Jefferies Financial Group Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Jefferies Financial Group Inc. reported 1,069 stock positions worth $4.6 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 9.2% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 3.0%) and Visa Class A (V, 2.9%). Compared with Q4 2023, it opened 376 new positions, sold out of 377, added to 272 and reduced 382. The biggest buy was Visa Class A (V, shares +4482%) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −71%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000096223
- Portfolio Value
- $4.6B (Q1 2024)
- SEC Filing
- 0001085146-24-002428 ↗ filed May 13, 2024
Holdings Value
Holdings 1,069 stocks · $4.6B
| SPY SS SPDR S&P 500 ETF Trust-US | 9.17% | 798,258 | $417.5M | Reduce -70.8% |
| QQQ Invesco QQQ Trust Series 1 | 2.99% | 306,316 | $136.0M | Reduce -40.6% |
| V Visa Inc. Class A | 2.85% | 465,294 | $129.9M | Add +4481.9% |
| IWM iShares Russell 2000 ETF | 2.63% | 570,493 | $120.0M | Reduce -27.2% |
| HLMN Hillman Solutions Corp. | 2.30% | 9,855,076 | $104.9M | No change |
| VOO Vanguard S&P 500 ETF | 1.84% | 174,573 | $83.9M | Add +18.1% |
| XBI SS SPDR S&P Biotech ETF | 1.68% | 808,661 | $76.7M | Add +312.6% |
| NVDA Nvidia Corp. | 1.46% | 73,521 | $66.4M | Add +36.4% |
| DAL Delta Air Lines Inc. | 1.22% | 1,160,430 | $55.5M | Add +39777.3% |
| ARGX Argenx SE - ADR | 1.17% | 135,099 | $53.2M | Add +4372.0% |
| JPM JPMorgan Chase & Co. | 1.12% | 255,150 | $51.1M | Add +64.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.09% | 456,704 | $49.7M | Add +254.1% |
| MRNA Moderna Inc. | 1.04% | 443,853 | $47.3M | Add +657.9% |
| GLNG Golar LNG Ltd. | 0.99% | 1,872,202 | $45.0M | New |
| AAPL Apple Inc. | 0.95% | 253,139 | $43.4M | Add +60.9% |
| KROS Keros Therapeutics Inc. | 0.92% | 633,671 | $41.9M | Add +3885.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.87% | 324,224 | $39.7M | Add +201.1% |
| CVX Chevron Corp. | 0.86% | 248,084 | $39.1M | Reduce -2.6% |
| LIONS GATE ENTMNT CORP | 0.81% | 3,725,000 | $37.1M | No change |
| PTGX Protagonist Therapeutics Inc. | 0.75% | 1,180,561 | $34.2M | Reduce -7.1% |
| ATMU Atmus Filtration Technologie | 0.75% | 1,056,303 | $34.1M | New |
| ABT Abbott Laboratories | 0.75% | 298,783 | $34.0M | Add +161.5% |
| DKNG Draftkings Inc. Class A | 0.74% | 746,699 | $33.9M | Add +58.1% |
| JNK SS SPDR BB High Yield Bond | 0.73% | 347,786 | $33.1M | Reduce -13.0% |
| JNJ Johnson & Johnson | 0.70% | 200,688 | $31.7M | Add +386.1% |
| GILD Gilead Sciences Inc. | 0.69% | 431,722 | $31.6M | Add +1305.5% |
| CEDAR FAIR LP | 0.68% | 737,914 | $30.9M | Add +1643.5% |
| AR Antero Resources Corp. | 0.66% | 1,036,427 | $30.1M | Add +12.8% |
| MRK Merck & Co. Inc. | 0.66% | 227,399 | $30.0M | Add +31.5% |
| XOM Exxon Mobil Corp. | 0.66% | 257,450 | $29.9M | Reduce -14.8% |
| SMCI Super Micro Computer Inc. | 0.64% | 29,059 | $29.4M | Add +43.0% |
| SPHY SS SPDR P High Yield ETF | 0.62% | 1,196,282 | $28.1M | New |
| AXSM Axsome Therapeutics Inc. | 0.58% | 332,766 | $26.6M | Reduce -40.9% |
| UNH Unitedhealth Group Inc. | 0.57% | 52,760 | $26.1M | Add +1.2% |
| XLI SS Industrial Select Sector | 0.57% | 204,377 | $25.7M | Add +101.5% |
| OSI.U Osiris Acquisition Corp. | 0.53% | 2,277,000 | $24.3M | No change |
| VRTX Vertex Pharmaceuticals Inc. | 0.52% | 56,822 | $23.8M | Add +215.5% |
| AMGN Amgen Inc. | 0.52% | 83,506 | $23.7M | Reduce -52.5% |
| LRCX Lam Research Corp. | 0.52% | 24,300 | $23.6M | New |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.50% | 13,445 | $22.9M | Add +5822.9% |
| KBR KBR Inc. | 0.50% | 354,380 | $22.6M | Reduce -61.7% |
| EQT Eqt Corp. | 0.47% | 580,875 | $21.5M | Add +27.3% |
| XLE SS Energy Select Sector | 0.47% | 225,918 | $21.3M | Reduce -8.4% |
| MU Micron Technology Inc. | 0.47% | 180,166 | $21.2M | Reduce -61.2% |
| CTLT Catalent Inc. | 0.45% | 366,299 | $20.7M | Add +464.4% |
| RSP Invesco S&P 500 Equal Weight | 0.45% | 122,009 | $20.7M | Reduce -83.6% |
| XLV SS Health Care Select Sector | 0.42% | 129,976 | $19.2M | Add +373.7% |
| DVN Devon Energy Corp. | 0.42% | 380,154 | $19.1M | Add +127.5% |
| MSFT Microsoft Corp. | 0.40% | 43,436 | $18.3M | Add +9.4% |
| SYK Stryker Corp. | 0.40% | 50,948 | $18.2M | Reduce -63.5% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.40% | 56,620 | $18.2M | Add +2.5% |
| RRC Range Resources Corp. | 0.39% | 514,144 | $17.7M | Add +4.7% |
| HYGV NT HY Val-SCRD BD ETF | 0.38% | 425,000 | $17.5M | Add +18.0% |
| MPC Marathon Petroleum Corp. | 0.35% | 78,699 | $15.9M | Reduce -28.5% |
| ELV Elevance Health Inc. | 0.34% | 30,259 | $15.7M | Add +27.2% |
| AFRM Affirm Holdings Inc. | 0.34% | 420,000 | $15.6M | Reduce -17.5% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.34% | 280,586 | $15.4M | Add +187.8% |
| INDV Indivior Ltd. | 0.34% | 718,668 | $15.4M | Reduce -54.3% |
| ANF Abercrombie & Fitch Co. Class A | 0.33% | 120,900 | $15.2M | Add +6.0% |
| BSX Boston Scientific Corp. | 0.32% | 212,649 | $14.6M | Reduce -54.3% |
| GE General Electric | 0.31% | 80,594 | $14.1M | Add +104.6% |
| VLO Valero Energy Corp. | 0.31% | 82,214 | $14.0M | Reduce -2.6% |
| NPWR Net Power Inc. | 0.30% | 1,207,000 | $13.7M | Reduce -27.0% |
| C Citigroup Inc. | 0.30% | 215,739 | $13.6M | Add +2600.1% |
| FMX Fomento Economico Mex-SP ADR | 0.30% | 104,300 | $13.6M | New |
| PG The Procter & Gamble Co. | 0.29% | 81,709 | $13.3M | Add +9.0% |
| DCPH Deciphera Pharmaceuticals Inc. | 0.28% | 822,515 | $12.9M | Reduce -10.3% |
| PFE Pfizer Inc. | 0.28% | 465,005 | $12.9M | Add +71.9% |
| HD Home Depot Inc. | 0.28% | 33,512 | $12.9M | Reduce -30.3% |
| IMO Imperial Oil Ltd. | 0.28% | 184,042 | $12.7M | Add +1.1% |
| URGN Urogen Pharma Ltd. | 0.28% | 840,000 | $12.6M | New |
| CAT Caterpillar Inc. | 0.27% | 33,844 | $12.4M | Reduce -19.8% |
| QUAL iShares MSCI USA Quality Fac | 0.27% | 75,129 | $12.3M | Add +16.6% |
| MUR Murphy Oil Corp. | 0.26% | 257,749 | $11.8M | Add +42.8% |
| SPHQ Invesco S&P 500 Quality ETF | 0.26% | 193,731 | $11.7M | Add +11.2% |
| AMZN Amazon.com Inc. | 0.26% | 64,537 | $11.6M | Reduce -25.9% |
| CRH CRH PLC | 0.25% | 134,200 | $11.6M | Add +50.4% |
| ABBV Abbvie Inc. | 0.25% | 63,554 | $11.6M | New |
| CBRE CBRE Group Inc. Class A | 0.25% | 116,587 | $11.3M | Add +99.6% |
| ACGL Arch Capital Group Ltd. | 0.24% | 117,881 | $10.9M | New |
| FULC Fulcrum Therapeutics Inc. | 0.24% | 1,151,726 | $10.9M | Reduce -19.6% |
| LLY Eli Lilly & Co. | 0.23% | 13,614 | $10.6M | Reduce -47.1% |
| CNQ Canadian Natural Resources | 0.23% | 138,032 | $10.5M | Reduce -46.4% |
| EW Edwards Lifesciences Corp. | 0.23% | 109,587 | $10.5M | Reduce -38.5% |
| JLL Jones Lang Lasalle Inc. | 0.23% | 53,672 | $10.5M | New |
| KMB Kimberly-Clark Corp. | 0.23% | 80,155 | $10.4M | Add +30.7% |
| GOOGL Alphabet Inc. Class A | 0.22% | 67,020 | $10.1M | Add +16.9% |
| K Kellanova | 0.22% | 175,917 | $10.1M | Reduce -17.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.22% | 109,390 | $10.0M | Add +3.4% |
| TARS Tarsus Pharmaceuticals Inc. | 0.22% | 270,758 | $9.8M | Reduce -28.9% |
| TXN Texas Instruments Inc. | 0.21% | 55,529 | $9.7M | Reduce -52.2% |
| UNP Union Pacific Corp. | 0.21% | 39,100 | $9.6M | Add +85.1% |
| LVS Las Vegas Sands Corp. | 0.21% | 185,338 | $9.6M | New |
| VIG Vanguard Dividend Apprec ETF | 0.21% | 52,327 | $9.6M | Reduce -1.1% |
| BAM Brookfield Asset Mgmt-A | 0.21% | 225,000 | $9.5M | Reduce -50.0% |
| WMT Walmart Inc. | 0.20% | 150,297 | $9.0M | Reduce -2.8% |
| WDAY Workday Inc. Class A | 0.19% | 32,304 | $8.8M | Add +113.7% |
| HCA HCA Healthcare Inc. | 0.19% | 26,235 | $8.8M | Add +291.3% |
| BN Brookfield Corp. | 0.19% | 204,282 | $8.6M | Reduce -75.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.19% | 145,180 | $8.4M | Reduce -2.7% |
Options reported separately and not counted above: SPY puts ($1.5B), SPY calls ($397.5M), DIS calls ($348.4M), GLD calls ($297.3M), QQQ puts ($257.9M), JPM calls ($254.6M), HYG puts ($199.4M), GLD puts ($166.1M), DIS puts ($138.4M), HYG calls ($110.8M), TSM calls ($93.0M), UBER calls ($89.8M), and 329 more.
Other holdings (140): bonds, preferreds, convertibles and warrants · $394.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 15,052,000 | $19.8M | Add +9.5% |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 20,190,000 | $17.3M | Add +8.2% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 12,653,000 | $13.9M | New |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 23,331,000 | $13.5M | Add +83.0% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 15,515,000 | $13.5M | Reduce -23.9% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 12,510,000 | $11.8M | Reduce -7.0% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 11,441,000 | $11.4M | Add +16.4% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 12,587,000 | $11.2M | Reduce -9.2% |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 10,746,000 | $11.0M | Add +37.8% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 12,174,000 | $10.6M | Add +21.3% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 12,165,000 | $10.2M | Add +20.3% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 17,693,000 | $9.7M | Add +42.2% |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 8,881,000 | $8.9M | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 7,101,000 | $7.9M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 10,010,000 | $7.7M | Add +22.4% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 8,964,000 | $7.3M | New |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 5,389,000 | $6.7M | New |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 6,715,000 | $6.3M | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 5,681,000 | $6.2M | Add +21.0% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 6,510,000 | $6.2M | Reduce -18.8% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 6,109,000 | $6.0M | Add +224.6% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 7,798,000 | $5.8M | Add +21.9% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 7,878,000 | $5.4M | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 4,392 | $5.4M | Reduce -3.4% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 5,382,000 | $5.3M | Add +921.3% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 5,568,000 | $5.3M | New |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 6,668,000 | $5.2M | Add +10.8% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 5,345,000 | $5.0M | New |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 5,066,000 | $4.5M | Add +54.1% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 4,846,000 | $4.4M | Reduce -17.1% |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 4,479,000 | $4.4M | Add +13.4% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 5,108,000 | $4.4M | Add +1429.3% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 3,595,000 | $4.4M | Reduce -19.9% |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 4,527,000 | $4.2M | Add +11813.2% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 4,600,000 | $4.2M | Add +12.5% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 4,340,000 | $4.1M | New |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 6,051,000 | $3.9M | Reduce -16.1% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 3,898,000 | $3.6M | Reduce -71.5% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 4,494,000 | $3.4M | New |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 3,245,000 | $3.4M | Add +54.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 3,256,000 | $3.2M | Add +3.8% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 5,590,000 | $3.1M | Reduce -27.7% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 3,014,000 | $3.0M | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3,196,000 | $3.0M | Add +26.2% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 2,650,000 | $2.8M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 2,557,000 | $2.7M | Add +1.4% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 2,704,000 | $2.5M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 2,535,000 | $2.5M | Add +1464.8% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 2,570,000 | $2.5M | Reduce -61.3% |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 2,724,000 | $2.4M | Reduce -0.3% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 2,600,000 | $2.3M | New |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 2,604,000 | $2.3M | New |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 1,606,000 | $2.3M | Add +0.9% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 2,181,000 | $2.1M | New |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 484,000 | $2.1M | New |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,507,000 | $2.0M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1,456,000 | $2.0M | New |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 919,000 | $1.9M | Add +1007.2% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 1,410,000 | $1.8M | Add +120.0% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 1,768,000 | $1.8M | Add +2538.8% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 1,905,000 | $1.8M | New |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 1,400,000 | $1.8M | Reduce -72.9% |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 3,500,000 | $1.7M | Add +366.7% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 1,667,000 | $1.6M | Reduce -83.4% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 1,775,000 | $1.5M | Add +255.0% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 1,477,000 | $1.5M | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,530,000 | $1.4M | New |
| TILRAY BRANDS INC (TLRY 5.2 06/15/27) | NOTE 5.200% 6/1 · principal | 1,200,000 | $1.4M | Reduce -29.4% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 1,441,000 | $1.4M | Reduce -68.0% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,376,000 | $1.4M | Add +280.1% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 1,183,000 | $1.4M | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 1,116,000 | $1.4M | Add +41.1% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 1,408,000 | $1.3M | Reduce -42.4% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 872,000 | $1.3M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,254,000 | $1.3M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 1,291,000 | $1.2M | Add +268.9% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,097,000 | $1.2M | Add +309.3% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 1,154,000 | $1.1M | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,068,000 | $1.1M | Reduce -81.6% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 1,000,000 | $1.1M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 1,099,000 | $1.0M | Add +36.5% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,093,000 | $1.0M | Reduce -29.7% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 1,200,000 | $876K | Add +64.4% |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 976,000 | $844K | Add +9660.0% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 700,000 | $842K | New |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 2,100,000 | $838K | Reduce -49.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 773,000 | $830K | Reduce -82.3% |
| MODEL N INC (MODN 1.875 03/15/28) | NOTE 1.875% 3/1 · principal | 837,000 | $805K | New |
| TECHTARGET INC (TTGT 0.125 12/15/25) | NOTE 0.125%12/1 · principal | 800,000 | $778K | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 609,000 | $559K | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 459,000 | $533K | Add +178.2% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 691,000 | $496K | Reduce -79.3% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 448,000 | $450K | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 505,000 | $434K | Reduce -34.1% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 499,000 | $417K | Reduce -87.5% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 359,000 | $321K | Reduce -34.3% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 316,000 | $293K | Reduce -84.1% |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 258,000 | $262K | Add +529.3% |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 206,000 | $244K | New |
| TANDEM DIABETES CARE INC (TNDM 1.5 05/01/25) | NOTE 1.500% 5/0 · principal | 246,000 | $239K | New |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 250,000 | $214K | New |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 251,000 | $209K | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 132,000 | $186K | Reduce -59.4% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 100,000 | $185K | No change |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 250,000 | $182K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 200,000 | $180K | New |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 144,000 | $160K | New |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 167,000 | $150K | New |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 155,000 | $148K | Reduce -73.8% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 165,000 | $131K | New |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 45,000 | $128K | New |
| TURNING POINT BRANDS INC (TPB 2.5 07/15/24) | NOTE 2.500% 7/1 · principal | 117,000 | $115K | New |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 110,000 | $100K | New |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 100,000 | $94K | New |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 81,000 | $84K | No change |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 50,000 | $62K | No change |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 62,000 | $58K | New |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 75,000 | $57K | New |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 570,719 | $51K | No change |
| CALAMP CORP (CAMP 2 08/01/25) | NOTE 2.000% 8/0 · principal | 65,000 | $49K | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 15,000 | $43K | New |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 24,000 | $39K | New |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 35,000 | $30K | No change |
| BROOKDALE SENIOR LIVING (BKD 2 10/15/26) | NOTE 2.000%10/1 · principal | 30,000 | $30K | Reduce -97.2% |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 30,000 | $26K | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 14,000 | $23K | Reduce -94.1% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 24,000 | $23K | Reduce -98.4% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 25,000 | $22K | New |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 21,000 | $20K | Reduce -93.0% |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | 24,000 | $19K | New |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 18,000 | $19K | New |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 19,000 | $18K | Reduce -98.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 18,000 | $17K | Reduce -93.3% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 15,000 | $17K | New |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 16,000 | $15K | Reduce -98.5% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 13,000 | $12K | New |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 11,000 | $12K | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 11,000 | $11K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 11,000 | $10K | New |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 13,000 | $10K | New |
Total filed on the 13F, all lines: $4.9B.
Portfolio Sells Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -70.8% | 9.17% | −12.48 |
| SGRY Surgery Partners Inc. | Sold out | 0.00% | −2.43 |
| RSP Invesco S&P 500 Equal Weight | Reduce -83.6% | 0.45% | −1.51 |
| LCA Landcadia Holdings IV Inc. Class A | Sold out | 0.00% | −1.08 |
| CZA Invesco Zacks Mid-Cap ETF | Sold out | 0.00% | −0.88 |
| META Meta Platforms Inc. Class A | Reduce -99.9% | 0.00% | −0.73 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -98.5% | 0.01% | −0.60 |
| BCYC Bicycle Therapeutics PLC-ADR | Sold out | 0.00% | −0.59 |
| IEI iShares 3-7 Year Treasury Bo | Sold out | 0.00% | −0.58 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -40.6% | 2.99% | −0.53 |
| AA Alcoa Corp. | Reduce -100.0% | 0.00% | −0.38 |
| BN Brookfield Corp. | Reduce -75.8% | 0.19% | −0.38 |
| STX Seagate Technology Holdings | Reduce -90.9% | 0.06% | −0.37 |
| PANW Palo Alto Networks Inc. | Reduce -86.2% | 0.08% | −0.36 |
| KBR KBR Inc. | Reduce -61.7% | 0.50% | −0.36 |
| DHR Danaher Corp. | Reduce -79.3% | 0.15% | −0.36 |
| AMGN Amgen Inc. | Reduce -52.5% | 0.52% | −0.32 |
| LIN Linde PLC | Reduce -96.8% | 0.01% | −0.30 |
| SYK Stryker Corp. | Reduce -63.5% | 0.40% | −0.30 |
| AMAT Applied Materials Inc. | Reduce -87.8% | 0.07% | −0.29 |
| MDLZ Mondelez International Inc. Class A | Sold out | 0.00% | −0.28 |
| PYCR Paycor HCM Inc. | Sold out | 0.00% | −0.26 |
| SILK Silk Road Medical Inc. | Reduce -81.1% | 0.14% | −0.25 |
| ADI Analog Devices Inc. | Sold out | 0.00% | −0.24 |
| BAC Bank of America Corp. | Reduce -91.5% | 0.03% | −0.24 |
| ICE Intercontinental Exchange Inc. | Reduce -97.7% | 0.01% | −0.24 |
| TLT iShares 20+ Year Treasury BD | Reduce -97.4% | 0.01% | −0.23 |
| CBAY Cymabay Therapeutics Inc. | Sold out | 0.00% | −0.23 |
| CINF Cincinnati Financial Corp. | Sold out | 0.00% | −0.22 |
| AMD Advanced Micro Devices | Reduce -76.4% | 0.13% | −0.21 |
| KALV Kalvista Pharmaceuticals Inc. | Reduce -96.8% | 0.01% | −0.21 |
| CHRW C.H. Robinson Worldwide Inc. | Reduce -86.2% | 0.04% | −0.21 |
| VRDN Viridian Therapeutics Inc. | Sold out | 0.00% | −0.20 |
| MU Micron Technology Inc. | Reduce -61.2% | 0.47% | −0.19 |
| ECL Ecolab Inc. | Reduce -94.6% | 0.02% | −0.19 |
| UBER Uber Technologies Inc. | Reduce -95.2% | 0.02% | −0.19 |
| XEL Xcel Energy Inc. | Sold out | 0.00% | −0.19 |
| LOW Lowe's Cos Inc. | Reduce -68.9% | 0.17% | −0.19 |
| PPG PPG Industries Inc. | Sold out | 0.00% | −0.19 |
| CMBT CMB Tech NV | Sold out | 0.00% | −0.18 |
| HSY The Hershey Co. | Reduce -72.9% | 0.11% | −0.18 |
| NWSA News Corp. Class A | Sold out | 0.00% | −0.18 |
| TROW T Rowe Price Group Inc. | Sold out | 0.00% | −0.18 |
| TSLA Tesla Inc. | Reduce -50.3% | 0.15% | −0.18 |
| NEE Nextera Energy Inc. | Reduce -94.8% | 0.01% | −0.17 |
| AXSM Axsome Therapeutics Inc. | Reduce -40.9% | 0.58% | −0.16 |
| CSX CSX Corp. | Reduce -77.5% | 0.08% | −0.16 |
| CNMD Conmed Corp. | Reduce -64.0% | 0.08% | −0.16 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.16 |
| SCHW Schwab (charles) Corp. | Reduce -95.8% | 0.01% | −0.16 |
Portfolio Buys Q4 2023 → Q1 2024
| V Visa Inc. Class A | Add +4481.9% | 2.85% | +2.81 |
| XBI SS SPDR S&P Biotech ETF | Add +312.6% | 1.68% | +1.39 |
| DAL Delta Air Lines Inc. | Add +39777.3% | 1.22% | +1.22 |
| ARGX Argenx SE - ADR | Add +4372.0% | 1.17% | +1.15 |
| NVDA Nvidia Corp. | Add +36.4% | 1.46% | +1.01 |
| GLNG Golar LNG Ltd. | New | 0.99% | +0.99 |
| MRNA Moderna Inc. | Add +657.9% | 1.04% | +0.94 |
| KROS Keros Therapeutics Inc. | Add +3885.3% | 0.92% | +0.91 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +254.1% | 1.09% | +0.85 |
| VOO Vanguard S&P 500 ETF | Add +18.1% | 1.84% | +0.77 |
| ATMU Atmus Filtration Technologie | New | 0.75% | +0.75 |
| DIS The Walt Disney Co. | Add +201.1% | 0.87% | +0.71 |
| JPM JPMorgan Chase & Co. | Add +64.8% | 1.12% | +0.68 |
| GILD Gilead Sciences Inc. | Add +1305.5% | 0.69% | +0.65 |
| CEDAR FAIR LP | Add +1643.5% | 0.68% | +0.65 |
| SPHY SS SPDR P High Yield ETF | New | 0.62% | +0.62 |
| JNJ Johnson & Johnson | Add +386.1% | 0.70% | +0.59 |
| SMCI Super Micro Computer Inc. | Add +43.0% | 0.64% | +0.55 |
| ABT Abbott Laboratories | Add +161.5% | 0.75% | +0.54 |
| LRCX Lam Research Corp. | New | 0.52% | +0.52 |
| MSTR Strategy Inc. | Add +5822.9% | 0.50% | +0.50 |
| DKNG Draftkings Inc. Class A | Add +58.1% | 0.74% | +0.47 |
| AAPL Apple Inc. | Add +60.9% | 0.95% | +0.45 |
| CTLT Catalent Inc. | Add +464.4% | 0.45% | +0.41 |
| VRTX Vertex Pharmaceuticals Inc. | Add +215.5% | 0.52% | +0.40 |
| XLI SS Industrial Select Sector | Add +101.5% | 0.57% | +0.37 |
| XLV SS Health Care Select Sector | Add +373.7% | 0.42% | +0.36 |
| MRK Merck & Co. Inc. | Add +31.5% | 0.66% | +0.34 |
| AR Antero Resources Corp. | Add +12.8% | 0.66% | +0.31 |
| FMX Fomento Economico Mex-SP ADR | New | 0.30% | +0.30 |
| C Citigroup Inc. | Add +2600.1% | 0.30% | +0.29 |
| DVN Devon Energy Corp. | Add +127.5% | 0.42% | +0.29 |
| URGN Urogen Pharma Ltd. | New | 0.28% | +0.28 |
| ABBV Abbvie Inc. | New | 0.25% | +0.25 |
| SLB SLB Ltd. | Add +187.8% | 0.34% | +0.25 |
| ACGL Arch Capital Group Ltd. | New | 0.24% | +0.24 |
| JLL Jones Lang Lasalle Inc. | New | 0.23% | +0.23 |
| GE General Electric | Add +104.6% | 0.31% | +0.23 |
| LVS Las Vegas Sands Corp. | New | 0.21% | +0.21 |
| BDX Becton Dickinson and Co. | New | 0.18% | +0.18 |
| REPL Replimune Group Inc. | New | 0.18% | +0.18 |
| EQT Eqt Corp. | Add +27.3% | 0.47% | +0.18 |
| GPC Genuine Parts Co. | New | 0.17% | +0.17 |
| ANF Abercrombie & Fitch Co. Class A | Add +6.0% | 0.33% | +0.17 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +2.5% | 0.40% | +0.16 |
| BP BP PLC-Spons ADR | Add +5602.5% | 0.17% | +0.16 |
| COIN Coinbase Global Inc. Class A | Add +2374.7% | 0.17% | +0.16 |
| HCA HCA Healthcare Inc. | Add +291.3% | 0.19% | +0.16 |
| CBRE CBRE Group Inc. Class A | Add +99.6% | 0.25% | +0.16 |
| ELV Elevance Health Inc. | Add +27.2% | 0.34% | +0.16 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -21.9% | 2,789,600 | $1.5B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -30.4% | 760,000 | $397.5M |
| DIS The Walt Disney Co. | call | Add +240.8% | 2,847,700 | $348.4M |
| GLD SPDR Gold Shares | call | Reduce -73.0% | 1,445,000 | $297.3M |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -16.3% | 580,900 | $257.9M |
| JPM JPMorgan Chase & Co. | call | Add +32.1% | 1,271,200 | $254.6M |
| AMAT Applied Materials Inc. | call | Sold out | 1,415,500 | $229.4Mbefore exit |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -37.0% | 2,564,800 | $199.4M |
| GLD SPDR Gold Shares | put | Reduce -38.0% | 807,500 | $166.1M |
| DIS The Walt Disney Co. | put | Add +29.2% | 1,131,000 | $138.4M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Reduce -24.0% | 1,425,000 | $110.8M |
| TSM Taiwan Semiconductor-SP ADR | call | Add +1609.3% | 683,700 | $93.0M |
| UBER Uber Technologies Inc. | call | Reduce -8.7% | 1,166,200 | $89.8M |
| AMAT Applied Materials Inc. | put | Sold out | 534,400 | $86.6Mbefore exit |
| MU Micron Technology Inc. | call | Reduce -21.1% | 732,400 | $86.3M |
| PANW Palo Alto Networks Inc. | put | Sold out | 262,400 | $77.4Mbefore exit |
| COP Conocophillips | call | Sold out | 589,700 | $68.4Mbefore exit |
| DAL Delta Air Lines Inc. | call | New | 1,278,300 | $61.2M |
| GDX Vaneck Gold Miners ETF | call | Reduce -60.3% | 1,806,600 | $57.1M |
| GOOGL Alphabet Inc. Class A | put | Sold out | 373,400 | $52.2Mbefore exit |
| JPM JPMorgan Chase & Co. | put | Reduce -61.9% | 256,000 | $51.3M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Add +11.9% | 159,300 | $51.1M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -0.6% | 455,000 | $49.6M |
| CVX Chevron Corp. | call | Reduce -18.2% | 279,000 | $44.0M |
| AAPL Apple Inc. | call | Sold out | 218,000 | $42.0Mbefore exit |
| UBER Uber Technologies Inc. | put | Reduce -59.2% | 510,000 | $39.3M |
| TSLA Tesla Inc. | call | Sold out | 150,000 | $37.3Mbefore exit |
| FCX Freeport-McMoran Inc. | call | Add +9.4% | 791,000 | $37.2M |
| SAP Sap SE-Sponsored ADR | put | Add +153.3% | 190,000 | $37.1M |
| GDX Vaneck Gold Miners ETF | put | Reduce -54.4% | 1,121,300 | $35.5M |
| MSTR Strategy Inc. | put | Reduce -64.5% | 20,000 | $34.1M |
| MRVL Marvell Technology Inc. | call | New | 477,600 | $33.9M |
| HES Hess Corp. | call | New | 219,800 | $33.6M |
| AAPL Apple Inc. | put | Sold out | 167,800 | $32.3Mbefore exit |
| LVS Las Vegas Sands Corp. | put | New | 600,300 | $31.0M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Add +618.4% | 250,000 | $27.2M |
| TMO Thermo Fisher Scientific Inc. | call | Add +875.0% | 46,800 | $27.2M |
| XYZ Block Inc. | put | New | 321,000 | $27.2M |
| WMT Walmart Inc. | put | Add +650.7% | 450,400 | $27.1M |
| DVN Devon Energy Corp. | put | Reduce -37.6% | 535,700 | $26.9M |
| IWM iShares Russell 2000 ETF | put | Reduce -85.1% | 127,500 | $26.8M |
| META Meta Platforms Inc. Class A | put | Sold out | 74,500 | $26.4Mbefore exit |
| MAR Marriott International Class A | put | Sold out | 109,400 | $24.7Mbefore exit |
| PRGS Progress Software Corp. | put | New | 445,000 | $23.7M |
| XLF SS Financial Select Sector | put | Add +180.0% | 560,000 | $23.6M |
| LLY Eli Lilly & Co. | call | Sold out | 39,500 | $23.0Mbefore exit |
| LRCX Lam Research Corp. | put | New | 22,900 | $22.2M |
| QCOM Qualcomm Inc. | call | Sold out | 151,600 | $21.9Mbefore exit |
| TSLA Tesla Inc. | put | Reduce -46.3% | 120,800 | $21.2M |
| XLF SS Financial Select Sector | call | Reduce -43.5% | 500,000 | $21.1M |
Showing the first 50 of 540.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Sold out | 25,633,000 | $26.6Mbefore exit |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +9.5% | 15,052,000 | $19.8M |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | Add +8.2% | 20,190,000 | $17.3M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Sold out | 11,224,000 | $14.3Mbefore exit |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | New | 12,653,000 | $13.9M |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | Add +83.0% | 23,331,000 | $13.5M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Reduce -23.9% | 15,515,000 | $13.5M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -7.0% | 12,510,000 | $11.8M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +16.4% | 11,441,000 | $11.4M |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Reduce -9.2% | 12,587,000 | $11.2M |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | Add +37.8% | 10,746,000 | $11.0M |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Add +21.3% | 12,174,000 | $10.6M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Add +20.3% | 12,165,000 | $10.2M |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | Add +42.2% | 17,693,000 | $9.7M |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | New | 8,881,000 | $8.9M |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | New | 7,101,000 | $7.9M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Add +22.4% | 10,010,000 | $7.7M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 8,964,000 | $7.3M |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | New | 5,389,000 | $6.7M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | New | 6,715,000 | $6.3M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +21.0% | 5,681,000 | $6.2M |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | Reduce -18.8% | 6,510,000 | $6.2M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +224.6% | 6,109,000 | $6.0M |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Add +21.9% | 7,798,000 | $5.8M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | New | 7,878,000 | $5.4M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -3.4% | 4,392 | $5.4M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +921.3% | 5,382,000 | $5.3M |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | New | 5,568,000 | $5.3M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Add +10.8% | 6,668,000 | $5.2M |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Sold out | 4,743,000 | $5.0Mbefore exit |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | New | 5,345,000 | $5.0M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Add +54.1% | 5,066,000 | $4.5M |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | Reduce -17.1% | 4,846,000 | $4.4M |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | Add +13.4% | 4,479,000 | $4.4M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +1429.3% | 5,108,000 | $4.4M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -19.9% | 3,595,000 | $4.4M |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | Add +11813.2% | 4,527,000 | $4.2M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +12.5% | 4,600,000 | $4.2M |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | New | 4,340,000 | $4.1M |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | Sold out | 4,099,000 | $4.0Mbefore exit |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | Reduce -16.1% | 6,051,000 | $3.9M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -71.5% | 3,898,000 | $3.6M |
| LIVEPERSON INC (LPSN 0.75 03/01/24) | NOTE 0.750% 3/0 · principal | Sold out | 3,603,000 | $3.5Mbefore exit |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | New | 4,494,000 | $3.4M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Sold out | 4,104,000 | $3.4Mbefore exit |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | Add +54.9% | 3,245,000 | $3.4M |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | Add +3.8% | 3,256,000 | $3.2M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -27.7% | 5,590,000 | $3.1M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 3,014,000 | $3.0M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +26.2% | 3,196,000 | $3.0M |
Showing the first 50 of 189.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,217 | $10.6B | SPY, IWM, XBI, QQQ, AAPL |
| Q1 2026 | 1,250 | $7.9B | SPY, XBI, QQQ, IWM, NVDA |
| Q4 2025 | 1,289 | $11.9B | SPY, IWM, NVDA, QQQ, GOOG |
| Q3 2025 | 955 | $10.6B | VGT, SPY, WRB, IWM, QQQ |
| Q2 2025 | 842 | $5.8B | SPY, IWM, QQQ, XBI, MA |
| Q1 2025 | 1,187 | $5.6B | SPY, AAPL, QQQ, ARGX, IWM |
| Q4 2024Amended | 1,107 | $8.7B | SPY, IWM, AMZN, GOOGL, MSFT |
| Q3 2024 | 963 | $5.7B | SPY, AAPL, NVDA, QQQ, IWM |
| Q2 2024 | 925 | $4.7B | SPY, GLNG, IWM, QQQ, V |
| Q1 2024 | 1,069 | $4.6B | SPY, QQQ, V, IWM, HLMN |