Institute for Wealth Management, LLC.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Institute for Wealth Management, LLC. reported 540 stock positions worth $931.3 million. Its top holding was Nvidia (NVDA) at 13.9% of the portfolio, followed by Apple (AAPL, 3.3%) and Invesco QQQ Trust Series 1 (QQQ, 2.5%). Compared with Q4 2025, it opened 33 new positions, sold out of 31, added to 168 and reduced 223. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +50%) and the biggest sale Nvidia (NVDA, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001533954
- Portfolio Value
- $931.3M (Q1 2026)
- SEC Filing
- 0001754960-26-000382 ↗ filed May 14, 2026
Holdings Value
Holdings 540 stocks · $931.3M
| NVDA Nvidia Corp. | 13.88% | 741,338 | $129.3M | Reduce -1.6% |
| AAPL Apple Inc. | 3.25% | 119,375 | $30.3M | Reduce -2.6% |
| QQQ Invesco QQQ Trust Series 1 | 2.47% | 39,873 | $23.0M | Add +49.9% |
| MSFT Microsoft Corp. | 1.95% | 48,978 | $18.1M | Add +3.1% |
| AMZN Amazon.com Inc. | 1.93% | 86,198 | $18.0M | Add +2.7% |
| GOOGL Alphabet Inc. Class A | 1.75% | 56,591 | $16.3M | Add +2.1% |
| LRCX Lam Research Corp. | 1.66% | 72,385 | $15.5M | Reduce -0.4% |
| META Meta Platforms Inc. Class A | 1.22% | 19,826 | $11.3M | Reduce -0.1% |
| TSLA Tesla Inc. | 1.11% | 27,878 | $10.4M | Add +7.5% |
| AXON Axon Enterprise Inc. | 0.93% | 20,451 | $8.7M | Add +0.1% |
| COST Costco Wholesale Corp. | 0.92% | 8,572 | $8.5M | Reduce -5.7% |
| GS Goldman Sachs Group Inc. | 0.87% | 9,572 | $8.1M | Reduce -2.1% |
| VTWG Vanguard Russell 2000 Growth | 0.83% | 33,642 | $7.7M | Add +0.2% |
| VTWV Vanguard Russell 2000 Value | 0.78% | 43,363 | $7.3M | Reduce -0.3% |
| AVGO Broadcom Inc. | 0.76% | 22,731 | $7.0M | Reduce -0.2% |
| XLI SS Industrial Select Sector | 0.73% | 42,082 | $6.8M | Add +2.0% |
| XMMO Invesco S&P Midcap Momentum | 0.72% | 46,531 | $6.7M | Reduce -0.9% |
| SBUX Starbucks Corp. | 0.72% | 74,994 | $6.7M | Reduce -0.1% |
| SCHG Schwab US Large-Cap Growth | 0.71% | 227,173 | $6.6M | Reduce -1.2% |
| AMAT Applied Materials Inc. | 0.70% | 19,014 | $6.5M | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.70% | 14,859 | $6.5M | Add +21.7% |
| XLF SS Financial Select Sector | 0.67% | 126,022 | $6.2M | Add +16.8% |
| CAIE Calamos Autocallable Inc. ETF | 0.65% | 241,373 | $6.1M | Add +36.1% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.65% | 19,945 | $6.0M | Add +20.2% |
| URI United Rentals Inc. | 0.64% | 8,172 | $6.0M | Reduce -0.4% |
| AMD Advanced Micro Devices | 0.62% | 28,288 | $5.8M | Reduce -1.5% |
| TXN Texas Instruments Inc. | 0.61% | 29,497 | $5.7M | Reduce -0.0% |
| XLK SS Technology Select Sector | 0.61% | 42,973 | $5.7M | Add +0.6% |
| LLY Eli Lilly & Co. | 0.57% | 5,754 | $5.3M | Add +0.3% |
| VGSH Vanguard Short-Term Treasury | 0.56% | 89,762 | $5.3M | Add +23.0% |
| PDP Invesco Dorsey Wright Moment | 0.55% | 42,769 | $5.2M | Reduce -0.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.55% | 23,746 | $5.2M | Add +1.9% |
| MA Mastercard Inc. Class A | 0.51% | 9,468 | $4.7M | Reduce -0.2% |
| GOOG Alphabet Inc. Class C | 0.50% | 16,346 | $4.7M | Add +1.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.50% | 9,727 | $4.7M | Reduce -1.0% |
| JPM JPMorgan Chase & Co. | 0.50% | 15,703 | $4.6M | Add +0.0% |
| FTNT Fortinet Inc. | 0.48% | 54,410 | $4.4M | Reduce -0.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.48% | 45,947 | $4.4M | Add +2.0% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.47% | 23,837 | $4.4M | Reduce -0.1% |
| NFLX Netflix Inc. | 0.46% | 44,519 | $4.3M | Add +7.5% |
| ADBE Adobe Inc. | 0.46% | 17,537 | $4.3M | Add +3.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.45% | 6,456 | $4.2M | Reduce -35.0% |
| AMGN Amgen Inc. | 0.44% | 11,691 | $4.1M | Add +0.1% |
| ABBV Abbvie Inc. | 0.43% | 18,464 | $4.0M | Reduce -0.7% |
| BA The Boeing Co. | 0.43% | 20,074 | $4.0M | Reduce -3.8% |
| V Visa Inc. Class A | 0.43% | 13,177 | $4.0M | Add +0.3% |
| FDX FedEx Corp. | 0.42% | 11,024 | $3.9M | No change |
| IWM iShares Russell 2000 ETF | 0.41% | 15,455 | $3.8M | Add +17.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.41% | 78,528 | $3.8M | Add +1.2% |
| PWB Invesco Large Cap Growth ETF | 0.40% | 29,830 | $3.8M | Reduce -1.1% |
| VWO Vanguard Ftse Emerging Marke | 0.39% | 67,708 | $3.7M | Add +12.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.39% | 7,881 | $3.7M | Add +565.1% |
| HIG Hartford Insurance Group Inc. | 0.38% | 26,207 | $3.5M | Reduce -0.3% |
| VKTX Viking Therapeutics Inc. | 0.38% | 108,703 | $3.5M | Add +0.7% |
| IWV iShares Russell 3000 ETF | 0.37% | 9,363 | $3.5M | No change |
| KLAC KLA Corp. | 0.36% | 2,308 | $3.4M | Reduce -2.8% |
| VGT Vanguard Info Tech ETF | 0.36% | 4,805 | $3.4M | Add +8.6% |
| XLE SS Energy Select Sector | 0.36% | 54,464 | $3.3M | Reduce -0.8% |
| SHV iShares 0-1 Year Treasury Bo | 0.35% | 29,625 | $3.3M | Add +5.9% |
| IWC iShares Micro-Cap ETF | 0.34% | 20,048 | $3.2M | Reduce -0.2% |
| CRM Salesforce Inc. | 0.34% | 16,861 | $3.1M | Add +74.7% |
| CAT Caterpillar Inc. | 0.34% | 4,440 | $3.1M | Reduce -1.5% |
| IMMX Immix Biopharma Inc. | 0.33% | 337,552 | $3.1M | New |
| GM General Motors Co. | 0.33% | 40,974 | $3.1M | Reduce -1.0% |
| IEV iShares Europe ETF | 0.33% | 44,878 | $3.0M | Add +2.9% |
| EEM iShares MSCI Emerging Market | 0.32% | 51,828 | $2.9M | Add +3.0% |
| GE General Electric filed as GE AEROSPACE | 0.31% | 10,335 | $2.9M | Reduce -12.9% |
| AXP American Express Co. | 0.31% | 9,433 | $2.9M | Reduce -1.7% |
| CSX CSX Corp. | 0.31% | 69,396 | $2.8M | Reduce -0.1% |
| BMVP Invesco Bloomberg MVP Multi- | 0.31% | 56,973 | $2.8M | Reduce -0.8% |
| NTES Netease Inc.-ADR | 0.30% | 25,370 | $2.8M | No change |
| MPC Marathon Petroleum Corp. | 0.30% | 11,593 | $2.8M | Reduce -1.7% |
| PRF Invesco Rafi US 1000 ETF | 0.30% | 59,445 | $2.8M | Reduce -0.8% |
| EDV Vanguard Extended Dur Treas | 0.30% | 43,487 | $2.8M | Add +416.4% |
| DELL Dell Technologies -C | 0.30% | 17,135 | $2.8M | Reduce -0.3% |
| MS Morgan Stanley | 0.29% | 16,670 | $2.7M | Reduce -0.3% |
| DE Deere & Co. | 0.29% | 4,808 | $2.7M | Reduce -18.0% |
| RTX RTX Corp. | 0.29% | 13,890 | $2.7M | Reduce -0.6% |
| ETN Eaton Corp. PLC | 0.28% | 7,285 | $2.6M | Reduce -0.6% |
| CME Cme Group Inc. | 0.28% | 8,712 | $2.6M | Reduce -0.3% |
| JNJ Johnson & Johnson | 0.28% | 10,508 | $2.6M | Add +1.3% |
| XLG Invesco S&P 500 Top 50 ETF | 0.27% | 46,282 | $2.5M | Reduce -7.5% |
| COR Cencora Inc. | 0.27% | 7,977 | $2.5M | Reduce -3.2% |
| NET Cloudflare Inc. Class A | 0.27% | 12,123 | $2.5M | Add +30.1% |
| ORCL Oracle Corp. | 0.27% | 16,845 | $2.5M | Add +1.6% |
| NOW ServiceNow Inc. | 0.27% | 23,622 | $2.5M | Add +71.4% |
| WMT Walmart Inc. | 0.26% | 19,816 | $2.5M | Add +0.8% |
| VEA Vanguard Ftse Developed ETF | 0.26% | 37,269 | $2.4M | Add +15.5% |
| MU Micron Technology Inc. | 0.25% | 6,985 | $2.4M | Add +26.8% |
| VHT Vanguard Health Care ETF | 0.25% | 8,663 | $2.4M | Add +13.5% |
| SNOW Snowflake Inc. | 0.25% | 15,615 | $2.4M | Add +278.0% |
| GLD SPDR Gold Shares | 0.25% | 5,434 | $2.3M | Add +46.5% |
| CVX Chevron Corp. | 0.25% | 11,179 | $2.3M | Reduce -3.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.24% | 8,815 | $2.3M | Add +25.9% |
| LOW Lowe's Cos Inc. | 0.24% | 9,421 | $2.2M | Reduce -0.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.24% | 11,207 | $2.2M | Add +13.6% |
| PANW Palo Alto Networks Inc. | 0.23% | 13,596 | $2.2M | Reduce -0.1% |
| RYLD Global X Russell 2000 Cov Class | 0.23% | 145,068 | $2.2M | Reduce -0.2% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.23% | 3 | $2.2M | Reduce -25.0% |
| KVUE Kenvue Inc. | 0.23% | 122,569 | $2.1M | Add +93.4% |
Options reported separately and not counted above: SMH puts ($6.8M), IWF puts ($317K).
Portfolio Sells Q4 2025 → Q1 2026
| NVDA Nvidia Corp. | Reduce -1.6% | 13.88% | −1.01 |
| SMH Vaneck Semiconductor ETF | Sold out | 0.00% | −0.67 |
| AAPL Apple Inc. | Reduce -2.6% | 3.25% | −0.28 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -35.0% | 0.45% | −0.27 |
| JEPQ JPM Nasdaq Equity Premium | Sold out | 0.00% | −0.23 |
| ARES Ares Management Corp. Class A | Sold out | 0.00% | −0.20 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -71.0% | 0.06% | −0.17 |
| META Meta Platforms Inc. Class A | Reduce -0.1% | 1.22% | −0.17 |
| BXSL Blackstone Secured Lending F | Reduce -56.8% | 0.09% | −0.13 |
| BRK.A Berkshire Hathaway Inc. Class A | Reduce -25.0% | 0.23% | −0.09 |
| SCHG Schwab US Large-Cap Growth | Reduce -1.2% | 0.71% | −0.08 |
| AVGO Broadcom Inc. | Reduce -0.2% | 0.76% | −0.08 |
| BXMT Blackstone Mortgage Tru Class A | Sold out | 0.00% | −0.08 |
| HOUS Anywhere Real Estate Inc. | Sold out | 0.00% | −0.07 |
| GE General Electric | Reduce -12.9% | 0.31% | −0.07 |
| AXP American Express Co. | Reduce -1.7% | 0.31% | −0.07 |
| MA Mastercard Inc. Class A | Reduce -0.2% | 0.51% | −0.07 |
| URI United Rentals Inc. | Reduce -0.4% | 0.64% | −0.06 |
| RITM Rithm Capital Corp. | Sold out | 0.00% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -2.5% | 0.17% | −0.06 |
| PYPL PayPal Holdings Inc. | Reduce -4.9% | 0.17% | −0.06 |
| PLTR Palantir Technologies Inc. Class A | Reduce -49.8% | 0.04% | −0.06 |
| FICO Fair Isaac Corp. | Reduce -0.6% | 0.09% | −0.05 |
| BA The Boeing Co. | Reduce -3.8% | 0.43% | −0.05 |
| AZN Astrazeneca PLC-Spons ADR | Sold out | 0.00% | −0.05 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −0.05 |
| BAR Graniteshares Gold Trust | Sold out | 0.00% | −0.04 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -7.5% | 0.27% | −0.04 |
| KKR KKR & Co. Inc. | Reduce -4.7% | 0.10% | −0.04 |
| GS Goldman Sachs Group Inc. | Reduce -2.1% | 0.87% | −0.04 |
| TOL Toll Brothers Inc. | Sold out | 0.00% | −0.04 |
| XYZ Block Inc. | Reduce -21.5% | 0.10% | −0.04 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.04 |
| QUAL iShares MSCI USA Quality Fac | Reduce -15.1% | 0.17% | −0.04 |
| IBIT iShares Bitcoin Trust ETF | Sold out | 0.00% | −0.03 |
| ODD Oddity Tech Ltd. Class A | Sold out | 0.00% | −0.03 |
| NUMG Nuveen ESG Mid-Cap Grow ETF | Sold out | 0.00% | −0.03 |
| AMD Advanced Micro Devices | Reduce -1.5% | 0.62% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -0.1% | 0.23% | −0.03 |
| DSL Doubleline Income Solutions | Sold out | 0.00% | −0.03 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Sold out | 0.00% | −0.03 |
| GM General Motors Co. | Reduce -1.0% | 0.33% | −0.03 |
| NULV Nuveen ESG Large-Cap Val ETF | Sold out | 0.00% | −0.03 |
| ETHW Bitwise Ethereum ETF | Sold out | 0.00% | −0.03 |
| DKNG Draftkings Inc. Class A | Reduce -2.2% | 0.05% | −0.03 |
| IEF iShares 7-10 Year Treasury B | Sold out | 0.00% | −0.03 |
| DB Deutsche Bank AG-Registered | Sold out | 0.00% | −0.03 |
| RDDT Reddit Inc. Class A | Sold out | 0.00% | −0.03 |
| COR Cencora Inc. | Reduce -3.2% | 0.27% | −0.03 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| QQQ Invesco QQQ Trust Series 1 | Add +49.9% | 2.47% | +0.74 |
| DIA SS SPDR Dow Jones Indus Avg | Add +565.1% | 0.39% | +0.33 |
| IMMX Immix Biopharma Inc. | New | 0.33% | +0.33 |
| EDV Vanguard Extended Dur Treas | Add +416.4% | 0.30% | +0.25 |
| SNOW Snowflake Inc. | Add +278.0% | 0.25% | +0.16 |
| CAIE Calamos Autocallable Inc. ETF | Add +36.1% | 0.65% | +0.15 |
| APP AppLovin Corp. Class A | New | 0.14% | +0.14 |
| AFRM Affirm Holdings Inc. | Add +408.4% | 0.20% | +0.13 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +20.2% | 0.65% | +0.12 |
| KVUE Kenvue Inc. | Add +93.4% | 0.23% | +0.11 |
| VGSH Vanguard Short-Term Treasury | Add +23.0% | 0.56% | +0.11 |
| GLD SPDR Gold Shares | Add +46.5% | 0.25% | +0.10 |
| WDAY Workday Inc. Class A | New | 0.09% | +0.09 |
| MU Micron Technology Inc. | Add +26.8% | 0.25% | +0.09 |
| MSTR Strategy Inc. | New | 0.09% | +0.09 |
| NET Cloudflare Inc. Class A | Add +30.1% | 0.27% | +0.07 |
| IWM iShares Russell 2000 ETF | Add +17.1% | 0.41% | +0.07 |
| CRM Salesforce Inc. | Add +74.7% | 0.34% | +0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +21.7% | 0.70% | +0.07 |
| ADSK Autodesk Inc. | Add +153.9% | 0.12% | +0.06 |
| COMP Compass Inc. Class A | New | 0.06% | +0.06 |
| VDE Vanguard Energy ETF | Add +13.4% | 0.15% | +0.06 |
| GLW Corning Inc. | Add +1.8% | 0.14% | +0.05 |
| SPHY SS SPDR P High Yield ETF | New | 0.05% | +0.05 |
| SE Sea Ltd.-ADR | New | 0.05% | +0.05 |
| XLI SS Industrial Select Sector | Add +2.0% | 0.73% | +0.05 |
| VWO Vanguard Ftse Emerging Marke | Add +12.5% | 0.39% | +0.05 |
| JNJ Johnson & Johnson | Add +1.3% | 0.28% | +0.05 |
| NFLX Netflix Inc. | Add +7.5% | 0.46% | +0.05 |
| PDD PDD Holdings Inc. | New | 0.04% | +0.04 |
| GRBK Green Brick Partners Inc. | New | 0.04% | +0.04 |
| UHAL.B U-Haul Holding Co.-Non Voting | Add +92.3% | 0.10% | +0.04 |
| XSSPX Nuveen S&P 500 Dynam Overwr | New | 0.04% | +0.04 |
| IJR iShares Core S&P Small-Cap E | Add +25.3% | 0.19% | +0.04 |
| VEA Vanguard Ftse Developed ETF | Add +15.5% | 0.26% | +0.04 |
| IONQ Ionq Inc. | New | 0.04% | +0.04 |
| XLF SS Financial Select Sector | Add +16.8% | 0.67% | +0.04 |
| NOW ServiceNow Inc. | Add +71.4% | 0.27% | +0.04 |
| AER Aercap Holdings NV | Add +158.5% | 0.07% | +0.04 |
| AMGN Amgen Inc. | Add +0.1% | 0.44% | +0.04 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +25.9% | 0.24% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +13.6% | 0.24% | +0.04 |
| DASH DoorDash Inc. Class A | New | 0.04% | +0.04 |
| DOCU Docusign Inc. | New | 0.03% | +0.03 |
| WMT Walmart Inc. | Add +0.8% | 0.26% | +0.03 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +1.9% | 0.55% | +0.03 |
| NUKZ Range Nuclear Renaissance | Add +40.8% | 0.09% | +0.03 |
| DDOG Datadog Inc. Class A | Add +66.5% | 0.09% | +0.03 |
| SNX TD Synnex Corp. | New | 0.03% | +0.03 |
| VFH Vanguard Financials ETF | Add +26.7% | 0.20% | +0.03 |
Options Activity Q4 2025 → Q1 2026
| SMH Vaneck Semiconductor ETF | put | New | 17,757 | $6.8M |
| IWF iShares Russell 1000 Growth | put | New | 743 | $317K |
| GOOGL Alphabet Inc. Class A | put | Sold out | 300 | $94Kbefore exit |
| AMZN Amazon.com Inc. | put | Sold out | 400 | $92Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 300 | $82Kbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 400 | $75Kbefore exit |
| SMH Vaneck Semiconductor ETF | put | Sold out | 200 | $72Kbefore exit |
| ORCL Oracle Corp. | put | Sold out | 200 | $39Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,744 | $1.1B | NVDA, AAPL, LRCX, AMZN, GOOGL |
| Q1 2026 | 540 | $931.3M | NVDA, AAPL, QQQ, MSFT, AMZN |
| Q4 2025 | 538 | $943.4M | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q3 2025 | 557 | $960.1M | NVDA, AAPL, MSFT, AMZN, QQQ |
| Q2 2025 | 559 | $896.0M | NVDA, AAPL, MSFT, AMZN, AXON |
| Q1 2025 | 524 | $777.9M | NVDA, AAPL, MSFT, AMZN, QQQ |
| Q4 2024 | 505 | $796.4M | NVDA, AAPL, MSFT, AMZN, AXON |
| Q3 2024 | 550 | $792.4M | NVDA, AAPL, MSFT, AMZN, META |
| Q2 2024 | 504 | $746.1M | NVDA, AAPL, MSFT, AMZN, QQQ |
| Q1 2024 | 500 | $771.5M | NVDA, SPY, AAPL, MSFT, QQQ |