Institute for Wealth Management, LLC.

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 25, 2024), Institute for Wealth Management, LLC. reported 504 stock positions worth $746.1 million. Its top holding was Nvidia (NVDA) at 13.5% of the portfolio, followed by Apple (AAPL, 3.6%) and Microsoft (MSFT, 3.0%). Compared with Q1 2024, it opened 20 new positions, sold out of 17, added to 197 and reduced 181. The biggest buy was Apple (AAPL, shares +3%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −93%).

Most Recent 13F
Q2 2026
Location
DENVER, CO
CIK
0001533954
Portfolio Value
$746.1M (Q2 2024)
SEC Filing
0001533954-24-000004 ↗ filed Jul 25, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $771.5M Q1 2024 Q2 2024: $746.1M $746.1M Q2 2024 Q3 2024: $792.4M Q3 2024 Q4 2024: $796.4M Q4 2024 Q1 2025: $777.9M Q1 2025 Q2 2025: $896.0M Q2 2025 Q3 2025: $960.1M Q3 2025 Q4 2025: $943.4M Q4 2025 Q1 2026: $931.3M Q1 2026 Q2 2026: $1.1B Q2 2026

Holdings 504 stocks · $746.1M
NVDA Nvidia Corp. 13.48% 814,335 $100.6M Reduce -0.5%
AAPL Apple Inc. 3.62% 128,382 $27.0M Add +2.8%
MSFT Microsoft Corp. 3.05% 50,886 $22.7M Add +11.1%
AMZN Amazon.com Inc. 2.35% 90,902 $17.6M Add +1.9%
QQQ Invesco QQQ Trust Series 1 1.90% 29,605 $14.2M Reduce -26.8%
GOOGL Alphabet Inc. Class A 1.48% 60,636 $11.0M Reduce -1.0%
ADBE Adobe Inc. 1.40% 18,790 $10.4M Add +0.8%
META Meta Platforms Inc. Class A 1.38% 20,485 $10.3M Add +1.6%
LRCX Lam Research Corp. 1.07% 7,523 $8.0M No change
COST Costco Wholesale Corp. 1.04% 9,127 $7.8M Add +7.5%
SCHG Schwab US Large-Cap Growth 0.85% 62,576 $6.3M Reduce -0.5%
SBUX Starbucks Corp. 0.82% 78,763 $6.1M Add +4.8%
AXON Axon Enterprise Inc. 0.82% 20,835 $6.1M Add +0.0%
LLY Eli Lilly & Co. 0.79% 6,537 $5.9M Reduce -3.0%
TXN Texas Instruments Inc. 0.77% 29,719 $5.8M Reduce -0.8%
TSLA Tesla Inc. 0.76% 28,752 $5.7M Add +17.0%
XMMO Invesco S&P Midcap Momentum 0.74% 48,708 $5.6M Reduce -0.5%
SPYX SS SPDR S&P 500 Foss FL ETF 0.74% 123,606 $5.5M Add +4.7%
ESGU iShares ESG Aware MSCI USA 0.71% 44,630 $5.3M Add +2.0%
SPY SS SPDR S&P 500 ETF Trust-US 0.69% 9,520 $5.2M Reduce -92.6%
URI United Rentals Inc. 0.69% 7,968 $5.2M Reduce -1.4%
XLI SS Industrial Select Sector 0.68% 41,357 $5.0M Add +1.0%
AMD Advanced Micro Devices 0.67% 31,005 $5.0M Add +0.7%
AMAT Applied Materials Inc. 0.64% 20,278 $4.8M Add +0.1%
GS Goldman Sachs Group Inc. 0.64% 10,507 $4.8M Add +0.6%
SMH Vaneck Semiconductor ETF 0.64% 18,207 $4.7M Add +1.3%
XLK SS Technology Select Sector 0.63% 20,794 $4.7M Add +0.2%
PDP Invesco Dorsey Wright Moment 0.63% 47,945 $4.7M Reduce -0.4%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.62% 46,735 $4.6M Add +0.6%
XLF SS Financial Select Sector 0.62% 112,007 $4.6M Reduce -0.1%
MA Mastercard Inc. Class A 0.59% 9,929 $4.4M Reduce -0.1%
BRK.B Berkshire Hathaway Inc. Class B 0.58% 10,716 $4.4M Reduce -1.7%
RXRX Recursion Pharmaceuticals-A 0.58% 580,997 $4.4M Reduce -0.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.56% 11,212 $4.2M Reduce -8.8%
AMGN Amgen Inc. 0.52% 12,520 $3.9M Add +1.5%
AVGO Broadcom Inc. 0.51% 2,393 $3.8M Reduce -1.4%
QUAL iShares MSCI USA Quality Fac 0.50% 21,813 $3.7M Reduce -8.6%
V Visa Inc. Class A 0.48% 13,694 $3.6M Add +0.1%
FTNT Fortinet Inc. 0.47% 57,700 $3.5M Add +1.4%
ABBV Abbvie Inc. 0.47% 20,252 $3.5M Add +0.5%
JPM JPMorgan Chase & Co. 0.45% 16,512 $3.3M Add +5.0%
FDX FedEx Corp. 0.44% 10,933 $3.3M Reduce -0.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.43% 81,526 $3.2M Reduce -0.2%
GOOG Alphabet Inc. Class C 0.43% 17,559 $3.2M No change
PWB Invesco Large Cap Growth ETF 0.41% 32,712 $3.1M Reduce -1.2%
HIG Hartford Insurance Group Inc. 0.41% 30,238 $3.0M Reduce -1.4%
BA The Boeing Co. 0.40% 16,221 $3.0M Add +2.2%
NFLX Netflix Inc. 0.39% 4,288 $2.9M Add +1.4%
IWV iShares Russell 3000 ETF 0.39% 9,363 $2.9M No change
VTWV Vanguard Russell 2000 Value 0.39% 21,501 $2.9M Add +96.3%
QYLD Global X Nasd 100 Cov Call 0.38% 160,613 $2.8M Reduce -2.5%
ORCL Oracle Corp. 0.38% 19,820 $2.8M Add +0.9%
DSI iShares ESG MSCI KLD 400 ETF 0.37% 26,643 $2.8M Add +4.0%
QCOM Qualcomm Inc. 0.37% 13,843 $2.8M Add +0.5%
SHV iShares 0-1 Year Treasury Bo 0.37% 24,751 $2.7M Reduce -6.5%
PANW Palo Alto Networks Inc. 0.36% 7,904 $2.7M Reduce -3.2%
BMVP Invesco Bloomberg MVP Multi- 0.36% 60,828 $2.7M Reduce -0.7%
XLE SS Energy Select Sector 0.35% 28,709 $2.6M Reduce -0.8%
XLG Invesco S&P 500 Top 50 ETF 0.34% 56,014 $2.6M Reduce -0.1%
CRM Salesforce Inc. 0.34% 9,945 $2.6M Add +10.4%
IEV iShares Europe ETF 0.34% 45,876 $2.5M Reduce -0.1%
RYLD Global X Russell 2000 Cov Class 0.33% 153,881 $2.5M Add +1.5%
IVW iShares S&P 500 Growth ETF 0.33% 26,300 $2.4M Reduce -7.0%
DELL Dell Technologies -C 0.32% 17,536 $2.4M Reduce -0.3%
CSX CSX Corp. 0.32% 71,515 $2.4M Reduce -1.3%
PYPL PayPal Holdings Inc. 0.32% 40,931 $2.4M Add +1.5%
PRF Invesco Rafi US 1000 ETF 0.32% 62,539 $2.4M Reduce -0.2%
LOW Lowe's Cos Inc. 0.31% 10,637 $2.3M Add +10.4%
EEM iShares MSCI Emerging Market 0.31% 53,888 $2.3M Add +0.1%
IVV iShares Core S&P 500 ETF 0.30% 4,082 $2.2M Add +10.6%
ETN Eaton Corp. PLC 0.30% 7,101 $2.2M Reduce -0.1%
AXP American Express Co. 0.29% 9,401 $2.2M Reduce -0.3%
MPC Marathon Petroleum Corp. 0.29% 12,519 $2.2M Add +2.6%
CP Canadian Pacific Kansas City 0.28% 26,850 $2.1M Reduce -0.4%
VGSH Vanguard Short-Term Treasury 0.28% 35,947 $2.1M Add +6.8%
XYLD Global X S&P 500 Cove Call E 0.28% 51,554 $2.1M Reduce -1.6%
NOW ServiceNow Inc. 0.28% 2,619 $2.1M Add +0.7%
BX Blackstone Inc. 0.27% 16,479 $2.0M Reduce -1.0%
HD Home Depot Inc. 0.27% 5,920 $2.0M Add +7.2%
KLAC KLA Corp. 0.27% 2,400 $2.0M Reduce -1.1%
IWM iShares Russell 2000 ETF 0.26% 9,702 $2.0M Reduce -52.9%
ARES Ares Management Corp. Class A 0.26% 14,682 $2.0M Add +6.4%
EFAX State Street SPDR MSCI Eafe 0.26% 47,226 $1.9M Add +5.3%
BXSL Blackstone Secured Lending F 0.25% 61,529 $1.9M Add +15.3%
WM Waste Management Inc. 0.25% 8,814 $1.9M Add +0.1%
NVO Novo-Nordisk A/S-Spons ADR 0.25% 12,931 $1.8M Add +1.6%
CME Cme Group Inc. 0.25% 9,337 $1.8M Reduce -0.1%
SPHQ Invesco S&P 500 Quality ETF 0.24% 28,721 $1.8M Add +0.0%
UPS United Parcel Service Class B 0.24% 13,274 $1.8M Add +2.5%
XHB SS SPDR S&P Homebldrs ETF 0.24% 17,724 $1.8M Reduce -0.2%
VGT Vanguard Info Tech ETF 0.24% 3,094 $1.8M Add +10.5%
GE General Electric filed as GE AEROSPACE 0.24% 11,221 $1.8M Reduce -1.0%
MTN Vail Resorts Inc. 0.23% 9,663 $1.7M Add +2.3%
DE Deere & Co. 0.23% 4,630 $1.7M Reduce -1.7%
PFM Invesco Dividend Achievers E 0.23% 40,480 $1.7M No change
MS Morgan Stanley 0.23% 17,748 $1.7M Add +1.5%
NKE Nike Inc. Class B 0.23% 22,776 $1.7M Add +28.5%
GM General Motors Co. 0.23% 36,624 $1.7M Add +0.6%
H Hyatt Hotels Corp. Class A 0.23% 11,184 $1.7M Reduce -0.9%
VKTX Viking Therapeutics Inc. 0.23% 31,920 $1.7M Add +272.0%

Show all 504 holdings

Other holdings (1): bonds, preferreds, convertibles and warrants · $0 (not counted above)
SecurityClassShares / PrincipalValueChange
GABELLI MULTIMEDIA TRUST-WI RIGHT 07/22/2024 16,346$0New

Portfolio Sells Q1 2024 → Q2 2024
SPY SS SPDR S&P 500 ETF Trust-US Reduce -92.6% 0.69% −8.00
QQQ Invesco QQQ Trust Series 1 Reduce -26.8% 1.90% −0.43
IWM iShares Russell 2000 ETF Reduce -52.9% 0.26% −0.30
IWO iShares Russell 2000 Growth Reduce -89.5% 0.03% −0.28
RXRX Recursion Pharmaceuticals-A Reduce -0.0% 0.58% −0.17
DIA SS SPDR Dow Jones Indus Avg Reduce -68.0% 0.06% −0.12
URI United Rentals Inc. Reduce -1.4% 0.69% −0.06
IWN iShares Russell 2000 Value E Sold out 0.00% −0.06
VTI VG Morningstar TS MKT ETF-US Sold out 0.00% −0.05
SCHD Schwab US DVD Equity ETF Reduce -27.8% 0.11% −0.04
NULV Nuveen ESG Large-Cap Val ETF Reduce -56.9% 0.03% −0.04
FATE Fate Therapeutics Inc. Reduce -0.1% 0.03% −0.03
MA Mastercard Inc. Class A Reduce -0.1% 0.59% −0.03
SPHR Sphere Entertainment Co. Sold out 0.00% −0.03
SWK Stanley Black & Decker Inc. Sold out 0.00% −0.03
EAGG iShares ESG Aware US Aggrega Reduce -39.9% 0.05% −0.03
NOC Northrop Grumman Corp. Sold out 0.00% −0.03
COLL Collegium Pharmaceutical Inc. Sold out 0.00% −0.03
NUMG Nuveen ESG Mid-Cap Grow ETF Sold out 0.00% −0.03
NSC Norfolk Southern Corp. Sold out 0.00% −0.03
MSTR Strategy Inc. Sold out 0.00% −0.03
CSX CSX Corp. Reduce -1.3% 0.32% −0.03
ADSK Autodesk Inc. Sold out 0.00% −0.03
RSP Invesco S&P 500 Equal Weight Reduce -28.7% 0.07% −0.03
PXD Pioneer Natural Resources Co. Sold out 0.00% −0.03
SYK Stryker Corp. Sold out 0.00% −0.03
SITE Siteone Landscape Supply Inc. Sold out 0.00% −0.03
COR Cencora Inc. Sold out 0.00% −0.03
EFX Equifax Inc. Sold out 0.00% −0.03
GWW WW Grainger Inc. Sold out 0.00% −0.03
MDY State Street SPDR S&P Midcap Reduce -25.0% 0.07% −0.03
CP Canadian Pacific Kansas City Reduce -0.4% 0.28% −0.02
NUE Nucor Corp. Reduce -4.7% 0.08% −0.02
TRV The Travelers Cos Inc. Reduce -3.9% 0.16% −0.02
ACRE Ares Commercial Real Estate Reduce -54.8% 0.02% −0.02
VET Vermilion Energy Inc. Reduce -23.5% 0.05% −0.02
PSX Phillips 66 Reduce -1.2% 0.15% −0.02
DE Deere & Co. Reduce -1.7% 0.23% −0.02
GE General Electric Reduce -1.0% 0.24% −0.02
QLD Proshares Ultra QQQ Reduce -34.3% 0.06% −0.02
VEA Vanguard Ftse Developed ETF Reduce -12.8% 0.14% −0.02
MGC Vngrd Mrngstr MG Cap ETF-Usd Reduce -42.4% 0.03% −0.02
XHB SS SPDR S&P Homebldrs ETF Reduce -0.2% 0.24% −0.02
SPGP Invesco S&P 500 Garp ETF Reduce -18.7% 0.07% −0.02
MCD McDonald's Corp. Reduce -5.1% 0.12% −0.02
USMV iShares MSCI USA Min Vol Fac Reduce -16.4% 0.10% −0.01
CME Cme Group Inc. Reduce -0.1% 0.25% −0.01
CI The Cigna Group Reduce -0.8% 0.20% −0.01
NULG Nuveen ESG LRG-Cap GRW ETF Reduce -22.2% 0.08% −0.01
CMCSA Comcast Corp. Class A Reduce -1.7% 0.16% −0.01

Portfolio Buys Q1 2024 → Q2 2024
AAPL Apple Inc. Add +2.8% 3.62% +0.85
MSFT Microsoft Corp. Add +11.1% 3.05% +0.55
AMZN Amazon.com Inc. Add +1.9% 2.35% +0.27
COST Costco Wholesale Corp. Add +7.5% 1.04% +0.23
TSLA Tesla Inc. Add +17.0% 0.76% +0.20
VTWV Vanguard Russell 2000 Value Add +96.3% 0.39% +0.19
ADBE Adobe Inc. Add +0.8% 1.40% +0.18
VKTX Viking Therapeutics Inc. Add +272.0% 0.23% +0.14
META Meta Platforms Inc. Class A Add +1.6% 1.38% +0.12
SMH Vaneck Semiconductor ETF Add +1.3% 0.64% +0.11
AMAT Applied Materials Inc. Add +0.1% 0.64% +0.10
SPYX SS SPDR S&P 500 Foss FL ETF Add +4.7% 0.74% +0.08
VPU Vanguard Utilities ETF New 0.08% +0.08
GS Goldman Sachs Group Inc. Add +0.6% 0.64% +0.07
XLK SS Technology Select Sector Add +0.2% 0.63% +0.07
AMGN Amgen Inc. Add +1.5% 0.52% +0.07
IEFA iShares Core MSCI Eafe ETF New 0.07% +0.07
QCOM Qualcomm Inc. Add +0.5% 0.37% +0.07
ESGU iShares ESG Aware MSCI USA Add +2.0% 0.71% +0.06
VTWO Vanguard Russell 2000 ETF New 0.06% +0.06
ORCL Oracle Corp. Add +0.9% 0.38% +0.06
NFLX Netflix Inc. Add +1.4% 0.39% +0.05
OXY Occidental Petroleum Corp. Add +38.6% 0.19% +0.05
VGT Vanguard Info Tech ETF Add +10.5% 0.24% +0.05
IVV iShares Core S&P 500 ETF Add +10.6% 0.30% +0.05
GPN Global Payments Inc. New 0.04% +0.04
WMT Walmart Inc. Add +10.9% 0.20% +0.04
IEMG iShares Core MSCI Emerging New 0.04% +0.04
VOX Vanguard Communication Servi Add +21.9% 0.17% +0.04
JPM JPMorgan Chase & Co. Add +5.0% 0.45% +0.04
BXSL Blackstone Secured Lending F Add +15.3% 0.25% +0.04
BKNG Booking Holdings Inc. Add +8.7% 0.20% +0.04
EXPE Expedia Group Inc. New 0.04% +0.04
RBLX Roblox Corp. Class A Add +74.5% 0.09% +0.04
DSI iShares ESG MSCI KLD 400 ETF Add +4.0% 0.37% +0.04
SHOP Shopify Inc. Class A Add +118.4% 0.07% +0.04
NVO Novo-Nordisk A/S-Spons ADR Add +1.6% 0.25% +0.04
VTWG Vanguard Russell 2000 Growth New 0.04% +0.04
KO The Coca-Cola Co. Add +45.6% 0.10% +0.03
AZO AutoZone Inc. New 0.03% +0.03
FSLR First Solar Inc. New 0.03% +0.03
BMI Badger Meter Inc. New 0.03% +0.03
ENOV Enovis Corp. New 0.03% +0.03
VRTX Vertex Pharmaceuticals Inc. Add +0.6% 0.23% +0.03
ABSI Absci Corp. Add +110.3% 0.21% +0.03
NET Cloudflare Inc. Class A Add +71.0% 0.09% +0.03
MELI MercadoLibre Inc. Add +53.4% 0.07% +0.03
RBC RBC Bearings Inc. New 0.03% +0.03
GGG Graco Inc. New 0.03% +0.03
MSI Motorola Solutions Inc. New 0.03% +0.03

Options Activity Q1 2024 → Q2 2024
SPY SS SPDR S&P 500 ETF Trust-US call Sold out 3,600 $1.9Mbefore exit
IWM iShares Russell 2000 ETF call Sold out 4,800 $1.0Mbefore exit
QQQ Invesco QQQ Trust Series 1 put Sold out 1,500 $666Kbefore exit
IWN iShares Russell 2000 Value E call Sold out 3,500 $556Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q1 2024 → Q2 2024
PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) 5.75% CONV PFD A Sold out 19,925 $274Kbefore exit
GABELLI MULTIMEDIA TRUST-WI RIGHT 07/22/2024 New 16,346 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 1,744$1.1BNVDA, AAPL, LRCX, AMZN, GOOGL
Q1 2026 540$931.3MNVDA, AAPL, QQQ, MSFT, AMZN
Q4 2025 538$943.4MNVDA, AAPL, MSFT, AMZN, GOOGL
Q3 2025 557$960.1MNVDA, AAPL, MSFT, AMZN, QQQ
Q2 2025 559$896.0MNVDA, AAPL, MSFT, AMZN, AXON
Q1 2025 524$777.9MNVDA, AAPL, MSFT, AMZN, QQQ
Q4 2024 505$796.4MNVDA, AAPL, MSFT, AMZN, AXON
Q3 2024 550$792.4MNVDA, AAPL, MSFT, AMZN, META
Q2 2024 504$746.1MNVDA, AAPL, MSFT, AMZN, QQQ
Q1 2024 500$771.5MNVDA, SPY, AAPL, MSFT, QQQ