Jefferies Financial Group Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 13, 2025), Jefferies Financial Group Inc. reported 955 stock positions worth $10.6 billion. Its top holding was Vanguard Info Tech ETF (VGT) at 15.9% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 6.9%) and WR Berkley (WRB, 6.5%). Compared with Q2 2025, it opened 340 new positions, sold out of 227, added to 304 and reduced 243. The biggest buy was a new position in Vanguard Info Tech ETF (VGT) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −17%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000096223
- Portfolio Value
- $10.6B (Q3 2025)
- SEC Filing
- 0000096223-25-000015 ↗ filed Nov 13, 2025
Holdings Value
Holdings 955 stocks · $10.6B
| VGT Vanguard Info Tech ETF | 15.92% | 2,250,000 | $1.7B | New |
| SPY SS SPDR S&P 500 ETF Trust-US | 6.88% | 1,089,539 | $725.8M | Reduce -17.4% |
| WRB WR Berkley Corp. filed as BERKLEY W R CORP | 6.47% | 8,911,719 | $682.8M | New |
| IWM iShares Russell 2000 ETF | 3.34% | 1,456,521 | $352.4M | Add +71.5% |
| QQQ Invesco QQQ Trust Series 1 | 3.32% | 584,434 | $350.9M | Add +122.0% |
| LLY Eli Lilly & Co. | 2.17% | 299,629 | $228.6M | Add +3586.4% |
| COST Costco Wholesale Corp. | 2.10% | 238,885 | $221.1M | Add +8200.4% |
| PEP Pepsico Inc. | 1.71% | 1,282,666 | $180.1M | Add +12120.5% |
| CVX Chevron Corp. | 1.54% | 1,047,681 | $162.7M | Add +6490.9% |
| IREN Iren Ltd. filed as IREN LIMITED | 1.47% | 3,311,143 | $155.4M | Add +47.3% |
| XBI SS SPDR S&P Biotech ETF | 1.43% | 1,506,070 | $150.9M | Add +5.2% |
| CDNS Cadence Design SYS Inc. | 1.28% | 386,057 | $135.6M | New |
| ARGX Argenx SE - ADR | 1.08% | 155,000 | $114.3M | Reduce -0.3% |
| PTCT PTC Therapeutics Inc. | 0.92% | 1,584,678 | $97.3M | New |
| NXPI NXP Semiconductors NV | 0.91% | 421,000 | $95.9M | New |
| VOO Vanguard S&P 500 ETF | 0.76% | 131,135 | $80.3M | Add +2.5% |
| KKR KKR & Co. Inc. | 0.76% | 616,472 | $80.1M | Add +1485.3% |
| TSLA Tesla Inc. | 0.73% | 174,331 | $77.5M | Add +1338.0% |
| HBAN Huntington Bancshares Inc. | 0.73% | 4,452,575 | $76.9M | Add +48.2% |
| HLMN Hillman Solutions Corp. | 0.69% | 7,979,047 | $73.2M | Reduce -2.1% |
| NVDA Nvidia Corp. | 0.67% | 376,303 | $70.2M | Add +148.9% |
| PG The Procter & Gamble Co. | 0.65% | 448,040 | $68.8M | Add +36.9% |
| TIC Tic Solutions Inc. filed as ACUREN CORP | 0.63% | 5,000,000 | $66.5M | Reduce -0.1% |
| IBB iShares Biotechnology ETF | 0.62% | 450,807 | $65.1M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.59% | 123,266 | $62.0M | Add +377.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.58% | 220,970 | $61.7M | Add +735.1% |
| MSFT Microsoft Corp. | 0.57% | 116,120 | $60.1M | Add +29.7% |
| AVGO Broadcom Inc. | 0.56% | 180,395 | $59.5M | Reduce -1.1% |
| MA Mastercard Inc. Class A | 0.56% | 104,083 | $59.2M | Reduce -50.1% |
| AMZN Amazon.com Inc. | 0.56% | 268,255 | $58.9M | Reduce -6.1% |
| HD Home Depot Inc. | 0.55% | 142,078 | $57.6M | Add +981.8% |
| AR Antero Resources Corp. | 0.54% | 1,698,677 | $57.0M | Reduce -13.2% |
| CRH CRH PLC | 0.52% | 458,965 | $55.0M | Add +22.0% |
| UNP Union Pacific Corp. | 0.52% | 232,000 | $54.8M | Add +1581.2% |
| PTGX Protagonist Therapeutics Inc. | 0.52% | 821,503 | $54.6M | Reduce -0.3% |
| MSTR Strategy Inc. | 0.50% | 163,258 | $52.6M | Add +789.6% |
| AZO AutoZone Inc. | 0.49% | 11,993 | $51.5M | Reduce -17.1% |
| XEL Xcel Energy Inc. | 0.46% | 603,592 | $48.7M | Add +843.1% |
| AMGN Amgen Inc. | 0.44% | 164,967 | $46.6M | Add +24.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.44% | 503,538 | $46.2M | Add +88.1% |
| AAPL Apple Inc. | 0.43% | 178,445 | $45.4M | Add +34.3% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.43% | 1,377,903 | $44.9M | Reduce -20.1% |
| URGN Urogen Pharma Ltd. | 0.42% | 2,199,652 | $43.9M | No change |
| AON Aon PLC Class A | 0.41% | 120,648 | $43.0M | Add +4538.5% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.40% | 376,951 | $42.0M | Add +34.6% |
| CCC CCC Intelligent Solutions Ho | 0.39% | 4,551,258 | $41.5M | Add +0.0% |
| NSC Norfolk Southern Corp. | 0.39% | 138,000 | $41.5M | Add +154.4% |
| AHCO Adapthealth Corp. | 0.39% | 4,563,000 | $40.8M | Reduce -4.5% |
| LION Lionsgate Studios Corp. | 0.38% | 5,805,850 | $40.1M | No change |
| ABVX Abivax SA-ADR | 0.37% | 457,325 | $38.8M | New |
| BX Blackstone Inc. | 0.36% | 223,904 | $38.3M | Add +2177.8% |
| SNOW Snowflake Inc. | 0.36% | 169,446 | $38.2M | Add +11529.8% |
| DKNG Draftkings Inc. Class A | 0.36% | 1,015,565 | $38.0M | Add +10316.0% |
| RRC Range Resources Corp. | 0.35% | 976,626 | $36.8M | Reduce -12.0% |
| ATKR Atkore Inc. | 0.35% | 582,168 | $36.5M | New |
| CXM Sprinklr Inc. Class A | 0.34% | 4,682,000 | $36.1M | No change |
| EQT Eqt Corp. | 0.34% | 654,873 | $35.6M | Reduce -55.4% |
| CDTX Cidara Therapeutics Inc. | 0.33% | 365,000 | $35.0M | Reduce -18.9% |
| FANG Diamondback Energy Inc. | 0.33% | 239,793 | $34.3M | Add +8299.0% |
| SPOT Spotify Technology SA | 0.32% | 48,505 | $33.9M | Add +5387.0% |
| MRX Marex UK Holdings Ltd. filed as MAREX GROUP PLC | 0.32% | 1,000,000 | $33.6M | Reduce -3.8% |
| NEE Nextera Energy Inc. | 0.32% | 440,551 | $33.3M | Add +95.1% |
| HPE Hewlett Packard Enterprise | 0.31% | 1,320,000 | $32.4M | New |
| COF Capital One Financial Corp. | 0.30% | 149,253 | $31.7M | Reduce -46.2% |
| RSP Invesco S&P 500 Equal Weight | 0.30% | 164,156 | $31.1M | Reduce -26.8% |
| GEL Genesis Energy L.P. | 0.29% | 1,848,886 | $30.9M | Reduce -2.5% |
| WK Workiva Inc. | 0.28% | 346,809 | $29.9M | Add +105.2% |
| V Visa Inc. Class A | 0.28% | 86,977 | $29.7M | Reduce -31.8% |
| BSX Boston Scientific Corp. | 0.28% | 302,499 | $29.5M | Add +17.4% |
| T AT&T Inc. | 0.27% | 1,018,676 | $28.8M | Add +5296.7% |
| BE Bloom Energy Corp. Class A | 0.27% | 338,750 | $28.6M | Add +11191.7% |
| KDP Keurig Dr Pepper Inc. | 0.27% | 1,106,622 | $28.2M | Add +1.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.26% | 242,546 | $27.8M | Reduce -2.9% |
| EMBC Embecta Corp. | 0.25% | 1,884,875 | $26.6M | Add +40.4% |
| REG Regency Centers Corp. | 0.25% | 364,435 | $26.6M | Add +19.9% |
| IQV Iqvia Holdings Inc. | 0.24% | 133,815 | $25.4M | Reduce -41.0% |
| IMNM Immunome Inc. | 0.23% | 2,100,000 | $24.6M | Add +0.7% |
| XLI SS Industrial Select Sector | 0.23% | 158,359 | $24.4M | Add +196.8% |
| SCHW Schwab (charles) Corp. | 0.22% | 244,307 | $23.3M | Add +41.3% |
| SYRE Spyre Therapeutics Inc. | 0.22% | 1,388,854 | $23.3M | No change |
| ABBV Abbvie Inc. | 0.22% | 99,673 | $23.1M | Reduce -34.8% |
| APGE Apogee Therapeutics Inc. | 0.21% | 568,084 | $22.6M | Reduce -11.6% |
| RBLX Roblox Corp. Class A | 0.21% | 161,779 | $22.4M | New |
| VBTX Veritex Holdings Inc. | 0.19% | 601,192 | $20.2M | New |
| XOM Exxon Mobil Corp. | 0.19% | 176,395 | $19.9M | Add +179.8% |
| SPHQ Invesco S&P 500 Quality ETF | 0.18% | 264,881 | $19.4M | Reduce -6.4% |
| MRK Merck & Co. Inc. | 0.18% | 223,320 | $18.7M | Add +68.6% |
| JNJ Johnson & Johnson | 0.17% | 98,420 | $18.2M | Add +9.0% |
| QUAL iShares MSCI USA Quality Fac | 0.17% | 91,595 | $17.8M | Reduce -8.5% |
| SRE Sempra | 0.17% | 195,516 | $17.6M | Reduce -13.1% |
| NKTR Nektar Therapeutics | 0.16% | 303,200 | $17.3M | New |
| INDV Indivior Ltd. | 0.16% | 707,201 | $17.1M | Reduce -67.7% |
| ZIM Zim Integrated Shipping Serv | 0.15% | 1,157,077 | $15.7M | Add +62.6% |
| INSM Insmed Inc. | 0.15% | 108,097 | $15.6M | Add +2069.3% |
| BHF Brighthouse Financial Inc. | 0.14% | 279,621 | $14.8M | Add +111.7% |
| GEV GE Vernova Inc. | 0.14% | 24,029 | $14.8M | Reduce -68.5% |
| C Citigroup Inc. | 0.14% | 144,964 | $14.7M | Add +160.3% |
| XLK SS Technology Select Sector | 0.14% | 51,241 | $14.4M | Add +15.2% |
| ARIS WATER SOLUTIONS INC-A | 0.14% | 582,692 | $14.4M | New |
| REGN Regeneron Pharmaceuticals | 0.14% | 25,535 | $14.4M | New |
Options reported separately and not counted above: GLD calls ($1.9B), SPY puts ($1.9B), GLD puts ($1.4B), IREN puts ($494.3M), IREN calls ($337.4M), COST puts ($218.4M), PEP puts ($183.8M), XLE puts ($183.6M), LLY puts ($176.9M), CDNS puts ($135.6M), C puts ($132.3M), C calls ($118.2M), and 322 more.
Other holdings (135): bonds, preferreds, convertibles and warrants · $353.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 27,898,000 | $30.6M | Add +33921.9% |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | 15,064,000 | $27.7M | Add +145.2% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 23,963,000 | $25.2M | Add +103.9% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 7,943,891 | $19.6M | New |
| JETBLUE AIRWAYS CORP (JBLU 2.5 09/01/29) | NOTE 2.500% 9/0 · principal | 18,221,000 | $19.0M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 15,366,000 | $14.0M | Add +3.2% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 11,751,000 | $10.6M | Reduce -12.5% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 10,008,000 | $10.4M | Reduce -2.9% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 7,599,000 | $7.6M | Add +31.3% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 5,117,000 | $7.2M | Add +52.4% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 8,011,000 | $6.8M | Add +72727.3% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 5,994,000 | $6.6M | Add +80.3% |
| ANI PHARMACEUTICALS INC (ANIP 2.25 09/01/29) | NOTE 2.250% 9/0 · principal | 4,510,000 | $6.3M | New |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 4,326,000 | $6.1M | Add +1256.1% |
| PACIRA BIOSCIENCES INC (PCRX 2.125 05/15/29) | NOTE 2.125% 5/1 · principal | 6,007,000 | $6.1M | Add +1.4% |
| MARA HOLDINGS INC (MARA 2.125 09/01/31) | NOTE 2.125% 9/0 · principal | 4,916,000 | $5.9M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 4,714,000 | $4.9M | New |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 3,293,000 | $4.9M | New |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 3,780,000 | $4.5M | Reduce -65.2% |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | 4,096,000 | $4.4M | Reduce -53.9% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 4,148,000 | $4.3M | Add +65.4% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 3,530,000 | $4.3M | Add +4.0% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 4,346,000 | $4.2M | Add +2073.0% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 3,809,000 | $4.0M | Reduce -1.4% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 4,385,000 | $4.0M | Add +268.8% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 3,909,000 | $3.7M | Add +25960.0% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 3,326,000 | $3.6M | Reduce -76.3% |
| IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) | NOTE 1.500% 9/0 · principal | 2,397,000 | $3.3M | Reduce -6.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 3,500,000 | $3.3M | Add +74.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 1,902,000 | $3.2M | Add +9.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 2,402,000 | $3.1M | Add +2083.6% |
| CELCUITY INC (CELC 2.75 08/01/31) | NOTE 2.750% 8/0 · principal | 2,279,000 | $3.1M | New |
| TANDEM DIABETES CARE INC (TNDM 1.5 03/15/29 2024) | NOTE 1.500% 3/1 · principal | 3,377,000 | $3.0M | Add +275.2% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 3,077,000 | $2.9M | Reduce -4.5% |
| STRATEGY INC (MSTR 0.625 09/15/28) | NOTE 0.625% 9/1 · principal | 1,500,000 | $2.8M | New |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 40,038 | $2.8M | Add +707.7% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 1,552,000 | $2.5M | New |
| LIVANOVA PLC (LIVN 2.5 03/15/29) | NOTE 2.500% 3/1 · principal | 2,308,000 | $2.5M | Add +53.9% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 2,628,000 | $2.4M | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 2,447,000 | $2.4M | Reduce -27.1% |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | 1,832,000 | $2.3M | Reduce -38.5% |
| UNITI GROUP INC (UNIT 7.5 12/01/27) | NOTE 7.500%12/0 · principal | 2,123,000 | $2.3M | New |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 2,175,000 | $2.2M | Add +3146.3% |
| BLOOM ENERGY CORP (BE 3 06/01/29) | NOTE 3.000% 6/0 · principal | 509,000 | $2.1M | New |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 2,237,000 | $2.1M | Add +11.4% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 1,432,000 | $2.0M | Reduce -55.7% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 2,000,000 | $2.0M | Add +3900.0% |
| SUNRUN INC (RUN 4 03/01/30) | NOTE 4.000% 3/0 · principal | 1,450,000 | $2.0M | New |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 1,884,000 | $1.9M | New |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 5,153,000 | $1.9M | Add +55.3% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 1,974,000 | $1.8M | New |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | 1,133,000 | $1.8M | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 385,000 | $1.7M | Reduce -71.3% |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 1,751,000 | $1.7M | No change |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 1,342,000 | $1.7M | Reduce -76.2% |
| VARONIS SYSTEM INC (VRNS 1 09/15/29) | NOTE 1.000% 9/1 · principal | 1,468,000 | $1.6M | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 1,674,000 | $1.4M | Reduce -41.5% |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | 1,382,000 | $1.4M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 1,282,000 | $1.2M | Add +1426.2% |
| BOX INC (BOX 1.5 09/15/29) | NOTE 1.500% 9/1 · principal | 1,120,000 | $1.1M | New |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 1,041,000 | $1.0M | New |
| SOLARIS ENERGY INFRASTRU (SEI 4.75 05/01/30) | NOTE 4.750% 5/0 · principal | 525,000 | $945K | New |
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 949,000 | $940K | New |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 914,000 | $920K | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 876,000 | $913K | Reduce -51.4% |
| UGI CORP (UGI 5 06/01/28) | NOTE 5.000% 6/0 · principal | 700,000 | $902K | New |
| OSI SYSTEMS INC (OSIS 2.25 08/01/29) | NOTE 2.250% 8/0 · principal | 601,000 | $867K | New |
| BLACKBERRY LTD (BBCN 3 02/15/29) | NOTE 3.000% 2/1 · principal | 560,000 | $830K | Add +1.8% |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 664,000 | $742K | New |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 708,000 | $735K | Add +108.8% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 760,667 | $728K | Add +139.4% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 506,000 | $693K | Reduce -65.6% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 611,000 | $603K | New |
| CIPHER DIGITAL INC (CIFR 1.75 05/15/30) | NOTE 1.750% 5/1 · principal | 200,000 | $590K | Reduce -95.4% |
| STRATEGY INC (MSTR 0.625 03/15/30) | NOTE 0.625% 3/1 · principal | 256,000 | $573K | Reduce -60.6% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 288,000 | $567K | Add +44.0% |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | 474,000 | $520K | New |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 253,000 | $511K | Reduce -39.9% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 332,000 | $472K | Reduce -75.1% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 357,000 | $465K | Add +205.1% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 321,000 | $445K | New |
| STRATEGY INC (MSTR 2.25 06/15/32) | NOTE 2.250% 6/1 · principal | 237,000 | $424K | New |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 389,000 | $420K | Reduce -35.1% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 400,000 | $381K | Add +3.6% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 506,000 | $379K | Add +24.6% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 293,000 | $368K | Reduce -27.1% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 311,000 | $344K | Add +283.9% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 75,000 | $336K | New |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 330,000 | $329K | No change |
| STRATEGY INC (MSTR 0.875 03/15/31) | NOTE 0.875% 3/1 · principal | 202,000 | $319K | New |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 6,000 | $298K | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 272,000 | $294K | Add +257.9% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 177,000 | $288K | Reduce -89.8% |
| WISDOMTREE INC (WT 3.25 08/15/29) | NOTE 3.250% 8/1 · principal | 200,000 | $259K | New |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 200,000 | $232K | New |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 67,342 | $228K | Reduce -32.7% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 217,000 | $219K | New |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 197,000 | $203K | New |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 200,000 | $202K | No change |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 215,000 | $197K | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 200,000 | $192K | No change |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 156,000 | $189K | Add +2.0% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 144,000 | $147K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 100,000 | $132K | Reduce -97.5% |
| LYFT INC (LYFT 0.625 03/01/29) | NOTE 0.625% 3/0 · principal | 100,000 | $129K | New |
| BLACKLINE INC (BL 1 06/01/29) | NOTE 1.000% 6/0 · principal | 120,000 | $125K | Reduce -81.8% |
| GROUPON INC (GRPN 6.25 03/15/27 *) | NOTE 6.250% 3/1 · principal | 100,000 | $110K | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 64,000 | $96K | Reduce -94.9% |
| DYNAVAX TECHNOLOGIES CORP | DEBT 2.000% 3/1 · principal | 100,000 | $92K | New |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 97,000 | $84K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 83,000 | $83K | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 57,000 | $78K | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 75,000 | $77K | New |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 76,000 | $74K | Add +11.8% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 73,000 | $72K | Add +97.3% |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 60,000 | $71K | New |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 71,000 | $71K | No change |
| VERTEX INC (VERX 0.75 05/01/29) | NOTE 0.750% 5/0 · principal | 69,000 | $70K | Reduce -95.9% |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 409,046 | $65K | Reduce -28.3% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 57,000 | $65K | New |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 53,000 | $64K | New |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 62,000 | $62K | Add +226.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 61,000 | $59K | Reduce -80.2% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 55,000 | $57K | Add +66.7% |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 50,000 | $51K | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 43,000 | $49K | Reduce -99.2% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 50,000 | $47K | Add +85.2% |
| FIVE9 INC (FIVN 1 03/15/29) | NOTE 1.000% 3/1 · principal | 52,000 | $46K | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 32,000 | $32K | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 29,000 | $31K | No change |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 25,000 | $24K | No change |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 24,000 | $23K | New |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | 18,000 | $17K | Reduce -84.9% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 16,000 | $15K | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 13,000 | $12K | Reduce -7.1% |
Total filed on the 13F, all lines: $10.9B.
Portfolio Sells Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -17.4% | 6.88% | −7.19 |
| MA Mastercard Inc. Class A | Reduce -50.1% | 0.56% | −1.46 |
| EQT Eqt Corp. | Reduce -55.4% | 0.34% | −1.14 |
| INTU Intuit Inc. | Reduce -97.2% | 0.01% | −0.99 |
| TTWO Take-Two Interactive Softwre | Sold out | 0.00% | −0.88 |
| TGI Triumph Group Inc. | Sold out | 0.00% | −0.87 |
| AR Antero Resources Corp. | Reduce -13.2% | 0.54% | −0.82 |
| WFC Wells Fargo & Co. | Reduce -86.2% | 0.06% | −0.75 |
| COF Capital One Financial Corp. | Reduce -46.2% | 0.30% | −0.72 |
| TRV The Travelers Cos Inc. | Reduce -85.7% | 0.06% | −0.71 |
| ETN Eaton Corp. PLC | Reduce -76.0% | 0.10% | −0.65 |
| BASE Couchbase Inc. | Sold out | 0.00% | −0.64 |
| WMB Williams Cos Inc. | Sold out | 0.00% | −0.64 |
| GEV GE Vernova Inc. | Reduce -68.5% | 0.14% | −0.56 |
| BRO Brown & Brown Inc. | Reduce -92.8% | 0.02% | −0.55 |
| VICI Vici Properties Inc. | Reduce -20.1% | 0.43% | −0.54 |
| META Meta Platforms Inc. Class A | Reduce -92.6% | 0.02% | −0.54 |
| PRGS Progress Software Corp. | Reduce -60.1% | 0.09% | −0.53 |
| AMZN Amazon.com Inc. | Reduce -6.1% | 0.56% | −0.52 |
| V Visa Inc. Class A | Reduce -31.8% | 0.28% | −0.50 |
| QURE Uniqure NV | Reduce -95.7% | 0.05% | −0.45 |
| AZO AutoZone Inc. | Reduce -17.1% | 0.49% | −0.44 |
| RRC Range Resources Corp. | Reduce -12.0% | 0.35% | −0.43 |
| RSP Invesco S&P 500 Equal Weight | Reduce -26.8% | 0.30% | −0.41 |
| INDV Indivior Ltd. | Reduce -67.7% | 0.16% | −0.40 |
| ARGX Argenx SE - ADR | Reduce -0.3% | 1.08% | −0.40 |
| AHCO Adapthealth Corp. | Reduce -4.5% | 0.39% | −0.39 |
| MRX Marex UK Holdings Ltd. | Reduce -3.8% | 0.32% | −0.39 |
| IQV Iqvia Holdings Inc. | Reduce -41.0% | 0.24% | −0.38 |
| CTRA Coterra Energy Inc. | Reduce -98.9% | 0.00% | −0.36 |
| TSHA Taysha Gene Therapies Inc. | Reduce -79.1% | 0.07% | −0.34 |
| WMT Walmart Inc. | Reduce -72.1% | 0.07% | −0.34 |
| XRT SS SPDR S&P Retail ETF | Sold out | 0.00% | −0.33 |
| TRI Thomson Reuters Corp. | Sold out | 0.00% | −0.33 |
| TIC Tic Solutions Inc. | Reduce -0.1% | 0.63% | −0.32 |
| HLMN Hillman Solutions Corp. | Reduce -2.1% | 0.69% | −0.31 |
| AVGO Broadcom Inc. | Reduce -1.1% | 0.56% | −0.30 |
| GEL Genesis Energy L.P. | Reduce -2.5% | 0.29% | −0.27 |
| DIS The Walt Disney Co. | Reduce -2.9% | 0.26% | −0.27 |
| ABBV Abbvie Inc. | Reduce -34.8% | 0.22% | −0.27 |
| PTGX Protagonist Therapeutics Inc. | Reduce -0.3% | 0.52% | −0.27 |
| APGE Apogee Therapeutics Inc. | Reduce -11.6% | 0.21% | −0.27 |
| RSMC Rockefeller US Small-Mid Cap | Sold out | 0.00% | −0.26 |
| SPG Simon Property Group Inc. | Sold out | 0.00% | −0.25 |
| ALV Autoliv Inc. | Sold out | 0.00% | −0.25 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Sold out | 0.00% | −0.24 |
| GPOR Gulfport Energy Corp. | Reduce -58.0% | 0.06% | −0.24 |
| OWL Blue Owl Capital Inc. | Reduce -91.0% | 0.01% | −0.23 |
| OVV Ovintiv Inc. | Sold out | 0.00% | −0.21 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -53.8% | 0.06% | −0.21 |
Portfolio Buys Q2 2025 → Q3 2025
| VGT Vanguard Info Tech ETF | New | 15.92% | +15.92 |
| WRB WR Berkley Corp. | New | 6.47% | +6.47 |
| LLY Eli Lilly & Co. | Add +3586.4% | 2.17% | +2.06 |
| COST Costco Wholesale Corp. | Add +8200.4% | 2.10% | +2.05 |
| PEP Pepsico Inc. | Add +12120.5% | 1.71% | +1.68 |
| CVX Chevron Corp. | Add +6490.9% | 1.54% | +1.50 |
| CDNS Cadence Design SYS Inc. | New | 1.28% | +1.28 |
| PTCT PTC Therapeutics Inc. | New | 0.92% | +0.92 |
| NXPI NXP Semiconductors NV | New | 0.91% | +0.91 |
| IREN Iren Ltd. | Add +47.3% | 1.47% | +0.91 |
| QQQ Invesco QQQ Trust Series 1 | Add +122.0% | 3.32% | +0.82 |
| KKR KKR & Co. Inc. | Add +1485.3% | 0.76% | +0.67 |
| TSLA Tesla Inc. | Add +1338.0% | 0.73% | +0.67 |
| IBB iShares Biotechnology ETF | New | 0.62% | +0.62 |
| TSM Taiwan Semiconductor-SP ADR | Add +735.1% | 0.58% | +0.48 |
| UNP Union Pacific Corp. | Add +1581.2% | 0.52% | +0.46 |
| HD Home Depot Inc. | Add +981.8% | 0.55% | +0.46 |
| AON Aon PLC Class A | Add +4538.5% | 0.41% | +0.39 |
| XEL Xcel Energy Inc. | Add +843.1% | 0.46% | +0.39 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +377.9% | 0.59% | +0.37 |
| MSTR Strategy Inc. | Add +789.6% | 0.50% | +0.37 |
| ABVX Abivax SA-ADR | New | 0.37% | +0.37 |
| SNOW Snowflake Inc. | Add +11529.8% | 0.36% | +0.36 |
| DKNG Draftkings Inc. Class A | Add +10316.0% | 0.36% | +0.35 |
| ATKR Atkore Inc. | New | 0.35% | +0.35 |
| BX Blackstone Inc. | Add +2177.8% | 0.36% | +0.34 |
| FANG Diamondback Energy Inc. | Add +8299.0% | 0.33% | +0.32 |
| SPOT Spotify Technology SA | Add +5387.0% | 0.32% | +0.31 |
| HPE Hewlett Packard Enterprise | New | 0.31% | +0.31 |
| BE Bloom Energy Corp. Class A | Add +11191.7% | 0.27% | +0.27 |
| T AT&T Inc. | Add +5296.7% | 0.27% | +0.26 |
| NVDA Nvidia Corp. | Add +148.9% | 0.67% | +0.25 |
| RBLX Roblox Corp. Class A | New | 0.21% | +0.21 |
| VBTX Veritex Holdings Inc. | New | 0.19% | +0.19 |
| IWM iShares Russell 2000 ETF | Add +71.5% | 3.34% | +0.18 |
| NKTR Nektar Therapeutics | New | 0.16% | +0.16 |
| NSC Norfolk Southern Corp. | Add +154.4% | 0.39% | +0.15 |
| INSM Insmed Inc. | Add +2069.3% | 0.15% | +0.14 |
| ARIS WATER SOLUTIONS INC-A | New | 0.14% | +0.14 |
| REGN Regeneron Pharmaceuticals | New | 0.14% | +0.14 |
| TPR Tapestry Inc. | New | 0.13% | +0.13 |
| VRNT Verint Systems Inc. | New | 0.12% | +0.12 |
| SOFI Sofi Technologies Inc. | Add +1458.9% | 0.13% | +0.12 |
| PNFP Pinnacle Financial Partners | New | 0.12% | +0.12 |
| PYPL PayPal Holdings Inc. | New | 0.11% | +0.11 |
| MCK McKesson Corp. | New | 0.11% | +0.11 |
| CMI Cummins Inc. | New | 0.11% | +0.11 |
| AFRM Affirm Holdings Inc. | Add +1161.2% | 0.12% | +0.10 |
| PM Philip Morris International | Add +3271.4% | 0.11% | +0.10 |
| ASH Ashland Inc. | New | 0.10% | +0.10 |
Options Activity Q2 2025 → Q3 2025
| GLD SPDR Gold Shares | call | Add +75.5% | 5,396,600 | $1.9B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +0.2% | 2,877,000 | $1.9B |
| GLD SPDR Gold Shares | put | Add +221.9% | 3,985,800 | $1.4B |
| IREN Iren Ltd. | put | Reduce -14.7% | 10,532,900 | $494.3M |
| IREN Iren Ltd. | call | Add +19.0% | 7,189,600 | $337.4M |
| COST Costco Wholesale Corp. | put | New | 236,000 | $218.4M |
| PEP Pepsico Inc. | put | New | 1,309,000 | $183.8M |
| XLE SS Energy Select Sector | put | Add +268.6% | 2,055,000 | $183.6M |
| LLY Eli Lilly & Co. | put | New | 231,800 | $176.9M |
| CDNS Cadence Design SYS Inc. | put | New | 386,000 | $135.6M |
| C Citigroup Inc. | put | Add +54.7% | 1,303,800 | $132.3M |
| C Citigroup Inc. | call | Add +53.7% | 1,164,900 | $118.2M |
| CVX Chevron Corp. | put | New | 687,000 | $106.7M |
| NXPI NXP Semiconductors NV | put | New | 421,000 | $95.9M |
| XLE SS Energy Select Sector | call | Add +171.2% | 956,100 | $85.4M |
| NFLX Netflix Inc. | call | Sold out | 62,300 | $83.4Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -59.9% | 137,800 | $82.7M |
| KKR KKR & Co. Inc. | put | New | 632,100 | $82.1M |
| AAPL Apple Inc. | call | Add +8.8% | 309,100 | $78.7M |
| IWM iShares Russell 2000 ETF | call | Sold out | 310,000 | $66.9Mbefore exit |
| ARKK ARK Innovation ETF | put | Add +611.6% | 711,600 | $61.4M |
| NFLX Netflix Inc. | put | Sold out | 42,300 | $56.6Mbefore exit |
| CELH Celsius Holdings Inc. | call | Add +12.6% | 985,000 | $56.6M |
| KRE SS SPDR S&P Regional Bank | put | Add +1393.3% | 851,200 | $53.9M |
| BAC Bank of America Corp. | call | Add +400.2% | 1,025,000 | $52.9M |
| NVDA Nvidia Corp. | call | Sold out | 328,900 | $52.0Mbefore exit |
| PRGS Progress Software Corp. | put | Add +27.8% | 1,150,000 | $50.5M |
| JPM JPMorgan Chase & Co. | put | Add +150.6% | 157,100 | $49.6M |
| MSFT Microsoft Corp. | call | Sold out | 96,000 | $47.8Mbefore exit |
| MSFT Microsoft Corp. | put | Sold out | 84,100 | $41.8Mbefore exit |
| GDX Vaneck Gold Miners ETF | put | Add +182.0% | 542,300 | $41.4M |
| DKNG Draftkings Inc. Class A | call | New | 1,075,600 | $40.2M |
| VLO Valero Energy Corp. | put | New | 230,600 | $39.3M |
| CCJ Cameco Corp. | call | Sold out | 527,800 | $39.2Mbefore exit |
| GOOG Alphabet Inc. Class C | call | New | 152,000 | $37.0M |
| CLSK Cleanspark Inc. | call | Reduce -16.7% | 2,500,000 | $36.3M |
| JPM JPMorgan Chase & Co. | call | Add +469.6% | 114,500 | $36.1M |
| AHCO Adapthealth Corp. | put | Reduce -6.7% | 3,947,100 | $35.3M |
| BE Bloom Energy Corp. Class A | put | Add +17.7% | 405,900 | $34.3M |
| ZIM Zim Integrated Shipping Serv | put | Add +14.4% | 2,514,100 | $34.1M |
| IWM iShares Russell 2000 ETF | put | Reduce -35.7% | 135,000 | $32.7M |
| GDX Vaneck Gold Miners ETF | call | Add +84.2% | 424,500 | $32.4M |
| AAPL Apple Inc. | put | Reduce -59.6% | 123,500 | $31.4M |
| KRE SS SPDR S&P Regional Bank | call | Add +575.1% | 482,700 | $30.6M |
| NVDA Nvidia Corp. | put | Reduce -43.2% | 158,400 | $29.6M |
| IBIT iShares Bitcoin Trust ETF | call | Add +107.4% | 414,000 | $26.9M |
| NEE Nextera Energy Inc. | call | New | 350,000 | $26.4M |
| STNG Scorpio Tankers Inc. | put | Add +163.9% | 463,100 | $26.0M |
| WFC Wells Fargo & Co. | put | Add +114.5% | 302,500 | $25.4M |
| GOOG Alphabet Inc. Class C | put | New | 104,000 | $25.3M |
Showing the first 50 of 380.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +33921.9% | 27,898,000 | $30.6M |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | Add +145.2% | 15,064,000 | $27.7M |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | Add +103.9% | 23,963,000 | $25.2M |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | New | 7,943,891 | $19.6M |
| JETBLUE AIRWAYS CORP (JBLU 2.5 09/01/29) | NOTE 2.500% 9/0 · principal | New | 18,221,000 | $19.0M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Sold out | 22,829,000 | $17.1Mbefore exit |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +3.2% | 15,366,000 | $14.0M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 13,000,000 | $12.7Mbefore exit |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Reduce -12.5% | 11,751,000 | $10.6M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -2.9% | 10,008,000 | $10.4M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Add +31.3% | 7,599,000 | $7.6M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +52.4% | 5,117,000 | $7.2M |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | Add +72727.3% | 8,011,000 | $6.8M |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | Add +80.3% | 5,994,000 | $6.6M |
| ANI PHARMACEUTICALS INC (ANIP 2.25 09/01/29) | NOTE 2.250% 9/0 · principal | New | 4,510,000 | $6.3M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Add +1256.1% | 4,326,000 | $6.1M |
| PACIRA BIOSCIENCES INC (PCRX 2.125 05/15/29) | NOTE 2.125% 5/1 · principal | Add +1.4% | 6,007,000 | $6.1M |
| MARA HOLDINGS INC (MARA 2.125 09/01/31) | NOTE 2.125% 9/0 · principal | New | 4,916,000 | $5.9M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | New | 4,714,000 | $4.9M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | New | 3,293,000 | $4.9M |
| SPECTRUM BRANDS INC (SPB 3.375 06/01/29) | NOTE 3.375% 6/0 · principal | Sold out | 4,985,000 | $4.5Mbefore exit |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | Reduce -65.2% | 3,780,000 | $4.5M |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | Reduce -53.9% | 4,096,000 | $4.4M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Add +65.4% | 4,148,000 | $4.3M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +4.0% | 3,530,000 | $4.3M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +2073.0% | 4,346,000 | $4.2M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -1.4% | 3,809,000 | $4.0M |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | Add +268.8% | 4,385,000 | $4.0M |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | Sold out | 4,000,000 | $3.9Mbefore exit |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | Add +25960.0% | 3,909,000 | $3.7M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Sold out | 15,039,000 | $3.7Mbefore exit |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Sold out | 4,178,000 | $3.6Mbefore exit |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | Reduce -76.3% | 3,326,000 | $3.6M |
| IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) | NOTE 1.500% 9/0 · principal | Reduce -6.0% | 2,397,000 | $3.3M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Add +74.9% | 3,500,000 | $3.3M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Add +9.1% | 1,902,000 | $3.2M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Add +2083.6% | 2,402,000 | $3.1M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Sold out | 2,421,000 | $3.1Mbefore exit |
| CELCUITY INC (CELC 2.75 08/01/31) | NOTE 2.750% 8/0 · principal | New | 2,279,000 | $3.1M |
| TANDEM DIABETES CARE INC (TNDM 1.5 03/15/29 2024) | NOTE 1.500% 3/1 · principal | Add +275.2% | 3,377,000 | $3.0M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Reduce -4.5% | 3,077,000 | $2.9M |
| STRATEGY INC (MSTR 0.625 09/15/28) | NOTE 0.625% 9/1 · principal | New | 1,500,000 | $2.8M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +707.7% | 40,038 | $2.8M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 1,552,000 | $2.5M |
| LIVANOVA PLC (LIVN 2.5 03/15/29) | NOTE 2.500% 3/1 · principal | Add +53.9% | 2,308,000 | $2.5M |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 2,628,000 | $2.4M |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | Reduce -27.1% | 2,447,000 | $2.4M |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | Sold out | 2,073,000 | $2.4Mbefore exit |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | Reduce -38.5% | 1,832,000 | $2.3M |
| UNITI GROUP INC (UNIT 7.5 12/01/27) | NOTE 7.500%12/0 · principal | New | 2,123,000 | $2.3M |
Showing the first 50 of 169.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,217 | $10.6B | SPY, IWM, XBI, QQQ, AAPL |
| Q1 2026 | 1,250 | $7.9B | SPY, XBI, QQQ, IWM, NVDA |
| Q4 2025 | 1,289 | $11.9B | SPY, IWM, NVDA, QQQ, GOOG |
| Q3 2025 | 955 | $10.6B | VGT, SPY, WRB, IWM, QQQ |
| Q2 2025 | 842 | $5.8B | SPY, IWM, QQQ, XBI, MA |
| Q1 2025 | 1,187 | $5.6B | SPY, AAPL, QQQ, ARGX, IWM |
| Q4 2024Amended | 1,107 | $8.7B | SPY, IWM, AMZN, GOOGL, MSFT |
| Q3 2024 | 963 | $5.7B | SPY, AAPL, NVDA, QQQ, IWM |
| Q2 2024 | 925 | $4.7B | SPY, GLNG, IWM, QQQ, V |
| Q1 2024 | 1,069 | $4.6B | SPY, QQQ, V, IWM, HLMN |