Jefferies Financial Group Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 27, 2025), Jefferies Financial Group Inc. reported 1,107 stock positions worth $8.7 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 7.6% of the portfolio, followed by iShares Russell 2000 ETF (IWM, 5.1%) and Amazon.com (AMZN, 4.4%). Compared with Q3 2024, it opened 418 new positions, sold out of 274, added to 354 and reduced 280. The biggest buy was Amazon.com (AMZN, shares +7597%) and the biggest sale Apple (AAPL, shares −68%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000096223
- Portfolio Value
- $8.7B (Q4 2024)
- SEC Filing
- 0001085146-25-001774 ↗ filed Feb 27, 2025
Holdings Value
Holdings 1,107 stocks · $8.7B
| SPY SS SPDR S&P 500 ETF Trust-US | 7.57% | 1,117,565 | $655.0M | Add +2.9% |
| IWM iShares Russell 2000 ETF | 5.08% | 1,990,062 | $439.7M | Add +218.8% |
| AMZN Amazon.com Inc. | 4.38% | 1,728,903 | $379.3M | Add +7597.4% |
| GOOGL Alphabet Inc. Class A | 4.36% | 1,991,948 | $377.1M | Add +1251.6% |
| MSFT Microsoft Corp. | 3.08% | 632,083 | $266.4M | Add +4649.3% |
| SPIB SS SPDR P Int C Corp. ETF | 1.94% | 5,130,273 | $168.1M | Add +926.0% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 1.82% | 1,999,520 | $157.3M | Add +68.0% |
| AAPL Apple Inc. | 1.77% | 611,946 | $153.2M | Reduce -68.2% |
| WYNN WYNN Resorts Ltd. | 1.68% | 1,683,600 | $145.1M | Add +3697.9% |
| NVDA Nvidia Corp. | 1.54% | 990,416 | $133.0M | Reduce -41.7% |
| ARGX Argenx SE - ADR | 1.53% | 215,752 | $132.7M | Add +34.8% |
| QQQ Invesco QQQ Trust Series 1 | 1.48% | 250,787 | $128.2M | Reduce -14.0% |
| MA Mastercard Inc. Class A | 1.08% | 176,899 | $93.1M | Add +3716.6% |
| JNJ Johnson & Johnson | 1.04% | 623,166 | $90.1M | Add +311.5% |
| EWT iShares MSCI Taiwan ETF | 1.03% | 1,702,303 | $88.9M | Add +36.2% |
| IBIT iShares Bitcoin Trust ETF | 0.99% | 1,615,731 | $85.7M | Add +9887.8% |
| HLMN Hillman Solutions Corp. | 0.96% | 8,507,365 | $82.9M | Reduce -12.9% |
| V Visa Inc. Class A | 0.84% | 231,207 | $73.1M | Reduce -2.5% |
| UNH Unitedhealth Group Inc. | 0.80% | 137,209 | $69.4M | Add +333.3% |
| VOO Vanguard S&P 500 ETF | 0.79% | 126,745 | $68.3M | Reduce -10.0% |
| JPM JPMorgan Chase & Co. | 0.79% | 284,875 | $68.3M | Add +657.9% |
| MCD McDonald's Corp. | 0.77% | 230,253 | $66.7M | Add +3261.8% |
| ZS Zscaler Inc. | 0.71% | 340,645 | $61.5M | Add +4289.2% |
| AMD Advanced Micro Devices | 0.71% | 507,795 | $61.3M | Add +338.2% |
| EQT Eqt Corp. | 0.71% | 1,322,992 | $61.0M | Reduce -21.4% |
| CLDX Celldex Therapeutics Inc. | 0.70% | 2,390,398 | $60.4M | Add +11282.9% |
| CCC CCC Intelligent Solutions Ho | 0.67% | 4,951,387 | $58.1M | New |
| PTGX Protagonist Therapeutics Inc. | 0.66% | 1,489,495 | $57.5M | Reduce -17.9% |
| XBI SS SPDR S&P Biotech ETF | 0.64% | 610,733 | $55.0M | Add +779.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.58% | 111,223 | $50.4M | Add +11112.0% |
| GOOG Alphabet Inc. Class C | 0.58% | 263,610 | $50.2M | Add +1438.0% |
| AGIO Agios Pharmaceuticals Inc. | 0.57% | 1,500,000 | $49.3M | New |
| CXM Sprinklr Inc. Class A | 0.57% | 5,807,400 | $49.1M | Add +96.4% |
| CZR Caesars Entertainment Inc. | 0.54% | 1,388,067 | $46.4M | Add +3673.9% |
| TGI Triumph Group Inc. | 0.53% | 2,437,013 | $45.5M | Add +0.0% |
| AR Antero Resources Corp. | 0.51% | 1,262,605 | $44.3M | Reduce -17.5% |
| PRGS Progress Software Corp. | 0.51% | 676,835 | $44.1M | Add +4750.5% |
| CCI Crown Castle Inc. | 0.50% | 480,030 | $43.6M | Add +13717.8% |
| USB US Bancorp | 0.50% | 903,622 | $43.2M | Add +8642.5% |
| EMB iShares JP Morgan Usd Emergi | 0.49% | 480,179 | $42.8M | Add +432.5% |
| DYN Dyne Therapeutics Inc. | 0.49% | 1,800,000 | $42.4M | New |
| CSCO Cisco Systems Inc. | 0.47% | 689,603 | $40.8M | Add +698.9% |
| APGE Apogee Therapeutics Inc. | 0.46% | 887,497 | $40.2M | Add +140.4% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.46% | 1,033,530 | $39.6M | Add +225.9% |
| AMGN Amgen Inc. | 0.42% | 138,481 | $36.1M | Reduce -65.8% |
| PFE Pfizer Inc. | 0.41% | 1,330,905 | $35.3M | Add +157.2% |
| LUV Southwest Airlines Co. | 0.39% | 1,013,657 | $34.1M | Add +2857.9% |
| TSLA Tesla Inc. | 0.39% | 83,529 | $33.7M | Add +1789.4% |
| LIONS GATE ENTMNT CORP | 0.37% | 3,726,250 | $31.8M | Add +0.0% |
| AVGO Broadcom Inc. | 0.35% | 132,015 | $30.6M | Add +1270.0% |
| MRK Merck & Co. Inc. | 0.35% | 307,281 | $30.6M | Add +110.7% |
| BSX Boston Scientific Corp. | 0.35% | 337,309 | $30.1M | Reduce -48.8% |
| CRDO Credo Technology Group Holdi | 0.35% | 444,446 | $29.9M | New |
| RRC Range Resources Corp. | 0.33% | 794,974 | $28.6M | Reduce -19.6% |
| HD Home Depot Inc. | 0.33% | 73,008 | $28.4M | Add +515.1% |
| SYRE Spyre Therapeutics Inc. | 0.33% | 1,216,954 | $28.3M | Add +167.6% |
| RSP Invesco S&P 500 Equal Weight | 0.33% | 160,510 | $28.1M | Add +20.0% |
| DVA Davita Inc. | 0.30% | 174,880 | $26.2M | Add +28.6% |
| CAH Cardinal Health Inc. | 0.30% | 216,047 | $25.6M | Add +165.4% |
| REGN Regeneron Pharmaceuticals | 0.29% | 35,822 | $25.5M | Add +30.3% |
| MET Metlife Inc. | 0.29% | 306,352 | $25.1M | Add +455.9% |
| NKE Nike Inc. Class B | 0.28% | 322,422 | $24.4M | Add +663.5% |
| GLNG Golar LNG Ltd. | 0.28% | 576,413 | $24.4M | New |
| WMT Walmart Inc. | 0.28% | 267,197 | $24.1M | Reduce -6.0% |
| APD Air Products & Chemicals Inc. | 0.28% | 82,658 | $24.0M | New |
| ANET Arista Networks Inc. | 0.27% | 212,216 | $23.5M | Add +386.7% |
| AAOI Applied Optoelectronics Inc. | 0.27% | 633,600 | $23.4M | New |
| TARS Tarsus Pharmaceuticals Inc. | 0.27% | 420,758 | $23.3M | No change |
| GEV GE Vernova Inc. | 0.27% | 70,019 | $23.0M | Reduce -29.9% |
| PSX Phillips 66 | 0.27% | 202,089 | $23.0M | New |
| ABT Abbott Laboratories | 0.26% | 199,609 | $22.6M | Add +163.4% |
| KRE SS SPDR S&P Regional Bank | 0.26% | 367,370 | $22.2M | Reduce -25.6% |
| FCX Freeport-McMoran Inc. | 0.25% | 564,246 | $21.5M | Add +11022.5% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.25% | 62,415 | $21.4M | Reduce -10.5% |
| HES Hess Corp. | 0.25% | 160,063 | $21.3M | Add +22.9% |
| IMNM Immunome Inc. | 0.25% | 2,000,000 | $21.2M | Add +6.6% |
| INDV Indivior Ltd. | 0.24% | 1,635,103 | $20.9M | Add +62.0% |
| KO The Coca-Cola Co. | 0.24% | 332,994 | $20.7M | Add +716.3% |
| GE General Electric filed as GE AEROSPACE | 0.24% | 123,402 | $20.6M | Add +299.1% |
| BA The Boeing Co. | 0.24% | 116,261 | $20.6M | Add +1235.7% |
| CAR Avis Budget Group Inc. | 0.24% | 253,200 | $20.4M | Add +1391.0% |
| CWAN Clearwater Analytics HDS-A | 0.23% | 738,526 | $20.3M | Add +555.3% |
| GILD Gilead Sciences Inc. | 0.23% | 219,476 | $20.3M | Add +9.0% |
| GLD SPDR Gold Shares | 0.23% | 82,914 | $20.1M | Add +1588.7% |
| LIN Linde PLC | 0.23% | 47,278 | $19.8M | Add +193.9% |
| HON Honeywell International Inc. | 0.22% | 86,002 | $19.4M | Add +409.3% |
| XOM Exxon Mobil Corp. | 0.21% | 172,004 | $18.5M | Add +281.7% |
| MS Morgan Stanley | 0.21% | 144,900 | $18.2M | Add +2231.5% |
| FTAI Ftai Aviation Ltd. | 0.21% | 125,377 | $18.1M | Add +2941.7% |
| C Citigroup Inc. | 0.21% | 256,366 | $18.0M | Add +191.7% |
| QUAL iShares MSCI USA Quality Fac | 0.21% | 100,541 | $17.9M | Add +24.2% |
| AEP American Electric Power | 0.20% | 192,104 | $17.7M | New |
| MPC Marathon Petroleum Corp. | 0.20% | 126,361 | $17.6M | Reduce -6.4% |
| SPHQ Invesco S&P 500 Quality ETF | 0.20% | 253,926 | $17.0M | Add +19.7% |
| A Agilent Technologies Inc. | 0.19% | 125,176 | $16.8M | Add +205.7% |
| TRGP Targa Resources Corp. | 0.19% | 94,196 | $16.8M | New |
| WELL Welltower Inc. | 0.19% | 129,000 | $16.3M | New |
| XOP SS SPDR S&P Og Exp & Prod | 0.19% | 122,048 | $16.2M | Add +12.4% |
| KIM Kimco Realty Corp. | 0.19% | 687,519 | $16.1M | Add +5522.5% |
| GEL Genesis Energy L.P. | 0.18% | 1,552,257 | $15.7M | Add +1.3% |
Options reported separately and not counted above: GLD calls ($1.2B), GLD puts ($928.8M), SPY puts ($912.9M), AMZN puts ($419.3M), GOOGL puts ($322.8M), AMZN calls ($280.5M), MSFT puts ($198.1M), AAPL calls ($173.2M), WMT calls ($173.0M), AAPL puts ($171.6M), JPM calls ($126.4M), IBIT puts ($102.7M), and 313 more.
Other holdings (116): bonds, preferreds, convertibles and warrants · $310.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 19,835,000 | $20.4M | New |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 18,283,000 | $19.0M | Add +114.6% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 18,204,000 | $16.7M | Reduce -5.0% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 18,271,000 | $16.4M | Add +24.2% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 14,631,780 | $15.5M | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 21,500,000 | $15.0M | Reduce -12.9% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 16,689,000 | $14.9M | Add +2.4% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 11,598,000 | $11.8M | Reduce -23.9% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 13,436,000 | $11.5M | Add +10.3% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 7,599,000 | $9.8M | Reduce -47.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 8,236,000 | $8.8M | Add +37336.4% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 6,649,000 | $7.8M | New |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 5,939,000 | $6.4M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 6,540,000 | $6.1M | Reduce -26.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5,080 | $6.1M | Add +15.0% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 4,451,000 | $5.9M | New |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 5,568,000 | $5.6M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 3,275,000 | $5.3M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 5,453,000 | $5.1M | Reduce -53.5% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 4,708,000 | $5.0M | Add +135.4% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 5,300,000 | $4.9M | Add +259.1% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 3,773,000 | $4.8M | Add +156.7% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 4,999,000 | $4.6M | Add +46.3% |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 4,136,000 | $4.2M | New |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 4,852,000 | $3.7M | Reduce -72.8% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 3,213,000 | $3.5M | Reduce -81.3% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 3,705,000 | $3.3M | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 2,655,000 | $3.2M | Add +1015.5% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 3,955,000 | $3.0M | Add +59.6% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 3,307,000 | $2.9M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 2,901,000 | $2.7M | New |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 2,695,000 | $2.6M | Reduce -53.8% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 2,787,000 | $2.5M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 2,227,000 | $2.4M | Reduce -55.6% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 2,272,000 | $2.4M | No change |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 3,001,000 | $2.4M | No change |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | 2,150,000 | $2.4M | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 2,213,000 | $2.1M | Add +29.7% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 2,088,000 | $2.0M | Reduce -74.4% |
| PAGERDUTY INC. (PD 1.5 10/15/28 *) | NOTE 1.500%10/1 · principal | 1,975,000 | $1.9M | New |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 1,637,000 | $1.9M | Add +44.2% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 1,730,000 | $1.8M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 1,657,000 | $1.8M | New |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 3,978,000 | $1.7M | Reduce -27.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 1,700,000 | $1.7M | Add +115.5% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 1,503,000 | $1.6M | Reduce -24.3% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 1,180,000 | $1.5M | New |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 1,312,000 | $1.5M | Reduce -78.2% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 1,373,000 | $1.3M | Add +1889.9% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 1,000,000 | $1.3M | Reduce -81.7% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 962,000 | $1.1M | Add +1715.1% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 1,048,000 | $1.1M | Reduce -23.9% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 967,000 | $1.0M | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 981,000 | $974K | Reduce -88.7% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 1,000,000 | $959K | Reduce -72.9% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 1,000,000 | $945K | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 884,000 | $831K | New |
| TECHTARGET INC (TTGT 0.125 12/15/25) | NOTE 0.125%12/1 · principal | 800,000 | $800K | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 1,700,000 | $771K | Reduce -88.8% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 562,000 | $766K | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 633,000 | $722K | Reduce -69.2% |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 785,000 | $672K | New |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 700,000 | $576K | Add +89.2% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 494,000 | $500K | New |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 647,000 | $486K | Add +114.2% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 298,000 | $478K | Reduce -73.6% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 422,000 | $466K | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 459,000 | $456K | Reduce -88.8% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 465,000 | $447K | Reduce -7.0% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 944,000 | $409K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 149,000 | $393K | New |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 100,000 | $343K | No change |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 360,000 | $330K | New |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 330,000 | $315K | New |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 253,000 | $308K | New |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 343,000 | $290K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 303,000 | $290K | Reduce -93.6% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 306,000 | $276K | Reduce -49.0% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 277,000 | $267K | Reduce -92.8% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 227,000 | $250K | New |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 252,000 | $245K | Add +157.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 207,000 | $201K | Reduce -98.5% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 182,000 | $197K | New |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 200,000 | $189K | Reduce -93.8% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 200,000 | $182K | Add +566.7% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 128,000 | $146K | Add +326.7% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 39,000 | $143K | New |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 87,000 | $119K | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 90,000 | $92K | Add +260.0% |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 50,000 | $85K | No change |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 81,000 | $80K | No change |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 75,000 | $79K | New |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 56,000 | $76K | Reduce -85.1% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 78,000 | $74K | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 79,000 | $71K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 69,000 | $62K | New |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 53,000 | $56K | New |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 60,000 | $56K | New |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 44,000 | $54K | New |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 31,000 | $45K | Add +55.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 35,000 | $43K | Reduce -97.8% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 29,000 | $43K | Add +31.8% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 40,000 | $37K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 37,000 | $37K | Reduce -99.3% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 37,000 | $34K | Reduce -98.8% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 35,000 | $32K | No change |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 30,000 | $29K | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 27,000 | $25K | Reduce -73.8% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 18,000 | $23K | New |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 53,000 | $21K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 15,000 | $18K | Reduce -99.5% |
| AIIOW NWTN Inc. -CW27 | *W EXP 11/11/202 | 570,719 | $17K | No change |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 14,000 | $13K | No change |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 13,000 | $12K | Reduce -97.4% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 16,000 | $12K | New |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 10,000 | $11K | New |
Total filed on the 13F, all lines: $9.0B.
Portfolio Sells Q3 2024 → Q4 2024
| AAPL Apple Inc. | Reduce -68.2% | 1.77% | −6.03 |
| NXPI NXP Semiconductors NV | Reduce -99.1% | 0.01% | −2.25 |
| NVDA Nvidia Corp. | Reduce -41.7% | 1.54% | −2.06 |
| AMGN Amgen Inc. | Reduce -65.8% | 0.42% | −1.85 |
| ZTS Zoetis Inc. | Reduce -94.6% | 0.03% | −1.02 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -14.0% | 1.48% | −1.00 |
| SHEL Shell PLC-ADR | Reduce -98.1% | 0.01% | −0.99 |
| ABBV Abbvie Inc. | Reduce -81.1% | 0.12% | −0.93 |
| HLMN Hillman Solutions Corp. | Reduce -12.9% | 0.96% | −0.84 |
| PTGX Protagonist Therapeutics Inc. | Reduce -17.9% | 0.66% | −0.76 |
| GERN Geron Corp. | Reduce -74.6% | 0.10% | −0.67 |
| COP Conocophillips | Reduce -78.1% | 0.10% | −0.63 |
| DHR Danaher Corp. | Reduce -62.3% | 0.16% | −0.63 |
| BSX Boston Scientific Corp. | Reduce -48.8% | 0.35% | −0.61 |
| XLI SS Industrial Select Sector | Reduce -80.1% | 0.08% | −0.57 |
| VOO Vanguard S&P 500 ETF | Reduce -10.0% | 0.79% | −0.50 |
| K Kellanova | Sold out | 0.00% | −0.40 |
| INTU Intuit Inc. | Reduce -68.0% | 0.11% | −0.40 |
| MGRC McGrath Rentcorp | Sold out | 0.00% | −0.39 |
| EQT Eqt Corp. | Reduce -21.4% | 0.71% | −0.37 |
| PTCT PTC Therapeutics Inc. | Sold out | 0.00% | −0.34 |
| CTLT Catalent Inc. | Sold out | 0.00% | −0.34 |
| V Visa Inc. Class A | Reduce -2.5% | 0.84% | −0.29 |
| TNDM Tandem Diabetes Care Inc. | Reduce -97.6% | 0.00% | −0.28 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Sold out | 0.00% | −0.28 |
| CVS CVS Health Corp. | Reduce -47.8% | 0.09% | −0.27 |
| AR Antero Resources Corp. | Reduce -17.5% | 0.51% | −0.25 |
| DKNG Draftkings Inc. Class A | Sold out | 0.00% | −0.24 |
| AHCO Adapthealth Corp. | Reduce -43.4% | 0.11% | −0.23 |
| LAD Lithia Motors Inc. | Sold out | 0.00% | −0.23 |
| KRE SS SPDR S&P Regional Bank | Reduce -25.6% | 0.26% | −0.23 |
| ALNY Alnylam Pharmaceuticals Inc. | Sold out | 0.00% | −0.23 |
| LNWO Light & Wonder Inc. | Sold out | 0.00% | −0.20 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -57.2% | 0.07% | −0.20 |
| HCA HCA Healthcare Inc. | Reduce -6.5% | 0.17% | −0.20 |
| RRC Range Resources Corp. | Reduce -19.6% | 0.33% | −0.20 |
| JLL Jones Lang Lasalle Inc. | Reduce -68.2% | 0.05% | −0.20 |
| VIOV Vanguard S&P Small-Cap 600 V | Sold out | 0.00% | −0.19 |
| KMB Kimberly-Clark Corp. | Reduce -93.1% | 0.01% | −0.19 |
| MPC Marathon Petroleum Corp. | Reduce -6.4% | 0.20% | −0.18 |
| LOW Lowe's Cos Inc. | Sold out | 0.00% | −0.18 |
| GEV GE Vernova Inc. | Reduce -29.9% | 0.27% | −0.18 |
| BLDR Builders Firstsource Inc. | Reduce -94.9% | 0.00% | −0.17 |
| BBY Best Buy Co. Inc. | Reduce -67.4% | 0.04% | −0.17 |
| SNA Snap-on Inc. | Reduce -92.9% | 0.01% | −0.17 |
| VSTS Vestis Corp. | Sold out | 0.00% | −0.16 |
| VRSK Verisk Analytics Inc. | Sold out | 0.00% | −0.16 |
| WAT Waters Corp. | Reduce -42.5% | 0.10% | −0.16 |
| CRMT America's Car-Mart Inc. | Sold out | 0.00% | −0.16 |
| SWTX Springworks Therapeutics Inc. | Sold out | 0.00% | −0.15 |
Portfolio Buys Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | Add +7597.4% | 4.38% | +4.31 |
| GOOGL Alphabet Inc. Class A | Add +1251.6% | 4.36% | +3.93 |
| MSFT Microsoft Corp. | Add +4649.3% | 3.08% | +2.98 |
| IWM iShares Russell 2000 ETF | Add +218.8% | 5.08% | +2.68 |
| SPIB SS SPDR P Int C Corp. ETF | Add +926.0% | 1.94% | +1.65 |
| WYNN WYNN Resorts Ltd. | Add +3697.9% | 1.68% | +1.60 |
| MA Mastercard Inc. Class A | Add +3716.6% | 1.08% | +1.04 |
| IBIT iShares Bitcoin Trust ETF | Add +9887.8% | 0.99% | +0.98 |
| MCD McDonald's Corp. | Add +3261.8% | 0.77% | +0.74 |
| ZS Zscaler Inc. | Add +4289.2% | 0.71% | +0.69 |
| CLDX Celldex Therapeutics Inc. | Add +11282.9% | 0.70% | +0.69 |
| CCC CCC Intelligent Solutions Ho | New | 0.67% | +0.67 |
| JPM JPMorgan Chase & Co. | Add +657.9% | 0.79% | +0.65 |
| JNJ Johnson & Johnson | Add +311.5% | 1.04% | +0.61 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +11112.0% | 0.58% | +0.57 |
| AGIO Agios Pharmaceuticals Inc. | New | 0.57% | +0.57 |
| GOOG Alphabet Inc. Class C | Add +1438.0% | 0.58% | +0.53 |
| XBI SS SPDR S&P Biotech ETF | Add +779.5% | 0.64% | +0.52 |
| CZR Caesars Entertainment Inc. | Add +3673.9% | 0.54% | +0.51 |
| CCI Crown Castle Inc. | Add +13717.8% | 0.50% | +0.50 |
| PRGS Progress Software Corp. | Add +4750.5% | 0.51% | +0.49 |
| USB US Bancorp | Add +8642.5% | 0.50% | +0.49 |
| DYN Dyne Therapeutics Inc. | New | 0.49% | +0.49 |
| UNH Unitedhealth Group Inc. | Add +333.3% | 0.80% | +0.48 |
| CSCO Cisco Systems Inc. | Add +698.9% | 0.47% | +0.39 |
| AMD Advanced Micro Devices | Add +338.2% | 0.71% | +0.38 |
| LUV Southwest Airlines Co. | Add +2857.9% | 0.39% | +0.38 |
| TSLA Tesla Inc. | Add +1789.4% | 0.39% | +0.37 |
| EMB iShares JP Morgan Usd Emergi | Add +432.5% | 0.49% | +0.35 |
| CRDO Credo Technology Group Holdi | New | 0.35% | +0.35 |
| AVGO Broadcom Inc. | Add +1270.0% | 0.35% | +0.32 |
| GLNG Golar LNG Ltd. | New | 0.28% | +0.28 |
| APD Air Products & Chemicals Inc. | New | 0.28% | +0.28 |
| AAOI Applied Optoelectronics Inc. | New | 0.27% | +0.27 |
| PSX Phillips 66 | New | 0.27% | +0.27 |
| HD Home Depot Inc. | Add +515.1% | 0.33% | +0.24 |
| FCX Freeport-McMoran Inc. | Add +11022.5% | 0.25% | +0.24 |
| SLB SLB Ltd. | Add +225.9% | 0.46% | +0.23 |
| NKE Nike Inc. Class B | Add +663.5% | 0.28% | +0.22 |
| BA The Boeing Co. | Add +1235.7% | 0.24% | +0.21 |
| GLD SPDR Gold Shares | Add +1588.7% | 0.23% | +0.21 |
| MET Metlife Inc. | Add +455.9% | 0.29% | +0.21 |
| CAR Avis Budget Group Inc. | Add +1391.0% | 0.24% | +0.21 |
| AEP American Electric Power | New | 0.20% | +0.20 |
| MS Morgan Stanley | Add +2231.5% | 0.21% | +0.20 |
| FTAI Ftai Aviation Ltd. | Add +2941.7% | 0.21% | +0.20 |
| ANET Arista Networks Inc. | Add +386.7% | 0.27% | +0.20 |
| TRGP Targa Resources Corp. | New | 0.19% | +0.19 |
| KO The Coca-Cola Co. | Add +716.3% | 0.24% | +0.19 |
| WELL Welltower Inc. | New | 0.19% | +0.19 |
Options Activity Q3 2024 → Q4 2024
| GLD SPDR Gold Shares | call | Reduce -9.2% | 4,805,800 | $1.2B |
| GLD SPDR Gold Shares | put | Add +42.1% | 3,836,000 | $928.8M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -55.3% | 1,557,600 | $912.9M |
| AMZN Amazon.com Inc. | put | Add +9456.5% | 1,911,300 | $419.3M |
| GOOGL Alphabet Inc. Class A | put | New | 1,705,000 | $322.8M |
| AMZN Amazon.com Inc. | call | Add +40.6% | 1,278,600 | $280.5M |
| MSFT Microsoft Corp. | put | New | 470,000 | $198.1M |
| AAPL Apple Inc. | call | Add +17.8% | 691,800 | $173.2M |
| WMT Walmart Inc. | call | Add +100.5% | 1,914,700 | $173.0M |
| AAPL Apple Inc. | put | Reduce -66.5% | 685,400 | $171.6M |
| NXPI NXP Semiconductors NV | put | Sold out | 540,000 | $129.6Mbefore exit |
| JPM JPMorgan Chase & Co. | call | Add +83.2% | 527,300 | $126.4M |
| IBIT iShares Bitcoin Trust ETF | put | New | 1,935,600 | $102.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -53.3% | 163,300 | $95.7M |
| ARGX Argenx SE - ADR | put | Reduce -5.7% | 150,000 | $92.3M |
| ZS Zscaler Inc. | put | Add +402.5% | 502,500 | $90.7M |
| IWM iShares Russell 2000 ETF | put | Add +65.0% | 400,000 | $88.4M |
| TLT iShares 20+ Year Treasury BD | call | New | 978,000 | $85.4M |
| NVDA Nvidia Corp. | call | New | 610,700 | $82.0M |
| SHEL Shell PLC-ADR | call | Add +160.4% | 1,210,200 | $75.8M |
| ORCL Oracle Corp. | put | Add +713.3% | 447,300 | $74.5M |
| JNJ Johnson & Johnson | put | Add +1594.7% | 510,100 | $73.8M |
| NVDA Nvidia Corp. | put | Reduce -63.5% | 528,100 | $70.9M |
| TLT iShares 20+ Year Treasury BD | put | Sold out | 704,400 | $69.1Mbefore exit |
| UNH Unitedhealth Group Inc. | put | New | 134,900 | $68.2M |
| MCD McDonald's Corp. | put | New | 230,000 | $66.7M |
| IWM iShares Russell 2000 ETF | call | Add +2500.9% | 293,900 | $64.9M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Add +29.1% | 185,700 | $63.5M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Add +552.4% | 175,500 | $60.0M |
| PRGS Progress Software Corp. | put | Add +24900.0% | 900,000 | $58.6M |
| COP Conocophillips | put | Sold out | 516,000 | $54.3Mbefore exit |
| BRK.B Berkshire Hathaway Inc. Class B | put | New | 110,000 | $49.9M |
| BIDU Baidu Inc. - Spon ADR | call | New | 563,400 | $47.5M |
| AMD Advanced Micro Devices | put | Add +307.3% | 380,000 | $45.9M |
| MSTR Strategy Inc. | put | Reduce -11.8% | 150,000 | $43.4M |
| ZIM Zim Integrated Shipping Serv | put | Add +7.1% | 1,983,400 | $42.6M |
| JPM JPMorgan Chase & Co. | put | Add +35.8% | 177,300 | $42.5M |
| AHCO Adapthealth Corp. | call | Reduce -18.0% | 4,099,500 | $39.0M |
| SHEL Shell PLC-ADR | put | Reduce -60.3% | 604,500 | $37.9M |
| KWEB Kranesh Csi China Internet | call | Add +297.9% | 1,275,700 | $37.3M |
| AHCO Adapthealth Corp. | put | Add +10.0% | 3,582,300 | $34.1M |
| ABBV Abbvie Inc. | call | Reduce -33.6% | 166,700 | $29.6M |
| WMT Walmart Inc. | put | Add +18.6% | 315,000 | $28.5M |
| FCX Freeport-McMoran Inc. | call | Reduce -45.8% | 740,500 | $28.2M |
| TSM Taiwan Semiconductor-SP ADR | call | Sold out | 159,000 | $27.6Mbefore exit |
| ZS Zscaler Inc. | call | Sold out | 142,700 | $24.4Mbefore exit |
| RACE Ferrari NV | put | Sold out | 50,000 | $23.5Mbefore exit |
| GOOG Alphabet Inc. Class C | call | Reduce -41.7% | 118,200 | $22.5M |
| PENN Penn Entertainment Inc. | put | Add +79.5% | 1,115,200 | $22.1M |
| HCA HCA Healthcare Inc. | call | Reduce -26.9% | 73,200 | $22.0M |
Showing the first 50 of 389.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 19,835,000 | $20.4M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +114.6% | 18,283,000 | $19.0M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Reduce -5.0% | 18,204,000 | $16.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +24.2% | 18,271,000 | $16.4M |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | New | 14,631,780 | $15.5M |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | Reduce -12.9% | 21,500,000 | $15.0M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Add +2.4% | 16,689,000 | $14.9M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Sold out | 7,619,000 | $11.9Mbefore exit |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -23.9% | 11,598,000 | $11.8M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +10.3% | 13,436,000 | $11.5M |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | Sold out | 10,725,000 | $11.2Mbefore exit |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Sold out | 7,214,000 | $9.9Mbefore exit |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Reduce -47.8% | 7,599,000 | $9.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +37336.4% | 8,236,000 | $8.8M |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Sold out | 7,859,000 | $7.8Mbefore exit |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | New | 6,649,000 | $7.8M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | New | 5,939,000 | $6.4M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Reduce -26.6% | 6,540,000 | $6.1M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +15.0% | 5,080 | $6.1M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | New | 4,451,000 | $5.9M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | New | 3,275,000 | $5.3M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Reduce -53.5% | 5,453,000 | $5.1M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Add +135.4% | 4,708,000 | $5.0M |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Add +259.1% | 5,300,000 | $4.9M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +156.7% | 3,773,000 | $4.8M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Add +46.3% | 4,999,000 | $4.6M |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | Sold out | 4,846,000 | $4.6Mbefore exit |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Sold out | 4,653,000 | $4.3Mbefore exit |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | New | 4,136,000 | $4.2M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Sold out | 4,160,667 | $3.8Mbefore exit |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | Reduce -72.8% | 4,852,000 | $3.7M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -81.3% | 3,213,000 | $3.5M |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 3,705,000 | $3.3M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Add +1015.5% | 2,655,000 | $3.2M |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | Sold out | 2,881,000 | $3.0Mbefore exit |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | Add +59.6% | 3,955,000 | $3.0M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | New | 3,307,000 | $2.9M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Sold out | 2,650,000 | $2.8Mbefore exit |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | New | 2,901,000 | $2.7M |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | Reduce -53.8% | 2,695,000 | $2.6M |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 2,787,000 | $2.5M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -55.6% | 2,227,000 | $2.4M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | Sold out | 2,400,000 | $2.4Mbefore exit |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | New | 2,150,000 | $2.4M |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | Sold out | 2,380,000 | $2.2Mbefore exit |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +29.7% | 2,213,000 | $2.1M |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Sold out | 2,222,000 | $2.1Mbefore exit |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -74.4% | 2,088,000 | $2.0M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Sold out | 1,867,000 | $1.9Mbefore exit |
| PAGERDUTY INC. (PD 1.5 10/15/28 *) | NOTE 1.500%10/1 · principal | New | 1,975,000 | $1.9M |
Showing the first 50 of 165.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,217 | $10.6B | SPY, IWM, XBI, QQQ, AAPL |
| Q1 2026 | 1,250 | $7.9B | SPY, XBI, QQQ, IWM, NVDA |
| Q4 2025 | 1,289 | $11.9B | SPY, IWM, NVDA, QQQ, GOOG |
| Q3 2025 | 955 | $10.6B | VGT, SPY, WRB, IWM, QQQ |
| Q2 2025 | 842 | $5.8B | SPY, IWM, QQQ, XBI, MA |
| Q1 2025 | 1,187 | $5.6B | SPY, AAPL, QQQ, ARGX, IWM |
| Q4 2024Amended | 1,107 | $8.7B | SPY, IWM, AMZN, GOOGL, MSFT |
| Q3 2024 | 963 | $5.7B | SPY, AAPL, NVDA, QQQ, IWM |
| Q2 2024 | 925 | $4.7B | SPY, GLNG, IWM, QQQ, V |
| Q1 2024 | 1,069 | $4.6B | SPY, QQQ, V, IWM, HLMN |