Jefferies Financial Group Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Jefferies Financial Group Inc. reported 963 stock positions worth $5.7 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 10.9% of the portfolio, followed by Apple (AAPL, 7.8%) and Nvidia (NVDA, 3.6%). Compared with Q2 2024, it opened 358 new positions, sold out of 320, added to 284 and reduced 276. The biggest buy was Apple (AAPL, shares +453%) and the biggest sale an exit from Golar LNG (GLNG).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000096223
- Portfolio Value
- $5.7B (Q3 2024)
- SEC Filing
- 0001085146-24-005726 ↗ filed Nov 14, 2024
Holdings Value
Holdings 963 stocks · $5.7B
| SPY SS SPDR S&P 500 ETF Trust-US | 10.85% | 1,086,239 | $623.2M | Add +0.0% |
| AAPL Apple Inc. | 7.80% | 1,923,632 | $448.2M | Add +452.7% |
| NVDA Nvidia Corp. | 3.59% | 1,699,431 | $206.4M | Add +514.5% |
| QQQ Invesco QQQ Trust Series 1 | 2.48% | 291,702 | $142.4M | Add +14.1% |
| IWM iShares Russell 2000 ETF | 2.40% | 624,221 | $137.9M | Reduce -9.4% |
| AMGN Amgen Inc. | 2.27% | 404,623 | $130.4M | Add +403.1% |
| NXPI NXP Semiconductors NV | 2.26% | 540,018 | $129.6M | Add +5092.5% |
| HLMN Hillman Solutions Corp. | 1.80% | 9,764,898 | $103.1M | Reduce -1.0% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.66% | 1,189,877 | $95.5M | Add +313.8% |
| ARGX Argenx SE - ADR | 1.51% | 160,000 | $86.7M | Add +319900.0% |
| PTGX Protagonist Therapeutics Inc. | 1.42% | 1,814,696 | $81.7M | Reduce -11.1% |
| VOO Vanguard S&P 500 ETF | 1.29% | 140,818 | $74.3M | Add +2.9% |
| EWT iShares MSCI Taiwan ETF | 1.18% | 1,250,000 | $67.6M | New |
| V Visa Inc. Class A | 1.13% | 237,059 | $65.2M | Reduce -44.5% |
| EQT Eqt Corp. | 1.07% | 1,683,194 | $61.7M | Add +72.4% |
| ZTS Zoetis Inc. | 1.05% | 309,196 | $60.4M | Add +156.5% |
| ABBV Abbvie Inc. | 1.04% | 303,451 | $59.9M | Add +8.5% |
| SHEL Shell PLC-ADR | 1.00% | 874,208 | $57.7M | Add +6893.7% |
| BSX Boston Scientific Corp. | 0.96% | 658,806 | $55.2M | Reduce -23.4% |
| KROS Keros Therapeutics Inc. | 0.88% | 866,737 | $50.3M | Reduce -3.6% |
| DHR Danaher Corp. | 0.79% | 163,213 | $45.4M | Add +18.8% |
| GERN Geron Corp. | 0.77% | 9,696,535 | $44.0M | Reduce -51.6% |
| AR Antero Resources Corp. | 0.76% | 1,531,253 | $43.9M | Add +33.8% |
| COP Conocophillips | 0.73% | 400,224 | $42.1M | New |
| XLI SS Industrial Select Sector | 0.66% | 279,466 | $37.9M | Add +5.7% |
| TGI Triumph Group Inc. | 0.55% | 2,436,475 | $31.4M | Add +36.4% |
| RRC Range Resources Corp. | 0.53% | 988,925 | $30.4M | Add +56.4% |
| LIONS GATE ENTMNT CORP | 0.51% | 3,725,000 | $29.2M | No change |
| INTU Intuit Inc. | 0.50% | 46,660 | $29.0M | Add +1436.9% |
| REGN Regeneron Pharmaceuticals | 0.50% | 27,495 | $28.9M | Add +34.2% |
| KRE SS SPDR S&P Regional Bank | 0.49% | 493,702 | $27.9M | Add +1487.4% |
| IMNM Immunome Inc. | 0.48% | 1,875,892 | $27.4M | New |
| GEV GE Vernova Inc. | 0.44% | 99,818 | $25.5M | Add +78.6% |
| JNJ Johnson & Johnson | 0.43% | 151,443 | $24.5M | Reduce -8.4% |
| GOOGL Alphabet Inc. Class A | 0.43% | 147,378 | $24.4M | Reduce -15.4% |
| RSP Invesco S&P 500 Equal Weight | 0.42% | 133,742 | $24.0M | Add +7.7% |
| K Kellanova | 0.40% | 287,500 | $23.2M | Add +67.3% |
| WMT Walmart Inc. | 0.40% | 284,171 | $22.9M | Reduce -40.5% |
| CXM Sprinklr Inc. Class A | 0.40% | 2,956,294 | $22.9M | Add +25.5% |
| MGRC McGrath Rentcorp | 0.39% | 213,844 | $22.5M | New |
| DVA Davita Inc. | 0.39% | 136,025 | $22.3M | Add +54.3% |
| MPC Marathon Petroleum Corp. | 0.38% | 134,969 | $22.0M | Add +70.6% |
| APGE Apogee Therapeutics Inc. | 0.38% | 369,197 | $21.7M | Add +105.0% |
| HCA HCA Healthcare Inc. | 0.37% | 51,931 | $21.1M | Add +34.8% |
| CVS CVS Health Corp. | 0.36% | 326,210 | $20.5M | Add +245.6% |
| GEL Genesis Energy L.P. | 0.36% | 1,532,257 | $20.5M | Add +85.4% |
| AHCO Adapthealth Corp. | 0.34% | 1,764,449 | $19.8M | Add +5329.1% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.34% | 69,764 | $19.6M | Add +92918.7% |
| PTCT PTC Therapeutics Inc. | 0.34% | 522,895 | $19.4M | No change |
| CTLT Catalent Inc. | 0.34% | 317,989 | $19.3M | Reduce -5.6% |
| AMD Advanced Micro Devices | 0.33% | 115,890 | $19.0M | Add +47.1% |
| UNH Unitedhealth Group Inc. | 0.32% | 31,670 | $18.5M | Reduce -38.8% |
| HES Hess Corp. | 0.31% | 130,279 | $17.7M | Add +76.9% |
| GILD Gilead Sciences Inc. | 0.29% | 201,276 | $16.9M | Reduce -37.3% |
| SPIB SS SPDR P Int C Corp. ETF | 0.29% | 500,000 | $16.9M | New |
| MRK Merck & Co. Inc. | 0.29% | 145,855 | $16.6M | Add +33.8% |
| TNDM Tandem Diabetes Care Inc. | 0.28% | 378,336 | $16.0M | Add +346.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.28% | 140,028 | $15.8M | Reduce -57.0% |
| WAT Waters Corp. | 0.27% | 42,520 | $15.3M | Add +435.5% |
| VRTX Vertex Pharmaceuticals Inc. | 0.26% | 32,643 | $15.2M | Reduce -45.8% |
| PFE Pfizer Inc. | 0.26% | 517,531 | $15.0M | Reduce -57.3% |
| QUAL iShares MSCI USA Quality Fac | 0.25% | 80,955 | $14.5M | Add +6.2% |
| BMY Bristol-Myers Squibb Co. | 0.25% | 278,622 | $14.4M | Add +20.6% |
| XOP SS SPDR S&P Og Exp & Prod | 0.25% | 108,541 | $14.3M | New |
| SPHQ Invesco S&P 500 Quality ETF | 0.25% | 212,066 | $14.3M | Add +6.7% |
| JLL Jones Lang Lasalle Inc. | 0.25% | 52,639 | $14.2M | New |
| TARS Tarsus Pharmaceuticals Inc. | 0.24% | 420,758 | $13.8M | No change |
| DKNG Draftkings Inc. Class A | 0.24% | 352,203 | $13.8M | Reduce -53.8% |
| ELV Elevance Health Inc. | 0.23% | 25,839 | $13.4M | Add +40.3% |
| LAD Lithia Motors Inc. | 0.23% | 42,198 | $13.4M | New |
| SYRE Spyre Therapeutics Inc. | 0.23% | 454,807 | $13.4M | Add +366.1% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.23% | 317,095 | $13.3M | Add +534.2% |
| VZ Verizon Communications Inc. | 0.23% | 291,664 | $13.1M | Add +108.8% |
| ALNY Alnylam Pharmaceuticals Inc. | 0.23% | 47,193 | $13.0M | Add +1951.9% |
| LITE Lumentum Holdings Inc. | 0.22% | 201,013 | $12.7M | Add +1156.3% |
| SYK Stryker Corp. | 0.22% | 34,936 | $12.6M | Reduce -50.0% |
| TXN Texas Instruments Inc. | 0.22% | 60,137 | $12.4M | Reduce -45.0% |
| URGN Urogen Pharma Ltd. | 0.21% | 965,000 | $12.3M | No change |
| LION Lionsgate Studios Corp. | 0.21% | 1,650,968 | $11.8M | No change |
| BBY Best Buy Co. Inc. | 0.20% | 113,128 | $11.7M | Add +33.6% |
| LNWO Light & Wonder Inc. | 0.20% | 125,033 | $11.5M | Add +3684.3% |
| KMB Kimberly-Clark Corp. | 0.19% | 78,388 | $11.2M | New |
| VIOV Vanguard S&P Small-Cap 600 V | 0.19% | 120,000 | $11.1M | New |
| ORCL Oracle Corp. | 0.19% | 62,595 | $10.7M | Reduce -54.2% |
| MSCI MSCI Inc. | 0.19% | 18,292 | $10.7M | Reduce -20.2% |
| RCL Royal Caribbean Cruises Ltd. | 0.18% | 59,216 | $10.5M | Add +233.6% |
| MDT Medtronic PLC | 0.18% | 113,796 | $10.2M | Add +206.6% |
| LOW Lowe's Cos Inc. | 0.18% | 37,624 | $10.2M | Add +950.4% |
| SNA Snap-on Inc. | 0.18% | 35,000 | $10.1M | New |
| INDV Indivior Ltd. | 0.17% | 1,009,430 | $9.9M | Reduce -11.3% |
| BLDR Builders Firstsource Inc. | 0.17% | 51,196 | $9.9M | New |
| GEHC GE Healthcare Technology | 0.17% | 104,340 | $9.8M | Add +159.8% |
| CAT Caterpillar Inc. | 0.17% | 24,426 | $9.6M | Add +3.8% |
| MRNA Moderna Inc. | 0.16% | 140,401 | $9.4M | Add +136.3% |
| VSTS Vestis Corp. | 0.16% | 628,241 | $9.4M | New |
| VRSK Verisk Analytics Inc. | 0.16% | 34,832 | $9.3M | Add +4489.2% |
| XLK SS Technology Select Sector | 0.16% | 40,898 | $9.2M | Add +9.1% |
| KBR KBR Inc. | 0.16% | 139,200 | $9.1M | Reduce -45.9% |
| CLX Clorox Company | 0.16% | 55,624 | $9.1M | Reduce -28.1% |
| CRMT America's Car-Mart Inc. | 0.16% | 215,000 | $9.0M | New |
Options reported separately and not counted above: SPY puts ($2.0B), GLD calls ($1.3B), GLD puts ($656.2M), AAPL puts ($476.6M), QQQ puts ($222.1M), SPY calls ($200.8M), NVDA puts ($175.9M), AMZN calls ($169.4M), AAPL calls ($136.9M), NXPI puts ($129.6M), AMGN puts ($129.1M), SHEL puts ($100.5M), and 286 more.
Other holdings (135): bonds, preferreds, convertibles and warrants · $395.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 24,674,000 | $21.7M | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 17,165,000 | $20.5M | Add +77922.7% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 19,161,000 | $17.1M | Add +165.1% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 14,552,000 | $17.1M | Add +29.2% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 15,230,000 | $15.2M | Add +287.6% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 14,713,000 | $13.0M | New |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 17,827,000 | $12.9M | Add +22.0% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 7,619,000 | $11.9M | Add +75.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 13,529,000 | $11.6M | Add +59.1% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 16,305,000 | $11.3M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 11,732,000 | $11.2M | Add +29.8% |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 10,725,000 | $11.2M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 12,177,000 | $10.6M | Add +32.0% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 7,214,000 | $9.9M | Add +366.9% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 8,911,000 | $8.7M | Add +95.4% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 8,677,000 | $8.5M | Add +681.7% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 8,519,000 | $8.3M | Reduce -33.6% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 5,456,000 | $8.2M | Add +262.3% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 7,859,000 | $7.8M | Reduce -20.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 8,168,000 | $7.8M | Reduce -23.6% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 6,017,000 | $7.3M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 5,018,000 | $6.1M | Add +24.4% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 15,180,000 | $5.9M | Reduce -39.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 5,524,000 | $5.7M | Add +11.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 4,416 | $5.7M | Reduce -0.3% |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 5,838,000 | $5.6M | Add +46.2% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 5,568,000 | $5.5M | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 4,767,000 | $4.8M | Add +110.9% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 4,846,000 | $4.6M | No change |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 4,110,000 | $4.3M | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 4,653,000 | $4.3M | Add +4797.9% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 4,160,667 | $3.8M | Add +1564.3% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 3,834,000 | $3.7M | Add +92.3% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 3,695,000 | $3.6M | Add +218.5% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 3,418,000 | $3.1M | Reduce -24.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 2,745,000 | $3.0M | Reduce -7.7% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 2,881,000 | $3.0M | Reduce -44.6% |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 3,200,000 | $3.0M | New |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 2,650,000 | $2.8M | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 3,000,000 | $2.8M | Add +1763.3% |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 5,478,000 | $2.5M | Add +262.8% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 2,052,000 | $2.5M | Reduce -58.5% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 2,272,000 | $2.5M | Add +32.5% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 2,400,000 | $2.4M | New |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 2,478,000 | $2.3M | New |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 2,380,000 | $2.2M | New |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 1,986,000 | $2.2M | Add +88.1% |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 3,001,000 | $2.2M | Reduce -27.5% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 2,222,000 | $2.1M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 2,000,000 | $2.0M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1,614,000 | $2.0M | Add +175.4% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 1,867,000 | $1.9M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 1,791,000 | $1.8M | New |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 1,470,000 | $1.8M | Reduce -57.4% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 1,378,000 | $1.7M | Reduce -73.5% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 1,706,000 | $1.7M | Reduce -40.3% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 1,532,000 | $1.6M | Add +234.5% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,130,000 | $1.6M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,674,000 | $1.6M | Add +351.2% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 1,189,000 | $1.5M | New |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 1,476,000 | $1.4M | Reduce -90.7% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 1,135,000 | $1.3M | Add +13.5% |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 1,225,000 | $1.1M | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 1,095,000 | $1.1M | No change |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 900,000 | $1.1M | New |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 1,115,000 | $1.1M | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 742,000 | $971K | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 1,000,000 | $955K | Reduce -4.8% |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 2,780,000 | $834K | Reduce -38.2% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 659,000 | $804K | Reduce -72.5% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 789,000 | $800K | New |
| TECHTARGET INC (TTGT 0.125 12/15/25) | NOTE 0.125%12/1 · principal | 800,000 | $793K | No change |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 734,000 | $662K | Add +2.1% |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 376,000 | $555K | Reduce -59.1% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 600,000 | $530K | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 523,000 | $510K | Add +102.7% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 500,000 | $502K | New |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 500,000 | $478K | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 265,000 | $475K | Add +223.2% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 141,000 | $467K | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 400,000 | $464K | Add +700.0% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 383,000 | $395K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 375,000 | $380K | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 238,000 | $341K | New |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 370,000 | $295K | Reduce -58.2% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 100,000 | $284K | No change |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 216,000 | $267K | No change |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 252,000 | $249K | Add +581.1% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 228,000 | $243K | Add +185.0% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 302,000 | $232K | Add +151.7% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 93,000 | $171K | Reduce -95.9% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 165,000 | $150K | New |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 79,000 | $149K | New |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 149,000 | $142K | New |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 147,000 | $135K | Reduce -26.5% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 128,000 | $110K | Reduce -93.1% |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | 103,000 | $108K | New |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 100,000 | $95K | Reduce -96.5% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 103,000 | $95K | Reduce -92.7% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 90,000 | $95K | Reduce -76.0% |
| ZIFF DAVIS INC (ZD 3.625 03/01/28) | DEBT 3.625% 3/0 · principal | 100,000 | $94K | New |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 98,000 | $93K | Add +108.5% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 85,000 | $89K | Add +750.0% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 81,000 | $80K | No change |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 42,000 | $75K | Reduce -55.8% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 78,000 | $71K | New |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 91,000 | $71K | Reduce -84.8% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 82,000 | $70K | New |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 53,000 | $70K | New |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 79,000 | $69K | New |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 50,000 | $68K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 69,000 | $66K | Reduce -98.1% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 47,000 | $60K | Reduce -95.6% |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 61,000 | $56K | New |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 29,000 | $54K | Reduce -86.6% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 22,000 | $41K | Reduce -8.3% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 20,000 | $40K | New |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 15,000 | $40K | No change |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 40,000 | $38K | Reduce -86.7% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 30,000 | $32K | Reduce -99.0% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 30,000 | $32K | Reduce -40.0% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 35,000 | $30K | No change |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 30,000 | $29K | No change |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 570,719 | $27K | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 29,000 | $27K | Reduce -98.8% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 30,000 | $27K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 22,000 | $25K | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 25,000 | $24K | New |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 21,000 | $21K | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 22,000 | $20K | Reduce -99.5% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 20,000 | $19K | New |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 18,000 | $17K | No change |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 14,000 | $13K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 11,000 | $11K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 11,000 | $10K | No change |
Total filed on the 13F, all lines: $6.1B.
Portfolio Sells Q2 2024 → Q3 2024
| GLNG Golar LNG Ltd. | Sold out | 0.00% | −3.25 |
| V Visa Inc. Class A | Reduce -44.5% | 1.13% | −1.24 |
| CEDAR FAIR LP | Sold out | 0.00% | −1.10 |
| GERN Geron Corp. | Reduce -51.6% | 0.77% | −1.03 |
| RMD Resmed Inc. | Reduce -91.6% | 0.06% | −0.60 |
| IWM iShares Russell 2000 ETF | Reduce -9.4% | 2.40% | −0.56 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -98.4% | 0.01% | −0.54 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -57.0% | 0.28% | −0.46 |
| PFE Pfizer Inc. | Reduce -57.3% | 0.26% | −0.46 |
| BSX Boston Scientific Corp. | Reduce -23.4% | 0.96% | −0.44 |
| AMZN Amazon.com Inc. | Reduce -81.0% | 0.07% | −0.41 |
| FCX Freeport-McMoran Inc. | Reduce -98.7% | 0.00% | −0.40 |
| GOOG Alphabet Inc. Class C | Reduce -84.7% | 0.05% | −0.39 |
| XOM Exxon Mobil Corp. | Reduce -76.6% | 0.09% | −0.38 |
| DKNG Draftkings Inc. Class A | Reduce -53.8% | 0.24% | −0.38 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -99.1% | 0.00% | −0.35 |
| CVX Chevron Corp. | Reduce -64.9% | 0.13% | −0.34 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -45.8% | 0.26% | −0.33 |
| IP International Paper Co. | Reduce -84.1% | 0.06% | −0.33 |
| XLV SS Health Care Select Sector | Reduce -63.6% | 0.15% | −0.32 |
| IBIT iShares Bitcoin Trust ETF | Reduce -96.4% | 0.01% | −0.32 |
| WMT Walmart Inc. | Reduce -40.5% | 0.40% | −0.28 |
| SYK Stryker Corp. | Reduce -50.0% | 0.22% | −0.28 |
| EGP Eastgroup Properties Inc. | Sold out | 0.00% | −0.28 |
| GOOGL Alphabet Inc. Class A | Reduce -15.4% | 0.43% | −0.25 |
| PENN Penn Entertainment Inc. | Reduce -99.6% | 0.00% | −0.25 |
| WRK Westrock Co. | Sold out | 0.00% | −0.24 |
| UNH Unitedhealth Group Inc. | Reduce -38.8% | 0.32% | −0.24 |
| TXN Texas Instruments Inc. | Reduce -45.0% | 0.22% | −0.23 |
| ADBE Adobe Inc. | Reduce -94.8% | 0.01% | −0.23 |
| BDX Becton Dickinson and Co. | Reduce -77.8% | 0.05% | −0.22 |
| ORCL Oracle Corp. | Reduce -54.2% | 0.19% | −0.22 |
| ZBH Zimmer Biomet Holdings Inc. | Reduce -86.1% | 0.03% | −0.21 |
| COLL Collegium Pharmaceutical Inc. | Reduce -85.8% | 0.03% | −0.21 |
| INDV Indivior Ltd. | Reduce -11.3% | 0.17% | −0.20 |
| ABT Abbott Laboratories | Reduce -52.6% | 0.15% | −0.20 |
| HD Home Depot Inc. | Reduce -69.5% | 0.08% | −0.20 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -95.7% | 0.01% | −0.20 |
| KBR KBR Inc. | Reduce -45.9% | 0.16% | −0.19 |
| REPL Replimune Group Inc. | Sold out | 0.00% | −0.19 |
| LLY Eli Lilly & Co. | Reduce -72.5% | 0.05% | −0.19 |
| FULC Fulcrum Therapeutics Inc. | Sold out | 0.00% | −0.19 |
| CAH Cardinal Health Inc. | Reduce -50.3% | 0.16% | −0.18 |
| KHC The Kraft Heinz Co. | Reduce -97.7% | 0.00% | −0.18 |
| VMC Vulcan Materials Co. | Reduce -56.1% | 0.10% | −0.18 |
| USFD US Foods Holding Corp. | Reduce -92.7% | 0.01% | −0.17 |
| DLR Digital Realty Trust Inc. | Reduce -68.6% | 0.07% | −0.17 |
| UBS UBS Group AG-Reg | Reduce -88.5% | 0.02% | −0.17 |
| GILD Gilead Sciences Inc. | Reduce -37.3% | 0.29% | −0.17 |
| SBUX Starbucks Corp. | Reduce -78.5% | 0.05% | −0.17 |
Portfolio Buys Q2 2024 → Q3 2024
| AAPL Apple Inc. | Add +452.7% | 7.80% | +6.25 |
| NVDA Nvidia Corp. | Add +514.5% | 3.59% | +2.87 |
| NXPI NXP Semiconductors NV | Add +5092.5% | 2.26% | +2.20 |
| AMGN Amgen Inc. | Add +403.1% | 2.27% | +1.74 |
| ARGX Argenx SE - ADR | Add +319900.0% | 1.51% | +1.51 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +313.8% | 1.66% | +1.19 |
| EWT iShares MSCI Taiwan ETF | New | 1.18% | +1.18 |
| SHEL Shell PLC-ADR | Add +6893.7% | 1.00% | +0.98 |
| COP Conocophillips | New | 0.73% | +0.73 |
| ZTS Zoetis Inc. | Add +156.5% | 1.05% | +0.61 |
| IMNM Immunome Inc. | New | 0.48% | +0.48 |
| INTU Intuit Inc. | Add +1436.9% | 0.50% | +0.46 |
| KRE SS SPDR S&P Regional Bank | Add +1487.4% | 0.49% | +0.45 |
| MGRC McGrath Rentcorp | New | 0.39% | +0.39 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +92918.7% | 0.34% | +0.34 |
| AHCO Adapthealth Corp. | Add +5329.1% | 0.34% | +0.34 |
| EQT Eqt Corp. | Add +72.4% | 1.07% | +0.31 |
| SPIB SS SPDR P Int C Corp. ETF | New | 0.29% | +0.29 |
| XOP SS SPDR S&P Og Exp & Prod | New | 0.25% | +0.25 |
| JLL Jones Lang Lasalle Inc. | New | 0.25% | +0.25 |
| GEV GE Vernova Inc. | Add +78.6% | 0.44% | +0.24 |
| CVS CVS Health Corp. | Add +245.6% | 0.36% | +0.24 |
| LAD Lithia Motors Inc. | New | 0.23% | +0.23 |
| APGE Apogee Therapeutics Inc. | Add +105.0% | 0.38% | +0.23 |
| WAT Waters Corp. | Add +435.5% | 0.27% | +0.22 |
| ALNY Alnylam Pharmaceuticals Inc. | Add +1951.9% | 0.23% | +0.21 |
| TNDM Tandem Diabetes Care Inc. | Add +346.4% | 0.28% | +0.21 |
| LITE Lumentum Holdings Inc. | Add +1156.3% | 0.22% | +0.20 |
| K Kellanova | Add +67.3% | 0.40% | +0.19 |
| KMB Kimberly-Clark Corp. | New | 0.19% | +0.19 |
| VIOV Vanguard S&P Small-Cap 600 V | New | 0.19% | +0.19 |
| LNWO Light & Wonder Inc. | Add +3684.3% | 0.20% | +0.19 |
| SYRE Spyre Therapeutics Inc. | Add +366.1% | 0.23% | +0.18 |
| SLB SLB Ltd. | Add +534.2% | 0.23% | +0.18 |
| SNA Snap-on Inc. | New | 0.18% | +0.18 |
| BLDR Builders Firstsource Inc. | New | 0.17% | +0.17 |
| VSTS Vestis Corp. | New | 0.16% | +0.16 |
| LOW Lowe's Cos Inc. | Add +950.4% | 0.18% | +0.16 |
| VRSK Verisk Analytics Inc. | Add +4489.2% | 0.16% | +0.16 |
| CRMT America's Car-Mart Inc. | New | 0.16% | +0.16 |
| SWTX Springworks Therapeutics Inc. | New | 0.15% | +0.15 |
| EMB iShares JP Morgan Usd Emergi | New | 0.15% | +0.15 |
| VIR Vir Biotechnology Inc. | New | 0.14% | +0.14 |
| BALL Ball Corp. | New | 0.14% | +0.14 |
| MMSI Merit Medical Systems Inc. | New | 0.14% | +0.14 |
| BKNG Booking Holdings Inc. | Add +2306.4% | 0.14% | +0.13 |
| DVA Davita Inc. | Add +54.3% | 0.39% | +0.13 |
| BIIB Biogen Inc. | Add +1200.7% | 0.15% | +0.13 |
| TXG 10X Genomics Inc. Class A | New | 0.12% | +0.12 |
| RCL Royal Caribbean Cruises Ltd. | Add +233.6% | 0.18% | +0.12 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +105.1% | 3,482,700 | $2.0B |
| GLD SPDR Gold Shares | call | Add +151.2% | 5,291,600 | $1.3B |
| GLD SPDR Gold Shares | put | Add +84.8% | 2,699,800 | $656.2M |
| AAPL Apple Inc. | put | Add +789.4% | 2,045,600 | $476.6M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +82.0% | 455,000 | $222.1M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -36.4% | 350,000 | $200.8M |
| NVDA Nvidia Corp. | put | New | 1,448,800 | $175.9M |
| AMZN Amazon.com Inc. | call | Add +291.4% | 909,200 | $169.4M |
| AAPL Apple Inc. | call | Add +14.1% | 587,400 | $136.9M |
| NXPI NXP Semiconductors NV | put | New | 540,000 | $129.6M |
| AMGN Amgen Inc. | put | Add +1855.1% | 400,800 | $129.1M |
| SHEL Shell PLC-ADR | put | Add +1931.7% | 1,523,800 | $100.5M |
| ARGX Argenx SE - ADR | put | Add +1666.7% | 159,000 | $86.2M |
| WMT Walmart Inc. | call | Add +11.5% | 954,900 | $77.1M |
| TLT iShares 20+ Year Treasury BD | put | Add +1630.7% | 704,400 | $69.1M |
| FCX Freeport-McMoran Inc. | call | Add +52.1% | 1,365,500 | $68.2M |
| JPM JPMorgan Chase & Co. | call | Add +187.8% | 287,800 | $60.7M |
| AHCO Adapthealth Corp. | call | New | 5,000,400 | $56.2M |
| COP Conocophillips | put | New | 516,000 | $54.3M |
| IWM iShares Russell 2000 ETF | put | Reduce -55.9% | 242,500 | $53.6M |
| ABBV Abbvie Inc. | call | New | 250,900 | $49.5M |
| ZIM Zim Integrated Shipping Serv | put | Add +22.4% | 1,851,400 | $47.5M |
| HCA HCA Healthcare Inc. | call | Add +209.3% | 100,200 | $40.7M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Reduce -21.6% | 143,800 | $40.3M |
| AHCO Adapthealth Corp. | put | New | 3,256,900 | $36.6M |
| XOP SS SPDR S&P Og Exp & Prod | put | New | 260,800 | $34.3M |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 370,700 | $34.0Mbefore exit |
| GOOG Alphabet Inc. Class C | call | New | 202,600 | $33.9M |
| XLE SS Energy Select Sector | put | Reduce -72.3% | 375,000 | $32.9M |
| Z Zillow Group Inc. Class C | put | Sold out | 691,000 | $32.1Mbefore exit |
| SHEL Shell PLC-ADR | call | Add +290.2% | 464,700 | $30.6M |
| MSTR Strategy Inc. | put | Add +13.3% | 170,000 | $28.7M |
| SAP Sap SE-Sponsored ADR | put | Sold out | 140,000 | $28.2Mbefore exit |
| ADBE Adobe Inc. | call | Add +74.7% | 54,500 | $28.2M |
| ORCL Oracle Corp. | call | New | 162,900 | $27.8M |
| TSM Taiwan Semiconductor-SP ADR | call | Reduce -39.1% | 159,000 | $27.6M |
| JPM JPMorgan Chase & Co. | put | New | 130,600 | $27.5M |
| IMNM Immunome Inc. | put | New | 1,875,200 | $27.4M |
| GDX Vaneck Gold Miners ETF | call | Reduce -61.5% | 681,800 | $27.1M |
| TMO Thermo Fisher Scientific Inc. | call | Reduce -4.6% | 41,600 | $25.7M |
| XLE SS Energy Select Sector | call | Add +2780.0% | 288,000 | $25.3M |
| BSX Boston Scientific Corp. | put | New | 299,900 | $25.1M |
| ZS Zscaler Inc. | call | New | 142,700 | $24.4M |
| CCJ Cameco Corp. | put | Sold out | 465,700 | $22.9Mbefore exit |
| XBI SS SPDR S&P Biotech ETF | put | Reduce -20.8% | 218,500 | $21.6M |
| WMT Walmart Inc. | put | Add +308.5% | 265,500 | $21.4M |
| SAP Sap SE-Sponsored ADR | call | Sold out | 100,000 | $20.2Mbefore exit |
| AMGN Amgen Inc. | call | Add +7.7% | 61,500 | $19.8M |
| BSX Boston Scientific Corp. | call | Reduce -1.6% | 231,700 | $19.4M |
| FCX Freeport-McMoran Inc. | put | Reduce -44.3% | 386,500 | $19.3M |
Showing the first 50 of 372.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | Sold out | 23,345,000 | $22.7Mbefore exit |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | New | 24,674,000 | $21.7M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +77922.7% | 17,165,000 | $20.5M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Add +165.1% | 19,161,000 | $17.1M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +29.2% | 14,552,000 | $17.1M |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | Sold out | 18,295,000 | $15.7Mbefore exit |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +287.6% | 15,230,000 | $15.2M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 14,713,000 | $13.0M |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | Add +22.0% | 17,827,000 | $12.9M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +75.9% | 7,619,000 | $11.9M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Add +59.1% | 13,529,000 | $11.6M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | New | 16,305,000 | $11.3M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +29.8% | 11,732,000 | $11.2M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +32.0% | 12,177,000 | $10.6M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Add +366.9% | 7,214,000 | $9.9M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Add +95.4% | 8,911,000 | $8.7M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +681.7% | 8,677,000 | $8.5M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -33.6% | 8,519,000 | $8.3M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Add +262.3% | 5,456,000 | $8.2M |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Sold out | 10,809,000 | $8.0Mbefore exit |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Reduce -20.0% | 7,859,000 | $7.8M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -23.6% | 8,168,000 | $7.8M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Sold out | 8,290,000 | $7.5Mbefore exit |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Sold out | 6,399,000 | $7.5Mbefore exit |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | New | 6,017,000 | $7.3M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Sold out | 5,733,000 | $6.3Mbefore exit |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +24.4% | 5,018,000 | $6.1M |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | Reduce -39.3% | 15,180,000 | $5.9M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +11.3% | 5,524,000 | $5.7M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.3% | 4,416 | $5.7M |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | Add +46.2% | 5,838,000 | $5.6M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Add +110.9% | 4,767,000 | $4.8M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | New | 4,110,000 | $4.3M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Add +4797.9% | 4,653,000 | $4.3M |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | Sold out | 3,227,000 | $3.8Mbefore exit |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +1564.3% | 4,160,667 | $3.8M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Add +92.3% | 3,834,000 | $3.7M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +218.5% | 3,695,000 | $3.6M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Reduce -24.6% | 3,418,000 | $3.1M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -7.7% | 2,745,000 | $3.0M |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | Reduce -44.6% | 2,881,000 | $3.0M |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | New | 3,200,000 | $3.0M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | Add +1763.3% | 3,000,000 | $2.8M |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Sold out | 3,025,000 | $2.7Mbefore exit |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Sold out | 2,493,000 | $2.7Mbefore exit |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Sold out | 2,500,000 | $2.7Mbefore exit |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | Add +262.8% | 5,478,000 | $2.5M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Reduce -58.5% | 2,052,000 | $2.5M |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | Add +32.5% | 2,272,000 | $2.5M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 2,686,000 | $2.5Mbefore exit |
Showing the first 50 of 176.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,217 | $10.6B | SPY, IWM, XBI, QQQ, AAPL |
| Q1 2026 | 1,250 | $7.9B | SPY, XBI, QQQ, IWM, NVDA |
| Q4 2025 | 1,289 | $11.9B | SPY, IWM, NVDA, QQQ, GOOG |
| Q3 2025 | 955 | $10.6B | VGT, SPY, WRB, IWM, QQQ |
| Q2 2025 | 842 | $5.8B | SPY, IWM, QQQ, XBI, MA |
| Q1 2025 | 1,187 | $5.6B | SPY, AAPL, QQQ, ARGX, IWM |
| Q4 2024Amended | 1,107 | $8.7B | SPY, IWM, AMZN, GOOGL, MSFT |
| Q3 2024 | 963 | $5.7B | SPY, AAPL, NVDA, QQQ, IWM |
| Q2 2024 | 925 | $4.7B | SPY, GLNG, IWM, QQQ, V |
| Q1 2024 | 1,069 | $4.6B | SPY, QQQ, V, IWM, HLMN |