | 0.03% | +0.03 |
| BAX Baxter International Inc. | Add +66.3% | 0.07% | +0.03 |
Notes & Other Activity Q2 2024 → Q3 2024
| GABELLI MULTIMEDIA TRUST-WI | RIGHT 07/22/2024 | Sold out | 16,346 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,744 | $1.1B | NVDA, AAPL, LRCX, AMZN, GOOGL |
| Q1 2026 | 540 | $931.3M | NVDA, AAPL, QQQ, MSFT, AMZN |
| Q4 2025 | 538 | $943.4M | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q3 2025 | 557 | $960.1M | NVDA, AAPL, MSFT, AMZN, QQQ |
| Q2 2025 | 559 | $896.0M | NVDA, AAPL, MSFT, AMZN, AXON |
| Q1 2025 | 524 | $777.9M | NVDA, AAPL, MSFT, AMZN, QQQ |
| Q4 2024 | 505 | $796.4M | NVDA, AAPL, MSFT, AMZN, AXON |
| Q3 2024 | 550 | $792.4M | NVDA, AAPL, MSFT, AMZN, META |
| Q2 2024 | 504 | $746.1M | NVDA, AAPL, MSFT, AMZN, QQQ |
| Q1 2024 | 500 | $771.5M | NVDA, SPY, AAPL, MSFT, QQQ |